湖南启元律师事务所 关于 山河智能装备股份有限公司 2023年年度股东大会的 法律意见书 二O二四年五月 致：山河智能装备股份有限公司 湖南启元律师事务所（以下简称"本所"）接受山河智能装备股份有限公司（以 下简称"公司"）的委托，指派本所律师出席了公司 2023 年年度股东大会（以下简 称"本次股东大会"），对会议进行现场律师见证，并发表本法律意见。 本所律师根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》、《上市公司股东大会规则》（以下简称《股东大会规则》 " "） 等我国现行法律、法规、规范性文件以及《山河智能装备股份有限公司章程》（以 下简称"《公司章程》"）的有关规定出具本法律意见书。 本所律师出具本法律意见书基于公司已作出如下承诺：所有提供给本所律师 的文件的正本以及经本所律师查验与正本保持一致的副本均为真实、完整、可靠。 为出具本法律意见，本所律师依法审核了公司提供的下列资料： 1、刊登在深圳证券交易所网站（http://www.szse.cn）的与本次股东大会有关 的通知等公告事项； 2、出席会议的股东或其代理人的身份证明文件、持股证明文件、授权委托 书等； ...

山河智能装备股份有限公司 证券代码：002097 证券简称：山河智能 公告编号：2024-036 2023 年年度股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 特别提示： 1、本次股东大会无否决议案的情形； 2、本次股东大会无涉及变更以往股东大会已通过决议的情形； 3、本次股东大会采取现场投票与网络投票表决相结合的方式召开。 一、会议召开情况 山河智能装备股份有限公司（以下简称"公司"）2023 年年度股东大会（以 下简称"本次股东大会"）以现场表决与网络表决相结合的方式召开。 1、本次股东大会现场会议于 2024 年 5 月 21 日（星期二）15:00 在公司总 部大楼 405 会议室召开。 2、本次股东大会网络投票时间为：2024 年 5 月 21 日，其中： 通过深圳证券交易所交易系统进行网络投票的时间为2024年5月21日9:15 —9:25，9:30—11:30 和 13:00—15:00； 通过深圳证券交易所互联网投票系统进行网络投票的时间为 2024 年 5 月 21 日 9:15—15:00 的任意时间。 3、本次会议由公 ...

深 圳 证 券 交 易 所 关于对山河智能装备股份有限公司 2023 年年报的问询函 公司部年报问询函〔2024〕第 193 号 （3）结合你公司近三年前五大客户销售情况、主要产品市 场情况、业务布局等，说明你公司境外收入快速增长的原因。 山河智能装备股份有限公司董事会： 我部在对你公司 2023 年年度报告（以下简称"年报"）进行 审查的过程中，关注到如下事项： 1.关于经营业绩。报告期内，你公司实现营业收入 72.29 亿 元，同比减少 1%；其中境外收入 41.07 亿元，占营业收入比重 56.80%，境外收入相比上年增长 27.66%。你公司实现归属于上 市公司股东的净利润 3,558.34 万元，同比上升 103.13%；归属 于上市公司股东的扣除非经常性损益的净利润-1.41 亿元，同比 上升 88.56%；经营活动产生的现金流量净额-5.20 亿元，同比上 升 66.73%。此外，年报披露，报告期你公司境外业务毛利率 35.63%，与境内业务的毛利率相比高 17.53 个百分点。请你公司： （1）结合报告期内所处行业环境、经营状况，以及相较于 2022 年的变化情况，说明你公司报告期内收入与利润 ...

山河智能装备股份有限公司 关于召开 2023 年度业绩说明会暨相关问题征集的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误导 性陈述或重大遗漏。 重要内容提示： 一、 说明会类型 山河智能装备股份有限公司（以下简称"公司"）于 2024 年 4 月 30 日披露公司 2023 年年 度报告，为便于广大投资者更全面深入地了解公司经营情况，公司定于 2024 年 5 月 22 日(星期 三)15:00-17:00 在"价值在线"（www.ir-online.cn）举办山河智能装备股份有限公司 2023 年年度业绩说明会，与投资者进行沟通和交流，广泛听取投资者的意见和建议。 二、说明会召开的时间和方式 证券代码：002097 证券简称：山河智能 公告编号：2024-035 董事长：付向东 总经理：夏志宏 副总经理、财务总监：黄仲波 董事会秘书：王剑 独立董事：吴能全、石水平、毕亚林、许长龙 四、投资者参加方式 投资者可于 2024 年 5 月 22 日(星期三)15:00-17:00 通过网址 https://eseb.cn/1eq4xpzpOfe 或 使用微信扫描下方小程序码即可 ...

