二、本次发行情况概述 财通证券股份有限公司 关于永安期货股份有限公司 首次公开发行股票并上市保荐总结报告书 2021 年 12 月 23 日，永安期货股份有限公司（以下简称"永安期货"或"公 司"）在上海证券交易所上市。根据《证券发行上市保荐业务管理办法》《上海证 券交易所股票上市规则》等有关法律法规的规定以及与永安期货签订的保荐承销 协议，财通证券股份有限公司（以下简称"财通证券"或"保荐机构"）作为保 荐机构，对永安期货进行持续督导，持续督导期为 2021 年 12 月 23 日至 2023 年 12 月 31 日。 截至目前，财通证券对永安期货的持续督导期已满，根据《上海证券交易所 上市公司自律监管指引第 11 号——持续督导》等相关规定，出具本保荐总结报 告书： | 发行人名称 | 永安期货股份有限公司 | | | --- | --- | --- | | 证券代码 | 600927 | | | 注册资本 | 元 1,455,555,556 | | | 注册地址 | 浙江省杭州市上城区新业路 200 | 号华峰国际商务大厦 10-11 | | | 层,16-17 层 | | | 法定代表人 | 葛国栋 ...

2024 年第一季度报告 证券代码：600927 证券简称：永安期货 永安期货股份有限公司 2024 年第一季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务信息 的真实、准确、完整。 第一季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 | --- | --- | --- | |-----------------------------------------------|--------------------|-------------------------------------| | 项目 | 本报告期 | 本报告期比上年同期增 减变动幅度 (%) | | 营业收入 | 4,338,090,650.68 | ...

