重庆顺博铝合金股份有限公司 独立董事2024年度述职报告 本人作为重庆顺博铝合金股份有限公司（以下称"公司"）的独 立董事，根据《公司法》《证券法》《上市公司独立董事管理办法》 和《公司章程》等规定，在2024年的工作中，勤勉、尽责、忠实履行 职务，积极出席相关会议，充分发挥独立董事的作用，认真审议董事 会各项议案，切实维护公司和全体股东，尤其是中小股东的利益。现 将本人2024年度履职情况述职如下： 一、 基本情况 二、2024年度履职情况 2024年任职期间，本人严格按照法律法规、规范性文件等关于公 司独立董事的要求，独立公正履行职责，勤勉尽职，未发生缺席应出 席会议的情形。在会议期间，本人认真仔细审阅会议相关材料，与相 关人员充分沟通，积极参与各项议题的讨论并提出合理化建议，以谨 慎的态度行使表决权。2024年任职期间，公司董事会的召集召开符合 法定程序，重大经营决策事项和其他重大事项均履行了相关的审批程 序，合法有效。 （一）出席董事会的情况 （一）独立董事工作履历、专业背景及兼职情况 闫信良，男，1975年出生，中国国籍，无境外永久居留权，华中 科技大学法理学硕士，具有法律从业资格。曾任重庆市第一中 ...

重庆顺博铝合金股份有限公司 独立董事2024年度述职报告 本人作为重庆顺博铝合金股份有限公司（以下称"公司"）的独 立董事，根据《公司法》《证券法》《上市公司独立董事管理办法》 和《公司章程》等规定，在2024年的工作中，勤勉、尽责、忠实履行 职务，积极出席相关会议，充分发挥独立董事的作用，认真审议董事 会各项议案，切实维护公司和全体股东，尤其是中小股东的利益。现 将本人2024年度履职情况述职如下： 一、 基本情况 （一）独立董事工作履历、专业背景及兼职情况 黄新建，男，1972年出生，中国国籍，无境外居留权，重庆大学 经济与工商管理学院教授、博士、博士生导师，中国注册会计师。先 后曾任重庆大学EMBA中心主任、ACCA项目主任、会计硕士中心主任、 会计与金融硕士中心主任。2022年11月至今，任本公司独立董事。现 兼任重庆国际投资咨询公司董事、重庆建工集团股份公司独立董事、 重庆市溯联塑胶股份有限公司独立董事。 （二）独立性说明 在担任公司独立董事期间，本人未在公司担任除独立董事以外的 任何职务，也未在公司主要股东公司担任任何职务，与公司以及主要 股东之间不存在妨碍本人进行独立客观判断的关系，不存在影响独 ...

