光大证券股份有限公司 2025 年第二次临时股东大会、 2025 年第一次 A 股类别股东大会及 2025 年第一次 H 股类别股东大会 会议文件 光大证券股份有限公司 二〇二五年七月 1 光大证券股份有限公司 2025 年第二次临时股东大会、2025 年第一次 A 股类别 股东大会及 2025 年第一次 H 股类别股东大会会议须知 为维护股东的合法权益，确保光大证券股份有限公司（以下简称公司）2025 年 第二次临时股东大会、2025 年第一次 A 股类别股东大会及 2025 年第一次 H 股类别 股东大会（以下简称本次大会）的正常秩序和议事效率，根据《公司法》、《上市公 司股东会规则》等法律、法规和公司《章程》的规定，现就会议须知通知如下，望 参加本次大会的全体人员遵守。 一、本次大会期间，全体参会人员应以维护股东的合法权益、确保大会的正常 秩序和议事效率为原则，自觉履行法定义务。 二、为保证本次大会的严肃性和正常秩序，除出席会议的股东及股东代理人（以 下简称股东）、董事、监事、高级管理人员、公司聘请的律师及公司董事会邀请的人 员以外，公司有权依法拒绝其他人士入场，对于干扰大会秩序、寻衅滋事和侵犯股 东合 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本通告的內容概不負責，對其準確性或完整性亦 不發表任何聲明，並明確表示，概不對因本通告全部或任何部份內容而產生或因倚賴該等內容而引致的任 何損失承擔任何責任。 光大證券股份有限公司 Everbright Securities Company Limited （於中華人民共和國註冊成立的股份有限公司） （股份代號：6178） 2025年第一次H股類別股東大會通告 茲通告光大證券股份有限公司（「本公司」）將於2025年7月29日（星期二）緊隨 2025年第二次臨時股東大會及2025年第一次A股類別股東大會或其任何續會結束後在 中國上海市靜安區新閘路1508號靜安國際廣場舉行本公司2025年第一次H股類別股東 大會（「H股類別股東大會」），以考慮並酌情通過下列決議案。 特別決議案 1. 審議及批准關於修訂《光大證券股份有限公司章程》及其附件的議案。 承董事會命 光大證券股份有限公司 趙陵 中國上海 2025年7月8日 於本通告日期，本公司董事會成員包括趙陵先生（董事長、執行董事）、劉秋明 先生（執行董事、總裁）、馬韌韜女士（非執行董事）、連涯鄰先生（非執行董事）、潘 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本通告的內容概不負責，對其準確性或完整性亦 不發表任何聲明，並明確表示，概不對因本通告全部或任何部份內容而產生或因倚賴該等內容而引致的任 何損失承擔任何責任。 光大證券股份有限公司 Everbright Securities Company Limited （於中華人民共和國註冊成立的股份有限公司） （股份代號：6178） 2025年第二次臨時股東大會通告 光大證券股份有限公司 董事長 茲通告光大證券股份有限公司（「本公司」）將於2025年7月29日（星期二）下午2時 30分在中國上海市靜安區新閘路1508號靜安國際廣場舉行本公司2025年第二次臨時股 東大會（「臨時股東大會」），以考慮並酌情通過下列決議案。 特別決議案 1. 審議及批准關於修訂《光大證券股份有限公司章程》及其附件的議案。 普通決議案 承董事會命 趙陵 中國上海 2025年7月8日 於本通告日期，本公司董事會成員包括趙陵先生（董事長、執行董事）、劉秋明 先生（執行董事、總裁）、馬韌韜女士（非執行董事）、連涯鄰先生（非執行董事）、潘劍 雲先生（非執行董事）、尹岩武先生（非執行董事）、秦小徵先生（ ...

