上海保立佳化工股份有限公司 独立董事工作制度 第一章 总 则 第一条 为进一步完善上海保立佳化工股份有限公司（以下简称"公司"）治 理结构，切实保护中小股东及利益相关者的利益，促进公司规范运作，根据《中 华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》、 中国证券监督管理委员会（以下简称"中国证监会"）制定的《上市公司独立董 事管理办法》（以下简称"《独立董事管理办法》"）、深圳证券交易所（以下 简称"深交所"）制定的《深圳证券交易所创业板股票上市规则》《深圳证券交 易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》《独立董事和 审计委员会履职手册》、中国上市公司协会制定的《上市公司独立董事履职指 引（2024 年修订）》（以下简称"《独立董事履职指引》"）等法律、法规、 规范性文件的规定及《上海保立佳化工股份有限公司章程》（以下简称"《公司 章程》"），制定《上海保立佳化工股份有限公司独立董事工作制度》（以下简 称"本制度"）。 第二条 独立董事是指不在公司担任除董事外的其他职务，并与其所受聘的 公司及其主要股东、实际控制人不存在直接或者间接利害关系，或者其他可能妨 碍其 ...

上海保立佳化工股份有限公司 2024 年度独立董事述职报告（卢雷） 尊敬的各位股东及股东代表： 本人卢雷作为上海保立佳化工股份有限公司（以下简称"公 司"）的独立董事，严格按照《公司法》《证券法》《上市公司 独立董事管理办法》《公司章程》《独立董事工作制度》等相关 法律法规及公司内控制度的规定，在 2024 年的工作中本着客观、 独立的原则，认真履行独立董事职责，严格审议董事会各项议案， 促进公司规范化运作，维护了公司整体利益及全体股东的合法权 益。 现将本人 2024 年任职期间履职情况报告如下： 一、基本情况 （一）个人简历 卢雷先生，1979 年出生，中国国籍，无境外永久居留权， 本科学历，注册会计师、国际注册会计师。2000 年 7 月至 2013 年 9 月，任和信会计师事务所（特殊普通合伙）高级经理；2013 年 9 月至 2016 年 3 月，任利源好集团有限公司集团副总经理、 财务副总经理和董事会秘书；2016 年 3 月至 2019 年 5 月，任山 东富特能源管理股份有限公司集团副总经理、财务副总经理和董 事会秘书；2019 年 5 月至 2023 年 11 月，任青岛融茂兴业集团 有限公 ...

上海保立佳化工股份有限公司 2024 年度独立董事述职报告（刘树国） 尊敬的各位股东及股东代表： 本人刘树国作为上海保立佳化工股份有限公司（以下简称 "公司"）的独立董事，本人在 2024 年度的工作中严格按照《公 司法》《证券法》《上市公司独立董事管理办法》等法律法规、 规范性文件和《公司章程》《独立董事工作制度》等公司规章制 度，积极出席相关会议，本着对全体股东尤其是中小股东负责的 态度，诚信、勤勉、独立地履行职责。 现将 2024 年度履职情况报告如下： 一、基本情况 （一）个人简历 本人刘树国，男，1979 年出生，中国国籍，无境外永久居 留权，本科学历，注册会计师、注册评估师、中级会计师。2002 年 7 月至 2005 年 3 月，任南车四方机车车辆股份有限公司财务 部材料会计；2005 年 3 月至 2008 年 3 月，任青岛四方川崎车辆 技术有限公司财务经理；2008 年 3 月至 2015 年 7 月，任中兴华 会计师事务所（特殊普通合伙）项目经理、高级经理；2015 年 7 月至今，任山东鑫海润邦医疗用品配送有限公司财务总监。2018 年 4 月至 2022 年 12 月，兼任赛轮集团股 ...

