北京昊华能源股份有限公司 2023 年度独立董事述职报告 本人作为昊华能源的独立董事，本着对全体股东负责的态度， 切实维护广大中小股东利益的原则，严格按照《中华人民共和国 公司法》《上市公司独立董事管理办法》《公司章程》《独立董事 工作规则》等有关规定，在履职期间勤勉、忠实地履行独立董事 的职责，积极出席公司股东大会、董事会及各专门委员会会议， 对各项议案进行认真审议，审慎、客观、独立地行使职权，切实 维护了公司整体利益和全体股东的合法权益。现将 2023 年度工 作汇报如下： 一、独立董事的基本情况 （一）工作履历、专业背景以及兼职情况 栾华，男，汉族，1957年出生，研究生学历，经济学硕士学 位，中国注册会计师协会非执业会员。1975年参加工作，历任吉 林省海龙县牛心顶公社马场大队插队知青、民兵连长、大队革委 会副主任、第四生产队长；吉林电子信息职业学院会计教研室教 师。曾兼任中国科学院大学研究生院投资、金融、财务顾问；云 南富邦科技实业股份有限公司、云南天元集团有限公司投资顾问； 北京大学经济学院、清华大学经济管理学院、贵州大学经济管理 学院、北京航空航天大学经济管理学院EMBA客座教授；海南海 富实业 ...

北京昊华能源股份有限公司 2023 年度独立董事述职报告 （一）工作履历、专业背景以及兼职情况 张保连，男，汉族，1962 年出生，大学学历，工学学士学 位。1983 年参加工作，历任北京煤炭设计研究院采矿处，室主 任、主任工程师；北京煤炭设计研究院矿山工程一所采矿室主任、 项目负责人；北京煤炭设计研究院矿山工程所副所长；北京煤炭 设计研究院驻外施工现场项目部项目经理；中煤国际设计研究总 院市场部经理；中煤国际北京华宇工程有限公司矿山工程所所长； 中煤科工北京华宇工程有限公司副总经理兼总工程师、顾问。 2014 年国家安全生产监督管理总局技术委员会聘为第五届国家 安全生产专家组成员（任期五年）；2015 年获得国家政府特殊津 贴，已退休。2023 年 2 月 24 日起任公司第七届董事会独立董事。 本人作为昊华能源的独立董事，本着对全体股东负责的态度， 切实维护广大中小股东利益的原则，严格按照《中华人民共和国 公司法》《上市公司独立董事管理办法》《公司章程》《独立董事 工作规则》等有关规定，在履职期间勤勉、忠实地履行独立董事 的职责，积极出席公司股东大会、董事会及各专门委员会会议， 对各项议案进行认真审议，审 ...

北京昊华能源股份有限公司 2023 年度独立董事述职报告 朱大旗，博士、教授、博士生导师。历任中国人民大学教授、 博士生导师，日本一桥大学亚洲研究基地项目高级访问学者，上 海东富龙科技股份有限公司、广汽长丰汽车股份有限公司、力合 科技（湖南）股份有限公司、浙江奥翔药业股份有限公司独立董 事。因公司董事会换届，自 2023 年 2 月 24 日起不再担任公司第 六届董事会独立董事、提名委员会主任委员、法律与合规管理委 员会主任委员、薪酬与考核委员会委员职务。 本人作为昊华能源的独立董事，本着对全体股东负责的态度， 切实维护广大中小股东利益的原则，严格按照《中华人民共和国 公司法》《上市公司独立董事管理办法》《公司章程》《独立董事 工作规则》等有关规定，在履职期间勤勉、忠实地履行独立董事 的职责，积极出席公司股东大会、董事会及各专门委员会会议， 对各项议案进行认真审议，审慎、客观、独立地行使职权，切实 维护了公司整体利益和全体股东的合法权益。现将 2023 年度工 作汇报如下： 一、独立董事的基本情况 （一）工作履历、专业背景以及兼职情况 （二）现场工作及上市公司配合情况 2023 年任职期内，本人积极与公司管理 ...