此乃要件 請即處理 如 閣下對本通函任何方面或應採取的行動存有任何疑問，應向 閣下的股票經紀或其他註冊證券商、銀 行經理、律師、專業會計師或其他專業顧問進行諮詢。 如 閣下已出售或轉讓名下所有光大證券股份有限公司股份，應立即將本通函連同所附代表委任表格交給 買主或承讓人，或送交經手買賣或轉讓的銀行、股票經紀或其他代理商，以便轉交買主或承讓人。 香港交易及結算所有限公司及香港聯合交易所有限公司對本通函的內容概不負責，對其準確性或完整性不 發表任何聲明，並明確表示概不就因本通函全部或任何部分內容而產生或因依賴該等內容而引致的任何損 失承擔任何責任。 光大證券股份有限公司 Everbright Securities Company Limited （於中華人民共和國註冊成立的股份有限公司） （股份代號：6178） 關於修訂《公司章程》及其附件的議案 關於不再設立監事會的議案 關於修訂《募集資金管理及使用制度》的議案 2025年第二次臨時股東大會通告 及 2025年第一次H股類別股東大會通告 光大證券股份有限公司（「本公司」）謹訂於2025年7月29日（星期二）下午2時30分在中國上海市靜安區新閘 路1508號靜安國 ...

Group 1 - The company, Ningbo Bohui Chemical Technology Co., Ltd., issued convertible bonds totaling RMB 397 million, with a face value of RMB 100 per bond, approved by the China Securities Regulatory Commission [2][3][15] - The bonds have a six-year term, from August 16, 2022, to August 15, 2028, and are listed on the Shenzhen Stock Exchange under the name "Bohui Convertible Bonds" [3][4][10] - The annual interest rates for the bonds are set to increase progressively from 0.40% in the first year to 3.00% in the sixth year, with interest paid annually [4][10][22] Group 2 - The company reported a significant decline in net profit, amounting to a loss of RMB 306.82 million, a decrease of 51.18% year-on-year, attributed to market conditions and production halts [13][15][28] - Total assets increased by 1.13% to RMB 2.135 billion, while operating revenue decreased by 17.94% to RMB 2.279 billion [13][15] - The company has been closely monitored by its bond trustee, Everbright Securities, which ensures compliance with regulations and the proper use of raised funds [13][30] Group 3 - The company announced a temporary suspension of production for certain facilities starting June 12, 2024, affecting its main revenue sources [14][29] - A recovery plan was initiated, with a resumption of production announced on August 26, 2024 [14][29] - The company has also adjusted its fundraising strategy, reallocating some funds to cover operational costs and repay bank loans due to changes in market conditions [30][30]

Core Viewpoint - Donghai Securities has received a preliminary administrative penalty notice from the China Securities Regulatory Commission (CSRC) due to its failure to fulfill its duties as an independent financial advisor during the major asset restructuring project of Jinzhu Cihang in 2015, which involved significant omissions and false records in the related documents [2][4]. Summary by Relevant Sections Administrative Penalty - The CSRC plans to order Donghai Securities to rectify its practices, confiscate business income of 15 million yuan, and impose a fine of 45 million yuan based on the violations of the Securities Law [2][4]. Background of the Case - In 2015, Jinzhu Cihang issued shares and paid cash to acquire 90% of Fenghui Leasing Co., Ltd. and raised matching funds, with Donghai Securities serving as the independent financial advisor from December 2015 to December 2017 [4]. - Starting in 2018, Fenghui Leasing experienced significant losses, leading to regulatory scrutiny and subsequent investigations that revealed major omissions in information disclosure and false records in annual reports [4]. Company Response and Remediation - Donghai Securities has acknowledged the contents of the preliminary penalty notice and expressed its commitment to reflect deeply and implement corrective measures [4][6]. - The company aims to enhance its understanding, actively comply with regulatory requirements, and improve internal control effectiveness to protect investor interests and promote sustainable development [4][6]. Strengthening Compliance and Internal Controls - Donghai Securities is responding to the new regulatory requirements by reinforcing its "gatekeeper" responsibilities and enhancing its institutional framework, internal controls, and talent development across six dimensions [6][7]. - The company has established a specialized committee for investment banking to manage related activities, ensuring a clear organizational structure and effective supervision [6]. - A comprehensive set of management systems and operational guidelines for investment banking has been developed, covering all aspects from decision-making to post-management [6][7]. - Continuous dynamic tracking and compliance management of investment banking activities are being implemented, including due diligence and project management [7]. - Regular policy training and compliance education are conducted to improve the professional capabilities and risk awareness of investment banking personnel [7]. - An evaluation method for the quality of investment banking projects has been introduced, incorporating performance assessments into departmental evaluations [7]. - The company is upgrading its investment banking management system to enhance risk identification capabilities and improve risk control effectiveness [7].

