证券代码：000750 证券简称：国海证券 公告编号：2025-11 国海证券股份有限公司 关于高级管理人员变动的公告 本公司及董事会全体成员保证信息披露的内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 2025 年 3 月 27 日，国海证券股份有限公司（以下简称公 司）董事会收到副总裁程明先生的书面辞职申请。因个人原因， 程明先生申请辞职。根据《深圳证券交易所上市公司自律监管 指引第 1 号——主板上市公司规范运作》《国海证券股份有限 公司章程》的规定，程明先生的辞职申请自送达公司董事会时 生效。辞职后，程明先生将不在公司及子公司担任任何职务。 在公司任职期间，程明先生未持有公司股份。公司董事会对程 明先生在任职期间为公司作出的贡献表示衷心感谢！ 根据经营管理需要，同日，公司召开第十届董事会第七次 会议，审议通过了《关于聘任公司副总裁的议案》，同意聘任 殷传陆先生为公司副总裁，任期自本次董事会会议审议通过之 日起，至第十届董事会届满之日止。殷传陆先生简历详见附件。 特此公告。 国海证券股份有限公司董事会 二○二五年三月二十九日 1 附件 殷传陆先生简历 殷传陆，男，1984 年 10 月生， ...

经中国证券监督管理委员会《关于核准国海证券股份有限公司 非公开发行股票的批复》(证监许可〔2022〕2875 号)核准，公司向 特定对象发行人民币普通股（A 股）941,648,963 股，每股发行价格 为人民币 3.39 元，募集资金总额为 3,192,189,984.57 元，扣除承 销保荐费以及其他发行费用后，实际募集资金净额为人民币 3,177,636,316.61 元，该募集资金已于 2023 年 10 月 27 日到账。 上述资金到账情况已经德勤华永会计师事务所（特殊普通合伙）验 证并出具德师报（验）字（23）第 00257 号《验资报告》。公司对 募集资金采取了专户存储管理。 截至 2024 年 12 月 31 日，公司本次向特定对象发行股票募集资 金已全部使用完毕，其中 2023 年使用 3,052,914,754.78 元，2024 年使用 124,721,561.83 元，募集资金专户均已销户。 二、募集资金存放和管理情况 证券代码：000750 证券简称：国海证券 公告编号：2025-08 国海证券股份有限公司 2024 年度 募集资金存放与使用情况专项报告 本公司及董事会全体成员保证信 ...

1 何春梅 谭志华 黄学嘉 国海证券股份有限公司 2024 年度非经营性资金占用及其他关联资金往来情况汇总表 单位：人民币万元 法定代表人 主管会计工作负责人 会计机构负责人 | | 资金占用方 | 占用方与上市 | 上市公司 | 年期 2024 | 2024 年度 占用累计 | 2024 年度 占用资金 | 2024 | 年度 | 年期 2024 | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 名称 | 公司的 | 核算的会 | 初占用资 | 发生金额 | 的利息 | 偿还累计 | | 末占用资 | 占用形成原因 | 占用性质 | | | | 关联关系 | 计科目 | 金余额 | (不含利息) | (如有) | 发生金额 | | 金余额 | | | | 控股股东、实际控制人 | | | | - | - | | - | - | - | | 非经营性占用 | | 及其附属企业 | | | | | | | | | | | | | 小计 | | | | - | - | | - | ...

证券代码：000750 证券简称：国海证券 公告编号：2025-07 国海证券股份有限公司 2025 年度日常关联交易预计公告 本公司及董事会全体成员保证信息披露的内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 国海证券股份有限公司（以下简称公司）根据《深圳证 券交易所股票上市规则》《国海证券股份有限公司关联交易 管理制度》等规定，结合公司日常经营和业务开展需要，对 公司 2025 年度及至审议通过下一年度预计方案期间的日常 关联交易进行了预计，具体情况如下： 一、日常关联交易基本情况 （一）日常关联交易概述 公司预计 2025 年度日常关联交易事项主要为公司及下 属子公司与关联方广西投资集团有限公司（以下简称广投集 团）及其相关方之间发生私募股权投资、资产管理、企业金 融服务、现货类贸易、保险+期货等日常业务。2025 年度日 常关联交易预计金额及 2024 年度同类交易实际发生总金额 详见后述表格内容。 2025 年 3 月 27 日，公司召开第十届董事会第七次会议 审议通过了《关于预计公司 2025 年度日常关联交易的议案》， 1 何春梅董事、张骏董事、张传飞董事、罗璇董事、王宗平董 事为 ...

