上海市广发律师事务所 关于上海沿浦金属制品股份有限公司 2025 年第一次临时股东大会的法律意见书 致:上海沿浦金属制品股份有限公司 公司已将本次股东大会召开的时间、地点、审议事项、出席会议人员资格等 公告告知全体股东,并确定股权登记日为 2025 年 7 月 8 日。 上海沿浦金属制品股份有限公司(以下简称"公司")2025 年第一次临时 股东大会于 2025年 7 月 11 目在上海市闵行区浦江镇江凯路 128 号公司行政大楼 四楼会议室(八)召开。上海市广发律师事务所(以下简称"本所")经公司聘 请,委派王晶律师、陈紫茵律师出席现场会议,根据《中华人民共和国公司法》 (以下简称"《公司法》")、《上市公司股东会规则》(以下简称"《股东会 规则》")等法律法规、其他规范性文件以及《上海沿浦金属制品股份有限公司 章程》(以下简称"《公司章程》")的规定,就本次股东大会的召集和召开程 序、召集人及出席会议人员的资格、会议议案、表决方式和表决程序、表决结果 和会议决议等出具本法律意见书。 为出具本法律意见书,本所律师对本次股东大会所涉及的有关事项进行了审 查,查阅了相关会议文件,并对有关问题进行了必要的核查和验 ...

上海沿浦金属制品股份有限公司 Shanghai Yanpu Metal Products Co.,Ltd （A 股股票代码：605128） 会议资料 中国·上海 二〇二五年七月十一日 上海沿浦金属制品股份有限公司 2025 年第一次临时股东大会 会议资料 上海沿浦金属制品股份有限公司 各位股东及股东授权代表： 为维护投资者的合法权益，保障股东在上海沿浦金属制品股份有限公司（以下简称"公 司"）2025 年第一次临时股东大会期间依法行使权力，确保股东大会的正常秩序和议事效率， 依据《公司法》、 《证券法》、中国证监会《上市公司股东会规则》及本公司《公司章程》 、《公 司股东大会议事规则》的有关规定，特制定本须知如下： 一、参会的股东及股东授权代表须携带身份证明（身份证、股东证明文件）及相关授权 文件办理会议登记手续及有关事宜。详细规定如下： (一)、法人股东参加股东大会需要携带的文件如下： 公章并填写完整该法人股东的统一社会信用代码，并且由受托人签字和填写受托人的身份证 号码； (二)、个人股东参加股东大会需要携带的文件如下： 本授权委托书需要委托人签字和填写委托人身份证号码并且由受托人签字和填写受托人身份 证 ...

上海沿浦金属制品股份有限公司 Shanghai Yanpu Metal Products Co.,Ltd （A 股股票代码：605128） 上海沿浦金属制品股份有限公司 2025 年第一次临时股东大会会议资料 目 录 2025 年第一次临时股东大会 会议资料 中国·上海 二〇二五年七月十一日 | 目 2 | 录 | | --- | --- | | 2025年第一次临时股东大会参会须知 3 | | | 2025年第一次临时股东大会议程 6 | | | 议案一：关于变更公司名称、注册资本变更、撤销监事会、修订《公司章程》及相关议事规 | | | 则并办理工商变更登记的议案 8 | | | 议案二：关于制定《董事、高级管理人员薪酬管理制度》的议案 10 | | | 议案三：关于修订《独立董事工作制度》的议案 11 | | | 议案四：关于修订《控股股东和实际控制人行为规范》的议案 12 | | | 议案五：关于修订《防止控股股东、实际控制人及关联方占用公司资金管理制度》的议案 | | | 13 | | | 议案六：关于修订《对外担保管理制度》的议案 14 | | | 议案七：关于修订《对外投资管理制度》的议案 15 ...