证券代码：002097 证券简称：山河智能 公告编号：2024-029 山河智能装备股份有限公司 关于公司 2023 年度经营层人员年度绩效薪酬的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误导 性陈述或重大遗漏。 山河智能装备股份有限公司（以下简称"公司"）于 2024 年 4 月 26 日召开第 八届董事会第十五次会议，审议通过了《关于公司 2023 年度经营层人员年度绩效薪 酬的议案》，根据中国证监会《上市公司治理准则》等法律法规、部门规章、规范 性文件和《公司章程》《董事、监事及高级管理人员薪酬管理制度》，公司董事会 薪酬与考核委员会成员对经营层人员进行综合评价，并结合公司年度经营业绩对公 司 2023 年度高级管理人员绩效薪酬进行确定。现将有关情况公告如下： | 序号 | 姓名 | 职务 | 个人考核结果 | 2023 年度绩效薪酬（万元） | | --- | --- | --- | --- | --- | | 1 | 夏志宏 | 董事、总经理 | 合格 | 18.54 | | 2 | 陈生 | 董事、党委书记 | 合格 | 16.69 | | 3 | 张大庆 | ...

Financial Performance - The company's operating revenue for 2023 was approximately ¥7.23 billion, a decrease of 1.00% compared to ¥7.30 billion in 2022[21] - The net profit attributable to shareholders for 2023 was approximately ¥35.58 million, a significant increase of 103.13% from a loss of ¥1.14 billion in 2022[21] - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of approximately ¥140.83 million, an improvement of 88.56% compared to a loss of ¥1.23 billion in 2022[21] - The net cash flow from operating activities improved to a loss of approximately ¥520.28 million, a 66.73% increase from a loss of ¥1.56 billion in 2022[21] - Basic and diluted earnings per share for 2023 were both ¥0.0331, a turnaround from a loss of ¥1.0466 per share in 2022, representing an increase of 103.16%[21] - The company's operating revenue for 2023 was approximately ¥7.23 billion, a slight decrease from ¥7.30 billion in 2022, with a net revenue after deductions of ¥7.12 billion[22] - The net profit attributable to shareholders for Q1 2023 was ¥30.12 million, while Q2 showed a significant drop to ¥6.39 million, and Q3 reported a loss of ¥1.43 million, with Q4 recovering slightly to ¥0.51 million[26] - The net cash flow from operating activities for Q4 2023 was positive at ¥924.67 million, contrasting with negative cash flows in the first three quarters[27] - The company reported non-recurring gains of approximately ¥176.41 million in 2023, compared to ¥93.61 million in 2022, indicating an increase in non-operating income[28] Assets and Liabilities - Total assets at the end of 2023 were approximately ¥20.89 billion, reflecting a 1.49% increase from ¥20.58 billion at the end of 2022[21] - The net assets attributable to shareholders at the end of 2023 were approximately ¥4.59 billion, a slight increase of 0.84% from ¥4.55 billion at the end of 2022[21] - The company's total liabilities increased by 73.26% to approximately 82.02 million, primarily due to an increase in endorsed but unconfirmed accounts receivable[81] - Accounts receivable increased by 168.68% to approximately 148.45 million, primarily due to an increase in commercial acceptance bills received[81] - The company's financial expenses rose by 70.38% to approximately 351.55 million, mainly due to increased exchange losses[89] Market Position and Strategy - The company maintains a stable market position in hydraulic static pile drivers and open-pit drilling products, ranking first in the industry, while rotary drilling rigs are in the top four[33] - The company is focusing on expanding its international market presence, with a steady increase in export revenue and a more robust global marketing service network[31] - The engineering machinery industry is experiencing a cyclical downturn, with overall market demand remaining weak and excess capacity persisting[31] - The company is committed to high-end, intelligent, and green transformation in the engineering machinery sector[32] - The company operates in three main sectors: engineering equipment, special equipment, and aviation equipment, with a strategic focus on innovation and regional development[37] Research and Development - The company reported a total of 266 patent applications in 2023, with 93 being invention patents, accounting for 34.96% of the total[53] - The company has established multiple innovation platforms, including a national recognized enterprise technology center and a national industrial design center, contributing to its competitive edge in the industry[50] - The company maintains a dedicated R&D team of over 800 personnel, including more than 90 senior professionals and 4 doctoral supervisors[52] - The company has achieved significant technological advancements, with 6 scientific achievements recognized as internationally leading or advanced by the China Construction Machinery Industry Association[53] - The company focuses on "leading innovation" to develop advanced products, aiming to enhance its core competitiveness in the engineering machinery sector[54] - The company's R&D investment amounted to ¥323,918,703.43 in 2023, representing a 1.08% increase from ¥320,443,410.57 in 2022[94] - R&D