Financial Performance - The company reported a net profit attributable to shareholders of -208.28 million RMB for the year ended December 31, 2023, resulting in a total distributable profit of -285.03 million RMB[5]. - Due to the negative distributable profit, the company will not distribute profits or increase capital reserves for the year 2023[5]. - The company's operating revenue for 2023 was ¥322,397,778.22, representing a 23.38% increase compared to ¥261,298,146.60 in 2022[19]. - The net profit attributable to shareholders was -¥208,283,678.61 in 2023, an improvement from -¥287,687,717.21 in 2022[19]. - The net cash flow from operating activities was -¥128,510,057.57, showing a reduction in cash outflow compared to -¥215,726,644.68 in 2022[20]. - The total assets decreased by 19.56% to ¥1,191,928,782.03 at the end of 2023 from ¥1,481,703,586.42 in 2022[20]. - The company's net assets attributable to shareholders decreased by 20.06% to ¥822,141,444.27 in 2023 from ¥1,028,475,414.53 in 2022[20]. - The basic earnings per share for 2023 was -¥2.69, an improvement from -¥3.72 in 2022[21]. - The company reported a government subsidy of ¥9,317,215.58 in 2023, which is crucial for ongoing operations[25]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -222.20 million RMB, a reduction in loss of 32.58% year-on-year[31]. Operational Risks and Governance - The company has outlined various operational risks and corresponding mitigation measures in the report[4]. - The audit report issued by Beijing Dahua International Accounting Firm confirmed the financial statements with a standard unqualified opinion[5]. - The company has not engaged in any non-operational fund occupation by controlling shareholders or related parties[6]. - There are no violations of decision-making procedures regarding external guarantees[7]. - The company has not disclosed any special arrangements for corporate governance[7]. Research and Development - Research and development expenses accounted for 24.18% of operating revenue, a decrease of 19.42 percentage points from 43.60% in 2022[21]. - The company is focused on developing core technologies in the IoT sector and aims to provide comprehensive data services across various verticals[31]. - The company is committed to continuous market expansion and innovation in its core business areas[34]. - The company has established a strong technical capability in the IoT sector, supported by a blockchain-based data security system and AI algorithms[75]. - The company has developed a series of digital carbon management products for large enterprises, enabling them to monitor, quantify, and analyze carbon emissions effectively[61]. Market and Business Strategy - The company is focused on maintaining stable and healthy development to protect long-term shareholder interests[5]. - The company is expanding its product offerings in smart environmental protection, smart cities, and carbon management solutions[34]. - The company is committed to promoting green development through initiatives aligned with national policies aimed at carbon peak and neutrality[72]. - The company is actively exploring the ToB model under strong regulatory backgrounds, focusing on compliance products for enterprises[88]. - The company is currently in a business transformation phase, aiming to transition to a platform model, which may impact traditional business focus and potentially lead to performance decline[166]. Environmental Initiatives - The company has established a monitoring, quantification, and analysis system for carbon emissions and carbon asset management based on IoT architecture, leveraging its long-term industry experience and comprehensive technology in the IoT field[37]. - The company has developed various smart environmental protection products, including a comprehensive platform for air pollution control and a big data analysis platform for pollution reduction[41]. - The company aims to achieve a dual win of economic and environmental benefits through its pollution reduction and carbon emission control big data analysis platform, which includes modules for carbon inspection, analysis, management, and services[49]. - The company has developed an intelligent carbon assistant, "Carbon Elf," based on ecological environment dual-carbon models, enhancing industry-specific carbon management capabilities[86]. - The company is committed to achieving carbon peak and carbon neutrality goals in the building sector, aligning with urban energy system development objectives[13]. Challenges and Risks - The company faced challenges due to external market conditions, resulting in reduced orders and lower contract amounts for data operation services[32]. - The company is experiencing challenges in securing contracts and maintaining revenue levels due to external market conditions and client financial constraints[162]. - The company is facing risks related to market competition, particularly in the smart environmental protection sector, where competition is intensifying[165]. - The company acknowledges the uncertainties in its dual carbon business but believes that its investments in related technologies will support long-term growth[167]. Technology and Innovation - The company has developed an IoT platform centered around the Haidongqing database, providing technical support for government and enterprise users[70]. - The company has established a comprehensive R&D system and has achieved CMMI Level 5 certification, indicating advanced software maturity and project management capabilities[153]. - The company has developed its own ecological environment dual-carbon large model, which has been successfully applied in multiple areas including environmental monitoring and carbon trading market analysis[153]. - The company has developed six core technologies, including data security technology and remote management technology, with a total of 5 invention patents, 33 utility model patents, 8 design patents, and 71 software copyrights[125]. - The company has achieved significant advancements in data security, including the development of a "Zero Trust IoT Security Gateway" to protect data transmission and device authentication[120].