Financial Performance - The company's operating revenue for 2024 reached ¥13,976,513,430, representing a 17.01% increase compared to ¥11,944,652,300 in 2023[6]. - The net profit attributable to shareholders for 2024 was ¥65,024,468.5, a decrease of 47.96% from ¥124,949,766 in 2023[6]. - The net cash flow from operating activities improved significantly to ¥433,053,145, a 204.25% increase from -¥415,406,922 in 2023[6]. - The total assets of the company increased by 70.44% to ¥12,991,406,362 from ¥7,622,095,780 in 2023[22]. - The basic earnings per share for 2024 decreased to ¥0.10, down 54.55% from ¥0.28 in 2023[6]. - The company reported a significant increase in cash flow from operations in Q2 2024, amounting to ¥430,797,712.07, compared to -¥185,229,304.84 in Q1 2024[27]. - The company's financial reports are audited by a registered accounting firm, ensuring the accuracy of financial statements[9]. - The company's total investment during the reporting period was ¥831,277,300, representing a 41.54% increase compared to the previous year's investment of ¥587,316,665[78]. Shareholder Information - The total share capital of the company is 669,436,493 shares, with a cash dividend of 0.5 yuan per 10 shares proposed for distribution[4]. - The company has a cash dividend policy that aligns with its articles of association and shareholder resolutions, ensuring transparency and clarity in the distribution process[151]. - The company has not reported any changes in its controlling shareholders, reflecting stability in ownership[20]. - The company has not experienced significant changes in accounting policies or major risks compared to the previous reporting period[84]. - The company has a structured plan for executive stock options and benefits distribution[123]. - The company has not engaged in speculative derivative investments during the reporting period[86]. Business Operations and Strategy - The company has not changed its main business since its listing, indicating stability in operations[20]. - The company operates multiple wholly-owned subsidiaries, enhancing its market presence and operational capabilities[13]. - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[32]. - The company operates in the "recycling of waste resources" industry, specifically in the "processing and treatment of metal waste and scrap" sector, which is encouraged by national policies[33]. - The company has established itself as a leading player in the recycled aluminum industry, being recognized as one of the top 20 companies in China's recycled non-ferrous metal industry for two consecutive years from 2022 to 2023[35]. - The company aims to achieve a recycled aluminum production target of over 15 million tons by 2027, as outlined in the national policy framework[34]. - The company has implemented an order-based production model to ensure timely and quality delivery, focusing on optimizing production processes and introducing new technologies[43]. - The company is actively expanding its product structure to include low-carbon and high-performance aluminum products, with a new project set to increase capacity by 630,000 tons[37]. Environmental Compliance and Sustainability - The company is classified as a key pollutant discharge unit by environmental protection authorities[161]. - The company is subject to various environmental laws and regulations, including the Environmental Protection Law and the Clean Production Promotion Law, which are crucial for its operations[161]. - The company is committed to sustainable development and resource recycling, aligning with national goals for carbon neutrality and resource conservation[36]. - The company has obtained multiple pollution discharge permits, ensuring compliance with environmental regulations until 2029[166]. - The company is focused on continuous improvement in emission standards and environmental compliance[167]. - The company reported a total nitrogen level of 2.362 mg/m³ in wastewater, which is compliant with the regulatory standards[172]. - The company has established a wastewater treatment process that ensures all parameters meet the discharge standards set by local regulations[172]. - The company is committed to achieving zero emissions by 2025, aligning with national environmental regulations and sustainability goals[196]. Risk Management - The company has a comprehensive risk management strategy outlined in the management discussion section, which investors should pay attention to[4]. - The company has established a comprehensive risk management framework to mitigate market, funding, technical, operational, internal control, and legal risks associated with its hedging activities[84]. - The company recognizes the risk of aluminum price fluctuations impacting profit margins, as raw material costs constitute a significant portion of sales costs[107]. - To mitigate aluminum price risks, the company will establish stable supplier relationships and optimize procurement strategies[108]. Governance and Compliance - The company has established various committees within the board to enhance governance and decision-making processes[116]. - The company respects the rights of minority shareholders and ensures their opinions are considered in decision-making[117]. - The company has engaged in fair and market-based related party transactions[118]. - The company maintains a commitment to accurate, timely, and complete information disclosure as per regulatory requirements[119]. - The company has set up an audit department to oversee major operational activities and internal control systems[119]. Employee and Management Information - The total number of employees at the end of the reporting period is 1,997, with 1,114 in production, 250 in technical roles, and 62 in finance[146]. - The company is focused on talent acquisition and training to support its expansion plans, particularly in technical and management roles[110]. - The total pre-tax remuneration for directors, supervisors, and senior management during the reporting period amounted to CNY 3.243 million[136]. - The company has a strict remuneration policy based on performance and the current salary system[134]. Future Outlook - The financial outlook remains positive, with expectations of continued growth driven by strategic initiatives and market demand[129]. - The company plans to enhance its market presence through strategic partnerships and potential acquisitions in the environmental technology sector[198]. - Future strategies include expanding the waste gas treatment capacity to further reduce emissions[168]. - The company plans to invest in R&D for innovative waste treatment technologies, with a budget allocation of $5 million for the upcoming year[196].