Dividend Distribution - The company's total share capital is 1,455,555,556 shares, and the total cash dividend distributed for 2023 is RMB 117,900,000.04, with RMB 0.81 per 10 shares (including tax)[4] - The cash dividend distributed for the first three quarters of 2023 is RMB 101,888,888.92, with RMB 0.70 per 10 shares (including tax)[4] - The total cash dividend distributed for 2023 accounts for 30.17% of the net profit attributable to the parent company's shareholders in the consolidated financial statements[4] - The company's total share capital is 1,455,555,556 shares, and it distributed a cash dividend of RMB 0.81 per 10 shares, totaling RMB 117,900,000.04 for the year 2023[171] - The total cash dividends distributed in 2023, including the RMB 0.70 per 10 shares distributed in the first three quarters, amounted to RMB 219,788,888.96, representing 30.17% of the net profit attributable to the parent company's shareholders[171][175] - The company's net profit attributable to the parent company's shareholders in 2023 was RMB 728,579,065.99[175] - The company's cash dividend policy requires that the cash dividend ratio should be at least 80% for mature companies without major capital expenditure plans, 40% for mature companies with major capital expenditure plans, and 20% for growth-stage companies with major capital expenditure plans[170] - The company's cash dividend policy ensures that the cumulative cash dividends distributed in the past three years are no less than 30% of the average annual distributable profits for the same period[169] Financial Performance - Revenue for 2023 decreased by 31.50% to RMB 23,822,683,408.79 compared to RMB 34,775,401,676.38 in 2022[48] - Net profit attributable to the parent company's shareholders increased by 8.34% to RMB 728,579,065.99 in 2023 from RMB 672,485,200.22 in 2022[48] - Net cash flow from operating activities was negative RMB 5,303,754,078.67 in 2023, compared to negative RMB 558,614.43 in 2022[48] - Total assets increased by 3.24% to RMB 70,419,300,597.02 at the end of 2023 from RMB 68,207,237,787.91 at the end of 2022[48] - Basic earnings per share increased by 8.70% to RMB 0.50 in 2023 from RMB 0.46 in 2022[49] - Weighted average return on equity (ROE) increased by 0.26 percentage points to 5.97% in 2023 from 5.71% in 2022[49] - Net capital increased to RMB 4,098,037,646.09 at the end of 2023 from RMB 3,905,144,080.89 at the end of 2022[51] - The ratio of net capital to risk capital preparation increased to 313% in 2023 from 299% in 2022[51] - Revenue in Q4 2023 was RMB 5,030,748,407.81, a decrease compared to RMB 6,825,900,016.39 in Q3 2023[53] - Net profit attributable to the parent company's shareholders in Q4 2023 was RMB 169,497,830.09, an increase compared to RMB 146,987,069.15 in Q3 2023[53] - Non-recurring profit and loss items for 2023 totaled RMB 16,695,207.36, a significant increase from RMB 82,812.34 in 2022[56] - Government subsidies in 2023 amounted to RMB 29,187,530.20, a substantial increase from RMB 9,756,659.10 in 2022[54] - The company's revenue for 2023 was RMB 23.823 billion, a decrease of 31.50% year-over-year[59] - Net profit attributable to the parent company in 2023 was RMB 729 million, an increase of 8.34% year-over-year[59] - The weighted average return on equity (ROE) for 2023 was 5.97%[59] - The company's strategic investments in 2023 amounted to RMB 678 million, focusing on key industries such as pig farming and new energy[59] - The domestic futures market's client equity scale at the end of 2023 was RMB 1.42 trillion, a decrease of 3.92% year-over-year[60] - The company's trading financial assets increased by RMB 2.206 billion in 2023, reaching RMB 11.052 billion[57] - The company's trading financial liabilities decreased by RMB 540.8 million in 2023, totaling RMB 1.166 billion[57] - The company's other equity instrument investments decreased by RMB 5.018 million in 2023, amounting to RMB 18.658 million[57] - Domestic futures agency trading volume reached 234 million hands, with a transaction amount of 15.92 trillion yuan, and client equity at the end of the reporting period was 45.732 billion yuan[61] - Fund sales business revenue for 2023 was 61 million yuan, with the company optimizing asset selection and expanding asset categories, forming a distinctive asset pool[64] - Asset management business revenue for 2023 was 14.1378 million yuan, with the company launching 11 active management series products and 7 FOF series products[66] - Risk management business revenue for 2023 was 22.332 billion yuan, with a net profit industry share of 20%, ranking among the top in the industry[69] - Overseas financial services business revenue reached 285 million yuan, a year-on-year increase of 39%, with operating profit of 137 million yuan, up 163% year-on-year, and a net asset return rate exceeding 14%[70] - The company's overseas futures brokerage business saw a 20.45% increase in client equity, reaching 583 million USD by the end of the reporting period[70] - The company sold 23 fund products overseas, a 53.33% increase year-on-year, with fund sales amounting to 84.54 million USD and capital introduction scale of 80 million USD[70] - Total assets of the company reached 70.419 billion yuan, an increase of 3.24% compared to the end of the previous year[94] - Revenue for the year was 23.823 billion yuan, a decrease of 31.50% year-on-year[94] - Net profit attributable to shareholders of the listed company was 729 million yuan, an increase of 8.34% year-on-year[94] - Operating cash flow was -5.304 billion yuan, compared to -0.5586 million yuan in the same period last year[95] - Investment cash flow was 111.856 million yuan, an increase of 110.67% year-on-year[95] - Financing cash flow was -609.695 million yuan, compared