永安期货股份有限公司 2024年度独立董事述职报告 作为永安期货股份有限公司独立董事，本人严格按照《公司 法》《证券法》《上市公司独立董事管理办法》等法律法规及《公 司章程》《独立董事工作制度》的有关规定，认真履行职责，在 董事会中发挥参与决策、监督制衡、专业咨询作用，维护公司整 体利益，保护中小股东合法权益。 现将 2024 年度内履行职责的情况报告如下： 一、独立董事的基本情况 本人李小文，1973 年出生，中国国籍，无境外永久居留权， 硕士学位。曾任杭州西泠集团有限公司办公室职员、杭州三盛房 地产开发有限公司发展部职员、浙江方圆企业管理咨询有限公司 咨询师、浙江浙杭律师事务所律师。现任永安期货股份有限公司 独立董事，浙江智仁律师事务所合伙人。 报告期内，本人任职符合《上市公司独立董事管理办法》第 六条规定的独立性要求，不存在影响独立性的情况。 二、独立董事年度履职概况 （一）参加会议情况 报告期内，本人亲自出席公司所有董事会和股东大会，在审 议相关事项时，充分结合公司实际和自身法律专业知识，客观、 独立、审慎地行使独立董事职权。本人对各项议案均投赞成票， 未对董事会各项议案发表反对、保留意见、无法发表意 ...

作为永安期货股份有限公司独立董事，本人严格按照《公司 法》《证券法》《上市公司独立董事管理办法》等法律法规及《公 司章程》《独立董事工作制度》的有关规定，认真履行职责，在 董事会中发挥参与决策、监督制衡、专业咨询作用，维护公司整 体利益，保护中小股东合法权益。 现将 2024 年度内履行职责的情况报告如下： 永安期货股份有限公司 2024年度独立董事述职报告 一、独立董事的基本情况 本人朱燕建，1981 年出生，中国国籍，无境外永久居留权， 博士学位。曾任浙江大学经济学院博士后、助理教授、副教授， 浙江大学经济学院金融系副主任，横店影视股份有限公司独立董 事,浙江三门农村商业银行股份有限公司独立董事,杭州市房地产 开发集团有限公司外部董事。现任永安期货股份有限公司独立董 事，浙江大学教授、博士生导师、经济学院金融系主任、金融研 究院副院长，浙江皇马科技股份有限公司独立董事,杭州商旅金融 投资有限公司外部董事，重庆银行股份有限公司独立董事。 报告期内，本人任职符合《上市公司独立董事管理办法》第 六条规定的独立性要求，不存在影响独立性的情况。 | | 提名与薪酬考核委员会 | | 审计委员会 | | | --- ...

永安期货股份有限公司 2024年度独立董事述职报告 作为永安期货股份有限公司独立董事，本人严格按照《公司 法》《证券法》《上市公司独立董事管理办法》等法律法规及《公 司章程》《独立董事工作制度》的有关规定，认真履行职责，在 董事会中发挥参与决策、监督制衡、专业咨询作用，维护公司整 体利益，保护中小股东合法权益。现将 2024 年度内履行职责的 情况报告如下： 一、独立董事的基本情况 本人汪滔，1973 年出生，中国国籍，加拿大永久居留权， 博士学位。曾任摩根士丹利（香港）高级经理，中国国际金融有 限公司副总经理、执行总经理，上海交通大学上海高级金融学院 教授。现任永安期货股份有限公司独立董事，香港大学教授。 报告期内，本人任职符合《上市公司独立董事管理办法》第 六条规定的独立性要求，不存在影响独立性的情况。 二、独立董事年度履职概况 （一）参加会议情况 报告期内，本人亲自出席公司所有董事会和股东大会，在审 议相关事项时，充分结合公司实际和自身金融专业知识，客观、 独立、审慎地行使独立董事职权。本人对各项议案均投赞成票， 未对董事会各项议案发表反对、保留意见、无法发表意见，未有 弃权的情况，具体情况如下： | ...

