证券代码：600621 证券简称：华鑫股份 编号：临 2025－003 上海华鑫股份有限公司（以下简称"公司"）第十一届董事会第十四次会议 于 2025 年 3 月 27 日下午在上海市黄浦区福州路 666 号华鑫海欣大厦四楼会议室 召开。公司于 2025 年 3 月 17 日通过电子邮件发出会议通知及会议文件。会议应 到董事 7 人，实到董事 7 人。公司监事及高级管理人员列席了会议。会议由公司 董事长李军先生主持。会议的召开符合《公司法》和公司章程的有关规定。 经与会董事审议，通过了以下事项： 一、公司 2024 年度董事会工作报告 表决结果：赞成 7 票，反对 0 票，弃权 0 票。 二、公司 2024 年度总经理工作报告 表决结果：赞成 7 票，反对 0 票，弃权 0 票。 三、公司 2024 年度财务工作报告 本报告已经公司董事会审计委员会事先认可。 表决结果：赞成 7 票，反对 0 票，弃权 0 票。 上海华鑫股份有限公司 第十一届董事会第十四次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 占公司 ...

●在实施权益分派的股权登记日前公司总股本发生变动的，拟维持分配总额 不变，相应调整每股分配比例，并将另行公告具体调整情况。 一、利润分配方案内容 （一）利润分配方案的具体内容 证券代码：600621 证券简称：华鑫股份 编号：临 2025－005 上海华鑫股份有限公司 2024 年度利润分配方案公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●分配比例：每 10 股派发现金红利 0.78 元（含税）。 ●本次利润分配以实施权益分派股权登记日登记的总股本为基数，具体日期 将在权益分派实施公告中明确。 经天职国际会计师事务所（特殊普通合伙）"天职业字[2025]12697 号"《审 计报告》确认，公司合并财务报表 2024 年度实现归属于母公司所有者的净利润 365,388,601.31 元。2023 年年末母公司未分配利润为 1,200,075,899.90 元， 2024 年度母公司实现净利润 132,183,500.95 元，根据《公司法》的有关规定， 提取当年法定盈余公积金 13,218,350.10 ...

