北京锦路安生(西安)律师事务所 关于西安炬光科技股份有限公司 2022 年限制性股票 激励计划剩余全部限制性股票作废相关事项 的 法律意见书 锦路安生律师事务所 西安：西安市高新区锦业路 1 号都市之门 D 座 1804-1805 深圳：深圳市南山区深南大道 9678 号大冲商务中心 1 栋 2 号楼 B 座 2603 北京：北京市朝阳区工体东路 18 号中复大厦东区四层 上海：上海市浦东新区南汇新城镇海基一路 88 号上海临港海洋科技广场 H2 座 4 楼 405 室 电话: +86 29 88600389 +86 10-56907800 传真：029-81875553 北京锦路安生(西安)律师事务所 法律意见书 目 录 释义 除非另有说明，本法律意见书中相关词语具有以下特定含义： | 本所 | 指 | 北京锦路安生(西安)律师事务所 | | --- | --- | --- | | 炬光科技、公司 | 指 | 西安炬光科技股份有限公司(含全资子公司) | | 本次激励计划、2022年 | 指 | 西安炬光科技股份有限公司 2022 年限制性股票激励计划 | | 限制性股票激励计划 | | | | 《激励计划 ...

西安炬光科技股份有限公司 2024 年度财务报表及审计报告 t and the subject of the state of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the stati . 西安炬光科技股份有限公司 2024 年度财务报表及审计报告 | | 页码 | | --- | --- | | 审计报告 | 1 - 7 | | 2024 年度财务报表 | | | 合并及公司资产负债表 | 1 - 4 | | 合并及公司利润表 | 5 - 7 | | 合并及公司现金流量表 | 8 - 9 | | 合并股东权益变动表 | 10 - 11 | | 公司股东权益变动表 | 12 - 13 | | 财务报表附注 | 14 - 154 | | 补充资料 | 1 - 2 | · 普华永道 审计报告 普华永道中天审字(2025)第 10020 号 (第一页,共七页 ...

北京锦路安生(西安)律师事务所 关于西安炬光科技股份有限公司 2023 年限制性 股票激励计划授予价格调整及部分限制性股票 作废相关事项 的 法律意见书 锦路安生律师事务所 西安：西安市高新区锦业路 1 号都市之门 D 座 1804-1805 深圳：深圳市南山区深南大道 9678 号大冲商务中心 1 栋 2 号楼 B 座 2603 北京：北京市朝阳区工体东路 18 号中复大厦东区四层 上海：上海市浦东新区南汇新城镇海基一路 88 号上海临港海洋科技广场 H2 座 4 楼 405 室 电话: +86 29 88600389 +86 10-56907800 传真：029-81875553 | 释义 3 | | | --- | --- | | 正 | 文 7 | | 一、 | 本次调整与本次作废的批准与授权 7 | | 二、 | 本次调整的具体情况 8 | | 三、 | 本次作废的相关情况 9 | | 四、 | 结论意见 9 | 北京锦路安生(西安)律师事务所 法律意见书 释义 除非另有说明，本法律意见书中相关词语具有以下特定含义： | 本所 | 指 | 北京锦路安生(西安)律师事务所 | | --- | --- ...

2024 年度募集资金存放与实际使用情况专项报告及鉴证报告 西安炬光科技股份有限公司 . 普华永道 对募集资金存放与实际使用情况专项报告的鉴证报告 普华永道中天特审字(2025)第 0290 号 (第一页,共二页) 西安炬光科技股份有限公司董事会: 我们接受委托,对西安炬光科技股份有限公司(以下简称"炬光科技")关于 2024 年度的募集资金存放与实际使用情况专项报告(以下简称"募集资金存放与 实际使用情况专项报告")执行了合理保证的鉴证业务。 炬光科技管理层的责任是按照中国证券监督管理委员会公告[2022]15 号《上 市公司监管指引第 2 号-上市公司募集资金管理和使用的监管要求(2022 年修 订》、上海证券交易所颁布的《上海证券交易所科创板上市公司自律监管指引 第 1 号 -- 规范运作(2023年 12 月修订)》编制募集资金存放与实际使用情况专 项报告。这种责任包括设计、执行和维护与募集资金存放与实际使用情况专项报 告编制相关的内部控制,保证募集资金存放与实际使用情况专项报告的真实、准 确和完整,以及不存在虚假记载、误导性陈述或重大遗漏。 我们的责任是在执行鉴证工作的基础上对募集资金存放与实际使用 ...