北京昊华能源股份有限公司 对京能集团财务有限公司的风险持续评估报告 根据《上海证券交易所上市公司自律监管指引第 5 号——交 易与关联交易》的要求，北京昊华能源股份有限公司（以下简称 "公司"）通过查验京能集团财务有限公司（以下简称"京能财 务"）的《营业执照》《金融许可证》等证件，并审阅其定期财务 报告，对其经营资质、业务和风险状况进行评估并形成了风险持 续评估报告。具体情况如下： 一、京能财务基本情况 京能财务前身为"东北制药集团财务公司"，经收购重组于 2006 年 3 月 7 日取得《企业法人营业执照》，2006 年 5 月 16 日 取得《金融许可证》，正式开业。目前注册资本为人民币 50 亿元， 其中京能集团出资比例为 60%，北京京能清洁能源电力股份有限 公司出资比例为 20%，北京京能电力股份有限公司出资比例为 20%。 经营范围：吸收成员单位存款；办理成员单位贷款；办理成 员单位票据贴现；办理成员单位资金结算与收付；提供成员单位 委托贷款、债券承销、非融资性保函、财务顾问、信用鉴证及咨 询代理业务；从事同业拆借；办理成员单位票据承兑；从事固定 收益类有价证券投资。 1.结算业务控制 二、京能 ...

Financial Performance - Total revenue for Q1 2024 was CNY 996,302.01, a significant decrease from CNY 13,524,162.94 in Q1 2023, representing a decline of approximately 92.6%[4] - Operating profit for Q1 2024 was CNY -25,717,816.11, compared to CNY 111,860,497.56 in Q1 2023, indicating a substantial loss[8] - Net profit for Q1 2024 was CNY -25,840,421.75, a stark contrast to the net profit of CNY 112,982,251.19 in Q1 2023, reflecting a negative shift in profitability[8] - The company's operating revenue for the first quarter reached CNY 2,412,701,599.30, representing a year-on-year increase of 7.58%[30] - Net profit attributable to shareholders of the listed company was CNY 451,845,572.59, reflecting a growth of 5.12% compared to the same period last year[30] - The net profit for Q1 2024 was approximately ¥647.26 million, slightly up from ¥646.89 million in the same period last year, indicating a growth of about 0.06%[43] - The operating profit for the quarter was approximately ¥780.94 million, compared to ¥774.56 million in the previous year, representing an increase of about 0.49%[43] - The net profit attributable to the parent company for Q1 2024 was CNY 451,854,047.44, compared to CNY 429,187,062.37 in Q1 2023, indicating a growth of 5.3%[65] Cash Flow - Cash flow from operating activities in Q1 2024 was CNY -56,578,021.82, an improvement from CNY -90,008,299.84 in Q1 2023[11] - The net cash flow generated from operating activities amounted to CNY 1,306,748,430.96, which is an increase of 5.29% year-on-year[30] - The cash flow from operating activities in Q1 2024 was CNY 3,231,144,076.07, slightly down from CNY 3,270,374,208.97 in Q1 2023[66] - The company reported a net cash outflow from financing activities of CNY 1,227,275,478.20, indicating a significant cash outflow in this area[30] - The net cash flow from operating activities was 1,306,748,430.96 CNY, an increase from 1,241,058,727.37 CNY year-over-year[67] - The total cash outflow from operating activities amounted to 1,924,395,645.11 CNY, down from 2,029,315,481.60 CNY[67] - The net cash flow from investing activities was -386,854,254.91 CNY, compared to -257,567,876.58 CNY in the previous period[67] - The company's cash flow from financing activities resulted in a net outflow of -1,235,865,886.38 CNY, compared to -748,257,542.95 CNY last year[68] Assets and Liabilities - Total assets decreased from CNY 11,164,359,755.93 in the previous period to CNY 10,113,450,091.49, a reduction of about 9.4%[2] - Total liabilities decreased from CNY 3,161,850,127.40 to CNY 2,136,780,884.71, indicating a decline of approximately 32.4%[2] - The company's total equity decreased from CNY 8,002,509,628.53 to CNY 7,976,669,206.78, a slight reduction of about 0.3%[2] - The total assets at the end of the reporting period were CNY 29,664,621,025.65, showing a decrease of 0.84% from the end of the previous year[30] - The company's cash and cash equivalents at the end of the period were CNY 1,574,565,880.54, down from CNY 2,648,002,072.01 at the beginning of the period[30] - The total current liabilities increased to approximately ¥2.48 billion, up from ¥2.22 billion, marking an increase of about 11.73%[38] - The total non-current assets were approximately ¥23.65 billion, down from ¥23.76 billion, indicating a decrease of about 0.47%[38] - The company's total liabilities as of March 31, 2024, were CNY 14,276,698,727.98, a decrease from CNY 15,365,214,398.21 at the end of 2023[61] Equity and Earnings - The basic earnings per share for the quarter was CNY 0.31, an increase of 3.33% compared to the previous year[30] - The weighted average return on equity was 3.94%, a decrease of 0.06 percentage points from the previous year[30] - The net profit after deducting non-recurring gains and losses was CNY 450,191,454.45, up by 5.05% year-on-year[30] - The total equity attributable to shareholders of the listed company increased to CNY 11,744,088,070.75, a rise of 5.20% from the previous year[31] - The total equity attributable to shareholders increased to CNY 11,744,088,070.75 in Q1 2024 from CNY 11,163,507,875.29 in Q1 2023, marking a growth of 5.2%[61] Investment and Future Plans - Cash inflow from investment activities in Q1 2024 was CNY 212,756,952.55, compared to CNY 175,075,976.66 in Q1 2023, showing an increase of approximately 21.5%[11] - The company plans to focus on expanding its market presence and enhancing its product offerings in the upcoming quarters[40]