Financial Performance - The company's revenue for Q1 2025 reached ¥3,475,894,301.02, representing a year-on-year increase of 19.83% compared to ¥2,900,630,883.87 in the same period last year[5] - Net profit attributable to shareholders increased by 125.50% to ¥116,626,664.83 from ¥51,719,737.08 in the previous year[5] - Basic earnings per share rose to ¥0.17, an increase of 88.89% from ¥0.09 in the previous year[5] - Net profit for the current period was ¥117,022,373.72, compared to ¥51,507,329.11 in the previous period, representing a 127% increase[20] - Basic earnings per share increased to ¥0.17 from ¥0.09, while diluted earnings per share rose to ¥0.16 from ¥0.08[21] - The company reported a total comprehensive income of ¥117,038,948.72, significantly higher than ¥51,827,779.11 from the previous period[21] Cash Flow - The net cash flow from operating activities improved significantly, reaching ¥68,113,400.36, compared to a negative cash flow of ¥185,229,304.84 in the same period last year, marking a 136.77% increase[5] - Cash flow from operating activities generated a net amount of ¥68,113,400.36, a significant recovery from a net outflow of ¥185,229,304.84 in the previous period[22] - The company achieved a total cash inflow from operating activities of ¥5,444,291,788.97, compared to ¥4,545,842,882.17 in the previous period, marking a 20% increase[22] - Investment activities resulted in a net cash outflow of ¥86,107,353.55, an improvement from a net outflow of ¥169,815,350.91 in the previous period[22] - Financing activities generated a net cash inflow of ¥249,064,914.81, compared to a much higher inflow of ¥1,172,158,695.11 in the previous period[22] Assets and Liabilities - Total assets at the end of the reporting period were ¥12,788,558,512.23, a decrease of 1.56% from ¥12,991,406,362.54 at the end of the previous year[5] - The total current assets as of March 31, 2025, amounted to CNY 10,664,926,990.31, a decrease from CNY 11,037,813,570.22 at the beginning of the period[15] - Total liabilities decreased to CNY 9,471,408,285.84 from CNY 9,785,054,697.34, reflecting a decline of about 3.2%[16] - The total equity attributable to the parent company increased to CNY 3,293,078,062.33 from CNY 3,182,677,070.19, representing an increase of approximately 3.5%[17] Investments and Shareholder Information - The company reported an increase in investment income due to optimized cash management and an increase in the scale of time deposits, contributing to higher financial returns[9] - The company experienced a rise in gross profit margin due to increased sales volume and improved unit profitability, driven by enhanced production capacity[9] - The number of ordinary shareholders at the end of the reporting period was 34,080, with the largest shareholder holding 22.44% of the shares[12] - Long-term investments rose to CNY 17,880,499.99 from CNY 12,156,862.97, marking an increase of approximately 47.2%[16] Inventory and Receivables - The company's inventory decreased to CNY 920,273,273.14 from CNY 959,037,074.96, a reduction of about 4.0%[15] - Accounts receivable decreased to CNY 3,051,008,732.60 from CNY 3,372,303,930.02, indicating a reduction of approximately 9.5%[15] - The company reported a decrease in other receivables to CNY 189,347,692.31 from CNY 249,165,403.77, a decline of approximately 24.0%[15] Operating Costs - Total operating revenue for the current period reached ¥3,475,894,301.02, a 20% increase from ¥2,900,630,883.87 in the previous period[19] - Total operating costs amounted to ¥3,436,302,092.63, up from ¥2,888,932,020.15, reflecting a 19% increase[19] Other Information - The first quarter report is unaudited[23] - The new accounting standards will be implemented starting in 2025[23]

一、 募集资金基本情况 （一） 实际募集资金金额及资金到位时间 1、2022 年公开发行可转换公司债券 经中国证券监督管理委员会《关于核准重庆顺博铝合金股份有限公 司公开发行可转换公司债券的批复》(证监许可〔2022〕1467 号)的核准， 本公司向社会公开发行面值总额 83,000 万元可转换公司债券，每张面 值为人民币 100 元，发行数量为 830 万张，期限 6 年。扣除各项发行费 用 11,049,122.64 元后，实际募集资金净额为 818,950,877.36 元。上述 募集资金经众华会计师事务所（特殊普通合伙）验证，并于 2022 年 08 月 19 日出具了众会字〔2022〕第 07698 号《验资报告》。 2、2024 年向特定对象发行股票 经中国证券监督管理委员会《关于同意重庆顺博铝合金股份有限公 司向特定对象发行股票注册的批复》（证监许可〔2023〕2510 号）的核 准，公司向特定对象发行人民币普通股（A 股）股票 75,949,367 股，募 | 证券代码：002996 | 证券简称：顺博合金 | 公告编号：2025-019 | | --- | --- | --- | | 债券代 ...

