Core Points - The internal control management system of Yitong Century Technology Co., Ltd. aims to enhance internal controls in accordance with relevant laws and regulations, ensuring compliance and risk management [1][2][3] Group 1: General Principles of Internal Control - Internal control is defined as a mechanism and process to prevent operational deviations from strategic goals, involving all levels of the organization [1][2] - The objectives of internal control include ensuring legal compliance, asset security, accurate financial reporting, and operational efficiency [1][2] - Key principles for establishing internal control include comprehensiveness, significance, checks and balances, adaptability, and cost-effectiveness [2][3] Group 2: Framework and Execution of Internal Control - The company must continuously improve its governance structure and establish effective incentive mechanisms to foster a culture of risk prevention [3][4] - Responsibilities and authority must be clearly defined across departments to ensure checks and balances [4][5] - The internal control system encompasses all operational activities, including sales, procurement, production, research and development, asset management, and financial reporting [4][5][6] Group 3: Risk Assessment and Control Activities - The company is required to establish a risk assessment system to identify and analyze risks related to internal control objectives [5][6] - Control activities must be implemented based on risk assessments to keep risks within acceptable limits [5][6] Group 4: Internal Supervision and Evaluation - The company must conduct regular evaluations of the internal control system's effectiveness and make timely improvements [6][7] - An internal audit function is established to oversee compliance with internal controls and report findings to the audit committee [6][7] Group 5: Management of Subsidiaries and Related Transactions - The company must ensure that subsidiaries adhere to internal control standards and report significant matters to the parent company [7][8] - Internal controls for related transactions must follow principles of honesty, equality, and fairness, ensuring that transactions do not harm the interests of the company or its shareholders [8][9] Group 6: Fundraising and Investment Controls - The company must establish a management system for fundraising that includes clear regulations on the use and supervision of raised funds [10][11] - Internal controls for significant investments must prioritize legality, prudence, and effectiveness, with strict decision-making processes [17][18] Group 7: Information Disclosure and Communication - The company is required to comply with information disclosure regulations, ensuring timely and accurate communication of significant information [18][19] - A designated secretary is responsible for managing external communications and ensuring compliance with disclosure obligations [18][19] Group 8: Internal Control Evaluation and Accountability - The company must regularly evaluate the effectiveness of its internal control system and report findings to the board of directors [20][21] - A mechanism for accountability must be established to address violations of internal control procedures [22][23]

Core Viewpoint - The internal control management system of Jiangsu Shentong Valve Co., Ltd. aims to enhance and standardize internal controls, improve management levels, and promote sustainable development in accordance with relevant laws and regulations [1][3]. Group 1: General Principles of Internal Control - The internal control system applies to the company and its wholly-owned and controlled subsidiaries [1]. - Internal control is a process implemented by the board of directors, audit committee, management, and all employees to achieve control objectives [1]. - The objectives of internal control include ensuring legal compliance, asset security, accurate financial reporting, and improving operational efficiency [1]. Group 2: Principles of Internal Control - The principles guiding internal control include comprehensiveness, importance, checks and balances, adaptability, and cost-effectiveness [2]. - Internal control should cover all business activities and focus on significant matters and high-risk areas [2]. Group 3: Elements of Internal Control - Key elements of effective internal control include internal environment, risk assessment, control activities, information and communication, and internal supervision [2]. - The internal environment encompasses governance structure, organizational setup, and company culture [2]. Group 4: Risk Assessment - The company conducts risk assessments to identify and analyze internal and external risks related to achieving control objectives [7][12]. - Risk tolerance is defined as the level of risk the company can accept, which includes overall and business-level risk limits [7]. Group 5: Control Activities - Control measures include segregation of incompatible duties, authorization and approval controls, accounting system controls, and performance evaluation controls [28][31]. - The company implements a comprehensive budget management system to clarify responsibilities in budget management [33]. Group 6: Information and Communication - The company establishes procedures for collecting, processing, and transmitting internal control-related information to ensure timely communication [38]. - Information technology is utilized to enhance information integration and sharing [15]. Group 7: Internal Supervision - The internal audit department conducts regular checks on the implementation of internal control systems and business processes [16]. - The company is required to evaluate the effectiveness of internal controls regularly and report on any deficiencies found [46][47].

