经核查独立董事王仁平、杨智春的任职经历以及签署的相关自查文件,上述 人员未在公司担任除独立董事以外的任何职务,也未在公司主要股东公司担任任 何职务,与公司以及主要股东之间不存在利害关系或其他可能妨碍其进行独立客 观判断的关系,因此,公司董事会认为,公司独立董事符合《上市公司独立董事 管理办法》《科创板上市公司自律监管指引第 1 号-- 规范运作》等规定中对独 立董事独立性的相关要求。 成都纵横自动化技术股份有限公司 董事会关于独立董事独立性情况的专项意见 根据证监会《上市公司独立董事管理办法》、上海证券交易所《科创板股票 上市规则》《科创板上市公司自律监管指引第 1 号-- 规范运作》等要求,成都 纵横自动化技术股份有限公司(以下简称"公司")董事会就公司在任独立董事 王仁平、杨智春的独立性情况进行评估并出具如下专项意见: 成都纵横自动化技术股份有限公司董事会 2024 年 4 月 25 日 ...

根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准 则》《国有企业、上市公司选聘会计师事务所管理办法》等规定和要求，成都纵 横自动化技术股份有限公司（以下简称"公司"）董事会审计委员会本着勤勉尽 责的原则，恪尽职守，认真履职。现将董事会审计委员会对公司 2023 年年审会 计师事务所天健会计师事务所（特殊普通合伙）（以下简称"天健会计师事务所"） 履行监督职责的情况汇报如下： 成都纵横自动化技术股份有限公司董事会审计委员会 对会计师事务所履行监督职责情况报告 （二）审计委员会通过线上与线下相结合的方式与负责公司审计工作的注册 会计师及项目经理召开沟通会议，对 2023 年度审计工作的初步预审情况，如审 计范围、重要时间节点、人员安排、审计重点等相关事项进行了沟通。审计委员 会成员听取了天健会计师事务所关于公司审计内容相关调整事项、审计过程中发 现的问题及审计报告的出具情况等的汇报，并对审计发现问题提出建议。 （三）2024 年 4 月 24 日，公司董事会审计委员会 2024 年第一次会议以现 场结合通讯方式召开，审议通过公司 2023 年年度报告、决算报告、内部控制评 价报告等议案并同意提 ...

