向激励对象首次授予限制性股票 之 上海君澜律师事务所 关于 北京中石伟业科技股份有限公司 2025 年限制性股票激励计划 法律意见书 二〇二五年六月 上海君澜律师事务所 法律意见书 上海君澜律师事务所 关于北京中石伟业科技股份有限公司 2025 年限制性股票激励计划 向激励对象首次授予限制性股票之 法律意见书 致：北京中石伟业科技股份有限公司 上海君澜律师事务所（以下简称"本所"）接受北京中石伟业科技股份有 限公司（以下简称"公司"或"中石科技"）的委托，根据《上市公司股权激 励管理办法》（以下简称"《管理办法》"）、《深圳证券交易所创业板股票 上市规则》（以下简称"《上市规则》"）、《深圳证券交易所上市公司自律 监管指南第 1 号——业务办理》（以下简称"《监管指南》"）、《北京中石 伟业科技股份有限公司 2025 年限制性股票激励计划》（以下简称"《激励计 划》"或"本次激励计划"）的规定，就中石科技本次激励计划向激励对象首 次授予限制性股票（以下简称"本次授予"）相关事项出具本法律意见书。 对本法律意见书，本所律师声明如下： （一）本所律师依据《中华人民共和国证券法》《律师事务所从事证券法 律业务管理办 ...

公司简称：中石科技 证券代码：300684 上海荣正企业咨询服务（集团）股份有限公司 关于 北京中石伟业科技股份有限公司 2025 年限制性股票激励计划 $$-\mathbf{\nabla},\ \mathbb{M}\mathbb{X}$$ | 中石科技、本公司、公 | 指 | 北京中石伟业科技股份有限公司（含控股子公司） | | --- | --- | --- | | 司、上市公司 | | | | 财务顾问、独立财务顾 问 | 指 | 上海荣正企业咨询服务（集团）股份有限公司 | | 本激励计划、本计划 | 指 | 北京中石伟业科技股份有限公司 年限制性股票激励计划 2025 | | 限制性股票 | 指 | 符合本激励计划授予条件的激励对象，在满足相应归属条件后分次 获得并登记的本公司股票 | | 激励对象 | 指 | 按照本激励计划规定，获得限制性股票的公司中层管理人员、核心 技术（业务）人员 | | 授予日 | 指 日 | 公司向激励对象授予第二类限制性股票的日期，授予日必须为交易 | | 授予价格 | 指 | 公司授予激励对象每一股限制性股票的价格 | | 有效期 | 指 | 限制性股票首次授予日起至 ...

北京中石伟业科技股份有限公司 关于 2025 年限制性股票激励计划内幕信息知情人 买卖公司股票情况的自查报告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没 有虚假记载、误导性陈述或重大遗漏。 北京中石伟业科技股份有限公司（以下简称"公司"）于 2025 年 6 月 12 日召开第五届董事会第四次会议和第五届监事会第四次会议，审议通过了《关 于<公司 2025 年限制性股票激励计划（草案）>及其摘要的议案》等相关议案， 并于 2025 年 6 月 13 日在巨潮资讯网（www.cninfo.com.cn）上同步披露了相 关公告。 根据《上市公司股权激励管理办法》《深圳证券交易所创业板上市公司自 律监管指南第 1 号——业务办理》等相关法律、法规及规范性文件的规定，公 司对 2025 年限制性股票激励计划（以下简称"本次激励计划"）的内幕信息知 情人在草案公告前 6 个月内（即 2024 年 12 月 12 日至 2025 年 6 月 12 日，以 下简称"自查期间"）买卖公司股票的情况进行自查，具体情况如下： 一、核查的范围与程序 证券代码：300684 证券简称：中石科技 公告编号：2025- ...

Company Overview - The company is a global leader in functional polymer materials and thermal management solutions, focusing on high-growth industry demands and AI+ development trends [2][3] - It offers comprehensive reliability solutions for electronic devices, addressing common issues such as thermal management and electromagnetic compatibility [2][3] Product and Market Position - Main products include high thermal conductivity graphite products, thermal interface materials, heat pipes, and EMI shielding materials, widely used in consumer electronics, digital infrastructure, smart transportation, and clean energy sectors [2][3] - The company has established production bases in key global industrial regions, including Wuxi, Yixing, and Thailand, and R&D centers in Beijing, Shanghai, and the USA [3] Financial Performance - In Q1 2025, the company experienced a profit margin increase due to new project rollouts and market share growth among major clients, leading to revenue growth and scale effects [4] - The company’s export revenue to the US is less than 1% of total revenue, minimizing the impact of tariff policies [4] Production Capacity and Expansion - The Thailand production base, established in 2023, is expected to enhance production capabilities across multiple product lines, meeting growing product demand [5][6] - The company plans to invest 200 million yuan in 2025 to expand production capacity at the Yixing base for efficient thermal module construction [10] Industry Trends and Innovations - The combination of graphite and vapor chamber (VC) solutions is becoming the mainstream thermal management approach for smartphones, with the company maintaining a leading position in synthetic graphite materials [7] - The company’s flexible graphite products are patented for use in foldable smartphones, showcasing its technological leadership [8] New Business Developments - The company is actively expanding its presence in data centers, with integrated VC module products gaining certification and mass production from leading clients [9] - In the smart automotive sector, the company has secured supplier qualifications from major clients like XPeng and BYD, providing thermal solutions for new projects [11] Future Growth Drivers - The demand for thermal materials is expected to increase with the development of AI terminals, alongside growth in new business areas such as data centers and smart vehicles [11]