Summary of Shanghai Yanpu Conference Call Company Overview - **Company**: Shanghai Yanpu - **Industry**: Automotive seating systems Key Points and Arguments 1. **Product Upgrade**: Shanghai Yanpu is upgrading from full rear seat frames to full seat frames, increasing the value of components by nearly 5 times [2][3] 2. **Customer Shift**: The customer base has shifted towards new energy brands such as Seres and BYD, with these two companies accounting for over 60% of the total seating assembly business in 2023 [2][6] 3. **Revenue Decline**: In Q1 2024, revenue declined due to weak demand for the Seres Wanjie M7, which saw a nearly 70% drop in demand [2][7] 4. **Stable Profit Margins**: Despite the revenue decline, profit margins remained stable, indicating strong internal control and cost management capabilities [2][8] 5. **Future Performance Expectations**: Q2 2024 is expected to show significant improvement in performance due to recovering demand for Wanjie M7, the launch of Wanjie M8, and new projects from other clients [2][9][10] 6. **Annual Profit Growth**: For 2024, the company anticipates a profit growth of 35% to 40%, reaching around 200 million RMB [2][11] 7. **Strategic Shift**: The strategic focus has shifted from seat frames to complete seating systems, with specific developments expected in the second half of 2024 [2][11] 8. **Market Potential**: The domestic automotive seating market is valued at approximately 150 billion RMB, with a low localization rate, indicating significant growth potential for local companies like Shanghai Yanpu [4][20] 9. **Long-term Growth**: The company is projected to achieve a compound annual growth rate (CAGR) of 35% to 40% starting in 2027, driven by the seating system business [2][18] 10. **Valuation Assessment**: Given the long-term growth potential, a valuation of 30 times earnings in 2026 is considered reasonable [4][19] Additional Important Insights 1. **Market Share**: The top five companies in the seating market hold about 70% of the market share, primarily occupied by foreign and joint-venture firms [4] 2. **New Business Opportunities**: The recent name change reflects a commitment to high-end manufacturing and technological innovation, suggesting potential new revenue streams in non-automotive sectors [2][14] 3. **Order Backlog**: The current order backlog is sufficient to support revenue growth in 2025 and 2026, with projected revenues of approximately 200 million RMB and 300 million RMB respectively [2][17] 4. **Market Position**: Shanghai Yanpu is positioned to become a large-cap company in the domestic seating market, with the potential to capture 10% to 15% market share in the seating assembly sector [2][15][20]

Core Viewpoint - The company has established a long-term mechanism to prevent the controlling shareholder, actual controller, and related parties from occupying company funds, ensuring the protection of the company's and minority shareholders' interests [1][2]. Group 1: General Principles - The system applies to the fund management between the controlling shareholder, actual controller, and related parties with the company, including subsidiaries within the consolidated financial statements [1]. - Fund occupation includes both operational and non-operational fund occupation [2]. Group 2: Prevention Principles - The controlling shareholder and actual controller are prohibited from occupying company funds during operational transactions [3]. - The company cannot provide funds directly or indirectly to the controlling shareholder or related parties for various expenses, including wages, benefits, and advertising [2][3]. Group 3: Responsibilities and Measures - The board of directors and senior management are responsible for safeguarding the company's funds and assets, with the chairman being the primary responsible person for preventing fund occupation [4]. - The financial director must ensure the company's financial independence and report any fund occupation attempts by the controlling shareholder or related parties [4][5]. Group 4: Accountability and Penalties - The company must conduct self-inspections regarding fund transactions with the controlling shareholder and rectify any fund occupation issues promptly [6]. - If the controlling shareholder fails to repay occupied funds, the company should take protective measures to minimize losses and hold responsible individuals accountable [6][8].