investment accounted for 4.48% of the company's operating revenue in 2023, up from 4.39% in 2022[94] - The number of R&D personnel increased to 836 in 2023, a 4.76% rise from 798 in 2022[93] Product Development and Innovation - The company launched 107 new product projects in 2023, with 37 products successfully launched and 25 reaching mass production status[55] - Notable products include the industry-first SWDM240HES hydraulic hybrid rotary drilling rig and the SWE10FED electric excavator, among others[55] - The company completed the development of three models of high-performance hydraulic rock drilling machines, aiming to enhance its competitiveness in the mining machinery sector[90] - The digital twin technology for rotary drilling rigs has been successfully developed, significantly improving product reliability and operational efficiency[92] - The company is actively developing a distributed intelligent valve control system for excavators, which is expected to enhance operational efficiency and reduce fuel consumption[92] International Expansion - In 2023, the company expanded its international presence by adding subsidiaries in Canada and Australia, and upgrading service centers in five other countries[62] - The company established a new subsidiary in Australia and upgraded five subsidiaries in Indonesia, Malaysia, Vietnam, South Africa, and Russia, enhancing local support capabilities and achieving over 80% growth in the Russian-speaking market[67] - The company plans to establish overseas subsidiaries in Brazil and the Middle East, focusing on international business development[119] - The company implemented a clear international product strategy, launching a series of new energy equipment, with some products leading in the European electric excavator market[63] Sustainability and Environmental Responsibility - The company is committed to sustainable development and has actively participated in the formulation of green design standards for construction machinery[51] - The company has complied with 249 environmental protection laws and standards, demonstrating commitment to environmental responsibility[177] - The company has successfully passed multiple environmental impact assessments for its manufacturing projects since 2010[177] - The company completed the renewal of its pollutant discharge permit in January 2023, valid until January 11, 2028[178] - The company reported a total discharge of 7.82 tons of particulate matter, 0.68 tons of SO2, and 1.04 tons of NOx, all within the emission standards[179] - The company emitted 5.35 tons of VOCs, significantly below the allowable limit of 87.36 tons[181] - The company has implemented a self-monitoring plan for pollutants, including organized and unorganized waste gas, wastewater, and noise[184] Corporate Governance - The company held one annual general meeting and three extraordinary general meetings during the reporting period, ensuring equal voting rights for minority shareholders[134] - The board of directors held seven meetings during the reporting period, ensuring compliance with legal and regulatory requirements[135] - The supervisory board convened six meetings, maintaining effective oversight of the board and management's compliance with legal obligations[135] - The company has established a performance evaluation and incentive mechanism linked to operational performance for senior management[136] - The company has implemented a strict internal audit system to oversee financial and operational controls[137] Employee Development and Remuneration - The total number of employees at the end of the reporting period is 5,104, with 2,966 in the parent company and 2,138 in major subsidiaries[165] - The total remuneration for directors, supervisors, and senior management during the reporting period amounted to 7.32 million CNY[157] - The highest remuneration was received by the General Manager, totaling 990,400 CNY, while the Chairman received no remuneration[157] - The company has established a comprehensive salary system, providing annual bonuses and special incentives for core technical personnel and key positions[166] - The company has implemented a multi-dimensional training system covering various employee levels, enhancing talent development and innovation[167] Legal and Compliance - The company has no significant legal disputes or penalties during the reporting period, ensuring stable operations[199] - The company has established a comprehensive internal control system in compliance with relevant laws and regulations[173] - The internal audit department reports directly to the board and its audit committee, ensuring independent oversight of internal controls[173]

