Core Viewpoint - The law firm provides a legal opinion regarding the early redemption of convertible bonds issued by the company, confirming that the redemption conditions have been met according to relevant laws and regulations [1][10][19]. Group 1: Redemption Conditions - The company can redeem the convertible bonds if the stock price remains above 130% of the conversion price for at least 15 out of 30 consecutive trading days [10][11]. - The company also has the right to redeem the bonds if the remaining balance of unconverted bonds is less than 30 million yuan [11]. Group 2: Issuance and Approval Process - The company issued 3.76 million convertible bonds with a total value of 376 million yuan, which were listed on the Shenzhen Stock Exchange on December 2, 2021 [9]. - The issuance was approved by the Shenzhen Stock Exchange and the China Securities Regulatory Commission, confirming compliance with issuance and listing conditions [9][10]. Group 3: Legal Compliance and Procedures - The law firm confirms that the company has followed necessary decision-making procedures and information disclosure obligations regarding the redemption [18][19]. - The company is required to disclose the redemption announcement, including the period, procedures, and price, after deciding to exercise the redemption right [18].

Core Viewpoint - The company, Henan Zhonggong Design Research Institute Group Co., Ltd., is proceeding with the early redemption of its convertible bonds, "Sheyan Convertible Bonds," following the fulfillment of specific conditions outlined in its prospectus [1][10][11]. Group 1: Convertible Bond Issuance and Listing - The "Sheyan Convertible Bonds" were issued with a total amount of 376 million RMB, approved by the China Securities Regulatory Commission [1]. - The bonds were listed on the Shenzhen Stock Exchange on December 2, 2021, under the code "123130" [1]. Group 2: Conversion Terms and Price Adjustments - The conversion period for the bonds is from May 17, 2022, to November 10, 2027, with an initial conversion price of 11.24 RMB per share [2]. - The conversion price has been adjusted multiple times, with the latest adjustment bringing it down to 8.05 RMB per share [2][8]. Group 3: Conditional Redemption Clauses - The company has the right to redeem the bonds if the stock price exceeds 130% of the conversion price for a specified period or if the remaining balance of unconverted bonds is less than 30 million RMB [10]. - The stock price conditions for redemption were met between July 30, 2025, and August 21, 2025, triggering the redemption clause [10][11]. Group 4: Redemption Implementation - The redemption price is set at 101.25 RMB per bond, which includes the principal and accrued interest [11]. - The redemption process includes a series of announcements and a final redemption date of September 12, 2025, after which the bonds will be delisted [12][13]. Group 5: Compliance and Approval - The early redemption has been approved by the company's board and complies with relevant regulations and the terms outlined in the prospectus [16].

Core Viewpoint - The company has decided to redeem its convertible bonds ("设研转债") early due to the stock price exceeding the conversion price, which will lead to the bonds being delisted from the Shenzhen Stock Exchange [2][12]. Group 1: Redemption Announcement - The company announced the early redemption of "设研转债" after the stock price was above 130% of the conversion price for 15 trading days [2][11]. - The redemption price is set at 101.25 CNY per bond, which includes the face value and accrued interest [12][13]. - The redemption will take place on September 12, 2025, with trading of the bonds ceasing on September 9, 2025 [13][14]. Group 2: Bond Details - "设研转债" was issued with a total value of 376 million CNY and was listed on December 2, 2021 [2][3]. - The initial conversion price was 11.24 CNY per share, which has been adjusted multiple times, with the latest price being 8.05 CNY per share [3][10]. - The bond has a fixed annual interest rate of 1.50% [1][12]. Group 3: Conditions for Redemption - The redemption conditions were triggered as the stock price was above 10.47 CNY (130% of the conversion price) for the required trading days [11][12]. - The company has the right to redeem the bonds if the unconverted balance is less than 30 million CNY or if the stock price meets the specified conditions [11][12]. Group 4: Shareholder Information - Bondholders must complete the conversion process through their securities company before the redemption date to avoid forced redemption [1][14]. - The company will provide regular updates regarding the redemption process to bondholders [13][14].

Group 1 - The board of directors of Henan Zhonggong Design Research Institute Group Co., Ltd. (referred to as "the company") held its sixth meeting of the fourth board on August 21, 2025, with all nine directors present [1][2] - The board approved the proposal for the early redemption of the company's convertible bonds (referred to as "设研转债") due to the stock price meeting the conditions for redemption, specifically that the closing price had been at least 130% of the conversion price for 15 trading days [1][2] - The decision to exercise the early redemption right was made to reduce the company's financial expenses [1]

河南陆达律师事务所 关于河南省中工设计研究院集团股份有限公司 提前赎回可转换公司债券的 法律意见书 河南陆达律师事务所 二〇二五年八月二十一日 陆达律所法律意见书 河南陆达律师事务所 关于河南省中工设计研究院集团股份有限公司 提前赎回可转换公司债券的 法律意见书 陆达法意字【2025】第 111 号 致：河南省中工设计研究院集团股份有限公司 河南陆达律师事务所（以下简称"本所"）接受河南省中工设计研究院集团 股份有限公司（以下简称"公司"）的委托，根据《中华人民共和国公司法》（以 下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、 《可转换公司债券管理办法》（以下简称"《管理办法》"）、《深圳证券交易 所上市公司自律监管指引第 15 号——可转换公司债券》（以下简称"《监管指 引》"）等法律、法规、规章和其他规范性文件以及《河南省中工设计研究院集 团有限公司向不特定对象发行可转换公司债券并在创业板上市募集说明书》（以 下简称"《募集说明书》"）的有关规定，就公司提前赎回可转换公司债券的相 关事宜（以下简称"本次赎回"），出具本法律意见书。 为出具本法律意见书，本所及经办律师特作如下声 ...