上海沿浦精工科技（集团）股份有限公司 内幕信息知情人登记管理制度 第一章 总则 第一条 为了进一步规范上海沿浦精工科技（集团）股份有限公司（以下 简称"公司"）内幕信息管理行为，加强公司内幕信息保密工作，维护信息披 露公平原则，根据《中华人民共和国公司法》（以下简称"《公司法》"）、 《中华人民共和国证券法》（以下简称"《证券法》"）、《上市公司信息披 露管理办法》《上市公司监管指引第 5 号——上市公司内幕信息知情人登记管 理制度》《上海证券交易所上市公司自律监管指引第 2 号——信息披露事务管 理》《上海证券交易所股票上市规则》等相关法律法规以及《上海沿浦精工科 技（集团）股份有限公司章程》（以下简称"《公司章程》"）、《上海沿浦 精工科技（集团）股份有限公司信息披露管理办法》的规定，并结合本公司实 际情况，制定本制度。 第二条 公司及下属各部门、分公司、控股子公司及公司能够对其实施重 大影响的参股公司管理及报送内幕信息知情人相关信息，适用本制度。 第三条 公司董事会是内幕信息的管理机构，董事长是内幕信息保密工作 的负责人，董事会秘书负责组织实施内幕信息的保密工作和内幕信息知情人登 记入档事宜。董事会应当 ...

上海沿浦精工科技（集团）股份有限公司 接待和推广工作及信息披露备查登记制度 第一章 总则 第一条 为贯彻证券市场公开、公平、公正原则，规范上海沿浦精工科技（集 团）股份有限公司（以下简称"公司"）接待和推广行为，加强公司对外接待及 与外界的交流和沟通，提高公司投资者关系管理水平，改善公司治理，根据《公 司法》《证券法》等法律法规和中国证监会、上海证券交易所相关文件以及《上 海沿浦精工科技（集团）股份有限公司章程》（以下简称"《公司章程》"）的 规，结合公司实际情况，制定本制度。 第二条 接待和推广的基本原则 性陈述； 公开重大信息，避免发生选择性披露； 率，降低沟通成本； 则。 第二章 接待和推广工作负责人 第三条 公司董事会秘书为公司投资者关系管理负责人，全面负责公司接待 和推广工作。公司证券事务部为公司的投资者关系管理职能部门，具体负责公司 投资者接待和推广工作，协助董事会秘书组织开展接待和推广工作。 第四条 除非得到明确授权并经过培训，公司其他董事、高级管理人员和员 工以及股东、实际控制人应当避免在投资者关系活动中代表公司发言。 第五条 公司控股股东、实际控制人、董事、高级管理人员及其他员工在接 受调研 ...

Core Viewpoint - The document outlines the regulations and responsibilities of the controlling shareholders and actual controllers of Shanghai Yanpu Precision Technology (Group) Co., Ltd., emphasizing the importance of maintaining the company's independence and protecting the rights of all shareholders [1][2]. Group 1: General Principles - The controlling shareholders and actual controllers must act in good faith, comply with laws and regulations, and protect the company's and other shareholders' legitimate rights [1]. - They are prohibited from using their control to seek illegal benefits or occupy company funds and resources [1]. Group 2: Responsibilities of Controlling Shareholders and Actual Controllers - They must ensure compliance with laws, regulations, and the company's articles of association, and must not abuse their control to harm the company or other shareholders [2]. - They are required to fulfill information disclosure obligations accurately and timely, avoiding any false statements or omissions [2][3]. Group 3: Information Disclosure Management - Controlling shareholders and actual controllers must designate responsible personnel for information disclosure and cooperate with the company in fulfilling these obligations [4]. - They must maintain confidentiality regarding undisclosed significant information and not engage in insider trading or market manipulation [4][5]. Group 4: Maintaining Company Independence - They must ensure the company's asset integrity, personnel independence, financial independence, institutional independence, and business independence [5][6]. - They are prohibited from interfering with the company's operations or decision-making processes [9][10]. Group 5: Good Faith Exercise of Control - Controlling shareholders and actual controllers must not directly or indirectly infringe upon the company's funds or assets through various means [11]. - They must ensure that any transfer of control is fair and does not harm the company or other shareholders' interests [12][13]. Group 6: Final Provisions - The document defines controlling shareholders as those holding more than 50% of the company's shares or having significant voting power [14]. - The regulations will take effect upon approval by the company's shareholders' meeting and will be interpreted by the company's board of directors [14].