Core Viewpoint - The company, Beijing Yinghantong Network Technology Co., Ltd., is implementing a differentiated profit distribution plan due to the repurchase of shares, which will not participate in the profit distribution [1][2][5] Group 1: Reasons for Differentiated Profit Distribution - The company has approved a share repurchase plan, agreeing to use the repurchased shares to reduce registered capital and cancel them [1] - The repurchase price was initially set at a maximum of RMB 38 per share, later adjusted to RMB 65.04 per share [2] - As of June 17, 2025, the company had repurchased a total of 299,981 shares, which will not be entitled to profit distribution [2][3] Group 2: Differentiated Profit Distribution Plan - The company plans to distribute a cash dividend of RMB 2.0 per 10 shares (tax included) to all shareholders, based on the total share capital minus the repurchased shares [2][3] - The total share capital as of March 31, 2025, was 73,851,842 shares, with 138,598 shares in the repurchase account, resulting in 73,713,244 shares eligible for distribution [2][3] - The total cash dividend to be distributed amounts to RMB 14,742,648.80 (tax included) [2] Group 3: Impact on Ex-Dividend Price - The ex-dividend reference price is calculated based on the formula: (previous closing price - cash dividend) / (1 + change in circulating shares ratio) [4] - The actual ex-dividend reference price, based on the closing price of RMB 46.80 per share, is approximately RMB 46.59956 per share [4] - The impact of the differentiated profit distribution on the ex-dividend reference price is minimal, with an absolute value change of less than 1% [4][5] Group 4: Compliance and Verification - The differentiated profit distribution complies with relevant regulations, including the Securities Issuance and Listing Sponsorship Business Management Measures and the Shanghai Stock Exchange's self-regulatory guidelines [5] - The sponsoring institution has no objections to the company's differentiated profit distribution plan, confirming it does not harm the interests of the company or its shareholders [5]

Core Viewpoint - The report highlights the performance of various investment factors and strategies over the week, indicating a mixed market environment with specific factors yielding positive and negative returns [3][4][5]. Factor Performance - BP factor and profit factor achieved positive returns of 0.30% and 0.27% respectively, while non-linear market capitalization factor and size factor showed significant negative returns of -0.31% and -0.29%, indicating a clear small-cap market style [3]. - In the CSI 300 stock pool, the best-performing factors included TTM P/E ratio (0.70%), TTM P/S ratio (0.59%), and 5-minute return skewness (0.57%), while the worst performers were 6-day trading volume moving average (-1.24%), 5-day average turnover rate (-1.44%), and TTM gross profit margin (-1.62%) [4]. - In the CSI 500 stock pool, the top factors were quarterly ROE (1.70%), TTM gross profit margin (1.54%), and 5-day trading volume standard deviation (1.36%), with poor performers including early trading return factor (-0.39%), 5-minute return skewness (-0.44%), and log market capitalization factor (-0.73%) [4]. - In the liquidity 1500 stock pool, the best factors were 5-day reversal (1.62%), quarterly ROE (1.53%), and P/E factor (1.41%), while the worst were 6-day trading volume moving average (-0.61%), early trading return factor (-0.70%), and 5-day index moving average of trading volume (-0.72%) [4]. Industry Factor Performance - The net asset growth rate factor showed significant positive returns in the comprehensive industry, while the net profit growth rate factor performed well across the same sector [5]. - The 5-day momentum factor exhibited strong momentum effects in the comprehensive, steel, and public utility industries, while reversal effects were notable in non-bank financials, non-ferrous metals, and telecommunications [5]. - Valuation factors like BP factor performed well in the comprehensive, steel, and banking industries, while EP factor excelled in the comprehensive, media, and non-bank financial sectors [5]. Strategy Performance - The PB-ROE-50 combination achieved excess returns across various stock pools, with excess returns of 1.17% in the CSI 500 pool, 1.21% in the CSI 800 pool, and 1.36% in the overall market stock pool [6]. - Public fund research selection strategy and private fund research tracking strategy both gained positive excess returns, with public fund strategy achieving 0.02% excess return relative to CSI 800 and private fund strategy achieving 0.25% [7]. - The block trading combination experienced a relative excess return drawdown of -0.24% compared to the CSI All Index [8]. - The directed issuance combination also faced a relative excess return drawdown of -0.69% compared to the CSI All Index [9].