山河智能装备股份有限公司 2024 年第一季度报告 证券代码：002097 证券简称：山河智能 公告编号：2024-030 山河智能装备股份有限公司 2024 年第一季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或重大遗漏。 重要内容提示： 3.第一季度报告是否经审计 □是 否 一、主要财务数据 （一） 主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 □是 否 | | 本报告期 | 上年同期 | 本报告期比上年同 期增减（%） | | --- | --- | --- | --- | | 营业收入（元） | 1,662,106,001.44 | 1,784,718,349.19 | -6.87% | | 归属于上市公司股东的净利润（元） | 20,634,278.61 | 30,117,304.92 | -31.49% | | 归属于上市公司股东的扣除非经常性损益的净利润（元） | -27,500,708.56 | 7,915,103.24 | -447.45% | | 经营活动产生的现金流量净额（元） | -465,688,797.00 | -7 ...

证券代码：002097 证券简称：山河智能 山河智能装备股份有限公司投资者关系活动记录表 编号：2024-001 ☑特定对象调研 □分析师会议 □媒体采访 □业绩说明会 投资者关系活动 □新闻发布会 □路演活动 类别 ☑现场参观 □其他 （ ） 参与单位名称及 中信建投、广发基金、建信基金、华安基金、博时基金 人员姓名 时间 2024 年 3 月12 日 10:00 地点 山河智能总部大楼 董事会秘书 王剑 上市公司接待人 董事会办公室主任 蔡媛元 员姓名 证券事务代表 易广梅 一、董秘王剑对公司情况进行简要介绍 公司战略定位于“一点三线”“一体两翼”，聚焦装备制造业，在工 程装备、特种装备、航空装备三大领域全面发展，并以湖南、广东为两大 战略要地，不断推出具有世界影响力的产品。公司现为国内地下工程装备 头部企业、全球工程机械制造商50强。 ...

证券代码：002097 证券简称：山河智能 公告编号：2024-017 根据《公司章程》的有关规定，结合公司经营和管理需要，经公司总经理夏志 宏先生提名，公司董事会同意聘任黄仲波先生为公司副总经理（简历附后），任期 至第八届董事会届满之日为止。 特此公告。 山河智能装备股份有限公司 董事会 山河智能装备股份有限公司 第八届董事会第十四次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 山河智能装备股份有限公司（以下简称"公司"）第八届董事会第十四次会议 通知于 2024 年 2 月 27 日以通讯送达的方式发出，于 2024 年 3 月 4 日以通讯会议方 式召开。会议应到董事 11 人，实到董事 11 人。公司董事长付向东先生主持会议。 会议的召开符合《中华人民共和国公司法》《公司章程》《董事会议事规则》等相 关规定，会议合法有效。 本次会议经投票表决，通过如下决议： 一、会议以同意 11 票、反对 0 票、弃权 0 票的表决结果审议通过了《关于聘 任高级管理人员的议案》。 经公司提名委员会审查：认为黄仲波先生具备担任公司高级管理人员的资格， 符 ...

山河智能装备股份有限公司(以下简称"公司")于 2024 年 3 月 4 日收到公司 名誉董事长何清华先生的书面辞职报告。何清华先生向公司董事会辞去公司名誉董 事长，辞职后仍继续担任公司首席专家。 名誉董事长不属于公司董事、监事及高级管理人员成员，不承担亦不履行董监 高职责。何清华先生辞去公司名誉董事长不会影响公司董事会依法规范运作,不会影 响公司正常的生产经营。何清华先生的辞职报告自送达公司董事会之日起生效。 证券代码：002097 证券简称：山河智能 公告编号：2024-016 山河智能装备股份有限公司 关于名誉董事长辞职的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 山河智能装备股份有限公司 董事会 二〇二四年三月五日 1 何清华先生为公司的发展倾注了全部的心血，对公司发展做出了不可灭的贡献， 公司及董事会对何清华先生为公司的创建和发展所做出的杰出贡献表示衷心感谢和 崇高敬意! 特此公告。 ...