北京市中伦（深圳）律师事务所 关于深圳市德方纳米科技股份有限公司 作废部分已授予尚未归属限制性股票相关事项的 法律意见书 二〇二五年四月 法律意见书 北京市中伦（深圳）律师事务所 关于深圳市德方纳米科技股份有限公司 作废部分已授予尚未归属限制性股票相关事项的 法律意见书 致：深圳市德方纳米科技股份有限公司 北京市中伦（深圳）律师事务所（以下简称"本所"）作为深圳市德方纳米 科技股份有限公司（以下简称"公司"或"德方纳米"）聘请的专项法律顾问， 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券 法》（以下简称"《证券法》"）、《深圳证券交易所创业板股票上市规则》（以下简 称"《上市规则》"）以及中国证券监督管理委员会（以下简称"中国证监会"）发 布的《上市公司股权激励管理办法》（以下简称"《管理办法》"）等有关法律、法 规和规范性文件的规定，按照律师行业公认的业务标准、道德规范和勤勉尽责精 神，在对公司第二期限制性股票激励计划、第三期限制性股票激励计划、第四期 限制性股票激励计划作废部分已授予尚未归属限制性股票（以下简称"本次作废"） 所涉及的相关事项进行核查基础上，现出具本法律意见 ...

一、主要会计数据和财务指标 | 报告期指标 | 2024年年报 | 2023年年报 | 本年比上年增减(%) | 2022年年报 | | --- | --- | --- | --- | --- | | 基本每股收益（元） | -4.8100 | -5.8700 | 18.06 | 8.9100 | | 每股净资产（元） | 19.79 | 25.51 | -22.42 | 50.72 | | 每股公积金(元) | 20.07 | 19.89 | 0.9 | 31.16 | | 每股未分配利润(元) | 1.03 | 5.83 | -82.33 | 19.79 | | 每股经营现金流(元) | - | - | - | - | | 营业收入(亿元) | 76.13 | 169.73 | -55.15 | 225.57 | | 净利润(亿元) | -13.38 | -16.36 | 18.22 | 23.8 | | 净资产收益率(%) | -21.17 | -20.59 | -2.82 | 39.60 | 数据四舍五入，查看更多财务数据>> 前十大流通股东累计持有： 5639.78万股，累计占流通股比： 22.4% ...

Financial Performance - The company's revenue for Q1 2025 was ¥2,003,633,077.50, representing a 5.90% increase compared to ¥1,892,057,814.82 in the same period last year[5] - The net loss attributable to shareholders was ¥167,109,754.82, an improvement of 9.51% from a loss of ¥184,679,966.25 in the previous year[5] - The company reported a basic and diluted earnings per share of -¥0.60, improving by 9.09% from -¥0.66 in the same quarter last year[5] - Operating profit for the current period was reported at -¥232,367,343.44, slightly improved from -¥244,874,666.98 in the previous period[25] - Net profit totalled -¥232,688,572.81, compared to -¥245,205,117.21 in the prior period, indicating a narrowing loss[25] - The net loss for the current period is approximately ¥201.54 million, an improvement from a net loss of ¥212.61 million in the previous period, representing a decrease of about 5.04%[26] - The net profit attributable to the parent company is approximately ¥167.11 million, compared to ¥184.68 million in the previous period, showing a reduction of about 9.55%[26] - Total comprehensive loss for the current period is approximately ¥199.67 million, improved from a loss of ¥287.13 million in the previous period, indicating a decrease of about 30.49%[26] Cash Flow - The net cash flow from operating activities was -¥920,601,348.87, a decline of 28.26% compared to -¥717,743,066.60 in the prior year[13] - Operating cash inflow for the current period is approximately ¥813.96 million, an increase from ¥622.13 million in the