to -1.884 billion yuan in the same period last year[95] - Revenue from futures brokerage business was 1.141 billion yuan, an increase of 23.09% year-on-year[98] - Revenue from overseas business (gross method) was 284.727 million yuan, an increase of 38.77% year-on-year[98] - R&D investment totaled 20.723 million yuan, accounting for 0.09% of total revenue[102] - The company has 32 R&D personnel, accounting for 2.72% of the total workforce[103] - Net increase in cash and cash equivalents for 2023 was -5.781 billion yuan, compared to -1.748 billion yuan in the same period last year, mainly due to increased payments related to operating activities[104] - Settlement reserves increased by 2,390.59% to 28,134,920.44 yuan, accounting for 0.04% of total assets[105] - Receivables from pledged deposits decreased by 59.76% to 1,399,980,752.00 yuan, accounting for 1.99% of total assets[105] - Accounts receivable decreased by 46.60% to 168,682,463.45 yuan, accounting for 0.24% of total assets[105] - Other receivables decreased by 51.07% to 1,060,013,018.13 yuan, accounting for 1.51% of total assets[105] - Inventory increased by 40.35% to 1,144,637,300.56 yuan, accounting for 1.63% of total assets[105] - Overseas assets amounted to 6,047,079,100.00 yuan, accounting for 8.59% of total assets[106] - Restricted assets totaled 2,497,312,661.43 yuan, including 1,397,602,592.43 yuan in monetary funds and 949,775,400.23 yuan in trading financial assets[107] - Long-term equity investments at the end of the reporting period amounted to 863,027,970.61 yuan, including 832,441,745.64 yuan in Yongan Guofu[109] - Yongan Capital achieved total assets of 143.58 billion yuan and net profit of 158.12 million yuan in 2023[112] - Zhongbang Industrial reported a net loss of 8.22 million yuan in 2023[112] - New Yongan Financial Holdings generated revenue of 284.73 million yuan and net profit of 136.96 million yuan in 2023[112] - Yongan Guofu recorded total assets of 34.21 billion yuan and net profit of 149.63 million yuan in 2023[112] - China's GDP exceeded 126 trillion yuan in 2023, with a year-on-year growth of 5.2%[114] Risk Management - The company faces risks including market risk, credit risk, operational risk, liquidity risk, reputational risk, compliance and legal risk, and IT risk[6] - The company has a comprehensive risk management system, including a clear organizational structure, a series of risk control compliance systems, and a risk control process covering pre-event, in-event, and post-event stages[83] - The company has established a comprehensive risk management system, including customer identity verification, credit assessment, and risk control measures to ensure the effectiveness of internal controls[125] - The company has developed a stock scoring and bond credit evaluation system, and maintains a continuously graded and tracked investment pool for stocks and bonds[125] - The company has strengthened cooperation with banks, expanded credit lines, and implemented daily liquidity tracking and large fund demand reservation management to optimize its asset-liability structure[127] - The company has established a reputation risk management framework, including a 7*24-hour public opinion monitoring system and regular training to enhance employee awareness of reputation risks[128] - The company has implemented a compliance management system linked to performance evaluation, ensuring legal and regulatory compliance through internal supervision and continuous optimization of internal controls[129] - The company has invested in IT infrastructure, including hardware and software, and established a complete set of IT-related systems to ensure the stable operation of its information technology systems[130] - The company has a well-established corporate governance structure, including a board of directors with specialized committees, to ensure the long-term stable development of the company[132] - The company maintains independence in assets, personnel, finance, organization, and business operations, with no interference from its actual controller, the Zhejiang Provincial Department of Finance[133][134][135][136] - The company reviewed over 300 internal control systems and formulated or revised more than 50 systems in 2023, covering areas such as corporate governance, anti-money laundering, IT, compliance auditing, and employee management[176] - The company's internal control systems are fully managed online, enhancing the effectiveness and granularity of internal control management[176] - The company's subsidiary, Yong'an Capital, focuses on risk management business, including spot trading, OTC derivatives, market making, and customer management, with a comprehensive internal control system in place[177] - The company's subsidiary, New Yong'an Financial Holdings, is located in Hong Kong and aims to expand overseas markets, with a focus on futures brokerage, securities brokerage, and asset management businesses[177] - The company has established a comprehensive internal control system across its subsidiaries, ensuring compliance with regulatory requirements and effective risk management[177] - The company has been recognized for its internal control practices, receiving a standard unqualified opinion from Da Hua Certified Public Accountants for its 2023 internal control audit[178] Business Operations and Expansion - The company holds a total of 31 branches and 13 business departments, all licensed for securities and futures business[16] - The company's subsidiary, Yong'an Capital, is engaged in risk management businesses including basis trade, OTC derivatives, and market-making[16] - The company's Hong Kong subsidiary, New Yong'an Financial Holdings, covers overseas futures brokerage, asset