锦路安生律师事务所 西安：西安市高新区锦业路 1 号都市之门 D 座 1804-1805 深圳：深圳市南山区深南大道 9678 号大冲商务中心 1 栋 2 号楼 B 座 2603 北京：北京市朝阳区工体东路 18 号中复大厦东区四层 上海：上海市浦东新区南汇新城镇海基一路 88 号上海临港海洋科技广场 H2 座 4 楼 405 室 电话: +86 29 88600389 +86 10-56907800 传真：029-81875553 北京锦路安生(西安)律师事务所 关于西安炬光科技股份有限公司 2024 年限制性 股票激励计划授予价格调整及部分限制性股票 作废相关事项 的 法律意见书 | 释义 3 | | | --- | --- | | 正 | 文 7 | | 一、 | 本次调整与本次作废的批准与授权 7 | | 二、 | 本次调整的具体情况 8 | | 三、 | 本次作废的相关情况 9 | | 四、 | 结论意见 9 | 北京锦路安生(西安)律师事务所 法律意见书 释义 除非另有说明，本法律意见书中相关词语具有以下特定含义： | 本所 | 指 | 北京锦路安生(西安)律师事务所 | | --- | --- ...

西安炬光科技股份有限公司 2024 年度内部控制审计报告 . the subject of the subject of and and the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the station of the state of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the sta . the subject of the subject of . 内部控制审计报告 普华永道中天特审字(2025)第 0292 号 (第一页,共二页) 西安炬光科技股份有限公司全体股东: 按照《企业内部控制审计指 ...

一、主要会计数据和财务指标 | 名称 | 持有数量(万股) | 占总股本比 | 增减情况 | | --- | --- | --- | --- | | | | 例(%) | (万股) | | 刘兴胜 | 1199.42 | 13.27 | 新进 | | 王东辉 | 596.91 | 6.61 | 新进 | | 西安高新技术产业风险投资有限责任公司-陕西省集成电路 | | | | | 产业投资基金(有限合伙) | 375.62 | 4.16 | 不变 | | 西安中科光机投资控股有限公司 | 360.42 | 3.99 | 不变 | | 青岛常安汇富创业投资合伙企业(有限合伙) | 204.47 | 2.26 | 不变 | | 马玄恒 | 179.09 | 1.98 | -2.05 | | 西安宁炬投资有限合伙企业 | 176.29 | 1.95 | 新进 | | 河南中证开元创业投资基金(有限合伙) | 127.10 | 1.41 | 不变 | | 西安高新技术产业风险投资有限责任公司 | 86.42 | 0.96 | 不变 | | 北京九鼎房地产开发有限责任公司 | 78.94 | 0.87 | 新进 | | ...

