| 序号 | 姓名 | 职务 | | --- | --- | --- | | 8 | 陈博 | 核心技术及管理骨干 | | 9 | 陈诚 | 核心技术及管理骨干 | | 10 | 陈航 | 核心技术及管理骨干 | | 11 | 陈军 | 核心技术及管理骨干 | | 12 | 陈俊 | 核心技术及管理骨干 | | 13 | 陈平 | 核心技术及管理骨干 | | 14 | 陈全吉 | 核心技术及管理骨干 | | 15 | 陈涛 | 核心技术及管理骨干 | | 16 | 陈天智 | 核心技术及管理骨干 | | 17 | 陈亭 | 核心技术及管理骨干 | | 18 | 陈伟 | 核心技术及管理骨干 | | 19 | 陈相见 | 核心技术及管理骨干 | | 20 | 陈亚春 | 核心技术及管理骨干 | | 21 | 陈亚华 | 核心技术及管理骨干 | | 22 | 陈逸 | 核心技术及管理骨干 | | 23 | 陈月嫦 | 核心技术及管理骨干 | | 24 | 承继 | 核心技术及管理骨干 | | 25 | 程国强 | 核心技术及管理骨干 | | 26 | 程景栖 | 核心技术及管理骨干 | | 27 | 程时建 | ...

证券简称：鼎龙股份 证券代码：300054 上海荣正企业咨询服务（集团）股份有限公司 关于 湖北鼎龙控股股份有限公司 2024 年股票期权激励计划（草案） 之 独立财务顾问报告 2024 年 4 月 | 一、释义 3 | | | --- | --- | | 二、声明 4 | | | 三、基本假设 5 | | | 四、本激励计划的主要内容 6 | | | （一）激励对象的范围及分配情况 | 6 | | （二）激励方式、来源及数量 | 7 | | （三）股票期权的有效期、授权日、行权安排 | 7 | | （四）股票期权的行权价格及行权价格的确定方法 | 9 | | （五）激励计划的授予与行权条件 | 10 | | （六）激励计划其他内容 | 13 | | 五、独立财务顾问意见 14 | | | （一）对鼎龙股份 2024 年股票期权激励计划是否符合政策法规规定的核查意 | | | 见 | 14 | | （二）对公司实行股权激励计划可行性的核查意见 | 15 | | （三）对激励对象范围和资格的核查意见 | 15 | | （四）对股权激励计划权益额度的核查意见 | 15 | | （五）对上市公司是否为激励对象提供任 ...

证券代码：300054 证券简称：鼎龙股份 公告编号：2024-041 湖北鼎龙控股股份有限公司 独立董事征集投票权报告书 本公司及董事会全体人员保证信息披露的内容真实、准确和完 整，没有虚假记载、误导性陈述或者重大遗漏。 特别声明 1、本次征集委托投票权为依法公开征集，征集人黄静女士符合《中华人民 共和国证券法》第九十条、《上市公司股东大会规则》第三十一条、《公开征集 上市公司股东权利管理暂行规定》第三条规定的征集条件； 2、截至本公告披露日，征集人未持有公司股份。 按照中国证券监督管理委员会（以下简称"中国证监会"）《上市公司股权激 励管理办法》（以下简称"《管理办法》"）的有关规定，并根据湖北鼎龙控股股 份有限公司（以下简称"公司"或"鼎龙股份"）其他独立董事的委托，独立董事黄 静女士作为征集人就公司拟于 2024 年 5 月 14 日召开的 2023 年度股东大会中所 涉 2024 年股票期权激励计划的相关议案向公司全体股东征集投票权。 中国证监会、深圳证券交易所及其他政府部门未对本报告书所述内容真实 性、准确性和完整性发表任何意见，对本报告书的内容不负有任何责任，任何与 之相反的声明均属虚假不实陈述 ...