永安期货表示，面对今年以来期货行业整体承压的态势，公司将按照《关于加强监管防范风险促进期货 市场高质量发展的意见》指引的方向， 基于"客户好、永安好，好永安、好客户"的经营宗旨，牢固树 立"以客户为中心就是以发展为中心"的理念，从存量客户挖掘增量，从增量客户拓展新的增量，将客户 的需求与永安发展有机统一，为客户提供好产品、好投研、好服务，进而实现质量变革、效率变革、动 力变革，加快推进衍生品投行建设再上新台阶。 2024年，期货行业整体利润再次下滑，已经是自2021年以来的3连降。在行业整体承压的背景下，永安 期货多业务板块相互赋能的生态逐步显现威力，境外金融板块业务尤为亮眼。2024年，境外金融板块实 现营业收入4.30亿元，营业利润1.46亿元，同比增长51.06%和6.67%，成为公司第二增长曲线助力整体 业绩稳定。 公司境外业务以中国香港和新加坡为立足点，通过国际金融交易服务平台、资产管理平台和期现贸易平 台三大平台，为客户提供一站式跨境金融解决方案。期货经纪业务交易量稳步提升，同比增长 57.64%；客户结构合理，机构客户权益占比超80%,机构成交量占比75.48%，同比增长约15个百分点； 基金销 ...

Financial Performance - The company's operating revenue for 2024 was CNY 21.73 billion, a decrease of 8.76% compared to CNY 23.82 billion in 2023[63]. - The net profit attributable to shareholders for 2024 was CNY 575.10 million, down 21.07% from CNY 728.58 million in 2023[63]. - The net cash flow from operating activities for 2024 was CNY 2.14 billion, a significant recovery from a negative cash flow of CNY -5.30 billion in 2023[63]. - Total assets at the end of 2024 amounted to CNY 69.22 billion, a slight decrease of 1.71% from CNY 70.42 billion at the end of 2023[63]. - Total liabilities decreased by 2.78% to CNY 56.41 billion in 2024 from CNY 58.02 billion in 2023[64]. - The equity attributable to shareholders increased by 3.32% to CNY 12.81 billion in 2024, compared to CNY 12.39 billion in 2023[64]. - Basic earnings per share decreased by 20% to 0.40 RMB in 2024 compared to 0.50 RMB in 2023[65]. - The weighted average return on equity fell to 4.56% in 2024 from 5.97% in 2023, a decrease of 1.41 percentage points[65]. Dividend Distribution - The company plans to distribute a cash dividend of 0.70 CNY per 10 shares, totaling approximately 101.89 million CNY, which represents 30.37% of the net profit attributable to shareholders for 2024[6]. - The company completed a cash dividend distribution of 0.50 CNY per 10 shares in November 2024, amounting to approximately 72.78 million CNY[6]. Risk Management - The company emphasizes risk management, identifying market, credit, operational, liquidity, reputation, compliance, and information technology risks as key challenges[8]. - The company has established a comprehensive risk management system to enhance risk management levels, ensuring risks are measurable, controllable, and bearable[169]. - The risk management organization includes a clear structure with the board of directors as the highest decision-making body, responsible for overall risk management[170]. - The company has implemented a risk management system covering market risk, liquidity risk, credit risk, operational risk, reputation risk, compliance legal risk, and information technology risk[171]. - The company has invested in financial technology to build a digital risk management model, creating an integrated information management platform for risk identification, monitoring, and feedback[173]. Business Expansion and Strategy - The company aims to become a leading "derivatives investment bank" by focusing on new opportunities and building a new brand in 2025[12]. - The company is expanding its cross-border development and innovation by integrating futures, securities, asset management, and clearing services[11]. - The company aims to expand its market presence and enhance its service offerings through strategic initiatives and new product developments[20]. - The company plans to continue its "bulk commodity investment banking" strategy in 2025, focusing on providing integrated risk management solutions for real enterprises[92]. - The company aims to reshape its brokerage service operation system and implement precise marketing strategies in 2025[79]. Corporate Governance - The company has a well-defined corporate governance structure, ensuring effective interaction and checks between shareholders, the board, and management[185]. - The board has been recognized for its governance practices, receiving an award for excellent board practices in 2024[185]. - The company has established an independent asset ownership structure, ensuring no funds or assets are occupied by the actual controller or its controlled enterprises[187]. - The company operates an independent financial department with a dedicated accounting system, ensuring no shared bank accounts with the actual controller[190]. Market Presence - The company has established a wholly-owned subsidiary in Hong Kong, covering various fields including overseas futures brokerage and asset management[20]. - The company has a strong presence in the futures market, being a member of several major exchanges in China[32]. - The company has expanded its operations internationally, with subsidiaries being members of the Singapore Exchange and the European Futures Exchange[19]. - The company is headquartered in Hangzhou, Zhejiang Province, with its office located in the Huafeng International Business Building[34]. Innovation and Technology - The company launched the "Yongyiqi" online one-stop service platform, integrating account management, trading, delivery, data analysis, and research services[6]. - The company has increased its investment in information technology, including IT capital expenditures and operational maintenance, to enhance its technological competitiveness[183]. - The company emphasizes research capabilities as a core competitive advantage, with a leading research team recognized for its excellence in investment analysis[118]. Employee and Management Structure - The company has a total of 6 independent directors, with varying ages from 38 to 56[199]. - The company has appointed a new risk officer, aged 51, whose term also ends in November 2025[199]. - The company has a total of 4 vice presidents, all of whom have been in their roles since August 2022[199]. - The total pre-tax compensation for the reporting period amounted to 804 million yuan, attributed to the compensation accrued and distributed for the fiscal year 2024[200].