SEALAND SECURITIES 可持续发展报告 ·2024 SUSTAINABILITY REPORT 0 B D 0 ■ Fi 0 D 0 0 酒 国海证券 SEALAND SECURITES 专 业 专 注 全 心 全 力 ■ 录 03 / 报告编制说明 05 / 董事长致辞 07 / 关于国海证券 11 / ESG治理与管理 17 / 议题重要性评估 专题篇 贯彻国家战略, 做好金融"五篇大文章" | 23 科技金融 服务科技创新,助力自立自强 | | --- | | 24 绿色金融 发展绿色金融,助力绿色转型 | | 25 普惠金融 发展普惠金融,提升服务可及性 | | 27 养老金融 发展养老金融,服务银发经济 10 - 10 - 1 - | | 27 数字金融 加快数智创新,推动数智化转型 | 环境篇 绿色低碳运营,建设美丽中国 应对气候变化 负责任投资 低碳运营 社会篇 履行社会责任，提升社会贡献 经济责任 | 积极创造价值,依法缴纳税费 公共责任丨投身公益事业,助力乡村振兴 社区责任|用心服务广西,助力区域发展 员工责任 | 坚持以人为本,促进员工发展 客户责任|优化产品服务,实现客户价 ...

1 国海证券股份有限公司 2024 年度董事会工作报告 2024 年，国海证券股份有限公司（以下简称公司）董事 会以习近平新时代中国特色社会主义思想为指引，全面贯彻 落实党的二十大和二十届二中、三中全会精神，以及中央金 融工作会议精神，面对复杂多变的市场环境，保持战略定力， 紧紧围绕高质量发展这一核心目标，团结带领公司上下有效 应对各种挑战，把握市场机遇，全力打造以投研为引领的核 心竞争力，积极探索差异化、特色化的发展路径。报告期内， 经营业绩稳中向好，全年实现合并营业收入 42.18 亿元、利 润总额 6.49 亿元、归母净利润 4.28 亿元，同比分别增长 0.69%、 25.88%和 31.02%。现将公司董事会 2024 年度工作情况报告 如下： 一、2024 年度工作情况 （一）深化机制体系建设，持续提升公司治理效能 一是健全完善公司制度体系和治理机制。修订公司章程、 党委会议事规则等 8 项基本治理制度，进一步健全公司制度 体系。推动党委议事机制与公司治理决策机制的有效衔接， 深化党的领导与公司治理有机融合。开展新一轮国企改革深 化提升行动，中国特色现代企业制度更加成熟。开展国有企 业公司治理示范 ...

国海证券股份有限公司 2024 年度监事会工作报告 2024 年，国海证券股份有限公司（以下简称公司）监事 会坚持以习近平新时代中国特色社会主义思想为指导，深入 学习贯彻中央金融工作会议精神，在股东的大力支持下，在 董事会和经营层的积极配合下，严格按照《公司法》《证券 公司治理准则》《上市公司治理准则》等法律法规，以及《公 司章程》《公司监事会议事规则》等公司规章制度的规定， 围绕公司战略重点和工作任务，强化对公司财务、合规与风 险管理等重点领域的监督，促进公司规范运作和健康发展， 切实维护了公司及股东的合法权益。现将 2024 年度主要工 作报告如下： 一、2024 年工作情况 （一）监事会召开及监事履职情况 1.监事会召开情况 报告期内，公司监事会召开了 7 次会议，审议通过 28 项议案，会议的召集、召开及表决程序符合相关法律法规的 规定，并依法履行了信息披露义务。具体情况如下： （1）公司第九届监事会第十七次会议于 2024 年 1 月 16 日以现场会议与视频会议相结合的方式召开。会议审议通过 了《关于提名公司第十届监事会非职工代表监事候选人的议 案》《关于公司第十届监事会监事年度津贴的议案》《关于 ...