Financial Performance - The company reported a net profit attributable to shareholders of -208.28 million RMB for the year ended December 31, 2023, resulting in a total distributable profit of -285.03 million RMB[5]. - Due to the negative distributable profit, the board proposed no profit distribution or capital reserve transfer for the year 2023[5]. - The company's operating revenue for 2023 was ¥322,397,778.22, representing a 23.38% increase compared to ¥261,298,146.60 in 2022[19]. - The net profit attributable to shareholders was -¥208,283,678.61 in 2023, an improvement from -¥287,687,717.21 in 2022[19]. - The net cash flow from operating activities was -¥128,510,057.57 for 2023, compared to -¥215,726,644.68 in 2022[20]. - The total assets decreased by 19.56% to ¥1,191,928,782.03 at the end of 2023 from ¥1,481,703,586.42 at the end of 2022[20]. - The company's net assets attributable to shareholders decreased by 20.06% to ¥822,141,444.27 at the end of 2023 from ¥1,028,475,414.53 at the end of 2022[20]. - The basic earnings per share for 2023 was -¥2.69, an improvement from -¥3.72 in 2022[21]. - The company reported a decrease in credit impairment losses compared to the previous year, contributing to a reduction in overall losses[21]. - The company received government subsidies amounting to ¥9,317,215.58 in 2023, which positively impacted its financial performance[25]. Operational Risks and Governance - The company has faced various operational risks, which are detailed in the report's management discussion and analysis section[4]. - The company is committed to maintaining stable and healthy development to protect the long-term interests of all shareholders[5]. - The audit report issued by Beijing Dahua International Accounting Firm confirmed the financial statements' accuracy and completeness[5]. - The company has not engaged in any non-operational fund occupation by controlling shareholders or related parties[7]. - There are no special arrangements for corporate governance that apply to the company[7]. - The company has not violated decision-making procedures for providing guarantees[7]. - The company has not reported any instances where more than half of the directors could not guarantee the authenticity of the annual report[7]. - The company’s financial report is prepared in accordance with relevant accounting standards and regulations[11]. Research and Development - Research and development expenses accounted for 24.18% of operating revenue in 2023, down from 43.60% in 2022, a decrease of 19.42 percentage points[21]. - The company completed multiple R&D projects during the reporting period, leading to a reduction in R&D personnel and salary expenses[134]. - The total R&D investment amounted to ¥77,963,775.36, a decrease of 31.57% compared to the previous year's ¥113,928,040.15[133]. - The company has 6 ongoing projects, with total expected investments ranging from ¥162.86 million to ¥2,017.72 million[138]. - The company has established a comprehensive R&D system and has achieved CMMI Level 5 certification, indicating advanced software maturity and project management capabilities[153]. Market and Business Strategy - The company plans to continue market expansion and transformation development in 2024 amidst a complex macroeconomic environment[34]. - The company aims to enhance customer credit management and accounts receivable management to mitigate credit risk[170]. - The company aims to diversify its business model and expand financing channels to improve cash flow amid market expansion[170]. - The company is currently in a business transformation phase, aiming to transition to a platform model, which may impact traditional business focus and performance[166]. - The company is experiencing reduced orders and lower contract amounts for data operation services due to external market conditions and competition[162]. Environmental and Technological Innovations - The company is focused on creating a positive cycle of collaborative innovation among production, academia, research, and application to drive industry development[66]. - The company is committed to promoting data element technology product innovation and establishing a governance system for data assets, aiming to support national ecological and carbon reduction goals[40]. - The company has developed various smart environmental protection products, including a big data analysis platform for pollution reduction and a comprehensive platform for enterprise emissions control[41]. - The company has developed an IoT platform centered around the Haidongqing database, providing technical support for government and enterprise users[70]. - The company has developed a blockchain-based digital asset management platform, ensuring secure storage, transfer, and trading of digital assets[113]. Challenges and Future Outlook - The company faces risks related to market competition, particularly in the smart environmental protection sector, where competition is intensifying[165]. - The company is in the early stages of its dual-carbon business, which may impact short-term profits but is not expected to significantly affect overall group performance[167]. - The company is enhancing its market promotion efforts to address risks associated with performance decline and to improve operational efficiency[162]. - The company is focusing on optimizing its research and development investments and technical talent retention to mitigate core technology risks[163].

