开源证券股份有限公司 关于 金陵华软科技股份有限公司 重大资产出售暨关联交易 之 2023 年度持续督导意见 暨持续督导总结报告 独立财务顾问 二〇二四年五月 金陵华软科技股份有限公司 重大资产出售暨关联交易之 2023 年度持续督导意见暨持续督导总结报告 独立财务顾问声明 开源证券股份有限公司（以下简称"开源证券"或"独立财务顾问"）接受金陵华 软科技股份有限公司（以下简称"华软科技"、"上市公司"或"公司"）的委托，担 任华软科技本次重大资产出售暨关联交易的独立财务顾问。 如无特别说明，本部分所述词语或简称与本持续督导意见"释义"所述词语或简称具 有相同含义。本持续督导意见中，若出现总数与各分项数值之和尾数不符的情况，均为 四舍五入原因造成。 1 | 独立财务顾问声明 1 | | --- | | 目 录 2 | | 释 义 3 | | 一、本次交易资产的交付或过户情况 4 | | 二、交易各方当事人承诺的履行情况 7 | | 三、盈利预测及业绩承诺实现情况 15 | | 四、公司治理结构与运行情况 15 | | 五、管理层讨论与分析部分提及的各项业务的发展现状 17 | | 六、与已公布的重组方案存在差异 ...

Financial Performance - Comprehensive income for the period totaled -25,381,069.65 yuan, with -24,593,709.34 yuan attributable to owners of the parent company[3] - Basic and diluted earnings per share were both -0.0303 yuan[3] - Revenue for the reporting period was RMB 126.94 million, a decrease of 1.91% compared to the same period last year[21] - Net profit attributable to shareholders of the listed company was RMB -24.59 million, a decrease of 14.25% year-on-year[21] - Net profit attributable to parent company owners was -24,593,709.34 yuan, a decrease of 14.2% year-over-year[48] - Total operating income decreased slightly to 126,944,021.88 yuan, down 1.9% from the previous period[51] - Operating costs rose to 152,875,730.79 yuan, an increase of 3.5% year-over-year[51] Cash Flow - Cash received from sales of goods and services was 108,451,814.33 yuan, a decrease from 132,299,967.05 yuan in the previous period[4] - Net cash flow from operating activities was -6,292,939.19 yuan, compared to -2,718,063.75 yuan in the prior period[4] - Net cash flow from operating activities was RMB -6.29 million, a decrease of 131.52% compared to the same period last year[21] - Net cash flow from investment activities increased by 43.54% to 39,475,348.55, primarily due to a decrease in the purchase of bank financial products[44] - Net cash flow from financing activities significantly improved by 119.55% to 31,323,443.78, mainly due to a reduction in the amount of bills matured and paid compared to the same period last year[44] - Cash and cash equivalents increased by 65,356,220.40 yuan, reversing a previous decline of -136,088,975.46 yuan[50] - Net cash flow from operating activities showed a significant improvement, though specific figures are not provided in the content[50] Assets and Liabilities - Total assets at the end of the reporting period were RMB 2.04 billion, a slight decrease of 0.19% compared to the end of the previous year[21] - Short-term borrowings increased to RMB 253.11 million, up from RMB 242.85 million at the end of the previous year[25] - The company's monetary funds at the end of the period increased to 238,131,415.93 from 205,752,428.71 at the beginning of the period[40] - The company's inventory decreased slightly to 265,879,988.99 from 274,049,493.87 at the beginning of the period[47] - Total current assets slightly decreased to 1,136,847,695.31 from 1,143,802,468.00 at the beginning of the period[47] - Fixed assets decreased to 325,200,739.34 from 331,465,941.04 at the beginning of the period[47] - Construction in progress increased to 168,389,470.76 from 161,633,897.70 at the beginning of the period[47] - Intangible assets decreased to 122,445,400.38 from 125,309,318.57 at the beginning of the period[47] - Total liabilities and equity remained stable at 2,048,557,242.74 yuan, a slight decrease of 0.2%[51] Expenses and Income - R&D expenses decreased by 47.55% to RMB 4.74 million in Q1 2024 compared to Q1 2023[34] - Financial expenses decreased significantly by 94.74% to RMB 169,547.94 due to reduced loan interest and exchange rate fluctuations[34] - Other income increased by 167.95% to RMB 1.11 million, mainly due to increased VAT deductions[34] - Asset impairment loss reversed by 147.36% to RMB 138,405.05 due to increased inventory value[34] - Income tax expense decreased by 455.71% to RMB -1.10 million due to reduced pre-tax profit[34] - R&D expenses increased to 9,033,687.97 yuan, up 90.6% from the previous period[48] - Interest expenses increased to 2,606,428.99 yuan, up 137.4% from the previous period[48] - Credit impairment losses reversed to 4,489,881.45 yuan from a previous loss of -2,342,303.18 yuan[48] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period is 26,608, with Wufu Technology Group holding 38.29% of the shares, amounting to 311,036,703 shares[36] - Wufu Technology Group has 145,233,595 unrestricted shares, representing the largest holding among the top 10 unrestricted shareholders[38] Operational Updates - The subsidiary Wuxue Aodesai Chemical Co., Ltd. completed the upgrade of some production lines and will resume trial production[14] - The company's Q1 report was unaudited, as stated in the financial disclosures[50]