Group 1 - Zhejiang Securities Regulatory Bureau issued three regulatory announcements targeting CITIC Securities branch institutions and related personnel [2] - Violations by Wu Xuechang at the Shaoxing branch included providing clients with answers to investment knowledge tests, returning performance rewards, and offering investment advice to clients without signed advisory agreements [2] - The violations indicate inadequate compliance management at the Zhejiang branch and insufficient internal controls and risk prevention measures at the Shaoxing branch [2] Group 2 - This is not the first time CITIC Securities has been named by regulators in 2023, as the Anhui Securities Regulatory Bureau previously imposed administrative penalties on a former employee for insider trading [3] - The former employee, Li Haipeng, misused his access to non-public information and engaged in coordinated trading across multiple accounts, resulting in a confiscation of illegal gains and a fine totaling 426.28 million yuan [3] - Frequent regulatory scrutiny highlights deficiencies in CITIC Securities' internal control management and raises demands for improved internal governance [3]

Core Viewpoint - The company aims to strengthen and standardize its internal control management system to enhance operational management and risk prevention capabilities, ensuring sustainable and healthy development [2][3]. Group 1: Internal Control Objectives - The internal control objectives include compliance with laws and regulations, asset security, information authenticity, operational effectiveness, and strategic assurance [2][3]. Group 2: Principles of Internal Control - The internal control should adhere to principles of comprehensiveness, importance, checks and balances, adaptability, and cost-effectiveness [3]. Group 3: Internal Control Structure - The internal control management structure consists of the board of directors, audit committee, management team, internal control management department, operational departments, and supervisory departments [7][8]. Group 4: Key Elements of Internal Control - Key elements of internal control include internal environment, risk assessment, control activities, information and communication, and internal supervision [4]. Group 5: Risk Management - The company will identify and assess risks through a systematic approach, determining risk response strategies such as avoidance, reduction, sharing, and acceptance [11][12]. Group 6: Internal Control Manual - An internal control manual will be established to serve as a guideline for internal control practices, detailing risk content and control activities for each process [12][13]. Group 7: Training and Evaluation - Regular training will be conducted to ensure understanding of internal control measures, and internal audits will evaluate the effectiveness of the internal control system [14][15]. Group 8: Document Management - Internal control documents must be properly maintained and archived for at least ten years to ensure verifiability of the internal control processes [33].

Core Viewpoint - The internal control management system of Shenzhen Jingquan Technology Co., Ltd. aims to enhance corporate governance, ensure compliance with laws and regulations, and protect the rights of investors while improving operational efficiency and asset security [1][2]. Group 1: Objectives and Basic Requirements - The internal control management system is designed to comply with national laws and regulations, improve operational efficiency, ensure asset security, and guarantee accurate and fair information disclosure [1][2]. - The internal control should consider various factors such as internal environment, goal setting, risk assessment, and control activities to ensure effective implementation [1][3]. Group 2: Governance and Responsibilities - The company is committed to improving its governance structure, establishing incentive mechanisms, and fostering a culture of risk prevention and internal control [2][3]. - Clear definitions of roles, responsibilities, and authority across departments are essential to ensure compliance with the internal control system [2][3]. Group 3: Control Activities - The internal control activities encompass all business segments related to financial reporting and information disclosure, including sales, procurement, asset management, and human resources [3][4]. - The company will enhance management control over subsidiaries, focusing on significant transactions, fundraising, and information disclosure [3][4]. Group 4: Risk Management - The company will continuously improve its risk assessment system to monitor various risks, including operational, financial, market, and regulatory risks [3][4]. - A robust internal audit mechanism will be established to evaluate the effectiveness of internal controls and address any deficiencies [16][17]. Group 5: Information Disclosure - The company will adhere to regulations regarding information disclosure, ensuring timely and accurate reporting of significant events that may impact stock prices [14][15]. - A confidentiality system will be implemented to protect sensitive information until it is officially disclosed [14][15]. Group 6: Internal Audit and Evaluation - The internal audit department will regularly assess the internal control system's effectiveness and report findings to the board of directors [16][17]. - The board will issue an annual internal control evaluation report, which will be subject to review by independent financial advisors [17][19].

