Core Viewpoint - Yili Clean Energy (formerly known as Yili Clean Energy) and its controlling shareholder, along with 29 related responsible persons, have been fined 375 million yuan by the Inner Mongolia Securities Regulatory Bureau for financial fraud, related guarantees, and fund occupation from 2016 to 2023 [2][12]. Financial Misconduct - From 2016 to 2022, Yili Clean Energy and its subsidiaries inflated profits, assets, and revenues through various fraudulent activities, resulting in total profit inflation of 192.89 million yuan, 530.31 million yuan, 276.30 million yuan, 351.91 million yuan, 358.37 million yuan, 826.85 million yuan, and a loss of 128 million yuan, which represented 3.76%, 6.18%, 2.15%, 2.79%, 4.88%, 9.37%, and -12.77% of the reported profit totals for those years [4][5]. - The company also inflated assets by 700 million yuan, 696 million yuan, 3.115 billion yuan, 2.808 billion yuan, 3.026 billion yuan, and 703 million yuan from 2016 to 2021, which accounted for 3%, 2.38%, 8.49%, 8.14%, 8.31%, and 2.06% of the reported total assets [4][6]. Related Guarantees - Between 2017 and 2021, Yili Clean Energy provided guarantees to its controlling shareholder and related parties, with amounts of 850 million yuan, 1.95 billion yuan, 3.01 billion yuan, 2.112 billion yuan, and 1.562 billion yuan, representing 8.12%, 12.38%, 17.22%, 11.50%, and 8.18% of the latest audited net assets [6]. Fund Occupation - From 2016 to 2023, Yili Clean Energy and its subsidiaries occupied funds through various means, with amounts of 700.1 million yuan, 2.409 billion yuan, 2.835 billion yuan, 1.712 billion yuan, and 200 million yuan, which represented 6.89%, 23.00%, 18.00%, 9.79%, and 1.09% of the latest audited net assets [8]. - By the end of 2023, the occupied balance was 4.505 billion yuan, which accounted for 23.51% of the reported net assets [9]. Fraudulent Bond Issuance - Yili Clean Energy issued bonds in April and July 2020, with a total issuance scale of 1 billion yuan, using fraudulent financial data from previous years, constituting a fraudulent issuance of bonds [11]. Regulatory Actions - The company received a notice of administrative punishment from the China Securities Regulatory Commission (CSRC) and was delisted due to continuous stock prices below 1 yuan for 20 trading days [13]. - The CSRC has intensified its crackdown on financial fraud and misconduct among delisted companies, with a total of 67 companies penalized, amounting to 1.246 billion yuan in fines [12][14].

*ST广道9月12日晚发布公告，公司当日收到中国证监会《行政处罚决定书》。公司同日公告，已触及 《北京证券交易所股票上市规则》规定的重大违法强制退市情形，将被实施重大违法强制退市。公司股 票自9月15日起停牌。 《决定书》称，广道数字（即*ST广道）构成信息披露违法行为。金文明作为公司控股股东、实际控制 人，组织、指使公司从事信息披露违法行为，违反证券法相关条款。要求公司责令改正，给予警告，并 处以1000万元罚款；对金文明给予警告，并处以1500万元罚款，其中作为直接负责的主管人员罚款500 万元，作为控股股东、实际控制人罚款1000万元。 《决定书》显示，广道数字财务负责人、董事会秘书赵璐，副总经理宋凯等其他多位当事人，也被处以 50万元到500万元不等的罚款。此外，鉴于金文明、赵璐组织、指使公司从事信息披露违法行为，严重 扰乱证券市场秩序，依据证券法有关规定，还对金文明、赵璐分别采取终身证券市场禁入措施。 连续多年财务造假 2024年12月4日，广道数字被证监会立案调查。《决定书》称，经查明，广道数字存在以下违法事实： 广道数字通过制作虚假购销合同、发票、银行回单、发货通知单及入库单等方式虚构销售和采购 ...

公告显示，因涉嫌定期报告等财务数据存在虚假记载，*ST东通于2025年4月14日被证监会立案。根据 《行政处罚事先告知书》，*ST东通2019年至2022年度报告存在虚假记载，4年间累计虚增利润3.14亿 元，公司2022年向特定对象发行股票构成欺诈发行。公司可能被实施重大违法强制退市。 2018年12月，*ST东通收购泰策科技100%股权，泰策科技成为东方通全资子公司。2019年至2022年期 间，*ST东通通过泰策科技虚构业务、提前确认收入等方式虚增收入、利润，导致东方通披露的2019年 至2022年年度报告存在虚假记载。*ST东通2019年至2022年分别虚增收入6145.10万元、8485.06万元、 1.26亿元、1.6亿元，分别占公司当期披露营业收入的12.29%、13.25%、14.54%、17.68%；2019年至 2022年分别虚增利润5222.79万元、5877.42万元、7948.22万元、1.24亿元，分别占公司当期披露利润总 额的34.11%、22.72%、30.35%、219.43%。 根据《行政处罚事先告知书》，证监会拟处罚的对象不只是*ST东通时任董事长黄永军等，还包括泰策 科 ...