Core Viewpoint - Company is recognized as a global leader in collaborative robots and embodied intelligence solutions, with a strong outlook for continued commercial validation and growth [1][2] Group 1: Market Position and Performance - Company holds a 13% market share in the global collaborative robot shipment, ranking second globally and first in China, with over 80,000 units shipped across more than 15 industries [2][4] - Expected revenue for 2024 is projected at 374 million yuan, representing a year-on-year growth of 30.3%, while adjusted net loss is anticipated to narrow by 55.4% to 36.5 million yuan [2][5] Group 2: Industry Trends and Opportunities - The collaborative robot industry is poised for significant growth driven by the "AI + flexible manufacturing" trend, with a projected market size of $5 billion by 2028 and a compound annual growth rate (CAGR) of 37% from 2023 to 2028 [3] - Emerging applications in commercial, medical, and educational sectors are expected to grow faster than traditional industrial applications [3] Group 3: Competitive Advantages - Company boasts a comprehensive technology stack, achieving 100% localization of core components, and has significantly improved training efficiency for AI tasks [4] - Product offerings include a wide range of robots, with the humanoid robot Dobot Atom set to launch at a starting price of 199,000 yuan in 2025 [4] - Production capacity is robust, with a facility capable of producing 100,000 units annually and achieving high quality standards [4] Group 4: Financial Projections and Valuation - Revenue forecasts for 2025-2027 are 500 million, 670 million, and 890 million yuan, with respective year-on-year growth rates of 34%, 33%, and 33% [5] - Current stock price is projected to be in the range of 48.50 to 98.77 HKD based on relative and absolute valuation metrics [5]

契约锁 债券代码：149504 债券简称：21 新兴 01 光大证券股份有限公司 关于 新兴铸管股份有限公司 2024 年度分红派息实施 的临时受托管理事务报告 债券受托管理人 （住所：上海市静安区新闸路 1508 号） （七） 登载本临时受托管理事务报告的中国证监会指定网站： 契约锁 重要声明 本报告依据《公司债券发行与交易管理办法》、 《新兴铸管股份有 限公司 2021 年面向合格投资者公开发行公司债券（第一期）募集说 明书》 、《新兴铸管股份有限公司 2018 年面向合格投资者公开发行公 司债券债券受托管理协议》等相关文件、第三方机构出具的专业意见 以及新兴铸管股份有限公司（以下简称"新兴铸管"或"发行人"或 "公司"）出具的相关说明文件等，由"21 新兴 01"受托管理人光大 证券股份有限公司（以下简称"光大证券"）编制。 本报告不构成对投资者进行或不进行某项行为的推荐意见，投资 者应对相关事宜做出独立判断，而不应将本报告中的任何内容据以作 为光大证券所作的承诺或声明。 契约锁 巨潮资讯网（www.cninfo.com.cn） 二、 公司债券基本情况 （一）新兴铸管股份有限公司 2021 年面向合格投 ...