Financial Performance - The company's operating revenue for Q1 2025 was ¥2,277,072,592.08, a decrease of 47.51% compared to ¥4,338,090,650.68 in the same period last year[5] - Net profit attributable to shareholders was ¥9,294,562.54, down 88.08% from ¥77,963,439.71 year-on-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses decreased by 87.80%, amounting to ¥8,906,102.38 compared to ¥73,020,484.30 in the previous year[5] - Basic and diluted earnings per share were both ¥0.01, representing an 80.00% decline from ¥0.05 in the same period last year[5] - The weighted average return on equity decreased by 0.56 percentage points to 0.07%[5] - The company reported a total operating expense of CNY 2,286,297,154.32 in Q1 2025, down from CNY 4,251,833,841.18 in Q1 2024, reflecting a decrease of about 46.3%[23] - The company recorded a total comprehensive income of CNY 5,495,820.56 in Q1 2025, down from CNY 78,043,846.12 in Q1 2024, indicating a decrease of approximately 92.9%[24] Cash Flow - The company reported a net cash flow from operating activities of -¥6,512,973,004.89, indicating a significant cash outflow compared to -¥11,619,362,277.80 in the previous year[5] - Cash flow from operating activities for Q1 2025 was negative at CNY -6,512,973,004.89, an improvement from CNY -11,619,362,277.80 in Q1 2024[26] - The net cash inflow from operating activities in Q1 2025 was CNY 10,236,005,935.83, compared to CNY 7,847,264,267.59 in Q1 2024, showing an increase of about 30.3%[26] - Net cash flow from investing activities was -$6,329,647.87, compared to -$2,120,549.40 in the previous period, indicating a significant increase in investment outflows[27] - Cash inflow from financing activities totaled $345,840,300.77, up from $312,251,020.23, primarily driven by increased borrowings of $342,995,071.52[27] - Net cash flow from financing activities was $122,477,529.52, a turnaround from a negative $209,190,225.50 in the previous period, reflecting improved financial management[27] - The ending cash and cash equivalents balance decreased to $19,077,601,932.55 from $12,241,585,391.53, showing a decline in liquidity[27] - The net increase in cash and cash equivalents was -$6,398,211,976.28, compared to -$11,831,586,141.01, indicating a smaller decline in cash reserves[27] Assets and Liabilities - Total assets at the end of the reporting period were ¥62,060,775,649.85, a decrease of 10.34% from ¥69,216,819,919.79 at the end of the previous year[6] - Total liabilities as of March 31, 2025, are ¥42,000,000,000, reflecting a decrease from the previous period[18] - Total liabilities decreased to CNY 49,248,896,378.65 in Q1 2025 from CNY 56,410,436,469.15 in Q1 2024, a reduction of approximately 12.5%[23] - Cash and cash equivalents amount to ¥25,960,104,340.97, down from ¥37,075,301,837.27[18] - The company's short-term borrowings increased to ¥687,579,344.81 from ¥560,465,712.18[18] Shareholder Information - Total number of common shareholders at the end of the reporting period is 33,924[13] - The largest shareholder, Caixin Securities Co., Ltd., holds 439,347,825 shares, accounting for 30.18% of total shares[13] - Zhejiang Provincial Industrial Fund Co., Ltd. holds 350,000,000 shares, representing 24.05% of total shares[13] - The company has pledged 255,102,041 shares, which is 57.96% of its holdings[13] - The company has no significant changes in the participation of major shareholders in margin financing and securities lending[14] Accounting Changes - The decline in operating revenue was attributed to a change in revenue recognition method effective January 1, 2025, which impacted the presentation of revenue and expenses but did not affect business profitability[6] - The company plans to adopt new accounting standards starting in 2025, which may impact future financial reporting[27] Non-Recurring Gains and Losses - Non-recurring gains included a loss from the disposal of non-current assets amounting to ¥421.25 and government subsidies totaling ¥68,500.16[9] - The net profit decline was influenced by losses from certain off-exchange derivative businesses conducted by subsidiaries in 2023, which have now been largely resolved[7]