Financial Performance - The company's operating revenue for Q1 2025 was ¥169,523,549.92, representing a 23.75% increase compared to ¥136,988,372.14 in the same period last year[4] - The net profit attributable to shareholders was -¥31,954,633.00, a decline from -¥16,189,740.19 year-on-year[4] - Total operating revenue for Q1 2025 reached ¥169,523,549.92, an increase of 23.7% compared to ¥136,988,372.14 in Q1 2024[24] - Total operating costs for Q1 2025 were ¥206,106,540.22, up 30.1% from ¥158,360,635.96 in Q1 2024[24] - Net loss for Q1 2025 was ¥31,954,633.00, worsening from a net loss of ¥16,189,740.19 in Q1 2024[25] - The total comprehensive income attributable to the parent company was -¥16,042,854.80, compared to -¥26,655,112.63 in the previous year, showing an improvement of approximately 40.5%[29] - The company recorded a basic and diluted earnings per share of -¥0.35 in Q1 2025, worsening from -¥0.18 in Q1 2024[29] Research and Development - Research and development (R&D) expenses totaled ¥48,505,003.61, an increase of 116.47% from ¥22,406,804.96, accounting for 28.61% of operating revenue[5] - Research and development expenses surged to ¥48,505,003.61 in Q1 2025, compared to ¥22,406,804.96 in Q1 2024, reflecting a 116.6% increase[25] Cash Flow and Assets - The net cash flow from operating activities was ¥3,889,015.76, a significant improvement from -¥30,677,194.85 in the previous year[4] - The company's cash and cash equivalents stood at ¥643,315,200.30, down from ¥874,126,736.39 in the previous period[19] - Cash and cash equivalents at the end of Q1 2025 stood at ¥623,966,823.17, down from ¥1,146,312,526.96 at the end of Q1 2024, representing a decrease of approximately 45.5%[32] - The total assets decreased to ¥2,924,613,316.46 in Q1 2025 from ¥2,944,307,858.53 in Q1 2024, a decline of 0.7%[21] - The company's goodwill increased to ¥328,730,782.50 in Q1 2025 from ¥320,528,301.80 in Q1 2024, a rise of 2.3%[20] - The company's total non-current assets rose to ¥1,531,407,267.17 in Q1 2025, compared to ¥1,511,288,544.98 in Q1 2024, an increase of 1.3%[20] - The company's retained earnings showed a decline, with a balance of -¥75,908,143.41 in Q1 2025 compared to -¥43,953,510.41 in Q1 2024[21] Shareholder Information - The total number of common shareholders at the end of the reporting period is 11,734[11] - The largest shareholder, Liu Xing Sheng, holds 11,994,216 shares, representing 13.27% of the total shares[11] - The second-largest shareholder, Wang Dong Hui, holds 5,969,128 shares, representing 6.61% of the total shares[11] Business Developments - The company is focusing on expanding its laser optical components business, driven by increased market demand in the semiconductor and optical communication sectors[8] - The company has received positive market feedback for its new generation professional laser skin rejuvenation module solutions, leading to increased order volumes from domestic and international clients[8] - The company is actively exploring new business areas, including photon technology and manufacturing services, targeting potential clients in consumer electronics and industrial applications[8] - The company received a formal designation letter for two micro-lens array projects from a well-known European Tier 1 automotive client in April 2025[14] - A project involving laser radar components was canceled due to strategic adjustments by a terminal customer, affecting an estimated demand of approximately 150,000 units[15] - The company is in negotiations regarding the responsibilities and contract amounts related to the canceled projects[15] Financial Position - The total liabilities decreased to ¥820,068,634.03 in Q1 2025 from ¥832,362,244.89 in Q1 2024, a reduction of 1.6%[21] - The company's cash outflow from financing activities was -¥523,514.87, a decrease from a net inflow of ¥290,964,896.07 in Q1 2024, indicating a shift in financing strategy[30] Miscellaneous - The financial statements for the quarter ending March 31, 2025, are unaudited[16] - The company has not reported any significant changes in the operating conditions during the reporting period[14] - As of March 31, 2025, the company has not disclosed any changes in the participation of major shareholders in margin trading or securities lending[13] - The company has a repurchase account holding 1,791,000 shares, representing 1.98% of the total shares, as of March 31, 2025[12] - The impact of exchange rate changes on cash and cash equivalents was positive at ¥4,563,697.03, contrasting with a negative impact of -¥5,304,696.84 in the previous year[32] - The company experienced a net cash outflow from investing activities of ¥218,442,704.11, compared to a larger outflow of ¥667,240,452.92 in Q1 2024, indicating a reduction in investment expenditures[30] - The total cash inflow from operating activities was ¥202,081,503.00, up from ¥148,309,720.13 in the same period last year, reflecting a growth of approximately 36.3%[30] - Cash received from investment activities was ¥70,081,887.68, significantly higher than ¥20,016,800.00 in Q1 2024, marking an increase of approximately 249.5%[30] - The company's total cash outflow from operating activities was ¥198,192,487.24, compared to ¥178,986,914.98 in Q1 2024, reflecting an increase of approximately 10.3%[30] - Management expenses increased due to the acquisition of ams OSRAM optical components and the implementation of a restricted stock incentive plan, leading to higher employee compensation costs[9]