（一）公示内容：本激励计划激励对象的姓名及职务。 证券代码：300684 证券简称：中石科技 公告编号：2025-038 北京中石伟业科技股份有限公司 监事会关于 2025 年限制性股票激励计划 激励对象名单的公示情况说明及核查意见 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 北京中石伟业科技股份有限公司（以下简称"公司"）已于 2025 年 6 月 12 日召开 第五届董事会第四次会议和第五届监事会第四次会议，审议通过了《关于<北京中石伟 业科技股份有限公司 2025 年限制性股票激励计划（草案）>及其摘要的议案》等相关议 案。2025 年限制性股票激励计划（以下简称"本激励计划"）具体内容详见公司于 2025 年 6 月 13 日披露在巨潮资讯网（www.cninfo.com.cn）上的相关公告。 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》 （以下简称"《证券法》"）、《上市公司股权激励管理办法》（以下简称"《管理办法》"）、 《深圳证券交易所创业板股票上市规则》（以下简称"《上市规则》"）、《深圳证券交易所 创业 ...

Core Viewpoint - The Chinese thermal conductive materials industry is experiencing rapid growth driven by the commercialization of 5G technology and the increasing demand for efficient heat dissipation in electronic devices and communication equipment [7][28]. Industry Overview - Thermal conductive materials are essential for solving heat dissipation issues in various sectors, including communication, consumer electronics, new energy vehicles, and data centers [7]. - The industry has seen a market size increase from 74.1 billion RMB in 2015 to 156.2 billion RMB in 2021, with projections to reach 186.3 billion RMB by 2024 [28][29]. Market Size - The market size of thermal conductive materials in China was 156.2 billion RMB in 2021, with a compound annual growth rate (CAGR) of 18.2% from 2015 to 2021 [28][29]. - The market is expected to grow significantly due to the 5G commercialization, with a forecasted size of 186.3 billion RMB by 2024 [28]. Industry Chain Analysis - The industry chain consists of upstream raw material suppliers, midstream thermal conductive material manufacturers, and downstream application sectors, primarily in communication and consumer electronics [12][13]. - Upstream materials include chemical raw materials like graphite, PI film, silicone rubber, and plastic particles, with a significant portion being imported for high-end products [12][14]. Upstream Analysis - The upstream supply of raw materials is stable, with silicone rubber and plastic particles being the primary materials. However, high-end products like PI film are heavily reliant on imports, with overseas suppliers controlling 90% of the market [17][21]. - China has abundant natural graphite resources, which are crucial for thermal conductive materials, and the supply is sufficient to meet domestic demand [17][20]. Midstream Analysis - Midstream manufacturers have strong bargaining power over upstream suppliers due to the availability of many raw materials, except for high-end products like PI film [22][23]. - The industry faces high competition, especially in the low-end market, while the high-end market is dominated by foreign companies [22][23]. Downstream Analysis - The primary applications of thermal conductive materials are in the communication and consumer electronics sectors, which together account for over 80% of the market [26]. - The demand for thermal conductive materials is expected to increase with the growth of 5G technology and the diversification of consumer electronic products [26][28]. Industry Trends - The industry is moving towards more diverse applications beyond communication and consumer electronics, including new energy vehicles and data centers [28]. - The rapid development of 5G technology is expected to drive innovation and increase the demand for advanced thermal management solutions [28].

公司简称：中石科技 股票代码：300684 独立财务顾问：上海荣正企业咨询服务（集团）股份有限 公司 是否存在该事 序号 事项 项（是/否/不 备注 适用） 上市公司合规性要求 最近一个会计年度财务会计报告是否被注册会计师出具否定意见或 者无法表示意见的审计报告 上市公司全部在有效期内的股权激励计划所涉及的标的股票总数累 计是否超过公司股本总额的 20% 激励对象预留权益比例是否未超过本次股权激励计划拟授予权益数 量的 20％ 激励对象为董事、高级管理人员、单独或合计持股 5%以上股东或实 案是否已列明其姓名、职务、获授数量 股权激励计划披露完整性要求 最近一个会计年度财务报告内部控制被注册会计师出具否定意见或 者无法表示意见的审计报告 上市后最近 36 个月内出现过未按法律法规、公司章程、公开承诺进 行利润分配的情形 激励对象合规性要求 是否包括单独或者合计持有上市公司 5%以上股份的股东或者实际控 员成为激励对象的必要性、合理性 最近 12 个月内因重大违法违规行为被中国证监会及其派出机构行 政处罚或者采取市场禁入措施 是否具有《公司法》规定的不得担任公司董事、监事、高级管理人 员情形 激励计划合规性要求 ...