management, securities, and lending businesses[16] - The company has been approved for various business qualifications including futures brokerage, financial futures brokerage, and asset management since 1994[17] - Yong'an Capital has been approved for market-making business and holds a valid Food Business License and Hazardous Chemicals Business License[18] - New Yong'an Futures holds licenses for futures contract trading and advisory services in Hong Kong[19] - New Yong'an Securities and New Yong'an Asset Management hold licenses for securities trading and asset management in Hong Kong[19] - The company and its subsidiaries hold memberships in multiple exchanges and industry associations, including Shanghai Futures Exchange and China Futures Association[20] - As of the end of the reporting period, the company had established 31 branches and 13 business departments, with 16 branches in Zhejiang province[39] - The company's branch distribution includes 6 branches in Shandong, 3 in Liaoning, 2 in Fujian, Guangdong, Hebei, and Jiangsu, and 1 in Beijing, Henan, Hunan, Jilin, Jiangxi, Shaanxi, Shanghai, Sichuan, Tianjin, and Chongqing[42] - The company has a total of 31 branches and 2 business departments, with the earliest branch established in December 2000 (Wenzhou Branch) and the latest branch established in September 2021 (Hangzhou Yuhang Branch)[43][44][45] - The branches are distributed across 15 provinces and cities in China, with the highest concentration in Zhejiang Province (12 branches)[43][44] - The company has expanded its presence in key financial hubs such as Beijing, Shanghai, Shenzhen, and Guangzhou, with branches established between 2001 and 2011[43][44] - The company has established branches in major cities in Northeast China, including Shenyang (2007), Changchun (2011), and Dalian (2014)[43][44] - The company has expanded its presence in the Yangtze River Delta region, with branches in cities such as Ningbo (2002), Jiaxing (2003), and Shaoxing (2003)[43] - The company has established branches in key cities in Shandong Province, including Zibo (2010), Weifang (2012), and Jinan (2015)[43][44] - The company has expanded its presence in the Pearl River Delta region, with branches in Guangzhou (2011) and Shenzhen (2012)[43][44] - The company has established branches in major cities in Central China, including Zhengzhou (2014) and Xi'an (2019)[44] - The company has expanded its presence in the Fujian Province, with branches in Fuzhou (2001) and Xiamen (2014)[43][44] - The company has established branches in key cities in Jiangsu Province, including Nanjing (2017) and Wuxi (2007)[44][45] - The company plans to focus on stabilizing existing business and expanding new business in 2024, leveraging multi-business synergies and enhancing research capabilities[62] - In 2024, the company aims to promote high-quality transformation of wealth business, focusing on asset quality and quantity, and enhancing customer experience[65] - The company plans to deepen the integration of production, investment, and research in 2024, strengthening investment team building and expanding multi-asset research capabilities[67] - Risk management business added 1,400 new clients in 2023, a 65% year-on-year increase, with new nominal principal of over 160 billion yuan, a 22% year-on-year increase[69] - The company's market-making business saw a significant increase in 2023, with trading volume reaching 38 million hands, a 216% year-on-year increase, and trading value of approximately 1.7 trillion yuan, a 243% year-on-year increase[69] - The company plans to actively embrace transformation opportunities in 2024, focusing on deepening parent-subsidiary collaboration and enhancing digital and intelligent construction in risk management business[69] - The company plans to explore the creation of an online integrated trading platform in 2024 to enhance the efficiency of overseas financial services[71] - The company's overseas financial services business is conducted through Xin Yong'an Financial Holdings and its subsidiaries, covering futures brokerage, asset management, securities, fund sales, and lending businesses[80] - The company has a diversified business layout, including futures brokerage, fund sales, asset management, risk management, and overseas financial services, forming a synergistic business ecosystem[81] - The company's asset management business has won multiple industry awards, including "China's Excellent Futures Asset Management Brand" and "Best Futures Asset Management Award"[81] - The company's risk management subsidiary, Yong'an Capital, has established a comprehensive business model including basis trade, OTC derivatives, and market-making, and is a leading enterprise in the industry[81] - The company's overseas subsidiary, Xin Yong'an Financial Holdings, has a strong presence in the Asian market and serves cross-border development needs and high-net-worth clients' global asset allocation[82] - The company's headquarters is located in Hangzhou, with a nationwide network layout centered in Zhejiang Province, covering major cities and industrial clusters across China, including the central and western regions[91] - In 2023, Zhejiang Province's GDP reached 8,255.3 billion yuan, a year-on-year increase of 6%, and the province's futures brokerage business customer equity totaled 140.51 billion yuan, accounting for nearly one-tenth of the national total[91] - The company upgraded 3 branches to subsidiaries during the reporting period, enhancing service capabilities and competitiveness. By the end of the reporting period, the company had 31 subsidiaries and 13 branches in China[92] - The company conducted 421 investor education activities during the reporting period, a year-on-year increase of 36.