公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由于情况的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低， 根据内部控制评价结果推测未来内部控制的有效性具有一定的风险。 二. 内部控制评价结论 永安期货股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2024年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 1. 公司于内部控制评价报告基准日，是否存在财务报告内部控制重大缺陷 □是 √否 公司代码：600927 公司简称：永安期货 永安期货股份有限公司 2024年度内部控制评价报告 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进 ...

永安期货股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 ___ 报告编码:沪254LWB0JXC 关于永安期货股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 信会师报字[2025]第 ZF10400 号 永安期货股份有限公司全体股东: 我们审计了永安期货股份有限公司(以下简称"永安期货公 司")2024年度的财务报表,包括 2024年 12 月 31 日的合并及母公司 资产负债表、2024 年度合并及母公司利润表、合并及母公司现金流 量表、合并及母公司所有者权益变动表和相关财务报表附注,并于 2025 年 4 月 22 日出具了报告号为信会师报字(2025)第 ZF10398 号的 无保留意见审计报告。 永安期货公司管理层根据中国证券监督管理委员会《上市公司监 管指引第 8 号 -- 上市公司资金往来、对外担保的监管要求》(证监 会公告（2022）26 号）和《上海证券交易所上市公司自律监管指南 第 2 号 -- 业务办理》的相关规定编制了后附的 2024 年度非经营性 资金占用及其他关联资金往来情况汇总表(以下简称"汇总表")。 编制汇总表并确保其真实、准确、完整是永安期 ...

关于董事辞职的公告 证券代码：600927 证券简称：永安期货 公告编号：2025-016 永安期货股份有限公司 王正甲先生任职期间始终勤勉尽责、恪尽职守，公司董事会 对王正甲先生为公司发展所做出的贡献表示衷心的感谢！ 特此公告。 永安期货股份有限公司董事会 2025 年 4 月 23 日 本公司董事会及全体董事保证本公告内容不存在任何虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性 和完整性承担法律责任。 永安期货股份有限公司（以下简称"公司"）董事会收到王 正甲先生的书面辞呈。王正甲先生因工作原因申请辞去公司第四 届董事会董事、董事会战略与可持续发展委员会委员、董事会提 名与薪酬考核委员会委员等职务。 根据《公司法》和《公司章程》有关规定，王正甲先生辞职 未导致公司董事会成员低于法定最低人数，其辞职自辞职报告送 达公司董事会之日起生效。 ...

永安期货股份有限公司董事会 关于独立董事独立性情况的专项意见 根据《上市公司独立董事管理办法》《上海证券交易所上市公 司自律监管指引第 1 号——规范运作》《公司章程》等要求，永安 期货股份有限公司（以下简称"公司"）董事会就公司独立董事汪 滔、朱燕建、冯晓、李小文的独立性情况进行了评估，并出具如下 专项意见： 经核查，独立董事汪滔、朱燕建、冯晓、李小文的任职经历以 及其签署的相关自查文件，上述独立董事不存在《上市公司独立董 事管理办法》或《公司章程》中规定的不得担任独立董事的情形， 在担任公司独立董事期间，独立董事已严格遵守中国证监会和上海 证券交易所的相关规定，确保有足够的时间和精力勤勉尽责地履行 职责，作出独立判断时不受公司主要股东、实际控制人或其他与公 司存在利害关系的单位或个人的影响。公司独立董事符合《上市公 司独立董事管理办法》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》中对独立董事独立性的相关要求。 永安期货股份有限公司董事会 2025 年 4 月 22 日 ...