Financial Performance - The company reported a significant increase in revenue, reaching $1.5 billion, representing a 20% year-over-year growth[30]. - The company reported a net profit margin of 12%, an improvement from 10% in the previous year[30]. - Net profit attributable to shareholders increased by 31.02% to ¥428,379,469.63 in 2024, up from ¥326,963,050.21 in 2023[36]. - The company's operating revenue for 2024 reached ¥4,217,541,342.77, representing a 0.69% increase from ¥4,188,477,732.54 in 2023[36]. - The company's basic earnings per share increased to ¥0.07, a 16.67% rise from ¥0.06 in 2023[36]. - The company reported a significant increase in revenue, achieving a total of $1.5 billion, representing a 20% year-over-year growth[31]. - The net profit for 2024 was ¥379,583,509.08, a significant increase of 38.68% from ¥273,715,327.87 in 2023[38]. - The company's total equity at the end of 2024 was ¥20,841,038,558.21, a slight increase of 0.50% from ¥20,737,794,086.27 in 2023[40]. Dividends and Capital Structure - The company plans to distribute a cash dividend of 0.30 RMB per 10 shares, totaling 191,585,234.31 RMB, with remaining undistributed profits of 465,524,248.41 RMB carried forward to the next year[3]. - The registered capital of the company is 6,386,174,477.00 RMB, and the net capital stands at 16,224,693,577.93 RMB[13]. - The company does not plan to increase capital reserves to expand share capital for the 2024 fiscal year[3]. - The registered capital of Guohai Securities Co., Ltd. increased to CNY 6,386,174,477 after a private placement of 941,648,963 shares approved by the China Securities Regulatory Commission in October 2023[23]. Risk Management - The company has established a risk management system to address various risks including market, credit, liquidity, operational, and reputational risks[12]. - The company emphasizes the importance of compliance and risk management to support business development and ensure operational safety[176]. - The company has implemented a comprehensive risk management system, including a centralized risk management structure and a risk control indicator system to monitor various risk types[194][195]. - The company has established a liquidity risk management system centered on liquidity coverage ratio and net stable funding ratio, ensuring liquidity needs are met in a timely manner at reasonable costs[197]. Business Operations and Strategy - The company has not changed its main business since its listing on August 9, 2011, which includes securities brokerage, investment consulting, and asset management[17]. - The company operates in the financial industry under the capital market services sector[17]. - The company has expanded its branch network significantly, with multiple branches established across major cities including Beijing, Shanghai, and Shenzhen since 2009[26]. - The company is actively involved in the development of new financial products and services to enhance its market competitiveness[29]. - The company is focused on expanding its market reach through strategic partnerships and acquisitions[29]. - The company aims to enhance its differentiated competitive advantage in wealth management by focusing on customer needs and improving service quality in 2025[88]. Subsidiaries and Investments - The company has a subsidiary, Guohai Good Times Futures Co., Ltd., with a registered capital of 600 million yuan and an 83.84% ownership stake[28]. - The company’s subsidiary, Guohai Franklin Fund Management Co., Ltd., has a registered capital of 220 million yuan and a 51% ownership stake[28]. - The company’s major subsidiaries include Guohai Fund Management, which reported a net profit of 2,040.31 million CNY, and Guohai Futures, with a net profit of 314.71 million CNY[168]. - The company’s investment in structured entities includes several asset management plans, indicating a diversified investment strategy[169]. Market Position and Growth - The company has maintained the highest market share in securities brokerage business in Guangxi, with leading positions in IPO and New Third Board listings[57]. - The company’s research business ranking improved significantly, with public fund commission market share rising from 26th to 4th place, and trading commission market share reaching a historic high[74][75]. - The company’s total assets under management in standardized active management reached 380.15 billion yuan, reflecting a year-on-year growth of 14.5%[75]. - The company aims to enhance its comprehensive financial service capabilities by focusing on high-end manufacturing, military industry, and biotechnology sectors in 2024[102]. Customer Engagement and Satisfaction - User data showed an increase in active users to 10 million, up from 8 million last year, indicating a 25% growth in user base[30]. - Customer satisfaction ratings improved to 85%, up from 80% last year, reflecting enhanced service quality[30]. - The company is investing $50 million in R&D for new technologies aimed at enhancing user experience and product efficiency[30]. Future Outlook and Guidance - The company provided guidance for the next quarter, expecting revenue to be between $1.6 billion and $1.7 billion, which would reflect a growth rate of 7% to 13%[30]. - Future guidance indicates a focus on sustainability initiatives, with a commitment to reduce carbon emissions by 30% over the next five years[31]. - The company plans to enhance its capabilities in investment research, wealth management, and comprehensive financial services, targeting four key areas: large wealth, large asset management, investment research, and investment banking[173].