previous period, reflecting a growth of about 30.83%[29] - The net cash flow from operating activities is approximately -¥920.60 million, worsening from -¥717.74 million in the previous period[29] - Cash flow from investing activities shows a net outflow of approximately -¥126.12 million, a significant decline from a net inflow of ¥754.61 million in the previous period[30] - Cash flow from financing activities has a net inflow of approximately ¥513.03 million, compared to a net outflow of -¥409.29 million in the previous period, indicating a turnaround[30] Assets and Liabilities - Total assets decreased by 1.81% to ¥17,485,676,118.43 from ¥17,808,896,717.39 at the end of the previous year[5] - The company's total liabilities decreased by 31.80% to ¥1,197,920,258.79 from ¥1,756,565,924.61 at the beginning of the year[9] - Total liabilities decreased to ¥10,790,251,408.89 from ¥10,925,390,850.87, a decline of 1.2%[24] - Total equity decreased to ¥6,695,424,709.54 from ¥6,883,505,866.52, a decrease of 2.7%[24] Shareholder Information - The total number of common shareholders at the end of the reporting period is 45,744[15] - The largest shareholder, Kong Lingyong, holds 12.97% of shares, totaling 36,346,579 shares[15] - The company has a total of 2,807,600 shares held in the repurchase special account, accounting for 1.00% of the total share capital[16] - The top ten shareholders hold a significant portion of shares, with the top three alone accounting for 26.85%[15] - The company has not received any disclosures regarding related party relationships among its top shareholders[16] Research and Development - The company's R&D expenses for the quarter were ¥53,024,380.04, down 57.78% from ¥125,588,096.78 in the previous year[10] Investments and Capital - Investment income surged to ¥6,281,449.02, a significant increase of 9272.52% compared to ¥67,019.83 in the same period last year[10] - The company plans to jointly invest €285 million in a project with Amsterdam Fertilizers to produce lithium iron phosphate[19] - The company has approved a capital increase of RMB 146.54 million for its subsidiary, Shenzhen Defang Chuangyu New Energy Technology Co., Ltd.[20] - The registered capital of Defang Chuangyu will increase from RMB 784.02 million to RMB 847.85 million after the capital increase[20] - A further capital increase of RMB 150 million for Defang Chuangyu has been approved, raising its registered capital to RMB 913.19 million[21] - The company has introduced strategic investors for its subsidiary, enhancing its capital structure and growth potential[20]