罗克佳华科技集团股份有限公司 审计报告 北京大华审字[2024]00000508 号 北 京 大 华 国 际 会 计 师 事 务 所 (特殊普通合伙 ) （2023 年 1 月 1 日至 2023 年 12 月 31 日止） | | | 目 录 | 页 次 | | --- | --- | --- | --- | | 一、 | 审计报告 | | 1-8 | | 二、 | 已审财务报表 | | | | | 合并资产负债表 | | 1-2 | | | 合并利润表 | | 3 | | | 合并现金流量表 | | 4 | | | 合并股东权益变动表 | | 5-6 | | | 母公司资产负债表 | | 7-8 | | | 母公司利润表 | | 9 | | | 母公司现金流量表 | | 10 | | | 母公司股东权益变动表 | | 11-12 | | | 财务报表附注 | | 1-100 | 北京大华国际会计师事务所（特殊普通合伙） 北京市西城区阜成门外大街 31 号五层 519A [100071] 电话：86 (10) 6827 8880 传真：86 (10) 6823 8100 审 计 报 告 Beijing Da ...

罗克佳华科技集团股份有限公司 公司董事会由 9 名董事组成，其中独立董事 3 人，占董事会人数三分之一， 符合相关法律法规及公司制度的规定。 （一）个人工作履历、专业背景及兼职情况 麻志明，男，1982 年 10 月出生，中国国籍，无境外永久居住权，博士学历。 2014 年香港科技大学会计学博士毕业，2014 年至今任职于北京大学光华管理学 院，现任北京大学光华管理学院教授。现任公司独立董事。 （二）独立董事任职董事会专门委员会的情况 本人在公司第三届董事会审计委员会任职主任委员、第三届董事会薪酬和考 核委员会任职委员、第三届董事会提名委员会任职委员。 （三）是否存在影响独立性的情况说明 2023 年年度独立董事述职报告 作为罗克佳华科技集团股份有限公司（以下简称"公司"）的独立董事，在 2023 年度，本人按照《公司法》《证券法》《上市公司治理准则》及《公司章程》 和《罗克佳华科技集团股份有限公司独立董事议事规则》等相关规定，忠实履行 职责，主动了解公司生产经营状况，积极出席公司召开的股东大会、董事会及各 专门委员会会议。在董事会日常工作及重要决策中尽职尽责，发挥专业特长，为 公司经营发展提出合理化建议，通 ...

罗克佳华科技集团股份有限公司 2023 年年度独立董事述职报告 作为罗克佳华科技集团股份有限公司（以下简称"公司"）的独立董事，在 2023 年度，本人按照《公司法》《证券法》《上市公司治理准则》及《公司章程》和《罗 克佳华科技集团股份有限公司独立董事议事规则》等相关规定，忠实履行职责， 主动了解公司生产经营状况，积极出席公司召开的股东大会、董事会及各专门委 员会会议。在董事会日常工作及重要决策中尽职尽责，发挥专业特长，为公司经 营发展提出合理化建议，通过对董事会审议的相关事项发表审慎、客观的独立意 见，为董事会科学决策提供有力支撑，发挥了独立董事的应有作用，维护了公司 和全体股东特别是中小股东的合法权益。现将 2023 年年度履行独立董事职责工作 情况汇报如下： 一、独立董事的基本情况 公司董事会由 9 名董事组成，其中独立董事 3 人，占董事会人数三分之一， 符合相关法律法规及公司制度的规定。 （一）个人工作履历、专业背景及兼职情况 强力，男，1961 年 10 月出生，中国国籍，无境外永久居住权，本科学历。 1983 年毕业于西北政法学院并留校任教至今，现任西北政法大学经济法学院教 授、博士生导师，西北 ...

光大证券股份有限公司 关于罗克佳华科技集团股份有限公司 2023 年度募集资金存放与使用情况的专项核查意见 光大证券股份有限公司(以下简称"光大证券"或"保荐机构")担任罗克 佳华科技集团股份有限公司(以下简称"公司""佳华科技")首次公开发行A 股股票并在科创板上市的保荐机构和持续督导机构,根据《证券发行上市保荐业 务管理办法》《上海证券交易所科创板上市公司自律监管指引第 1 号一规范运 作》《上市公司监管指引第 2 号一上市公司募集资金管理和使用的监管要求》等 法规和文件的规定,负责佳华科技上市后的持续督导工作,对佳华科技 2023年 度(以下简称"报告期")募集资金存放与使用情况进行了审慎核查,具体情况 如下: 一、募集资金基本情况 (一) 实际募集资金的金额、资金到账情况 经中国证券监督管理委员会证监许可(2020)266号文核准,佳华科技于 2020年3月10日以每股人民币 50.81元的发行价格公开发行 19.334.000 股人民 币普通股(A 股),本次发行募集资金总额为人民币 98,36.05 万元,扣除承销和 保荐费用 9.434.33 万元(实际不含税承销及保荐费为 9.634.33 万 ...