上海保立佳化工股份有限公司 2024 年董事会对独立董事独立性评估的专项报告 综上，独立董事不存在任何妨碍其进行独立客观判断的关系， 不存在影响独立董事独立性的情况，符合《上市公司独立董事管 理办法》等法律法规及《公司章程》中关于独立董事的任职资格 及独立性的要求。 上海保立佳化工股份有限公司 董 事 会 2025 年 4 月 21 日 根据《上市公司独立董事管理办法》《深圳证券交易所上市 公司自律监管指引第 2 号——创业板上市公司规范运作》的规定， 独立董事应当每年对独立性情况进行自查，并将自查情况提交董 事会。 基于此，上海保立佳化工股份有限公司（以下简称"公司"） 董事会根据相关法律法规并结合独立董事出具的《独立董事独立 性自查报告》，就公司在任独立董事的独立性情况进行评估，出 具如下专项意见：经公司独立董事自查及董事会核查独立董事在 公司的履职情况，董事会认为公司全体独立董事均具备胜任独立 董事岗位的资格。独立董事及其配偶、父母、子女、主要社会关 系未在公司或公司附属企业任职，未在公司主要股东及其附属企 业任职，未与公司存在重大的持股关系，与公司以及主要股东之 间不存在重大业务往来关系或提供财务、法 ...

上海保立佳化工股份有限公司 章 程 2025 年 4 月 | | | | 第一章 | 总 | 则 1 | | --- | --- | --- | | 第二章 | | 经营宗旨和范围 2 | | 第三章 | 股 | 份 2 | | 第一节 | | 股份发行 2 | | 第二节 | | 股份增减和回购 3 | | 第三节 | | 股份转让 4 | | 第四章 | | 股东和股东会 5 | | 第一节 | | 股东 5 | | 第二节 | | 控股股东、实际控制人 8 | | 第三节 | | 股东会的一般规定 9 | | 第四节 | | 股东会的召集 13 | | 第五节 | | 股东会的提案与通知 15 | | 第六节 | | 股东会的召开 18 | | 第七节 | | 股东会的表决和决议 21 | | 第五章 | | 董事和董事会 25 | | 第一节 | | 董事的一般规定 25 | | 第二节 | | 董事会 29 | | 第三节 | | 独立董事 35 | | 第六章 | | 高级管理人员 37 | | 第七章 | 监 | 事 会 40 | | 第一节 | | 监事 40 | | 第二节 | | 监事会 ...

Financial Performance - The company reported a basic earnings per share of -1.0752 yuan for 2024, a decrease of 383.45% compared to -0.2224 yuan in 2023 [1] - The net profit for 2024 was -1.5 billion yuan, a significant decline from -0.31 billion yuan in 2023, representing a 383.87% decrease [1] - The total revenue for 2024 was 21.51 billion yuan, down 5.2% from 22.69 billion yuan in 2023 [1] - The return on equity for 2024 was -20.80%, a drastic drop from -3.84% in 2023 [1] Shareholder Structure - The top ten unrestricted shareholders collectively hold 1.6885 million shares, accounting for 33.83% of the circulating shares, with a decrease of 123.48 thousand shares compared to the previous period [2] - Shanghai Yuwei Investment Partnership holds 473.55 thousand shares, representing 9.49% of the total share capital, with no change [3] - Shenzhen Maoyuan Investment Co., Ltd. decreased its holdings by 3.87 thousand shares, now holding 202.24 thousand shares, which is 4.05% of the total [3] Dividend Policy - The company has decided not to distribute dividends or increase capital [3]