Financial Performance - The company achieved operating revenue of 7.613 billion RMB, but reported a net loss attributable to shareholders of 1.338 billion RMB[4]. - The company's operating revenue for 2024 was ¥7.61 billion, a decrease of 55.15% compared to ¥16.97 billion in 2023[24]. - The net profit attributable to shareholders for 2024 was -¥1.34 billion, an improvement of 18.25% from -¥1.64 billion in 2023[24]. - The cash flow from operating activities for 2024 was ¥143.08 million, down 97.61% from ¥5.99 billion in 2023[24]. - The total assets at the end of 2024 were ¥17.81 billion, a decrease of 14.11% from ¥20.73 billion at the end of 2023[24]. - Revenue for the reporting period reached 7.613 billion yuan, with a net profit attributable to shareholders of -1.338 billion yuan, indicating a narrowing of losses compared to the previous year[75]. - The gross profit margin for lithium-ion battery cathode materials business decreased by 4.60%, with operating revenue down 56.48% and operating costs down 54.35% year-on-year[88]. - The company reported a significant increase in inventory of phosphate-based cathode materials, rising by 119.86% to 14,124.75 tons compared to 6,424.50 tons in 2023[90]. Production and Sales - The company's main product, phosphate-based cathode materials, produced 236,600 tons, an increase of 15.31% year-on-year, while sales reached 225,700 tons, up 5.52% year-on-year[4]. - The production of lithium iron phosphate materials accounted for nearly 74% of the total cathode material shipments in 2024, with a total shipment volume of 335,000 tons, reflecting a 35% year-on-year increase[41]. - The sales volume of cutting-edge materials such as manganese iron phosphate and lithium supplementation enhancers is increasing, accelerating their industrial application[5]. - The lithium battery output in the energy storage sector surpassed 335 GWh in 2024, marking a year-on-year increase of 64%[38]. - The export of lithium iron phosphate cathode materials reached 3,285.21 tons in 2024, representing a significant year-on-year growth of 182.61%[41]. Research and Development - The company invested 248 million yuan in R&D during the reporting period, focusing on key areas to enhance its technological capabilities[76]. - The company applied for 225 new patents during the reporting period, including 219 invention patents and 6 utility model patents, and received 41 new authorized patents[76]. - The company is developing a high-safety, low-cost lithium iron phosphate material, which is currently in the research phase[97]. - The company is working on a three-dimensional ordered porous lithium iron phosphate material to enhance conductivity and performance, currently in the pilot production stage[97]. - The company aims to enhance its product offerings and market competitiveness through ongoing R&D projects, including high-performance lithium battery materials[99]. Market Trends and Strategy - The rapid growth of the new energy vehicle industry has created more development opportunities for the company, driven by supportive government policies[61]. - The global energy transition is driving rapid growth in the energy storage market, as countries aim for carbon neutrality and need solutions for power fluctuations from renewable energy sources[62]. - The demand for lithium-ion batteries is increasing, with a significant growth in the energy storage market, driven by favorable policies and a shift towards lithium-ion batteries over lead-acid batteries due to their lower pollution and better performance in achieving carbon neutrality[63]. - The company is actively pursuing a strategy of market expansion and product differentiation to enhance its competitive edge in the rapidly evolving industry landscape[81]. - The company plans to enhance its supply chain management and adjust procurement strategies dynamically based on market analysis to mitigate raw material price volatility[141]. Sustainability and Corporate Governance - The company plans to focus on green manufacturing, conducting energy-saving and emission-reduction technology research to create a sustainable development model[6]. - The company is committed to sustainable development by integrating energy-saving and emission-reduction technologies into its operations[75]. - The company's ESG rating improved from "BBB" to "A," and it received the 2024 ESG Golden Dawn Award and the 2024 ESG Value Transmission Award[84]. - The company has established a governance structure that complies with relevant laws and regulations, enhancing operational standards[149]. - The company respects and protects the rights of stakeholders, emphasizing social responsibility and balanced interests among shareholders, employees, and society[160]. Management and Organizational Structure - The company has established a comprehensive internal control system to ensure effective governance and risk management[159]. - The board of directors consists of 7 members, including 3 independent directors, meeting regulatory requirements[153]. - The company has established specialized committees under the board to provide professional opinions for decision-making[154]. - The company has maintained independence from major shareholders, ensuring no interference in decision-making[151]. - The company has a dedicated audit committee to oversee internal and external audit communications and ensure the integrity of financial information[159]. Future Outlook - Future performance guidance indicates a positive outlook, with expectations for revenue growth driven by new product launches and market expansion initiatives[176]. - The company aims to become a global leader in new energy material solutions, focusing on phosphate-based cathode materials and a diversified business layout[131]. - The lithium battery industry is expected to maintain rapid growth due to the "dual carbon" policy and increasing market demand, prompting the company to enhance its core capabilities[132]. - The company plans to strengthen R&D innovation, focusing on high-performance products and expanding its product matrix to include new cathode and anode materials[133].