Financial Performance - The company's operating revenue for 2023 was ¥551,339,932.22, a decrease of 79.56% compared to ¥2,697,350,024.92 in 2022[23]. - The net profit attributable to shareholders for 2023 was ¥176,374,504, representing a 4.55% increase from ¥184,825,631 in 2022[24]. - The net cash flow from operating activities decreased by 65.57% to ¥106,820,952 in 2023 from ¥310,224,413 in 2022[24]. - The total assets at the end of 2023 were ¥2,048,557,240, a decline of 34.02% from ¥3,108,162,320 at the end of 2022[24]. - The company's net assets attributable to shareholders decreased by 21.14% to ¥1,262,249,170 in 2023 from ¥1,600,574,900 in 2022[24]. - The basic earnings per share for 2023 was -0.21, a decrease of 5.00% from -0.20 in 2022[24]. - The company's total revenue for Q4 2023 was approximately ¥153.12 million, showing a significant increase compared to previous quarters[29]. - The net profit attributable to shareholders for Q2 2023 was ¥191.25 million, while Q4 2023 reported a net loss of approximately ¥320.34 million[29]. - The company reported a government subsidy of ¥1.41 million in 2023, down from ¥2.48 million in 2022[31]. - The company faced a non-recurring loss of ¥11.67 million due to one-time expenses related to employee settlements[32]. Business Operations and Strategy - The company underwent significant business transformations, including divesting from raw material drug operations and focusing on fine chemical business[21]. - The company has been actively involved in mergers and acquisitions, including the acquisition of Aodase Chemical to enhance its fine chemical business[21]. - The company is focusing on developing new materials and fine chemicals, with a strategic shift towards high-end products[38]. - The company is actively pursuing market expansion and technological innovation to enhance its competitive edge in the fine chemical industry[44]. - The company plans to optimize its marketing strategies and enhance centralized procurement to improve product profitability[100]. - The company aims to deepen its human resource management system, focusing on talent development and aligning organizational capabilities with strategic goals[105]. - The company is exploring partnerships with international firms to enhance its technological capabilities and market reach[134]. - The company is focusing on strategic acquisitions to bolster its market position, although details on specific targets were not provided[129]. Research and Development - The company emphasizes the importance of technological development and application in the fine chemical industry, which is characterized by high technical intensity and rapid product updates[14]. - Research and development expenses increased by 13.19% to ¥23,272,417.00, reflecting ongoing investment in innovation[64]. - R&D investment amounted to ¥27,337,791.18, representing 4.96% of operating revenue, a significant increase from the previous year[67]. - The company aims to enhance its technological capabilities through ongoing research and development initiatives[129]. - The company is increasing R&D investment and enhancing its research team to address intensified market competition and potential customer attrition[109]. Environmental Responsibility - The company adheres to multiple environmental protection laws and standards, ensuring compliance in its operations[174]. - The company has implemented strict control measures for accounting policies to prevent fraud and ensure accurate financial reporting[172]. - The company has established a comprehensive approach to managing pollution, with specific standards for various pollutants[176]. - The company has a robust environmental management system in place, including a waste gas online monitoring system and a dedicated