证券代码：300054 证券简称：鼎龙股份 公告编号：2024-043 湖北鼎龙控股股份有限公司 关于 2023 年度股东大会增加临时提案暨股东大会 补充通知的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，没有 虚假记载、误导性陈述或者重大遗漏。 特别提示： 1、2023年度股东大会增加三个临时提案：《关于<湖北鼎龙控股股份有限公 司2024年股票期权激励计划（草案）>及其摘要的议案》、《关于<湖北鼎龙控股股 份有限公司2024年股票期权激励计划实施考核管理办法>的议案》、《关于提请股 东大会授权董事会办理股权激励相关事宜的议案》。 2、除此之外，公司2023年度股东大会会议其他事项不变。 湖北鼎龙控股股份有限公司（以下简称"公司"）于2024年4月10日在巨潮 资讯网披露了《关于召开2023年度股东大会的通知》（公告编号2024-035），公 司定于2024年5月14日（星期二）下午15:00召开2023年度股东大会。 2024年4月25日召开的公司第五届董事会第十九次会议审议通过《关于<湖北 鼎龙控股股份有限公司2024年股票期权激励计划（草案）>及其摘要的议案》、《关 于<湖北鼎龙控股股份有 ...

Financial Performance - The company's revenue for Q1 2024 was ¥707,994,878.10, representing a 29.50% increase compared to ¥546,703,779.03 in the same period last year[3] - Net profit attributable to shareholders was ¥81,575,829.89, a significant increase of 134.86% from ¥34,733,243.74 year-on-year[3] - The net profit after deducting non-recurring gains and losses reached ¥65,847,768.53, up 213.71% from ¥20,990,098.93 in the previous year[3] - The company reported a basic earnings per share of ¥0.0863, up 135.79% from ¥0.0366 in the same period last year[3] - The weighted average return on equity was 1.83%, an increase of 1.00% compared to 0.83% in the previous year[3] - The company achieved a net investment income of CNY 1,432,717.79 in Q1 2024, compared to a loss of CNY 538,652.66 in the same period last year, indicating a turnaround in investment performance[27] - The total comprehensive income for Q1 2024 was CNY 114,529,173.38, significantly higher than CNY 39,935,265.19 in Q1 2023, showing an increase of approximately 187.5%[28] Cash Flow - The net cash flow from operating activities was ¥166,078,223.90, reflecting a 103.02% increase compared to ¥81,804,891.20 in the same period last year[3] - The cash inflow from operating activities for Q1 2024 was CNY 868,937,004.41, an increase of 7.6% compared to CNY 807,087,276.82 in Q1 2023[29] - Cash outflow for purchasing goods and services decreased to CNY 371,995,185.11 from CNY 440,003,750.89, a reduction of 15.5%[29] - The cash inflow from investment activities totaled CNY 102,502,733.36, up from CNY 78,655,558.70, marking a 30.4% increase year-over-year[30] - The net cash flow from investment activities was -CNY 268,040,127.21, worsening from -CNY 223,687,362.79 in Q1 2023[30] - Cash inflow from financing activities was CNY 325,815,517.76, compared to CNY 267,943,996.21 in the previous year, reflecting a growth of 21.5%[30] - The net cash flow from financing activities decreased to CNY 84,262,939.83 from CNY 251,570,110.75, a decline of 66.5%[30] - The ending balance of cash and cash equivalents was CNY 1,101,227,669.68, down from CNY 1,144,875,565.43 at the end of Q1 2023[31] - The company’s cash and cash equivalents decreased by CNY 17,983,701.78 during the quarter, contrasting with an increase of CNY 111,165,881.13 in the same period last year[30] Assets and Liabilities - Total assets at the end of the reporting period were ¥6,820,610,095.86, a 1.68% increase from ¥6,707,901,850.45 at the end of the previous year[4] - The total liabilities as of Q1 2024 amounted to CNY 2,019,019,083.34, up from CNY 1,831,966,197.12 in the previous year, reflecting a growth of approximately 10.2%[25] - The total equity attributable to shareholders of the parent company was CNY 4,372,125,725.30, a decrease from CNY 4,468,459,439.70 year-on-year, showing a decline of about 2.2%[25] - The total non-current liabilities increased to CNY 1,148,210,851.23 in Q1 2024 from CNY 895,517,518.02 in the previous year, representing a growth of approximately 28.2%[25] - The company’s total current assets decreased to approximately 2.74 billion yuan from 2.83 billion yuan at the beginning of the year[23] Research and Development - Research and development expenses increased by 20.38% to ¥104,633,825.62, compared to ¥86,918,682.60 in the same period last year, indicating a focus on new product development[8] - Research and development expenses for Q1 2024 were CNY 104,633,825.62, compared to CNY 86,918,682.60 in Q1 2023, marking an increase of approximately 20.3%[27] - The company is focusing on semiconductor innovation materials, including CMP process materials and wafer photoresists[15] - The company is advancing the validation and introduction of high-end wafer photoresists and advanced packaging materials, which have not yet generated sales revenue[16] Shareholder Information - The total number of common stock shareholders at the end of the reporting period was 18,730[10] - The top two shareholders, Zhu Shuangquan and Zhu Shunquan, hold 14.72% and 14.60% of shares respectively, with significant pledged shares[10] - There were no changes in the top 10 shareholders due to margin trading activities during the reporting period[13] Sales Performance - Sales revenue from CMP polishing pads was 135 million RMB, showing a significant year-on-year growth of 110.08%[15] - CMP polishing liquids and cleaning liquids generated sales revenue of 35.92 million RMB, with a quarter-on-quarter increase of 24.31% and a year-on-year increase of 206.00%[15] - Semiconductor display materials achieved sales revenue of 70.21 million yuan, a year-on-year increase of 436.49%[16] Strategic Initiatives - The company has a strategic emphasis on expanding its presence in the semiconductor advanced packaging materials sector[15] - The company plans to issue convertible bonds to raise up to 920 million yuan for projects including the annual production of 300 tons of KrF/ArF photoresist[19] - The acquisition of 6.83% and 5.17% equity in Roushian Technology increased the company's ownership from 70% to 82%[18]