重庆顺博铝合金股份有限公司 2024 年度监事会工作报告 2024 年度，公司监事会的全体成员严格按照《公司法》《公司章程》《监事会 议事规则》及相关法律法规的要求，本着对全体股东负责的精神，认真地履行了 自身的职责，依法独立行使职权，积极有效地开展工作，对公司依法运作情况和 公司董事、高级管理人员履行职责情况进行监督，维护了公司、股东及员工的合 法权益。现将 2024 年度监事会主要工作报告如下： 一、2024 年度监事会工作情况回顾 报告期内，公司监事会共召开了 8 次会议，会议召开与表决程序均符合《公 司法》《公司章程》等有关法律和规范性文件的规定，具体情况如下： | 序 | 会议届次 | 召开时 | 召 开 | 审议议案 | | --- | --- | --- | --- | --- | | 号 | | 间 | 形式 | | | 1 | 第四届监事会 | 2024年3 | 现场 | 《关于会计估计变更的议案》《关于开展商品期货期权 | | | 第十四次会议 | 月 13 日 | | 套期保值业务的议案》 | | 2 | 第四届监事会 | 2024年4 | 现场 | 《关于调整募集资金投资项目拟投入募集 ...

2025 年 4 月 25 日 重庆顺博铝合金股份有限公司 关于独立董事独立性自查情况的专项报告 1 / 1 经核查独立董事黄新建、闫信良、刘忠海的任职经历以及签署的相 关自查文件，公司董事会认为上述人员未在公司担任独立董事以外的任 何职务，也未在公司主要股东担任任何职务，与公司以及主要股东之间 不存在利害关系或其他可能妨碍其进行独立客观判断的关系，不存在其 他影响独立董事独立性的情况，因此，公司独立董事符合《上市公司独 立董事管理办法》《深圳证券交易所上市公司自律监管指引第 1 号—— 主板上市公司规范运作》等相关法律法规中对独立董事独立性的相关要 求。 重庆顺博铝合金股份有限公司董事会 根据中国证券监督管理委员会《上市公司独立董事管理办法》《深 圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监管指引 第 1 号--主板上市公司规范运作》等有关规定，重庆顺博铝合金股份有 限公司（以下简称"公司"）董事会对三位独立董事黄新建、闫信良、 刘忠海的独立性情况进行了评估，并出具如下意见： ...

| 证券代码：002996 | 证券简称：顺博合金 | 公告编号：2025-025 | | --- | --- | --- | | 债券代码：127068 | 债券简称：顺博转债 | | 重庆顺博铝合金股份有限公司 关于增加公司为子公司提供担保额度预计的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 重庆顺博铝合金股份有限公司（以下简称"公司"）于 2025 年 4 月 23 日召开第四届董事会第二十七次会议，审议通过《关于增加公司为 子公司提供担保额度预计的议案》，拟在公司 2025 年第一次临时股东大 会审议通过担保额度的基础上，增加母公司对子公司担保额度不超过人 民币 55,000 万元，该议案尚需提交 2024 年年度股东大会审议。具体情 况如下： 一、 担保情况概述 （一）已经审议通过的担保额度情况 公司分别于 2024 年 12 月 30 日召开第四届董事会第二十六次会议、 2025 年 1 月 16 日召开 2025 年第一次临时股东大会，审议通过《关于 2025 年度内公司、全资（控股）子公司及孙公司互相提供担保的议案》，同 意公司、全资 ...

一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并 如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行 监督。经理层负责组织领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、 高级管理人员保证本报告内容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容 的真实性、准确性和完整性承担个别及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真 实完整，提高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅 能为实现上述目标提供合理保证。此外，由于情况的变化可能导致内部控制变得不恰当，或 对控制政策和程序遵循的程度降低，根据内部控制评价结果推测未来内部控制的有效性具有 一定的风险。 二、内部控制评价结论 根据公司财务报告内部控制缺陷的认定情况，于内部控制评价报告基准日，不存在财务 报告内部控制重大缺陷和重要缺陷，董事会认为，公司已按照企业内部控制规范体系和相关 规定的要求在所有重大方面保持了有效的财务报告内部控制。 根据公司非财务报告内部控制缺陷认定情况，于内部控制评价报告基 ...