wastewater treatment facility[182]. - The company has implemented an online monitoring system for wastewater discharge to ensure compliance with environmental standards[183]. - The company has established a wastewater treatment station with a daily capacity of 500 tons, utilizing a treatment process that includes micro-electrolysis and Fenton reaction[185]. - The company has developed a self-monitoring plan in compliance with environmental regulations, utilizing third-party testing for emissions[192]. Governance and Compliance - The financial report is guaranteed to be true, accurate, and complete by the company's management, including the chairman and accounting heads[4]. - The company maintains independence from its controlling shareholder in terms of business operations, personnel, assets, and financial management, ensuring no conflicts of interest[120]. - The company adheres to strict information disclosure practices, ensuring transparency and compliance with regulatory requirements[116]. - The company has established independent bank accounts and financial management systems, ensuring no assets are occupied by controlling shareholders or related parties[121]. - The company has a structured board with various directors and independent directors, ensuring diverse governance[124]. - The company has committed to enhancing product performance and value through increased investment in new product development and technological upgrades[108]. Market Trends and Challenges - The chemical industry in China experienced a profit decline of 34.1% in 2023, reflecting broader economic challenges[37]. - The overall industry profitability showed a trend of being lower in the first half and improving in the second half of 2023[37]. - Fluctuations in raw material procurement and product sales prices due to energy and transportation factors may affect the company's cost and revenue levels; the company plans to optimize procurement strategies to stabilize prices[108]. - The company is closely monitoring macroeconomic conditions and policy changes to mitigate risks associated with export policies and international economic environments, which could impact future performance[107]. Employee Management and Development - The total number of employees at the end of the reporting period is 938, with 28 in the parent company and 910 in major subsidiaries[152]. - The company has established a unique talent training system, providing diverse training programs covering production, management, sales, and technical skills[155]. - The company aims to enhance employee performance and core competitiveness through targeted training for all levels, from new hires to executives[155]. - The company's compensation strategy is based on overall business development and annual operational goals, linking high-level management salaries to performance[154]. Shareholder Engagement - The company held 5 shareholder meetings and 11 board meetings in 2023, ensuring compliance with governance regulations and facilitating shareholder engagement[114][116]. - The participation rate for the 2023 first extraordinary general meeting was 48.72%, while the second extraordinary general meeting had a participation rate of 40.90%[122]. - The company is actively engaging with shareholders through regular meetings to discuss performance and future strategies[122]. Future Outlook - The company anticipates that 2024 will be a critical year for achieving the goals set in the "14th Five-Year Plan" for high-quality development in the petrochemical industry[38]. - The company has set a performance guidance for the upcoming fiscal year, projecting a revenue growth of approximately 15%[125]. - Future guidance estimates a revenue growth of 18% for 2024, aiming for 1.416 billion RMB[134].