湖南启元律师事务所 关于湖北鼎龙控股股份有限公司 2024 年股票期权激励计划（草案）的 法律意见书 2024 年 4 月 湖南启元律师事务所 关于湖北鼎龙控股股份有限公司 2024年股票期权激励计划（草案）的 法律意见书 致：湖北鼎龙控股股份有限公司 （三）本所出具法律意见是基于公司已向本所保证：公司及其实际控制人、 1 董事、监事、其他高级管理人员及相关自然人已向本所提供了本所认为出具法律 意见所必需的、真实、完整、有效的原始书面材料、副本材料或者口头证言，并 无隐瞒、虚假或重大遗漏之处，所有资料上的签名及/或印章均系真实、有效。 （四）本《法律意见书》仅供公司实行本次激励计划之目的使用，未经本所 书面同意，不得用做任何其他目的。 （五）本所同意将本《法律意见书》作为公司本次激励计划的必备文件之一， 随其他材料一起公开披露，对出具的法律意见书承担相应的法律责任，并同意公 司在其为实行本次激励计划所制作的相关文件中引用本法律意见书的相关内容， 但公司作上述引用时，不得因引用而导致法律上的歧义或曲解。 2 湖南启元律师事务所（以下简称"本所"）接受湖北鼎龙控股股份有限公司 （以下简称"公司"或"鼎龙股份"）的 ...

湖北鼎龙控股股份有限公司 2024 年股票期权激励计划实施考核管理办法 湖北鼎龙控股股份有限公司（以下简称"公司"）为进一步完善公司法人治 理结构，建立健全公司长效激励约束机制、形成良好均衡的价值分配体系、吸引 保留优秀人才，充分调动公司员工的积极性，使其更诚信勤勉地开展工作，以促 进公司业绩稳步持续提升，确保远期发展战略及经营目标的实现，公司拟实施 2024 年股票期权激励计划（以下简称"股票期权激励计划"或"激励计划"）。 为保证公司 2024 年股票期权激励计划的顺利推进及有序实施，现根据《中 华人民共和国公司法》《中华人民共和国证券法》《上市公司股权激励管理办法》、 《深圳证券交易所创业板股票上市规则》《深圳证券交易所创业板上市公司自律 监管指南第 1 号——业务办理》等有关法律、行政法规和规范性文件以及公司章 程、股票期权激励计划的相关规定，并结合公司实际，特制定本办法。 一、考核目的 为进一步完善公司的法人治理结构，促进公司建立、健全激励约束机制，不 断激励公司董事、高级管理人员、核心技术及管理骨干，有效地将股东利益、公 司利益和员工利益结合在一起，使各方共同关注公司的长远发展。 二、考核原则 考 ...