证券代码：300684 证券简称：中石科技 公告编号：2025-037 北京中石伟业科技股份有限公司 （以下简称"《公司法》"）和《北京中石伟业 科技股份有限公司章程》 （以下简称"《公司章程》"）的规定，经北京中石伟业科 （以下简称"公司"）第五届董事会第四次会议审议通过，拟于 2025 技股份有限公司 年 6 月 30 日（星期一）召开公司 2025 年第二次临时股东大会（以下简称"本次 股东大会"）。现将本次股东大会有关事项通知如下： 一、会议召开的基本情况 法规、部门规章、规范性文件和公司章程的要求。 关于召开 2025 年第二次临时股东大会的通知 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 根据《中华人民共和国公司法》 （1）现场会议时间：2025 年 6 月 30 日（星期一）下午 14:30 （2）网络投票时间：通过深圳证券交易所交易系统进行网络投票的具体时 间为 2025 年 6 月 30 日的交易时间，即上午 9:15-9:25，9:30-11:30 和下午 13:00- 日 9:15-15:00 期间的任意时间。 本次股东大会将通过深圳 ...

Core Viewpoint - The company has established a 2025 Employee Stock Ownership Plan (ESOP) to enhance employee engagement and align their interests with the company's long-term performance [1][2]. Summary by Sections General Principles - The ESOP is designed to comply with relevant laws and regulations, ensuring transparency and preventing insider trading [1][2]. - Participation in the ESOP is voluntary, with no forced allocation to employees [2]. - Participants bear their own risks, with equal rights to other investors [2]. Participant Eligibility - Eligible participants include key personnel such as directors, supervisors, senior management, and core technical/business staff, with a maximum of 55 participants [3][4]. - The total stock involved in the ESOP is capped at 750,000 shares, representing 0.25% of the company's total share capital [3]. Stock Source and Funding - Shares for the ESOP will be sourced from the company's repurchased A-shares [3][4]. - Funding for the ESOP will come from employees' legal salaries and self-raised funds, with no financial assistance from the company [4]. Duration and Lock-up Period - The ESOP will have a maximum duration of 24 months, with shares unlocking in two phases after a 12-month lock-up period [4][5]. - Specific trading restrictions are in place during certain periods, such as before financial report announcements [5][6]. Performance Assessment - The performance assessment for the ESOP will occur over two fiscal years (2025-2026), with specific revenue and profit growth targets set for each year [6][7]. - The assessment will determine the proportion of shares that participants can claim based on company performance [7]. Management and Governance - The ESOP will be managed by a committee elected by the participants, ensuring that all holders have a say in the management of the plan [10][11]. - The board of directors is responsible for drafting and modifying the ESOP, with oversight from the shareholders [11][12]. Changes and Termination - Any changes to the ESOP require approval from at least two-thirds of the participants [15]. - The ESOP can be terminated upon completion of its duration or if all shares are sold [15][16]. Rights and Dispositions - Participants have rights to the economic benefits of the shares held in the ESOP, but cannot transfer or pledge their shares during the lock-up period [17][18]. - The management committee has the authority to manage the distribution of shares and any cash dividends received during the plan's duration [18][19].

对本法律意见书，本所律师声明如下： （一）本所律师依据《证券法》《律师事务所从事证券法律业务管理办法》和 《律师事务所证券法律业务执业规则（试行）》等规定及本法律意见书出具日以前已 经发生或者存在的事实，严格履行了法定职责，遵循了勤勉尽责和诚实信用原则，进 行了充分的核查验证，保证本法律意见书所认定的事实真实、准确、完整，所发表的 结论性意见合法、准确，不存在虚假记载、误导性陈述或者重大遗漏，并承担相应法 律责任。 （二）本所已得到中石科技如下保证：中石科技向本所律师提供了为出具本法律 意见书所必需的全部文件，所有文件真实、完整、合法、有效，所有文件的副本或复 印件均与正本或原件相符，所有文件上的签名、印章均为真实；且一切足以影响本所 律师做出法律判断的事实和文件均已披露，并无任何隐瞒、误导、疏漏之处。 （三）本所仅就公司本次《激励计划（草案）》的相关法律事项发表意见，而不 对公司本次激励计划所涉及的标的股权价值、考核标准等方面的合理性以及会计、审 计等专业事项发表意见，本所及经办律师不具备对该等专业事项进行核查和作出判断 的合法资格。本所及经办律师在本法律意见书中对与该等专业事项有关的报表、数据 或对会计报 ...