证券代码：002453 证券简称：华软科技 公告编号：2024-030 参与方式二：微信扫一扫以下二维码： 金陵华软科技股份有限公司 关于举行2023年度网上业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，公告不存 在虚假记载、误导性陈述或者重大遗漏。 金陵华软科技股份有限公司（以下简称"公司"）已于2024年4月26日在 《中国证券报》《证券时报》《上海证券报》和巨潮资讯网 （http://www.cninfo.com.cn/）上披露了《2023年年度报告》及《2023年年度 报告摘要》。 为便于广大投资者进一步了解公司2023年度经营情况，公司定于2024年5 月16日（星期四）15:00-17:00在"约调研"小程序举行2023年度网上业绩说 明会。本次业绩说明会将采用网络远程的方式举行，投资者可登陆"约调研" 小程序参与互动交流。为广泛听取投资者的意见和建议，提前向投资者征集问 题，提问通道自发出公告之日起开放。 参与方式一：在微信小程序中搜索"约调研"； 特此公告。 金陵华软科技股份有限公司董事会 二〇二四年四月二十六日 投资者依据提示，授权登入"约调研"小程序，即可参与 ...

金陵华软科技股份有限公司 独立董事 2023 年度述职报告 （王新安） 作为金陵华软科技股份有限公司（以下简称"华软科技"或"公司"）的独 立董事，本人以维护公司、股东和投资者的利益为原则，根据《公司法》《上市 公司独立董事管理办法》《深圳证券交易所上市公司自律监管指引第 1 号-主板上 市公司规范运作》《金陵华软科技股份有限公司章程》及有关法律、法规的规定 和要求，谨慎、认真、勤勉地行使公司所赋予独立董事的权利和职责。现就本人 2023 年度履行职责情况述职如下： 一、独立董事的基本情况 本人王新安，男，1964 年出生，中国国籍，无境外永久居留权，研究生学历， 具有律师资格。1987 年起，历任新疆自治区档案局职员、乌鲁木齐万利企业技术 咨询公司副经理、新疆中天律师事务所主任、深圳云飞客文化创意有限公司监事、 新疆恒久通用航空发展有限公司董事、黑龙江新松鸿泰房地产开发有限公司董事、 黑龙江新松远鸿房地产开发有限公司董事、安徽东扬清洁能源有限公司监事、北 京坤泰林海投资有限公司监事等。现任北京中凯律师事务所合伙人、德展大健康 股份有限公司董事、青河万泰石材有限公司监事、金陵华软科技股份有限公司独 立董事。 ...

证券代码：002453 证券简称：华软科技 公告编号：2024-029 金陵华软科技股份有限公司 关于召开 2023 年度股东大会通知的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完 整，没有虚假记载、误导性陈述或者重大遗漏。 根据相关法律法规及《金陵华软科技股份有限公司章程》（以下 简称"《公司章程》"）的规定，金陵华软科技股份有限公司（以下简 称"公司"）第六届董事会第二十一次会议决定于 2024 年 5 月 22 日 召开公司 2023 年度股东大会，本次股东会议将采取现场投票与网络 投票相结合的方式。现将本次会议有关事项通知如下： 一、召开会议的基本情况 （一）股东大会名称：2023 年度股东大会 （二）召集人：金陵华软科技股份有限公司董事会 （三）会议召开的合法合规性说明：董事会召集本次股东大会会 议符合《中华人民共和国公司法》《中华人民共和国证券法》《深圳证 券交易所上市公司自律监管指引第 1 号—主板上市公司规范运作》 《上市公司股东大会规则》等有关法律、法规、规则以及《公司章程》 的规定。 （四）会议时间： 现场会议召开时间：2024 年 5 月 22 日（星期三）下午 14:3 ...

开源证券股份有限公司 关于 金陵华软科技股份有限公司 2023 年度内部控制自 我评价报告 之 核查意见 独立财务顾问 终于原证券 上市公司按照风险导向原则确定纳入评价范围的主要单位、业务和事项以及高风 险领域。纳入评价范围的主要单位包括公司及全部控股子公司,纳入评价范围单位资 产总额占公司合并财务报表资产总额的100.00%，营业收入合计占公司合并财务报表营 业收入总额的100.00%。 纳入评价范围的主要业务和事项包括:公司治理结构、内部审计、人力资源政策、 风险评估、对子公司的管控、授权审批的控制、关联交易的控制、财务系统的控制、 对外担保的控制、募集资金的内部控制、信息披露的控制。 上述纳入评价范围的单位、业务和事项以及高风险领域涵盖了公司经营管理的主 要方面,不存在重大遗漏。 (二) 内部控制评价工作依据及缺陷认定标准 上市公司依据《企业内部控制基本规范》及其配套指引等相关规定,结合公司相 关制度、流程、指引等文件规定,组织开展内部评价工作。 公司董事会根据企业内部控制规范体系对重大缺陷、重要缺陷和一般缺陷的认定 要求,结合公司规模、行业特征、风险偏好和风险承受度等因素,区分财务报告内部 控制和非财 ...