Financial Performance - Total operating revenue for 2024 reached CNY 2,273,311,011.01, an increase of 12.97% compared to CNY 2,012,278,712.14 in 2023[18] - Net profit attributable to shareholders for 2024 was CNY 365,388,601.31, a decrease of 8.03% from CNY 397,305,369.64 in 2023[18] - The net profit attributable to shareholders after deducting non-recurring gains and losses increased by 108.48% to CNY 360,170,852.92 from CNY 172,757,248.91 in 2023[18] - Basic earnings per share for 2024 were CNY 0.34, down 8.11% from CNY 0.37 in 2023[19] - The weighted average return on net assets for 2024 was 4.51%, a decrease of 0.74 percentage points from 5.25% in 2023[19] Cash Flow and Assets - The company's cash flow from operating activities for 2024 was CNY 7,010,786,357.03, a significant recovery from a negative cash flow of CNY -2,020,545,863.75 in 2023[18] - The total assets at the end of 2024 were CNY 43,852,233,454.88, reflecting a 17.90% increase from CNY 37,195,183,862.81 in 2023[18] - The net assets attributable to shareholders increased by 8.91% to CNY 8,438,769,113.22 at the end of 2024, compared to CNY 7,748,275,539.70 in 2023[18] - Cash and cash equivalents increased by 68.46% to CNY 12,959,606,452.83, representing 29.55% of total assets, primarily due to an increase in customer funds and own deposits[65] Dividends and Profit Distribution - The company plans to distribute a cash dividend of CNY 0.78 per 10 shares, totaling CNY 110,333,526.37, which is 30.20% of the net profit for the year[3] - The company reported an unallocated profit of CNY 1,088,825,902.98 to be distributed in future years[3] - The company plans to distribute a cash dividend of 1.13 RMB per 10 shares, totaling 119,881,620 RMB, which accounts for 30.17% of the net profit attributable to shareholders in the consolidated financial statements[117] Business Development and Strategy - The company completed the sale of its first ETF product, achieving a record high in sales volume for a single product in its history[27] - The company actively expanded its customer acquisition channels, with significant results from online channel collaborations[27] - The company established a wealth management headquarters to accelerate the transformation of its brokerage business into wealth management[27] - The company aims to enhance its brokerage business by transitioning towards wealth management and improving service capabilities[75] - The company plans to develop a comprehensive financial service model by leveraging its branch network and promoting resource sharing[76] Risk Management and Compliance - A comprehensive risk management system will be established to monitor and mitigate potential risks, particularly in high-leverage and complex transactions[81] - The company is adapting to a stricter regulatory environment as outlined in the "New National Nine Articles" policy, which emphasizes high-quality development in the capital market[82] - The company has established a robust governance structure to enhance operational risk management and ensure compliance with legal and regulatory requirements[89] Employee and Management - The company maintained a stable management team with an average industry experience of over 20 years, enhancing its talent development strategy[44] - The total pre-tax remuneration for key executives during the reporting period amounted to CNY 1,168.83 million, reflecting the company's commitment to competitive compensation[93] - The company has implemented a monthly fixed salary combined with annual performance assessment as part of its compensation policy[111] Research and Development - Total R&D investment amounted to 72.29 million yuan, representing 3.18% of total operating revenue[59] - The company's R&D personnel accounted for 5.97% of total employees, with 94 R&D staff members, including 7 with doctoral degrees and 78 with master's degrees[61] Community Engagement and Social Responsibility - The company has committed CNY 95,000 in donations to educational initiatives, including scholarships and special programs at East China Normal University[134] - A total of CNY 153.82 million has been invested in poverty alleviation and rural revitalization projects, benefiting approximately 1,200 individuals[135] - The establishment of a love kitchen in Yunnan Wuding focuses on the dietary health and social needs of the elderly, demonstrating care for vulnerable groups[137] Shareholder Information - The top shareholder, Shanghai Yidian (Group) Co., Ltd., holds 361,974,793 shares, representing 34.12% of total shares[161] - The total number of shares held by the top ten shareholders is significant, with the largest three shareholders alone holding over 55% of the company[161] - The company has a total of 76,511 common stock shareholders as of the end of the reporting period, an increase from 67,285 in the previous month[159] Bond Issuance and Financial Instruments - The company issued a total of 11.00 billion RMB in bonds for professional institutional investors, with a coupon rate of 2.30% and a maturity date of May 20, 2026[179] - The company has issued a total of 13.00 billion RMB in subordinated bonds, with a coupon rate of 2.30% and a maturity date of August 22, 2027[179] - The company raised a total of RMB 11.0 billion for the bond "24 华鑫 01" to repay maturing bonds, with the entire amount used as intended[186] Financial Ratios - The company's current ratio improved to 1.52 in 2024, up 3.40% from 1.47 in 2023[191] - The debt-to-asset ratio decreased by 2.74 percentage points to 68.85% in 2024 compared to 71.59% in 2023[191] - The cash interest coverage ratio significantly improved to 12.35 in 2024, compared to -3.10 in 2023[191]

根据中国证券监督管理委员会《关于同意华鑫证券有限责任公司向专业投 资者公开发行公司债券注册的批复》（证监许可[2024]636 号，详见上海华鑫股 份有限公司（以下简称"公司"）于 2024 年 4 月 25 日披露的《公司关于收到中 国证监会同意华鑫证券有限责任公司向专业投资者公开发行公司债券注册的批 复的公告》），公司全资子公司华鑫证券有限责任公司于 2025 年 3 月 12 日完成 2025 年面向专业机构投资者公开发行公司债券（第一期），实际发行规模为人 民币 13 亿元，期限为 385 天，票面利率为 2.23%。华鑫证券有限责任公司将按 规定履行相关手续。 按照债券相关规定，华鑫证券有限责任公司在上海证券交易所网站 （http://www.sse.com.cn）披露《华鑫证券有限责任公司 2025 年面向专业机 构投资者公开发行公司债券（第一期）发行结果公告》。 证券代码：600621 证券简称：华鑫股份 编号：临 2025-002 上海华鑫股份有限公司关于全资子公司 华鑫证券有限责任公司 2025 年面向专业机构投资者 公开发行公司债券（第一期）发行结果的公告 本公司董事会及全体董事保证本公告 ...

证券代码：600621 证券简称：华鑫股份 编号：临 2025-001 本期债券将于2025年3月17日开始支付自2024年3月17日至2025年3月16日期 间的利息即本期债券最后一个年度利息和本期债券本金，本期债券将于2025年3 月17日完成摘牌。具体内容请详见华鑫证券将于近日在上海证券交易所网站 （http://www.sse.com.cn）披露的《华鑫证券有限责任公司2022年面向专业投 资者公开发行公司债券（第一期）2025年本息兑付及摘牌公告》。 特此公告 上海华鑫股份有限公司 董 事 会 2025 年 3 月 6 日 上海华鑫股份有限公司 关于全资子公司华鑫证券有限责任公司 2022 年面向专业投资者公开发行公司债券 （第一期）2025 年本息兑付及摘牌的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 上海华鑫股份有限公司（以下简称"公司"）全资子公司华鑫证券有限责任 公司（以下简称"华鑫证券"）于2022年面向专业投资者公开发行公司债券（第 一期）（以下简称"本期债券"），具体内容详见公司分别于2 ...