Group 1 - The company, Beijing Oriental Tong Technology Co., Ltd., received a negative internal control audit report for the fiscal year 2024 from Dehao International Accounting Firm, leading to additional risk warnings on its stock trading as per Shenzhen Stock Exchange regulations [1][2] - The company’s board is taking the negative audit report seriously and is urging management to strengthen internal control management and take effective measures to mitigate the impact of the related issues [1][2] - Measures being implemented include optimizing financial reporting processes, enhancing internal control supervision over key business activities, and improving the audit department's oversight functions to identify and correct internal control deficiencies [1][2] Group 2 - The company is required to disclose progress updates at least once a month during the risk warning period until the situation is resolved [2] - The company is cooperating with the China Securities Regulatory Commission (CSRC) regarding an investigation and has not yet received a conclusive opinion or decision from the CSRC as of the announcement date [2] - All business activities of the company are reported to be operating normally and orderly, unaffected by external circumstances [2]

Core Viewpoint - The Xiamen Securities Regulatory Bureau issued warning letters to the chairman, general manager, CFO, and chief risk officer of Ruida Futures due to inadequate internal control and accounting irregularities in its subsidiary, leading to inaccurate financial disclosures [1][4]. Group 1: Regulatory Actions - Ruida Futures and its responsible personnel received warning letters from the Xiamen Securities Regulatory Bureau for failing to fulfill their duties as per relevant regulations [4][5]. - The regulatory body mandated increased internal compliance checks and recorded the situation in the securities market integrity archives [4]. Group 2: Financial Performance - In Q1 2025, Ruida Futures reported a revenue of 383 million yuan, a year-on-year increase of 36.86%, and a net profit attributable to shareholders of 81.06 million yuan, up 12.01% [5]. - For the year 2024, the company achieved a revenue of 1.81 billion yuan, representing a growth of 95.45%, with a net profit of 383 million yuan, an increase of 56.93% [5]. Group 3: Company Background - Established in 1993, Ruida Futures is a large fully licensed futures company in China, with over 40 branches nationwide [5].

本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 中国石油集团资本股份有限公司（以下简称公司）第十届董事会 第十三次会议于 2025 年 2 月 21 日（周五）以通讯方式召开。本次董 事会会议通知文件已于 2025 年 2 月 18 日（周二）分别以专人通知、 电子邮件的形式发出。会议应出席董事 8 人，实际亲自出席董事 8 人。 会议的召开符合《中华人民共和国公司法》（以下简称《公司法》） 和《中国石油集团资本股份有限公司章程》（以下简称《公司章程》） 的有关规定。参会全体董事对本次会议全部议案进行了认真审议，结 果如下： 证券代码：000617 证券简称：中油资本 公告编号：2025-002 中国石油集团资本股份有限公司 第十届董事会第十三次会议决议公告 一、审议通过《关于选举非独立董事的议案》 根据《公司法》《中华人民共和国证券法》等法律法规和《公司 章程》的规定，为促进董事会进一步规范运作，同意提名郭旭扬先生 为公司非独立董事，任期自 2025 年第一次临时股东大会审议通过之 日起至公司第十届董事会换届时止。 经股东大会审议通过后，董事会同意由郭旭扬先 ...