证券代码：300769 证券简称：德方纳米 公告编号：2025-034 深圳市德方纳米科技股份有限公司 关于召开 2024 年年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 根据深圳市德方纳米科技股份有限公司（以下简称"公司"、"德方纳米"） 2025年4月25日召开的第四届董事会第十七次会议决议，定于2025年5月19日（星 期一）召开公司2024年年度股东大会，现将会议有关情况通知如下： 一、 召开会议的基本情况 1、股东大会届次：2024 年年度股东大会 1 以在网络投票时间内通过上述系统行使表决权。 公司股东只能选择现场投票和网络投票中的一种表决方式，如果同一表决权 出现重复投票表决的，以第一次投票表决结果为准。 6、股权登记日：2025 年 5 月 12 日（星期一） 7、出席对象： （1）在股权登记日持有公司股份的股东或代理人； 2、 股东大会的召集人：公司董事会于 2025 年 4 月 25 日召开第四届董事会 第十七次会议，决议召开本次股东大会 3、会议召开的合法、合规性：本次股东大会的召开符合《公司法》《证券 法》《深圳证 ...

证券代码：300769 证券简称：德方纳米 公告编号：2025-017 深圳市德方纳米科技股份有限公司 关于对外担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、 对外担保概述 深圳市德方纳米科技股份有限公司（以下简称"公司"）于2024年4月22日 召开第四届董事会第十次会议，并于2024年5月16日召开2023年年度股东大会， 会议分别审议通过了《关于向金融机构申请综合授信额度的议案》《关于对外担 保额度预计的议案》，公司及合并报表范围的子公司（含授权期限内新设立或纳 入合并范围的全资子公司、控股子公司）拟向银行、融资租赁公司等金融机构申 请综合授信额度，总额度合计不超过人民币1,400,000.00万元（不包含低风险业务 额度），最终额度以金融机构实际审批的授信额度为准，授信品种包括但不限于 本外币借款、银行承兑汇票、信用证、保函等，各金融机构实际授信额度可在总 额度范围内调剂。公司拟为合并报表范围的子公司向业务相关方（包括但不限于 银行、融资租赁公司等金融机构及其他业务合作方）申请综合授信额度（包括但 不限于本外币借款、银行承兑汇票、 ...

证券代码：300769 证券简称：德方纳米 公告编号：2025-016 深圳市德方纳米科技股份有限公司 关于对外担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、 对外担保概述 深圳市德方纳米科技股份有限公司（以下简称"公司"）于2024年4月22日 召开第四届董事会第十次会议，并于2024年5月16日召开2023年年度股东大会， 会议分别审议通过了《关于向金融机构申请综合授信额度的议案》《关于对外担 保额度预计的议案》，公司及合并报表范围的子公司（含授权期限内新设立或纳 入合并范围的全资子公司、控股子公司）拟向银行、融资租赁公司等金融机构申 请综合授信额度，总额度合计不超过人民币1,400,000.00万元（不包含低风险业务 额度），最终额度以金融机构实际审批的授信额度为准，授信品种包括但不限于 本外币借款、银行承兑汇票、信用证、保函等，各金融机构实际授信额度可在总 额度范围内调剂。公司拟为合并报表范围的子公司向业务相关方（包括但不限于 银行、融资租赁公司等金融机构及其他业务合作方）申请综合授信额度（包括但 不限于本外币借款、银行承兑汇票、 ...

证券代码：300769 证券简称：德方纳米 公告编号：2025-014 深圳市德方纳米科技股份有限公司 第四届监事会第十三次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 1、公司第四届监事会第十三次会议决议。 深圳市德方纳米科技股份有限公司（以下简称"公司"）于 2025 年 2 月 28 日以电子邮件等方式向全体监事发出会议通知，并于 2025 年 3 月 3 日在公司会 议室以通讯方式召开第四届监事会第十三次会议。 本次会议应出席监事 3 人，实际出席监事 3 人。会议由监事会主席王彬先生 召集并主持，公司部分高级管理人员列席了本次会议。本次监事会会议的召集、 召开符合《中华人民共和国公司法》等相关法律法规以及《公司章程》的规定。 二、 监事会会议审议情况 出席会议的监事对各项议案进行了认真审议并做出了如下决议： 经核查，监事会认为：本次增资符合深圳市德方创域新能源科技有限公司（以 下简称"德方创域"）的整体战略发展布局，有助于补充德方创域经营发展所需 资金，加速德方创域在新能源先进材料领域的开拓，持续增强研发能力，进一步 提高竞争优势，促 ...

证券代码：300769 证券简称：德方纳米 公告编号：2025-013 深圳市德方纳米科技股份有限公司 第四届董事会第十六次会议决议公告 深圳市德方纳米科技股份有限公司（以下简称"公司"）于2025年2月28日 以电子邮件等方式向公司全体董事发出会议通知，并于2025年3月3日在公司会议 室以通讯方式召开第四届董事会第十六次会议。 本次董事会会议应出席董事7人，实际出席董事7人。会议由公司董事长孔令 涌先生召集并主持，公司全体监事及部分高级管理人员列席了本次会议。本次董 事会会议的召集、召开符合《中华人民共和国公司法》等相关法律法规以及《公 司章程》的规定。 二、 董事会会议审议情况 1、审议通过《关于控股子公司增资扩股暨引入战略投资者的议案》 为促进公司控股子公司深圳市德方创域新能源科技有限公司（以下简称"德 方创域"）长远健康发展，增强德方创域的综合实力，德方创域以增资扩股的方 式引进战略投资者曲靖市产业引导股权投资基金合伙企业（有限合伙）、四川省 绿色低碳产业发展基金合伙企业（有限合伙）、廖杰。本次增资金额合计为人民 币15,000.00万元，本次增资完成后，德方创域的注册资本由8,478.535013 ...