PAGE \* MERGEFORMAT2 证券简称：华鑫股份 证券代码：600621 上海华鑫股份有限公司 投资者关系活动记录表 | | 口特定对象调研 | □分析师会议 | | --- | --- | --- | | 投资者关系 | 口媒体采访 □新闻发布会 | ■业绩说明会 □路演活动 | | 活动类别 | 口现场参观 | □一对一沟通 | | | ロ其他 | | | 时间 | 2024年12月3日 星期二 16时至17时 | | | 地点 | 上海市黄浦区福州路 666 号华鑫海欣大厦九楼会议室 | | | 上市公司接 | 华鑫股份董事长:李军先生 | | | 待人员姓名 | | | | | 华鑫股份董事、总经理:俞洋先生 | | | | 华鑫股份独立董事:顾诚先生 | | | | 华鑫股份独立董事:吴文芳女士 | | | | 华鑫股份独立董事:魏嶷先生 | | | 华鑫股份副总经理、总会计师：田明先生 | | | --- | --- | | 华鑫股份董事会秘书:胡之奎先生 | | | 华鑫证券总经理:陈海东先生 | | | 投资者关系活 | 李军发言:尊敬的各位股东、各位投资者,大家好!欢迎大 | | ...

证券代码：600621 证券简称：华鑫股份 公告编号：临 2024-032 上海华鑫股份有限公司 关于召开 2024 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 11 月 26 日(星期二) 至 12 月 02 日(星期一)16:00 前登 录上证路演中心网站首页点击"提问预征集"栏目或通过邮箱 wangwei@shchinafortune.com 进行提问。公司将在说明会上就投资者普遍关注 的问题进行回答。 上海华鑫股份有限公司（以下简称"公司"）已于 2024 年 10 月 31 日发布了 公司 2024 年第三季度报告，为便于广大投资者更全面深入地了解公司 2024 年第 三季度经营成果、财务状况，公司计划于 2024 年 12 月 03 日 下午 16:00-17:00 举行 2024 年第三季度业绩说明会，就投资者关心的问题进行交流。 一、 说明会 ...

根据中国证券监督管理委员会《关于同意华鑫证券有限责任公司向专业投 资者公开发行公司债券注册的批复》（证监许可[2024]636 号，详见上海华鑫股 份有限公司（以下简称"公司"）于 2024 年 4 月 25 日披露的《公司关于收到中 国证监会同意华鑫证券有限责任公司向专业投资者公开发行公司债券注册的批 复的公告》），公司全资子公司华鑫证券有限责任公司于 2024 年 11 月 20 日完成 2024 年面向专业机构投资者公开发行公司债券（第一期），实际发行规模为人 民币 11 亿元，期限为 546 天，票面利率为 2.30%。华鑫证券有限责任公司将按 规定履行相关手续。 按照债券相关规定，华鑫证券有限责任公司在上海证券交易所网站 （www.sse.com.cn）披露《华鑫证券有限责任公司 2024 年面向专业机构投资者 公开发行公司债券（第一期）发行结果公告》。 特此公告 上海华鑫股份有限公司 证券代码：600621 证券简称：华鑫股份 编号：临 2024-031 上海华鑫股份有限公司关于全资子公司 华鑫证券有限责任公司 2024 年面向专业机构投资者 公开发行公司债券（第一期）发行结果的公告 本公司董事会 ...