Revenue and Expenditure Overview - In the first two months of 2025, the national general public budget revenue was 43,856 billion CNY, a year-on-year decrease of 1.6%[3] - National general public budget expenditure reached 45,096 billion CNY, showing a year-on-year increase of 3.4%[3] - Government fund budget revenue fell to 6,381 billion CNY, down 10.7% year-on-year, while expenditure was 11,358 billion CNY, up 1.2%[3] Tax Revenue Insights - Among the four major tax categories, three showed positive growth: domestic VAT increased by 1.1%, domestic consumption tax by 0.3%, and personal income tax surged by 26.7%[4] - Corporate income tax saw a decline of 10.4%, primarily due to reduced tax payments from certain central financial enterprises[4] - Export tax rebates increased by 16.9%, influenced by potential trade protectionism[4] Fiscal Policy and Spending - The expenditure growth rate of 3.4% significantly outpaced the revenue growth rate, with expenditure progress at 15.2%, exceeding the five-year average by 0.8 percentage points[5] - The government plans to enhance fiscal policies, focusing on consumption and technology innovation, with a budget of 3,000 billion CNY for consumer subsidies, doubling from the previous year[7][8] Support for Key Sectors - Fiscal spending on science and technology reached 11,505 billion CNY last year, growing by 5.7%, and increased by 10.6% in the first two months of 2025[8] - Social security, education, and health-related expenditures rose by 5.4%, outpacing general public fiscal spending growth[8] Risks and Challenges - Potential risks include macroeconomic fluctuations, global economic downturns, geopolitical tensions, and uncertainties in policy and trade relations[8]

Core Viewpoint - The announcement of the leadership transition at Guohai Franklin Fund, with Wu Xianling retiring and Liu Jun taking over as chairman, highlights a significant change in the company's management structure and raises questions about future performance under new leadership [1][13]. Group 1: Leadership Transition - Wu Xianling retired as chairman on March 20, 2025, after a notable tenure, and Liu Jun has been appointed as the new chairman [1][3]. - The company expressed high regard for Wu Xianling's contributions, noting her pivotal role in the establishment and strategic development of Guohai Franklin Fund since its inception [6][7]. Group 2: Performance Under Wu Xianling - Under Wu Xianling's leadership, the fund's management scale grew from 14.159 billion to 84.484 billion, marking a 496% increase [6]. - The fund adopted a differentiated competition strategy, with active equity funds and international business (QDII) being key growth drivers, achieving a QDII scale of 5.429 billion by the end of 2024 [6][7]. Group 3: Liu Jun's Background - Liu Jun's previous roles include positions at Guohai Securities and Guohai Innovation Capital, but he lacks extensive experience in the public fund industry [13][14]. - His past involvement in the "carrot stamp" incident at Guohai Securities raises concerns about his ability to lead effectively [13][15]. Group 4: Market Position and Investor Confidence - Guohai Franklin Fund has a strong reputation among institutional investors, with 44 out of 52 funds favored by them, indicating a solid market position [10][11]. - The average tenure of senior management at the fund is 15.9 years, suggesting stability in leadership, which may be challenged by the new appointment [8].