Core Viewpoint - The document outlines the fundraising management measures of Shanghai Yanpu Precision Technology (Group) Co., Ltd., emphasizing the importance of safeguarding investor rights, ensuring efficient use of raised funds, and adhering to relevant laws and regulations [1][2]. Fundraising Management Principles - The company aims to regulate the storage, use, and management of raised funds to ensure safety and efficiency, protecting investors' rights [1]. - Funds raised through stock issuance are designated for specific purposes and do not include funds raised for equity incentive plans [1]. - The board of directors is responsible for continuously monitoring the management and usage of raised funds to mitigate investment risks [1][2]. Fund Usage Guidelines - The company must use raised funds prudently and in alignment with the commitments made in the issuance application documents, avoiding arbitrary changes in fund allocation [2]. - Major stakeholders, including controlling shareholders and related parties, are prohibited from misappropriating raised funds for personal gain [2][3]. - Directors and senior management are required to act diligently to ensure the safety of raised funds and prevent unauthorized changes in their use [2]. Special Account Management - The company is required to open a special account for raised funds, which must be managed centrally and cannot be used for non-designated purposes [2][3]. - In cases of multiple financings, separate special accounts must be established for each fundraising event [3]. Investment in Overseas Projects - When investing raised funds in overseas projects, the company must ensure the safety and compliance of such investments and disclose relevant measures and outcomes in a special report [3]. Cash Management of Idle Funds - The company may manage temporarily idle raised funds through cash management, ensuring that such management does not affect the normal execution of investment plans [7][8]. - Cash management products must be safe, liquid, and not subject to pledging [7]. Reporting and Disclosure - The company is obligated to disclose the actual usage of raised funds accurately and completely, with the board overseeing the management and usage of both raised and excess funds [14][15]. - A special report on the management and actual usage of raised funds must be prepared and disclosed semi-annually [14][15]. Changes in Fund Usage - Any changes in the use of raised funds must be approved by the board and disclosed, especially if it involves new projects or significant alterations to existing plans [11][12]. - The company must provide detailed reasons for any changes in fundraising projects and ensure that new projects align with the company's main business [12][13]. Oversight and Compliance - Continuous supervision by sponsors or independent financial advisors is mandated to ensure compliance with fundraising regulations [15][16]. - The company must maintain detailed records of fund usage and undergo regular audits to ensure adherence to the established management measures [16][18].

Core Viewpoint - The document outlines the information disclosure norms for Shanghai Yanpu Precision Technology (Group) Co., Ltd., emphasizing the importance of accurate, timely, and fair disclosure of information that may impact stock trading prices [1][2][3]. Group 1: Information Disclosure Management - The company establishes a framework for managing information disclosure, which includes regular reports, temporary announcements, and significant matters that have not yet been publicly disclosed [1][2]. - The Board of Directors leads the information disclosure work, with the Board Secretary responsible for handling external information publication [1][2]. - Directors and senior management are required to ensure the authenticity, accuracy, and completeness of disclosed information [1][2]. Group 2: Confidentiality and Insider Information - A system for insider information is established, mandating that directors and senior management maintain confidentiality regarding undisclosed information [2][3]. - There are strict prohibitions against leaking significant undisclosed information before it is officially released, including during investor meetings or analyst conferences [2][3]. - Directors and senior management are not allowed to disclose any content from regular reports or temporary announcements that have not yet been made public [2][3]. Group 3: External Communication and Reporting - Any external communication regarding the company must be submitted to the Securities Affairs Department for review and approval before release [2][3]. - The company must refuse to submit annual statistical reports to external units unless legally required, and any required submissions must be documented and approved [3][4]. - External parties are prohibited from using undisclosed significant information for trading or advising others to trade the company's securities [4][5]. Group 4: Compliance and Enforcement - The company will seek compensation for economic losses caused by violations of these norms and will pursue legal action against those who misuse undisclosed information for trading [5]. - The document specifies that in cases of conflict between these norms and existing laws or regulations, the latter will take precedence [5]. - The Board of Directors is responsible for interpreting these norms, which will take effect upon approval [5].