Financial Performance - The company reported a profit distribution plan for 2023, which includes no cash dividends, no bonus shares, and no capital reserve conversion into shares[6]. - The company has not achieved profitability since its listing, indicating ongoing investment and growth strategies[4]. - The company's operating revenue for 2023 was CNY 301,763,426.69, representing a 5.03% increase compared to CNY 287,307,583.88 in 2022[21]. - The net profit attributable to shareholders for 2023 was a loss of CNY 64,499,860.51, a significant increase in loss of 147.55% from a loss of CNY 26,055,652.94 in 2022[21]. - The net cash flow from operating activities improved to -CNY 21,782,729.82 in 2023, a 73.19% improvement from -CNY 81,257,911.08 in 2022[21]. - The company's total assets decreased by 1.08% to CNY 940,706,916.99 at the end of 2023, down from CNY 951,008,158.39 at the end of 2022[21]. - The basic earnings per share for 2023 was -CNY 0.74, a decline of 146.67% compared to -CNY 0.30 in 2022[22]. - The company's net assets attributable to shareholders decreased by 9.63% to CNY 605,537,140.08 at the end of 2023, down from CNY 670,037,000.59 at the end of 2022[21]. - The company reported a quarterly operating revenue of CNY 100,863,284.39 in Q4 2023, with a net loss of CNY 40,853,756.50 attributable to shareholders[25]. - The company experienced a significant increase in losses in the first three quarters of 2023, with Q1 showing a profit of CNY 1,478,285.93, followed by losses in subsequent quarters[25]. Research and Development - Research and development expenses accounted for 24.08% of operating revenue in 2023, an increase of 10.36 percentage points from 13.72% in 2022[23]. - Research and development expenses totaled CNY 72.66 million, an increase of 84.27% year-on-year[34]. - The company achieved a total R&D investment of ¥72,659,962.35, representing an increase of 84.27% compared to the previous year[98]. - The proportion of R&D investment to operating income rose to 24.08%, an increase of 10.36 percentage points[98]. - The company received 35 authorized invention patents during the reporting period, bringing the total to 90[95]. - The company developed a new intelligent flight control technology that enhances autonomous decision-making and reduces operational risks[93]. - The company has established a strong R&D team with a focus on autonomous technology and has achieved core technology advantages in smart control and drone platform design[109]. - The company is actively researching and developing new types of unmanned systems with strong payload capabilities and excellent short-distance takeoff and landing performance, targeting both defense and civilian applications[52]. Product Development and Innovation - The company is actively involved in the development of drone technology, including fixed-wing and multi-rotor drones, which are key to its product offerings[12]. - The company launched the Zongheng Kunlun JOS-C2000 unmanned system in March 2023, enhancing operational efficiency and reliability[36]. - A new large payload drone system successfully completed its maiden flight in May 2023, demonstrating strong load capacity and cost-effectiveness[36]. - The company is actively developing new products, including a new unmanned aerial vehicle control software and an integrated unmanned system design[36]. - The company has developed a streaming application server that supports AI, AR, dehazing, and image enhancement, meeting the full privatization deployment needs for streaming data services[38]. - The company has launched the JOUAV Application Software Development Platform, which supports various drone applications and has advantages in software architecture design, algorithm development, and data analysis[56]. - The Zongheng Cloud platform enables real-time video transmission and data analysis, enhancing decision-making accuracy and efficiency in security applications[60]. - The Zongheng Eagle Map software integrates task planning, flight monitoring, and real-time video processing, providing a comprehensive solution for drone operations[62]. Market and Industry Trends - The industrial drone market is expected to grow at a rate of over 30% due to increasing applications in various downstream sectors[82]. - The global civil drone market is projected to reach $121 billion in the next 10 years, indicating strong growth potential[83]. - By 2025, significant increases in the number of drone enterprises, flight hours, and licensed drone pilots are anticipated as part of the "14th Five-Year Plan" for general aviation development[84]. - The Chinese government emphasizes the importance of low-altitude economy development, which is expected to accelerate the commercialization of the drone industry[90]. - The company is positioned to leverage its core technological advantages to capture a larger market share in the rapidly evolving industrial drone landscape[87]. Governance and Compliance - The company is committed to transparency, with all board members present at the board meeting to ensure the report's accuracy and completeness[5]. - The company has not faced any significant issues regarding independence from its controlling shareholders, ensuring operational autonomy[175]. - The company’s internal control guidelines were strictly followed during the meetings, ensuring legal compliance[175]. - The company revised its governance documents to comply with regulatory requirements, ensuring no significant governance deficiencies exist[175]. - The company held three shareholder meetings in 2023, approving a total of 17 proposals, with all proposals passed without any rejections[178]. - The company is committed to improving its internal control and compliance systems following the regulatory warnings[194]. Strategic Partnerships and Collaborations - The company signed strategic cooperation agreements with various partners, including the establishment of a "Police Drone Joint Innovation Laboratory" and collaboration in the 5G connected drone application field[39]. - The company has established a national industrial drone industry education integration community with over 80 universities and research institutions to promote industry development[40]. - The company has established solid partnerships with over a thousand domestic users across various sectors, enhancing its market influence and customer resource advantages[112]. Operational Efficiency and Supply Chain - The procurement model is based on demand-driven purchasing, ensuring efficient supply chain management and supplier evaluation[76]. - The production model emphasizes self-manufacturing for core components while outsourcing non-critical processes, ensuring quality control[78]. - The company is committed to strengthening its supply chain capabilities to ensure product quality and delivery efficiency[171]. Financial Management and Future Outlook - The company plans to enhance R&D investment, focusing on product upgrades and improving performance indicators such as reliability and usability[168]. - The company aims to expand its domestic market by targeting sectors like security and emergency services, while also deepening international market development[170]. - The company is considering strategic acquisitions to bolster its market position, with potential targets identified[184]. - Future guidance indicates a continued growth trajectory, with expectations for increased user data and engagement metrics[182].