证券代码：601101 证券简称：昊华能源 公告编号：2024-004 北京昊华能源股份有限公司 关于控股子公司宁夏红墩子煤业有限公司 （红一煤矿）取得安全生产许可证的公告 企业名称：宁夏红墩子煤业有限公司红一煤矿 许可范围：煤炭开采 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带 责任。 北京昊华能源股份有限公司控股子公司宁夏红墩子煤业有限公 司红一煤矿于近日取得了《安全生产许可证》，具体情况如下： 编 号：(宁)MK 安许证〔2024〕002 号 北京昊华能源股份有限公司 2024 年 4 月 8 日 发证机关：宁夏回族自治区应急管理厅 有 效 期：2024 年 04 月 02 日至 2027 年 04 月 02 日 敬请广大投资者注意投资风险。 特此公告。 ...

公司独立董事认真审核了相关会议资料，基于客观、独立判断， 及充分讨论，审议通过了《关于制定〈北京昊华能源股份有限公司 独立董事工作制度〉的议案》《关于制定〈北京昊华能源股份有限 公司独立董事专门会议工作制度〉的议案》及《关于制定〈北京昊 华能源股份有限公司外部董事履职服务管理办法〉的议案》。 三项议案表决情况均为同意 3 票，反对 0 票，弃权 0 票。 第七届董事会独立董事专门会议 2024 年第一次会议决议 2024 年 3 月 8 日，北京昊华能源股份有限公司（以下简称"公 司"）以视频会议形式召开了第七届董事会独立董事专门会议 2024 年第一次会议。会议应出席独立董事 4 人，实到 4 人，本次会议的 召开符合有关规定。 北京昊华能源股份有限公司 独立董事认为，制定上述制度和管理办法有利于明确独立董事 的工作职责，促进公司规范运作，更好地维护公司及股东的利益； 可以完善外部董事服务保障工作机制，有效提升外部董事服务保障 工作水平，加强对公司外部董事的管理；充分发挥外部董事在公司 治理中的作用；同意将上述三项议案提交公司董事会审议。 独立董事：贺佑国、张保连、栾华、宋刚 2024 年 3 月 8 日 ...

证券代码：601101 证券简称：昊华能源 公告编号：2024-003 北京昊华能源股份有限公司 第七届董事会第八次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及 连带责任。 重要内容提示： 象，其任职资格符合担任上市公司高级管理人员的条件，能够胜任 所聘岗位职责的要求，同意将此议案提交公司董事会审议。 北京昊华能源股份有限公司（以下简称"公司"）本次董事 会以通讯方式召开，全体董事参与表决。 本次董事会全部议案均获通过，无反对票、弃权票。 一、董事会会议召开情况 公司第七届董事会第八次会议于 2024 年 4 月 1 日以通讯方式 召开。会议通知及材料于 2024 年 3 月 22 日以通讯方式向全体董 事发出，会议表决截止时间为 2024 年 4 月 1 日 15 时。 本次会议应参加表决的董事 11 人，实际参加表决的董事 11 人。本次会议召开符合《公司法》《公司章程》的有关规定。 二、董事会会议审议情况 1.关于选举公司董事的议案 经表决，同意 11 票，反对 0 票，弃权 0 票，通过此议案。 同意公司聘 ...