（一）可转换公司债券发行情况 经中国证券监督管理委员会证监许可【2021】3297 号文同意注册，公司于 2021 年 11 月 11 日向不特定对象发行了 3,760,000 张可转换公司债券，每张面 值 100 元，募集资金总额 37,600 万元。 核查意见 华泰联合证券有限责任公司 关于河南省中工设计研究院集团股份有限公司 提前赎回"设研转债"的核查意见 华泰联合证券有限责任公司（以下简称"华泰联合证券"或"保荐机构"） 作为河南省中工设计研究院集团股份有限公司（以下简称"设研院"、"公司" 或"发行人"）向不特定对象发行可转换公司债券的保荐机构，根据《证券发行 上市保荐业务管理办法》《上市公司监管指引第 2 号——上市公司募集资金管理 和使用的监管要求》《深圳证券交易所创业板股票上市规则》及《深圳证券交易 所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律法规的规 定，对设研院提前赎回"设研转债"事项进行了核查，核查情况如下： 一、 "设研转债"基本情况 （二）可转换公司债券上市情况 经深交所同意，公司 37,600 万元可转换公司债券于 2021 年 12 月 2 日起在 深交所挂 ...

| 证券代码：300732 | 证券简称：设研院 | 公告编号：2025-047 | | --- | --- | --- | | 债券代码：123130 | 债券简称：设研转债 | | 河南省中工设计研究院集团股份有限公司 第四届董事会第六次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 二、董事会会议议案审议情况 （一）会议审议通过了《关于提前赎回设研转债的议案》 自 2025 年 7 月 30 日至 8 月 21 日，公司股票已有 15 个交易日的收盘价不低 于"设研转债"当期转股价格（8.05 元/股）的 130%（即 10.47 元/股），触发《设 研院向不特定对象发行可转换公司债券募集说明书》中的有条件赎回条款。为降 低公司财务费用，经过综合考虑，公司董事会决定行使"设研转债"的提前赎回 权利。 一、董事会会议召开情况 河南省中工设计研究院集团股份有限公司（以下简称"设研院"或"公司"） 于 2025 年 8 月 13 日以专人送达及电子邮件方式向全体董事和参会人员发出了关 于召开第四届董事会第六次会议的通知，并于 2025 年 8 月 ...

| 证券代码：300732 | 证券简称：设研院 | 公告编号：2025-048 | | --- | --- | --- | | 债券代码：123130 | 债券简称：设研转债 | | 河南省中工设计研究院集团股份有限公司 关于提前赎回设研转债的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 1、"设研转债"（债券代码：123130）的赎回价格为 101.25 元/张（债券面 值加当期应计利息，当期年利率为 1.50%，且当期利息含税），扣税后的赎回价 以中国证券登记结算有限责任公司深圳分公司（以下简称"中国结算"）核准的 价格为准。 10、根据安排，截至 2025 年 9 月 11 日收市后尚未实施转股的"设研转债" 将被强制赎回，本次赎回完成后，"设研转债"将在深圳证券交易所（以下简称 "深交所"）摘牌。债券持有人持有的"设研转债"如存在被质押或被冻结的， 建议在停止交易和转股日前解除质押和冻结，以免出现无法转股而被强制赎回的 情形。 11、债券持有人若转股，需开通创业板交易权限。投资者不符合创业板股票 适当性管理要求的，不能将所持"设研 ...

Group 1 - The company's latest stock price is 10.81 yuan, an increase of 0.28 yuan from the previous trading day, with a trading volume of 3.62 billion yuan [1] - The company operates in the engineering consulting services industry and is a key player in the infrastructure design services sector in Henan Province, covering areas such as highway and waterway construction [1] - The company is involved in most of the key projects in the province, and the acceleration of infrastructure investment, including an additional 20 billion yuan for national and provincial trunk line construction, is expected to positively impact its business [1] Group 2 - On the day of reporting, the company experienced a net outflow of 16.6042 million yuan in main funds, with a cumulative net outflow of 201 million yuan over the past five days [2]

Core Viewpoint - The acceleration of infrastructure investment in Henan Province is expected to positively impact the company's business operations as it participates in most of the related projects [1] Group 1: Infrastructure Investment Plans - Henan Province aims to achieve a total highway mileage of over 10,000 kilometers in the second half of the year, ensuring the completion of 17 planned projects [1] - The province plans to increase total investment in national and provincial trunk road construction by approximately 20 billion [1] - There will be a focus on improving the design of inland river shipping and accelerating key projects under the "11246" initiative to build a water transport network [1] Group 2: Digital Transformation and Project Participation - The company will leverage the "one axis, one corridor" demonstration channel to promote the digital transformation and upgrading of the Lianhuo and Jinggang'ao highways [1] - As a leading enterprise in infrastructure design services in Henan, the company is involved in the majority of the aforementioned projects, which will benefit from the accelerated investment [1]