证券代码：300054 证券简称：鼎龙股份 公告编号：2024-038 湖北鼎龙控股股份有限公司 关于对深圳证券交易所问询函的回复公告 本公司及董事会全体人员保证信息披露的内容真实、准确和完 整，没有虚假记载、误导性陈述或者重大遗漏。 深圳证券交易所创业板公司管理部于 2024 年 4 月 22 日对湖北鼎龙控股股份 有限公司（以下简称"公司"或"上市公司"）下发《关于对湖北鼎龙控股股份 有限公司的问询函》（创业板问询函〔2024〕第 96 号），对公司于 2024 年 4 月 10 日披露的《关于收购控股子公司少数股权暨关联交易的公告》事项，拟以分 期支付现金方式收购控股子公司-湖北鼎汇微电子材料有限公司（以下简称"鼎 汇微电子"或"标的公司"）员工持股平台合计所持 19%股权事项进行问询。公 司现对问询函中所关注的问题进行回复，情况如下： 一、请你公司结合行业发展趋势、经营情况、在手订单情况、业绩变动趋 势及估值变动趋势，充分说明在持有标的公司 72.35%股权已将其纳入合并报表 的情况下，继续以 4.75 亿元收购标的公司少数股权的原因及必要性，该关联交 易对你公司财务状况、资金周转情况及经营情况的具体 ...

Investment Rating - The investment rating for the company is "Accumulate" [1][4]. Core Views - The report highlights that the company's semiconductor materials revenue has shown year-on-year growth, with Q4 2023 polishing pad revenue reaching a record high for a single quarter. The report maintains a positive outlook on the company's semiconductor business layout advantages and the progress of new product development and introduction, sustaining the "Accumulate" rating [1][4]. Summary by Sections Financial Performance - In 2023, the company achieved revenue of 2.667 billion RMB, a decrease of 2.00% year-on-year, and a net profit attributable to shareholders of 222 million RMB, down 43.08% year-on-year. Q4 2023 revenue was 795 million RMB, up 3.72% year-on-year and 11.42% quarter-on-quarter, with a net profit of 46 million RMB, down 51.97% year-on-year and 43.09% quarter-on-quarter [4][6][7]. - The company's gross margin for 2023 was 36.95%, a decrease of 1.14 percentage points year-on-year, while the expense ratio increased by 2.89 percentage points to 12.06% [4]. Business Segments - The company's printing and copying consumables business generated revenue of 1.786 billion RMB, down 8.08% year-on-year, with a gross margin of 24.85%, down 3.60 percentage points. The optoelectronic semiconductor materials and chip business reported revenue of 857 million RMB, down 18.82% year-on-year, with a gross margin of 61.48%, down 6.21 percentage points [4]. - The report notes significant growth in CMP materials, with polishing pad revenue of 418 million RMB, down 8.65% year-on-year, but Q4 2023 revenue reached 149 million RMB, up 25.68% quarter-on-quarter and 49.21% year-on-year, marking a historical high for a single quarter [4]. Product Development - The company has made progress in the development and introduction of new products, with polishing liquids and cleaning liquids revenue increasing significantly. Polishing liquids revenue reached 77 million RMB, up 330.84% year-on-year, with Q4 2023 revenue of 28.9 million RMB, up 32.96% quarter-on-quarter and 294.61% year-on-year [4]. - The report indicates that the company has become a primary supplier for several mainstream panel customers and has successfully developed and introduced various core materials for semiconductor packaging [4]. Valuation - The report adjusts the earnings forecast for 2024-2026, estimating EPS of 0.44 RMB, 0.71 RMB, and 0.92 RMB, respectively, with corresponding PE ratios of 45.5, 28.5, and 21.8 times. The "Accumulate" rating is maintained based on the company's improving semiconductor materials layout and ongoing new product development [4][5].

[Table_Main] 公司研究|材料|材料Ⅱ 证券研究报告 鼎龙股份(300054)公司点评报告 2024年04月16日 [利Tab润le_端Title短] 期承压，看好新业务放量推动盈利改善 [Table_Inves 买t] 入|上调 ——鼎龙股份(300054) 2023 年年度报告点评 [事Ta件ble：_S ummary] [[基TTaa本bbll数ee__据BTaa rsgee]t Price] 4 月 9 日，鼎龙股份发布 2023 年度报告。报告期内，公司实现营业收入 52周最高/最低价（元）： 29.9 / 16.36 26.67亿元，同比下降2%（若剔除珠海天硌出表影响，公司营业收入与上 A股流通股（百万股）： 735.62 年同期基本持平）；归属于上市公司股东的净利润 2.22 亿元，同比下降 A股总股本（百万股）： 945.73 43.08%。其中，Q4公司实现营业收入7.95亿元，同比增长3.72%，环比 流通市值（百万元）： 15028.78 增长11.42%；归母净利润0.46亿元。 总市值（百万元）： 19321.29 点评； [过Ta去bl一e_年Pic股Q价uo走te]势 ...