Financial Performance - Total revenue for Q3 2024 was CNY 458,965,703.92, a decrease of 8.20% compared to the same period last year[3] - Net profit attributable to shareholders was CNY 153,138,304.38, down 38.53% year-on-year[3] - Basic earnings per share for the period was CNY 0.15, a decline of 34.78% compared to the previous year[3] - Total operating revenue for the first three quarters of 2024 was CNY 1,506,203,693.11, a decrease of 1.8% compared to CNY 1,531,910,063.57 in the same period of 2023[18] - Total operating costs increased to CNY 1,823,351,303.48, up 4.9% from CNY 1,737,729,170.49 year-over-year[18] - Interest income for the first three quarters of 2024 was CNY 398,707,187.54, down 14.1% from CNY 464,067,233.03 in the previous year[18] - Net profit for the third quarter was ¥304,670,471.77, down from ¥418,402,301.83, reflecting a decline of approximately 27.2%[19] - Total profit before tax was ¥309,223,762.53, down from ¥537,874,636.39, reflecting a decline of approximately 42.5%[19] Assets and Liabilities - Total assets at the end of the reporting period reached CNY 46,395,404,848.49, an increase of 24.73% from the end of the previous year[4] - The total assets of the company amounted to CNY 46,395,404,848.49, reflecting a growth of 24.8% from CNY 37,195,183,862.81[17] - The company reported a total of CNY 39,154,019,121.44 in current assets, an increase of 21.1% from CNY 32,334,775,487.40[14] - Total liabilities reached CNY 38,288,671,999.72, an increase of 30.5% compared to CNY 29,324,000,414.53 in the previous year[16] - The company's equity attributable to shareholders increased to CNY 8,106,732,848.77, up 4.6% from CNY 7,748,275,539.70[17] Cash Flow - Cash flow from operating activities for the year-to-date was CNY 3,826,097,679.25, indicating significant net inflow compared to the previous outflow[7] - The net cash flow from operating activities for Q3 2024 was ¥3,826,097,679.25, a significant improvement compared to a net outflow of ¥355,863,040.82 in the same period last year[22] - Total cash outflow from operating activities decreased to ¥7,592,715,947.55 from ¥9,289,744,635.30 year-over-year, indicating improved operational efficiency[22] - Cash inflow from operating activities totaled ¥11,418,813,626.80, up from ¥8,933,881,594.48, indicating a growth of approximately 27.7%[21] - Cash inflow from financing activities totaled ¥4,784,473,504.16, slightly up from ¥4,610,429,212.14 year-over-year, showing stable financing operations[22] - The net cash flow from financing activities was -¥1,820,090,900.98, an improvement from -¥1,950,451,828.27 in Q3 2023, indicating better debt management[22] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 68,748[8] - The largest shareholder, Shanghai Yidian (Group) Co., Ltd., held 361,974,793 shares, representing 34.12% of the total shares[8] - The company reported a total of 5,834,811 shares held by the Southern CSI 1000 ETF, representing 0.55% of the total shares[10] - The company also noted that the China Construction Bank's fund management products held 4,095,199 shares, accounting for 0.39% of the total shares[10] - The company has not disclosed any significant changes in shareholder relationships among the top ten shareholders[11] Operational Efficiency - The company reported a non-recurring gain of CNY 3,214,819.66 from government subsidies closely related to its normal operations[5] - The weighted average return on equity decreased by 1.34 percentage points to 1.92%[3] - The company has not reported any new strategies or significant market expansions during the quarter[11] Investment Activities - Cash inflow from investment activities was ¥559,031,106.53, down from ¥1,073,551,391.71 in Q3 2023, reflecting a decrease in investment recovery[22] - The net cash flow from investment activities was negative at -¥5,014,386.81, contrasting with a positive inflow of ¥366,250,857.10 in the previous year[22] - The cash outflow for investing in fixed assets and intangible assets was ¥56,045,493.34, down from ¥67,700,534.61 in Q3 2023, suggesting a more cautious investment approach[22] Research and Development - R&D expenses increased to ¥26,456,024.33 from ¥22,923,748.47, representing a growth of approximately 15.5% year-over-year[19] Financial Expenses - Financial expenses decreased significantly to ¥1,054,225.17 from ¥3,327,316.30, a reduction of about 68.3%[19]

证券代码：600621 证券简称：华鑫股份 编号：临 2024-030 上海华鑫股份有限公司关于全资子公司 华鑫证券有限责任公司 2024 年面向专业机构投资者 公开发行短期公司债券（第一期）发行结果的公告 董 事 会 2024 年 10 月 30 日 按照债券相关规定，华鑫证券有限责任公司在上海证券交易所网站 （www.sse.com.cn）披露《华鑫证券有限责任公司 2024 年面向专业机构投资者 公开发行短期公司债券（第一期）发行结果公告》。 特此公告 上海华鑫股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据中国证券监督管理委员会《关于同意华鑫证券有限责任公司向专业投 资者公开发行公司债券注册的批复》（证监许可[2024]636 号，详见上海华鑫股 份有限公司（以下简称"公司"）于 2024 年 4 月 25 日披露的《公司关于收到中 国证监会同意华鑫证券有限责任公司向专业投资者公开发行公司债券注册的批 复的公告》），公司全资子公司华鑫证券有限责任公司于 2024 年 10 月 29 日完成 2024 ...