Investment Rating - The report maintains a "Buy" rating for the company [1] Core Views - The company is positioned as a rare coal production capacity increment target, with expectations for improved dividend payouts due to market capitalization management [1] - The company has a strong cash flow and low short-term debt pressure, which supports its dividend expectations [1] - The coal sales are primarily based on long-term contracts, providing stability against price fluctuations [1] Summary by Sections 1. Company Overview - The company is backed by the Beijing State-owned Assets Supervision and Administration Commission and focuses on coal production [27] - The company has a clear ownership structure, with the major shareholder holding 63.3% of the shares [27] 2. Coal Business: Capacity Expansion and Growth - The company has significantly increased its coal production capacity through acquisitions and expansions, with a total approved capacity of 19.3 million tons and an equity capacity of 13.28 million tons as of the end of 2023 [1][37] - The company aims to achieve a coal production capacity of 30 million tons by the end of the 14th Five-Year Plan [37] 3. Cost Control and Profitability - The company maintains a cost advantage in coal production, with a cost per ton lower than industry averages by 50-144 yuan [1][62] - The gross profit per ton of coal is reported at 261.6 yuan, indicating strong profitability [1][62] 4. Market Capitalization Management - The State-owned Assets Supervision and Administration Commission has emphasized market capitalization management, which is expected to enhance the company's dividend payout significantly [1] - The company's price-to-book ratio is currently at 0.93, indicating it is trading below its net asset value [1] 5. Earnings Forecast and Valuation - The company is projected to achieve net profits of 1.354 billion, 1.511 billion, and 1.545 billion yuan for the years 2023, 2024, and 2025, respectively [1] - The report anticipates a dividend payout ratio increase to 60%, with expected cash dividends of 6.77 billion, 8.12 billion, and 9.48 billion yuan for the respective years [1]

Investment Rating - The report assigns a "Buy" rating for the company, marking the first coverage of the stock [1]. Core Views - The company is backed by the Beijing State-owned Assets Supervision and Administration Commission and continues to focus on its coal business [4]. - The coal business is experiencing capacity expansion and price increases, leading to steady growth [4]. - The company has a strong cash flow and low debt levels, enhancing its dividend expectations due to state-owned enterprise reforms [4]. - The company is undervalued with a low price-to-book ratio and is expected to benefit from market re-evaluation [7]. Summary by Sections Company Overview - Beijing Haohua Energy Co., Ltd. was established in 2002 and listed in 2010, primarily engaged in coal production and sales, methanol production, and railway transportation [19]. Financial Metrics - As of Q3 2023, the company has a net asset per share of 7.82 yuan, a debt-to-asset ratio of 52.26%, and a total share capital of 1,440 million shares [2]. Coal Business - The company has significantly increased its coal production capacity, with a total approved capacity of 19.3 million tons and an equity capacity of 13.28 million tons as of the end of 2023 [7][48]. - The company has a cost advantage in coal production, with a gross profit of 261.6 yuan per ton, and is expected to further reduce costs as new mines reach full production [7][85]. - The company’s coal sales are primarily long-term contracts, which stabilize revenue [7]. Cash Flow and Debt Management - As of September 2023, the company had total interest-bearing liabilities of 8.48 billion yuan, with only 880 million yuan due in the short term, indicating low short-term repayment pressure [7]. - The company has a strong cash flow, with a net operating cash flow of 3.061 billion yuan in the first three quarters of 2023 [7]. Dividend Expectations - The company is expected to increase its dividend payout significantly due to state-owned enterprise reforms emphasizing market performance and shareholder returns [7]. - The report predicts a dividend payout ratio increase to 60%, with cash dividends projected at 6.77 billion yuan for 2023 [7]. Profit Forecast and Valuation - The company is projected to achieve net profits of 1.354 billion yuan, 1.511 billion yuan, and 1.545 billion yuan for 2023, 2024, and 2025, respectively, with corresponding P/E ratios of 7.71, 6.91, and 6.76 [31]. - The report highlights a significant discount compared to comparable companies, suggesting potential for price appreciation [7].