Financial Performance - The company's operating revenue for Q1 2024 was ¥27,268,690.79, representing a decrease of 65.86% compared to the same period last year[5]. - The net profit attributable to shareholders was a loss of ¥29,043,327.74, reflecting a decline of 2,064.66% year-over-year[5]. - The net cash flow from operating activities was negative at ¥38,628,825.31, indicating a cash outflow increase of 45.64%[6]. - The basic earnings per share were -0.33, reflecting a decrease of 1,750.00% compared to the previous year[6]. - The total comprehensive income for Q1 2024 was -29,276,300.58 RMB, down from 1,264,956.96 RMB in the same period last year[25]. Research and Development - Research and development expenses totaled ¥20,074,389.63, which accounted for 73.62% of operating revenue, up from 53.91% in the previous year[6]. - Research and development expenses for Q1 2024 were CNY 9,310,426.76, compared to CNY 8,735,704.65 in Q1 2023, an increase of 6.6%[24]. Assets and Liabilities - Total assets decreased by 5.57% to ¥888,273,266.47 compared to the end of the previous fiscal year[6]. - Cash and cash equivalents decreased to CNY 118,348,555.19 from CNY 187,582,216.36, a decline of 37%[20]. - Accounts receivable decreased to CNY 89,537,588.68 from CNY 110,276,501.17, a reduction of 18.7%[20]. - Inventory increased slightly to CNY 135,645,676.93 from CNY 132,861,785.15, an increase of 2.1%[20]. - Total liabilities decreased to CNY 310,492,564.86 from CNY 333,649,914.80, a reduction of 6.9%[22]. Shareholder Information - The total number of common stock shareholders at the end of the reporting period was 4,688[12]. - The largest shareholder, Ren Bin, holds 20,502,000 shares, representing 23.41% of total shares[13]. - The top 10 shareholders include several significant stakeholders, with the second-largest being Wang Chen, holding 13,668,000 shares (15.61%)[13]. Government Support and Income - The company received government subsidies amounting to ¥6,510,000.00, which positively impacted its financial results despite the overall losses[7]. - The company reported a significant increase in other income to CNY 6,699,018.22 from CNY 3,585,847.29, an increase of 86.7%[24]. Market Strategy and Risks - The company aims to expand into domestic aviation emergency procurement and overseas market orders[17]. - The company is actively promoting low-altitude digital economy initiatives and enhancing market expansion and product delivery[17]. - The company is focusing on technological innovation in unmanned systems, including unattended operations and fixed-wing drones[17]. - The company has identified risks related to macroeconomic conditions that could lead to further losses if market opportunities are not seized[17]. - The company reported that the previous year's performance was boosted by the delivery of delayed orders from Q4 2022, affecting the current year's comparability[17]. Cash Flow Activities - Cash inflows from operating activities in Q1 2024 were 59,464,894.41 RMB, an increase from 50,173,549.00 RMB in Q1 2023[27]. - The net cash flow from operating activities for Q1 2024 was -38,628,825.31 RMB, improving from -71,066,499.70 RMB in Q1 2023[27]. - Cash outflows from investing activities totaled 72,704,224.95 RMB in Q1 2024, compared to 76,878,423.39 RMB in Q1 2023[28]. - The net cash flow from investing activities for Q1 2024 was -27,591,838.64 RMB, an improvement from -36,523,804.67 RMB in Q1 2023[28]. - Cash inflows from financing activities in Q1 2024 were 18,500,000.00 RMB, down from 45,000,000.00 RMB in Q1 2023[28]. - The net cash flow from financing activities for Q1 2024 was -4,151,641.11 RMB, compared to a positive flow of 33,760,751.26 RMB in Q1 2023[28]. - The ending cash and cash equivalents balance for Q1 2024 was 114,827,126.64 RMB, up from 105,956,020.35 RMB in Q1 2023[28].

成都纵横自动化技术股份有限公司 2023 年度独立董事述职报告 作为成都纵横自动化技术股份有限公司(以下简称"公司")的独立董事,本人 能够严格按照《公司法》《证券法》《上市公司独立董事管理办法》《上海证券交易所 股票上市规则》等法律法规、《公司章程》和《成都纵横自动化技术股份有限公司独 立董事工作制度》的规定,忠实、勤勉、尽责地履行独立董事职责,客观、公正、 审慎地发表意见,维护公司整体利益和全体股东尤其是中小股东的合法权益。现将 本人 2023 年度履职情况报告如下: 一、独立董事基本情况 (一) 个人工作履历、专业背景以及兼职情况 王仁平,男,1970年生,中国国籍,无境外永久居留权,博士研究生学历,中 国注册会计师、特许公认会计师公会(ACCA)会员。2003年硕士毕业于电子科技大 学,2008年博士毕业于西南财经大学。1993年7月至1997年10月,担任西南农业 大学(现西南大学)助教;1997年11月至1998年12月,担任四川会计师事务所 审计助理;1999年1月至2009年6月,历任四川君和会计师事务所审计经理、副 总经理:2009年7月至今,担任信永中和会计师事务所(特殊普通合伙)合伙人。 ...

国泰君安证券股份有限公司 关于成都纵横自动化技术股份有限公司 2024 年度日常关联交易预计事项的核查意见 国泰君安证券股份有限公司（下称"国泰君安"或"保荐机构"）作为成 都纵横自动化技术股份有限公司（以下简称"纵横股份"或"公司"）持续督 导工作的保荐机构，根据《证券发行上市保荐业务管理办法》《上海证券交易 所科创板股票上市规则》《科创板上市公司持续监管办法（试行）》《上海证 券交易所科创板上市公司自律监管指引第 1 号——规范运作》等相关规定，对 纵横股份 2024 年度日常关联交易预计事项进行了审慎核查，具体核查情况如 下： 一、日常关联交易的基本情况 （一）日常关联交易履行的审议程序 纵横股份于 2024 年 4 月 25 日召开第二届董事会第十七次会议，审议通过 了《关于公司 2024 年度日常关联交易预计的议案》，2024 年度公司及合并报 表范围内子公司与关联方发生的日常关联交易金额预计不超过 1,100 万元，关 联董事任斌回避了本次表决，其他非关联董事一致同意该项议案。公司董事会 认为，公司 2024 年预计发生的日常关联交易均属公司正常业务范围，为生产 经营活动所必需，有利于促进公司持续 ...