Financial Performance - The company achieved a revenue of 2.151 billion RMB in 2024, representing a year-on-year decline of 5.23% due to fluctuations in raw material prices and intensified industry competition[5]. - The net profit attributable to shareholders for 2024 was -150 million RMB, indicating a loss for the year[5]. - The company's operating revenue for 2024 was ¥2,150,776,464.74, a decrease of 5.23% compared to ¥2,269,473,890.51 in 2023[25]. - The net profit attributable to shareholders for 2024 was -¥149,670,051.70, representing a decline of 378.23% from -¥31,296,789.06 in 2023[25]. - The net cash flow from operating activities for 2024 was -¥170,590,632.40, a significant decrease of 168.36% compared to ¥249,562,570.57 in 2023[25]. - The basic earnings per share for 2024 was -¥1.0752, down 383.45% from -¥0.2224 in 2023[25]. - The company reported a net loss of approximately ¥976,727.08 in 2024, compared to a profit of ¥576,669.68 in 2023, indicating a significant decline in financial performance[31]. Strategic Initiatives - The company plans to enhance profitability by adjusting sales strategies, optimizing the industrial chain layout, accelerating overseas capacity expansion, increasing R&D efforts, and promoting internal management reforms[7]. - Future development strategies and operational plans are subject to market conditions and uncertainties, and do not constitute a commitment to investors[7]. - The company aims to solidify its domestic market foundation and expand into overseas markets by 2025, with a strategic focus on achieving the vision of becoming "the world’s Baoli Jia"[108]. - The company is focusing on R&D to develop high-performance, environmentally friendly products, including low-carbon and special function emulsions, to meet evolving customer needs[113]. Market Position and Industry Outlook - The company maintains a strong competitive position in the acrylic emulsion sector, with advanced R&D capabilities and stable customer resources, indicating potential for future growth[6]. - The industry is expected to stabilize and improve in the future due to the gradual elimination of outdated capacity and the recovery of downstream industries and domestic demand[6]. - The construction sector accounts for approximately 74% of the total consumption of acrylic emulsions, highlighting its dominance in the market[37]. - The demand for water-based acrylic emulsions is projected to benefit from infrastructure investments, renovation of old residential areas, and the expansion of new application scenarios[41]. Research and Development - The company has 46 effective invention patents and 20 utility model patents, showcasing its strong innovation capabilities[51]. - The company is focusing on technological advancements in the production of high-performance coatings, including elastic and high-gloss coatings[37]. - The company is actively developing new products and technologies, including low-odor water-based acrylic emulsions and specialized coatings for various applications[54]. - The company has developed a low formaldehyde, formaldehyde-free acrylic emulsion system, which has excellent performance and is widely used in textile coating applications[55]. Environmental Compliance - The company has received multiple environmental management certifications, including a wastewater discharge permit for Yantai New Materials valid from January 2024 to January 2029[58]. - The company has complied with all relevant environmental protection laws and regulations since 2012[184]. - The company has achieved compliance with emission standards across various pollutants, including ammonia at 0.93 mg/Nm³ against a limit of 30 mg/Nm³, indicating no exceedance[186]. - The company has implemented various environmental protection policies and industry standards since 2015[184]. Risk Management - The company faces various risks, including safety and environmental risks, raw material price volatility, accounts receivable risks, talent shortages, and liquidity risks[7]. - The company has increased provisions for asset impairments, including receivables and inventory, to ensure prudent financial management[5]. - The company is addressing raw material price volatility risks by diversifying procurement channels and implementing dynamic inventory management strategies[120]. Corporate Governance - The company has a clear governance structure that complies with relevant laws and regulations, ensuring effective decision-making processes[128]. - The company has established an independent financial accounting system and internal control mechanisms, ensuring compliance with legal regulations and independent financial decision-making[139]. - The company has implemented a performance evaluation system linking the compensation of directors and senior management to their performance[132]. - The company has appointed independent directors and established a supervisory board to enhance corporate governance and accountability[144]. Employee Management - The total number of employees at the end of the reporting period is 463, with 52 in the parent company and 411 in major subsidiaries[165]. - The company implements a compensation system based on position, ability, and performance to enhance operational performance and attract talent[167]. - A training system is established based on a talent development plan, focusing on cultural, management, marketing, and production training[168]. Future Growth Plans - The company aims to enhance its market position by leveraging its advanced technology and production capacity to meet diverse customer needs[51]. - The company plans to expand its overseas market presence, particularly in Southeast Asia, leveraging its Malaysia factory and targeting countries along the "Belt and Road" initiative[111]. - The company is implementing smart manufacturing upgrades, with plans to enhance production efficiency and reduce delivery cycles to under 48 hours by 2025[117].