Financial Performance - The company reported a net profit attributable to shareholders of -174.91 million RMB for the year 2024[6]. - The company's operating revenue for 2024 reached ¥620,019,400.54, representing a year-on-year increase of 10.49% compared to ¥561,173,137.74 in 2023[26]. - The net profit attributable to shareholders of the listed company for 2024 was -¥174,909,485.17, a significant decline of 293.17% from ¥90,546,088.87 in 2023[26]. - The net cash flow from operating activities for 2024 was -¥97,624,933.45, a decrease of 162.09% compared to ¥157,231,213.00 in 2023[26]. - The total assets of the company increased to ¥2,944,307,858.53 in 2024, marking an 11.98% rise from ¥2,629,364,499.63 in 2023[26]. - The net assets attributable to shareholders of the listed company decreased by 12.42% to ¥2,111,945,613.64 in 2024 from ¥2,411,390,703.48 in 2023[26]. - The basic earnings per share for 2024 was -¥1.95, a decline of 293.07% from ¥1.01 in 2023[27]. - The net profit after deducting non-recurring gains and losses for 2024 was -¥182,347,559.78, a drop of 355.94% from ¥71,246,605.67 in 2023[26]. - The comprehensive gross margin declined due to price reductions in the fiber laser industrial sector and negative gross margins from newly acquired automotive business products[29]. Research and Development - The R&D expenditure as a percentage of operating revenue increased to 15.33% in 2024, up by 1.32 percentage points from 14.01% in 2023[27]. - The company is investing in research and development to advance its semiconductor technology and product capabilities[15]. - The company focused on increasing R&D investment to enhance core technology breakthroughs and expand into new application areas[39]. - The company achieved a total R&D investment of ¥95,078,553.81, representing a 20.96% increase compared to the previous year[101]. - The company applied for 248 invention patents and obtained 186 during the reporting period, bringing the cumulative total to 1,060 applications and 430 grants[99]. Acquisitions and Strategic Initiatives - The company completed two acquisition projects, leading to increased employee compensation and operational costs[29]. - The company completed the acquisition of Swiss SUSS MicroOptics SA in January 2024, expanding its market presence in optical communication and automotive projection lighting[47]. - The company completed the acquisition of Heptagon's optical component R&D and production assets on September 2, 2024, enhancing its position as a one-stop provider of micro-nano optical component technology[48]. - The acquisitions are part of the company's strategy for "leapfrog development," aiming to enter the consumer electronics market and improve market share in automotive projection lighting applications[49]. - The company has incurred significant one-time costs related to equipment relocation and facility renovations during the integration of acquired assets[113]. Market Expansion and Product Development - The company is actively expanding its photon application solutions and manufacturing services in sectors such as optical communication, consumer electronics, and automotive applications[39]. - The company is exploring market expansion opportunities in various applications, including medical and industrial sectors[15]. - The company aims to enhance the competitiveness of key products with large market capacity while expanding new product lines[175]. - The company is focusing on high-power semiconductor laser components and related materials, aiming to enhance its competitive advantage and create technological barriers[172]. - The company is focusing on expanding its market presence in the AR/VR sector with advanced optical imaging solutions for 3D perception applications[64]. Governance and Compliance - The company has established a series of internal control systems to ensure standardized operations, including rules for shareholder meetings and board meetings[179]. - The company has not engaged in any significant competitive activities with its controlling shareholders[179]. - The company has received administrative regulatory measures from the China Securities Regulatory Commission and the Shanghai Stock Exchange, emphasizing the need for improved information disclosure and compliance management[197][198]. - A rectification working group was established, led by the chairman and general manager, to address issues identified in the regulatory warnings and enhance internal management[198]. - The company is committed to strengthening its governance capabilities and ensuring the protection of investors' rights through comprehensive rectification measures[198]. Risks and Challenges - The company has detailed various risks and countermeasures in the report, which investors should review[4]. - The company faces risks related to core technology leakage and talent loss, which could adversely affect its competitive position[116]. - The company is at risk of continued performance decline due to intensified market competition and potential changes in macroeconomic conditions[113]. - The management acknowledges the risks associated with international mergers and acquisitions, particularly the need for systematic restructuring of the acquired companies[49]. Employee and Management - The total employee count is 12,131,906, with a total compensation of 467.89 million[185]. - The company has seen a significant leadership transition, with multiple executives holding key positions across various firms, indicating a strong network in the industry[186]. - The company has a diverse leadership team with experience in both domestic and international markets, which may contribute to its competitive advantage[186]. - The company is committed to maintaining high standards in employee compensation and benefits[185]. Future Outlook - The company plans to increase R&D investment and market expansion, particularly in high-growth areas such as optical communication and consumer electronics[174]. - The company aims to achieve a gross margin of 40% by optimizing its supply chain and production processes[188]. - The company is exploring potential mergers and acquisitions to strengthen its technology portfolio and market position[189]. - The company is expected to complete several key projects by the end of 2025, enhancing its competitive position in the industry[104].

西安炬光科技股份有限公司 2024 年度独立董事述职报告 （田阡） 本人作为西安炬光科技股份有限公司（以下简称"公司"）的独立董事， 2024 年度严格按照《中华人民共和国公司法》（以下简称《" 公司法》"）、《中华 人民共和国证券法》（以下简称《" 证券法》"）、《上市公司独立董事管理办法》 《上海证券交易所科创板股票上市规则》（以下简称《" 科创板上市规则》"）等 法律法规及《西安炬光科技股份有限公司章程》（以下简称"《公司章程》"）、 《独立董事工作制度》的规定，诚实、勤勉、独立的履行职责，积极出席相关 会议，认真审议董事会各项议案并提出专业的建议，切实维护公司和中小股东 的合法权益，促进公司规范运作，充分发挥了独立董事及各专门委员会的作用。 本人自 2020 年 6 月公司 2019 年年度股东大会选举担任公司独立董事，于 2024 年 6 月经公司 2024 年第四次临时股东大会换届选举后继续担任公司独立董 事，自上任后履行公司独立董事及相关董事会专门委员会中的职责。现将本人 2024 年度工作情况报告如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景及兼职情况 本人田阡，1961年12月 ...