金陵华软科技股份有限公司 2023 年度财务决算及 2024 年度财务预算报告 金陵华软科技股份有限公司 2023 年度财务决算及 2024 年度财务预算报告 第一部分 2023 年度财务决算报告 1 / 12 一、 概况 公司 2023 年度财务报表已经亚太（集团）会计师事务所（特殊 普通合伙）审计，并由其出具了标准无保留意见的审计报告。截止 2023 年末，公司总资产为 204,855.72 万元，总负债为 72,900.31 万元， 归属上市公司股东的净资产为 126,224.92 万元，资产负债率 35.59%。 2023 年度，公司全年实现营业收入 55,133.99 万元，实现归属上市 公司股东的净利润为-17,637.45 万元，实现经营活动现金流量净额- 10,682.10 万元。 二、 财务指标及分析 （一） 主要财务指标分析 | | 2023 年 | 2022 年 | 本年比上年 | | --- | --- | --- | --- | | | | | 增减 | | 营业收入（万元） | 55,133.99 | 269,735.00 | -79.56% | | 归属于上市公司股东的净利 | ...

2023年，金陵华软科技股份有限公司（以下简称"公司"）监事会 根据《公司法》《证券法》等法律、法规和《公司章程》《监事会议事规 则》等公司制度的相关规定，本着维护公司利益和全体股东利益的精神， 认真履行监督职责，充分行使对公司董事及高级管理人员的监督职能，促 进公司的规范运作和发展。现将2023年度的主要工作做如下报告： （1）《关于调整2021年股票期权激励计划部分业绩考核指标的议案 》 4、2023年4月27日，公司第六届监事会第十次会议在苏州苏站路1588 号世界贸易中心B座21层公司会议室通过线上会议书面通讯表决方式召开。 会议应到监事3人，实到监事3人。审议通过如下议案： （1）《2022年度监事会工作报告》 （2）《2022年年度报告及其摘要》 （3）《2022年度内部控制自我评价报告》 （4）《关于2022年度计提资产减值准备的议案》 （5）《关于2022年度财务决算及2023年度财务预算报告》 （6）《关于2022年度利润分配预案》 （7）《关于公司未弥补亏损达到实收股本总额三分之一的议案》 （8）《募集资金2022年度存放与使用情况的专项报告》 （9）《关于奥得赛化学2022年度业绩承诺完 ...

金陵华软科技股份有限公司商誉减值测试报告 金陵华软科技股份有限公司商誉减值测试报告 一、是否进行减值测试 是 □否 二、是否在减值测试中取得以财务报告为目的的评估报告 是 □否 | 资产组名称 | 评估机构 | 评估师 | 评估报告编号 | 评估价值类型 | 评估结果 | | --- | --- | --- | --- | --- | --- | | 奥得赛资产组 | | 杨颖锋、余江科 | 中水致远评报字 [2024]第 010056 | | 于评估基准日 限公司所形成的 | | | | | | | 2023 年 12 月 31 | | | | | | | 日，公司并购北 | | | | | | | 京奥得赛化学有 | | | 中水致远资产评 | | | 资产组预计未来 | | | | 估有限公司 | | 号 | 现金流量现值 | 商誉对应的资产 | | | | | | | 组组合预计未来 | | | | | | | 现金流量的现值 | | | | | | | 为 28,512.07 万 | | | | | | | 元人民币。 | 三、是否存在减值迹象 | 资产组名称 | 是否存在减值 | 备注 | 是否计 ...