本次委托理财金额：公司在不影响正常经营，保证日常经营资金需求和 资金安全的前提下，使用不超过人民币50,000.00万元（含本数）部分暂时闲置自 有资金进行现金管理。 委托理财产品类型：安全性高、流动性好的、中低风险的理财产品或存 款类产品（包括但不限于协定存款、通知存款、定期存款、大额存单、收益凭证 等）。 履行的审议程序：2024年4月25日，公司召开第三届董事会第十三次会议 和第三届监事会第十二次会议分别审议通过了《关于使用部分暂时闲置自有资金 进行现金管理的议案》。 证券代码：688051 证券简称：佳华科技 公告编号：2024-010 罗克佳华科技集团股份有限公司 关于使用部分暂时闲置自有资金进行现金管理的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 委托理财受托方：信誉好、规模大、有能力保障资金安全、经营效益好、 资金运作能力强的金融机构。 额存单、收益凭证等），公司将严格筛选合作对象，选择信誉好、规模大、有能 力保障资金安全、经营效益好、资金运作能力强的银行等金融机构所发行的流动 性好、安全性高的产品 ...

罗克佳华科技集团股份有限公司 募集资金存放与使用情况鉴证报告 北京大华核字[2024]00000145 号 北 京 大 华 国 际 会 计 师 事 务 所 (特殊普通合伙 ) Beijing Dahua International Certified Public Accountants (Limited Liability Partnership) 罗克佳华科技集团股份有限公司 募集资金存放与使用情况鉴证报告 一、 募集资金存放与使用情况鉴证报告 1-2 二、 罗克佳华科技集团股份有限公司 2023 年度募 集资金存放与实际使用情况的专项报告 1-8 北京大华国际会计师事务所（特殊普通合伙） 北京市西城区阜成门外大街 31 号五层 519A [100071] 电话：86 (10) 6827 8880 传真：86 (10) 6823 8100 募 集 资 金 存 放 与 使 用 情 况 鉴 证 报 告 北京大华核字[2024]00000145 号 罗克佳华科技集团股份有限公司全体股东： 我们审核了后附的罗克佳华科技集团股份有限公司（以下简称佳 华科技）《2023 年度募集资金存放与实际使用情况的专项报告》（以 ...

罗克佳华科技集团股份有限公司 二、亏损的主要原因 （一）收入毛利不及预期 关于未弥补亏损达到实收股本总额三分之一的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 罗克佳华科技集团股份有限公司（以下简称"公司"）于2024年4月25日召开第 三届董事会第十三次会议、第三届监事会第十二次会议、第三届董事会审计委员 会第八次会议，审议通过了《关于未弥补亏损达到实收股本总额三分之一的议案》 ，现将有关事项公告如下： 一、情况概述 根据北京大华国际会计师事务所（特殊普通合伙）的审计报告，截至2023年12月 31日，公司合并报表累计未分配利润为-28,503.41万元，实收股本为7,733.40 万元，公司未弥补亏损金额超过实收股本总额的三分之一。根据《中华人民共和 国公司法》及《公司章程》的相关规定，该事项需提交股东大会审议。 证券代码：688051 证券简称：佳华科技 公告编号：2024-013 收款、合同资产、存货等资产进行了充分的评估和分析，认为上述资产中部分资 产存在一定的减值迹象。因此对相关资产进行了减值测试并计提 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 会议召开时间：2024 年 05 月 31 日（星期五）下午 13:00-14:00 投资者可于 2024 年 05 月 27 日（星期一）至 05 月 30 日（星期四）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 rk@rock ontrol.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 证券代码：688051 证券简称：佳华科技 公告编号：2024-015 罗克佳华科技集团股份有限公司 关于召开 2023 年年度业绩说明会的公告 四、投资者参加方式 一、说明会类型 罗克佳华科技集团股份有限公司（以下简称"公司"）已于 2024 年 4 月 27 日发布公司《2023 年年度报告》，为加强与投资者的深入交流，使投资者更全 面深入地了解公司，公司计划于 2024 年 05 月 31 日下午 13:00-14:00 举行 2023 年度业绩说明会，就投资者关心的问题进行交流。 二、说明会召开的时间、地点 （一 ...