根据中国证监会《上市公司治理准则》《上海证券交易所上市公司自律监管 指引第 1 号—规范运作》《上海证券交易所科创板股票上市规则》等法律法规、 规范性文件，以及《成都纵横自动化技术股份有限公司章程》（以下简称"《公 司章程》"）和《成都纵横自动化技术股份有限公司董事会审计委员会工作制度》 的有关规定，2023 年度，成都纵横自动化技术股份有限公司（以下简称"公司"） 审计委员会勤勉尽责，恪尽职守，积极认真开展各项工作，认真履行审计监督职 责，现将审计委员会 2023 年度的履职情况报告如下： 一、审计委员会基本情况 2023 年，公司第二届董事会审计委员会由 3 名成员组成，分别为独立董事 王仁平先生、独立董事杨智春先生、董事任斌先生，全体成员均具有能胜任审计 委员会工作职责的专业知识及商业经验，其中主任委员由具有专业会计资格的独 立董事王仁平先生担任，符合监管要求及《公司章程》等相关规定。 二、审计委员会 2023 年度会议召开情况 2023 年，结合实际工作的需要，审计委员会共召开 4 次会议，全体委员本 着勤勉尽责的原则，认真履行各项职责，对议案进行充分核查，委员均亲自出席 会议，积极对相关议题发表专业 ...

国泰君安证券股份有限公司 关于成都纵横自动化技术股份有限公司 部分募投项目结项并将节余募集资金永久补充流动资金的 核查意见 国泰君安证券股份有限公司（以下简称"国泰君安"或"保荐机构"）作为 成都纵横自动化技术股份有限公司（以下简称"纵横股份"或"公司"）持续督 导工作的保荐机构，根据《证券发行上市保荐业务管理办法》《上市公司监管指 引第 2 号——上市公司募集资金管理和使用的监管要求》《上海证券交易所科创 板股票上市规则》《上海证券交易所科创板上市公司自律监管指引第 1 号——规 范运作》等相关规定，对纵横股份部分募投项目结项并将节余募集资金永久补充 流动资金事项进行了审慎核查，具体核查情况如下： 一、募集资金基本情况 （一）募集资金基本情况 根据中国证券监督管理委员会于 2021 年 1 月 13 日出具的《关于同意成都 纵横自动化技术股份有限公司首次公开发行股票注册的批复》（证监许可〔2021〕 110 号），公司获准向社会公众公开发行人民币普通股（A 股）2,190 万股，发行 价格为 23.16 元/股，募集资金总额为 50,720.40 万元；扣除发行费用后实际募 集资金净额为人民币 44,600 ...

成都纵横自动化技术股份有限公司 营业收入扣除情况专项核查意见 目 录 一、关于营业收入扣除情况的专项核查意见………………………第 1—2 页 二、2023 年度营业收入扣除情况表…………………………………第 3—4 页 | 三、附件………………………………………………………………第 | 5—8 页 | | --- | --- | | （一）本所《营业执照》复印件………………………………… | 第 5 页 | | （二）本所《执业证书》复印件………………………………… | 第 6 页 | | （三）执业注册会计师资格证书复印件………………………第 | 7—8 页 | 关于营业收入扣除情况的专项核查意见 天健审〔2024〕11-228 号 成都纵横自动化技术股份有限公司全体股东： 我们接受委托，审计了成都纵横自动化技术股份有限公司（以下简称纵横股 份公司）2023 年度财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债 表，2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公 司所有者权益变动表，以及财务报表附注，并出具了审计报告。在此基础上，我 们核查了后附的纵横股份公司管 ...

成都纵横自动化技术股份有限公司 2023 年度审计报告 目 录 | 一、审计报告……………………………………………………… 第 | 1—6 页 | | --- | --- | | 二、财务报表……………………………………………………… 第 | 7—14 页 | | （一）合并资产负债表…………………………………………… | 第 7 页 | | （二）母公司资产负债表………………………………………… | 第 8 页 | | （三）合并利润表………………………………………………… | 第 9 页 | | （四）母公司利润表………………………………………………第 | 10 页 | | （五）合并现金流量表……………………………………………第 | 11 页 | | （六）母公司现金流量表…………………………………………第 | 12 页 | | （七）合并所有者权益变动表……………………………………第 | 13 页 | | （八）母公司所有者权益变动表…………………………………第 | 14 页 | | 三、财务报表附注……………………………………………… 第 | 15—102 页 | | 四、附件…………………………… ...