证券代码：600927 证券简称：永安期货 永安期货股份有限公司 投资者关系活动记录表 （2023年11月） 编号：2023-010 特定对象调研 分析师会议 媒体采访 业绩说明会 新闻发布会 路演活动 投资者关系活动类别 现场参观 其他（线下交流会） 参与单位名称 东兴证券、大成基金 会议时间 2023年11月7日 14:00-16:00 浙江省杭州市上城区新业路200号华峰国际商务大厦21 会议地点 楼会议室 副总经理、董事会秘书兼财务总监，证券事务代表及董 上市公司接待人员姓名 ...

证券代码：600927 证券简称：永安期货 永安期货股份有限公司 投资者关系活动记录表 编号：2023-009 特定对象调研 分析师会议 媒体采访 业绩说明会 投资者关系活动类别 新闻发布会 路演活动 现场参观 其他（请文字说明其他活动内容） 参与单位名称及人员 线上参与公司2023年第三季度业绩说明会的投资者 姓名 2023年11月15日 10:00-11:00 会议时间 价值在线（https://www.ir-online.cn/） 会议地点 董事长 葛国栋 总经理 黄志明 副总经理、董事会秘书、财务总监 黄峥嵘 上市公司接待人员姓名 ...

2023 年第三季度报告 单位：元 币种：人民币 证券代码：600927 证券简称：永安期货 永安期货股份有限公司 2023 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务信息 的真实、准确、完整。 第三季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 | --- | --- | --- | --- | --- | |------------------------------------------------|------------------|-----------------------------------------|-------------------|------------------------------ ...

证券代码：600927 证券简称： 永安期货 永安期货股份有限公司 投资者关系活动记录表 （2023年9月） 编号：2023-008 投资者关系活动类别 √特定对象调研 □分析师会议 □媒体采访 □业绩说明会 □新闻发布会 □路演活动 □现场参观 □电话会议 □其他 （请文字说明其他活动内容） 参与单位名称 中金公司、阳光资产 ...

证券代码：600927 证券简称：永安期货 永安期货股份有限公司 投资者关系活动记录表 编号：2023-007 特定对象调研 分析师会议 媒体采访 业绩说明会 投资者关系活动类别 新闻发布会 路演活动 现场参观 其他（线下交流会） 中金公司、申万宏源、东方证券、华创证券、山西证 券、国信证券、海通证券、华泰证券、国泰君安、兴业 证券、方正证券、财通证券、中信建投、广发证券、华 参与单位名称 西证券、易方达、南方基金、长信基金、平安资管、泰 康资产等20家机构，共26人 2023年09月27日 10:00-12:00 会议时间 浙江省杭州市上城区新业路200号华峰国际商务大厦2 会议地点 ...

詞 2023 年半年度报告 公司代码：600927 公司简称：永安期货 永安期货股份有限公司 2023 年半年度报告 1 / 154 2023 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人葛国栋、主管会计工作负责人黄峥嵘及会计机构负责人（会计主管人员）朱金娟 声明：保证半年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 不适用 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中涉及的未来规划、发展战略、经营计划等前瞻性描述，不构成公司对投资者的实际 承诺，敬请投资者注意风险。 七、 是否存在被控股股东及其他关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况？ 否 九、 是否存在半数以上董事无法保证公司所披露半年度报告的真实性、准确性和完整性 否 十、 重大风险提示 国际及地区形势、经济周期、宏观经济 ...

间 2022 年年度报告 公司代码：600927 公司简称：永安期货 永安期货股份有限公司 2022 年年度报告 1 / 208 2022 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 大华会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人葛国栋、主管会计工作负责人黄峥嵘及会计机构负责人（会计主管人员）黄峥嵘 声明：保证年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 2022年度利润分配采用现金分红方式，以实施权益分派股权登记日登记的总股本为基数，向 全体股东每10股派发现金红利1.40元（含税）。截至2022年12月31日，公司总股本为 1,455,555,556股，以此计算共派发现金红利203,777,777.84元。根据该利润分配方案，公司拟 分配的现金股利总额占2022年合并口径下归属于上市公司普通股股东净利润的30.30%。 六、 前瞻 ...