Revenue Performance - Revenue for Q1 2025 was CNY 425,441,299.89, a decrease of 12.09% compared to CNY 483,956,273.87 in the same period last year[6]. - Total operating revenue decreased to ¥425,441,299.89 from ¥483,956,273.87, representing a decline of approximately 12%[22]. Profitability - Net profit attributable to shareholders improved to CNY -10,347,259.13, a 61.77% increase from CNY -27,062,758.85 year-over-year[6]. - Net profit for the period was a loss of ¥10,415,486.70, compared to a loss of ¥27,057,903.58 in the previous period, showing an improvement of approximately 61%[24]. - Basic and diluted earnings per share improved to CNY -0.0742, a 72.52% increase from CNY -0.27 in the same period last year[6]. - The company reported a basic and diluted earnings per share of -¥0.0742, compared to -¥0.27 in the previous period[24]. Cash Flow - Operating cash flow turned positive at CNY 67,232,746.84, a significant improvement of 163.94% from CNY -105,143,354.89 in the previous year[6]. - Net cash flow from operating activities was $67.23 million, a significant improvement from a net outflow of $105.14 million in the previous period[27]. - Cash flow from operating activities was ¥276,503,935.54, slightly down from ¥278,854,887.28 in the previous period[26]. - Cash inflow from operating activities totaled $280.28 million, slightly down from $281.93 million, showing a marginal decline of 0.6%[27]. Assets and Liabilities - Total assets increased by 1.74% to CNY 2,545,289,608.82 compared to CNY 2,501,761,483.54 at the end of the previous year[6]. - Total liabilities increased to ¥1,919,696,259.31 from ¥1,866,004,459.31, an increase of approximately 3%[21]. - Total equity attributable to shareholders decreased to ¥622,385,721.02 from ¥632,481,168.17, a decline of about 2%[21]. Cost Management - Total operating costs decreased to ¥438,013,247.21 from ¥509,312,519.25, a reduction of about 14%[23]. - The company is focusing on cost reduction strategies, as evidenced by the significant decrease in operating costs and R&D expenses[23]. - Research and development expenses decreased by 56.09% to CNY 6,798,076.07 from CNY 15,482,553.70 year-over-year[12]. - Cash paid to employees was $28.22 million, down from $46.47 million, representing a decrease of about 39%[27]. - Cash paid for taxes was $6.97 million, significantly lower than $21.64 million, indicating a reduction of approximately 68%[27]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 4,897[15]. - The largest shareholder, Yang Wenyu, holds 51.92% of the shares, totaling 72,424,660 shares[15]. - The total number of restricted shares held by Yang Wenyu is 72,424,660, with 54,318,495 shares released from restrictions during the period[17]. Financing Activities - The company reported a 317.42% increase in receivables financing, reaching CNY 104,762,191.31 compared to CNY 25,097,514.63 last year[11]. - Total cash inflow from financing activities was $414.94 million, compared to $441.32 million in the prior period, indicating a slight decrease of 6%[27]. - Cash received from loans was $348.94 million, compared to $441.32 million, indicating a decrease of about 21%[27].

证券代码：301037 证券简称：保立佳 公告编号：2025-005 上海保立佳化工股份有限公司 关于为全资子公司提供担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别风险提示： 上海保立佳化工股份有限公司（以下简称"公司"）及控股子 公司最新提供的预计担保额度不超过 30.43 亿元，占公司最近一 期经审计净资产的 379.77%，其中为资产负债率超过 70%的担保 对象提供的担保额度不超过 18.74 亿元，占公司最近一期经审计 净资产的 233.88%，上述担保均为公司及子公司对合并报表范围 内公司提供的担保。敬请广大投资者充分关注担保风险。 一、担保情况概述 公司于 2024 年 4 月 24 日、2024 年 6 月 3 日分别召开第三 届董事会第二十七次会议、第三届监事会第二十一次会议和 2023 年年度股东大会，审议并通过《关于公司为子公司提供担保额度 预计的议案》。公司及子公司拟为合并报表范围内的子公司提供 担保，担保额度累计不超过人民币 30.43 亿元。上述担保额度的 有效期为自 2023 年年度股东大会审议通过之日起未来 ...

证券代码：301037 证券简称：保立佳 公告编号：2025-004 上海保立佳化工股份有限公司 关于部分首次公开发行前已发行股份上市流通 提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 1、本次上市流通的限售股份为上海保立佳化工股份有限公 司（以下简称"公司"）首次公开发行前已发行的部分股份。本次 解除限售股东户数为 1 户，解除限售股份数量为 72,424,660 股， 占公司总股本的 51.9167%。 2、本次解除限售股份上市流通日期为 2025 年 2 月 18 日（星 期二）。 一、首次公开发行前已发行股份概况及上市后股本变动情况 （一）首次公开发行股份情况 根据中国证券监督管理委员会《关于同意上海保立佳化工股 份有限公司首次公开发行股票注册的批复》（证监许可〔2021〕 2055号），公司首次公开发行人民币普通股（A股）股票22,525,000 股，并于 2021 年 7 月 30 日在深圳证券交易所创业板上市。首次 公开发行股票完成后公司总股本为 90,100,000 股，其中有限售条 件流通股 68,741,023 股 ...