Core Viewpoint - Yili Clean Energy (formerly known as Yili Clean Energy) and its controlling shareholder, along with 29 related responsible persons, have been fined 375 million yuan by the Inner Mongolia Securities Regulatory Bureau for financial fraud, related guarantees, and fund occupation from 2016 to 2023 [2][9]. Financial Misconduct - From 2016 to 2022, Yili Clean Energy and its subsidiaries inflated profits, assets, and revenues through various fraudulent activities, resulting in total profit inflation of 192.89 million yuan in 2016, 530.31 million yuan in 2017, and so on, with the inflated profits constituting 3.76% to 9.37% of the reported total profits for those years [3][4]. - The company also inflated assets by 700 million yuan to 3.026 billion yuan from 2016 to 2021, which represented 2.06% to 8.49% of the reported total assets [3][5]. Related Guarantees - Yili Clean Energy provided guarantees to its controlling shareholder and related parties from 2017 to 2021, with amounts ranging from 850 million yuan to 3.010 billion yuan, constituting 8.12% to 17.22% of the latest audited net assets [5][6]. Fund Occupation - Between 2016 and 2023, Yili Clean Energy occupied funds through various means, with amounts ranging from 700 million yuan to 2 billion yuan annually, representing 1.09% to 23% of the latest audited net assets [7][8]. Fraudulent Bond Issuance - The company issued bonds in April and July 2020, with a total scale of 1 billion yuan, using financial statements that contained false records and significant omissions, constituting fraudulent issuance [8]. Regulatory Actions - Following the violations, Yili Clean Energy received a notice of administrative punishment and was investigated by the China Securities Regulatory Commission, leading to its delisting due to stock prices falling below 1 yuan for 20 consecutive trading days [9][10].

根据公告，黄永军明知并放任、默许公司虚增收入、利润，为泰策科技虚构业务提供资金支持，拟被罚 款1250万元，10年证券市场禁入。 每经记者｜胥帅 每经编辑｜陈俊杰 9月12日，证监会又通报了一家上市公司财务造假行为，这家公司是*ST东通。 2018年，上市公司并购北京泰策科技有限公司（以下简称泰策科技），2019年至2022年期间，通过对泰 策科技虚构业务、提前确认收入等方式虚增收入、利润，进而增加上市公司的营收和利润。 《每日经济新闻》记者注意到，参与造假的自然人中有并购标的股东李忱、李鹏，而李忱曾担任*ST东 通关联方分公司负责人。该关联方由*ST东通时任董事长黄永军的配偶持股20%。 关联方由*ST东通时任董事长配偶持股 《每日经济新闻》记者根据上述告知书与工商资料信息发现，李忱曾担任*ST东通关联方分公司负责 人。 天眼查显示，上海长帆通信设备系统有限公司（以下简称长帆通信）的两名股东分别是曲涛、顾湘荣。 根据*ST东通2023年年报，黄永军配偶顾湘荣持有长帆通信20%股权并担任监事，长帆通信为*ST东通 关联方。长帆通信江西分公司负责人是李忱。目前，长帆通信江西分公司已注销。 而在2016年时，李鹏 ...

Group 1 - The China Securities Regulatory Commission (CSRC) announced administrative penalties against Beijing Orient Telecom Technology Co., Ltd. (*ST Dongtong) for suspected false reporting of financial data [2] - *ST Dongtong has inflated revenue and profits for four consecutive years, violating securities laws and regulations [2] - The CSRC plans to impose a fine of 229 million yuan on the company and a total of 44 million yuan on seven responsible individuals, while the actual controller will face a 10-year ban from the securities market [2] Group 2 - *ST Dongtong is suspected of major violations that could lead to mandatory delisting, prompting the Shenzhen Stock Exchange to initiate delisting procedures [2] - The CSRC will transfer any potential criminal evidence to the public security authorities in accordance with relevant legal standards [2]

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has issued a notice of administrative punishment against Beijing Orient Telecom Science & Technology Co., Ltd. (*ST Dongtong*) for suspected false reporting of financial data, indicating serious violations of securities laws and regulations [1][3]. Group 1: Financial Misconduct - *ST Dongtong* has inflated its revenue and profits for four consecutive years, leading to significant legal repercussions [3]. - The CSRC plans to impose a fine of 229 million yuan on the company and a total of 44 million yuan on seven responsible individuals [3]. - The actual controller of *ST Dongtong* faces a 10-year ban from the securities market due to these violations [3]. Group 2: Potential Consequences - The company is suspected of major illegal activities that could lead to mandatory delisting, prompting the Shenzhen Stock Exchange to initiate delisting procedures [3]. - The CSRC will transfer any potential criminal evidence to the public security authorities in accordance with relevant legal standards [3]. Group 3: Market Impact - As of September 12, *ST Dongtong*'s stock price closed at 6.58 yuan, reflecting a decline of over 56% year-to-date, with a total market capitalization of 3.671 billion yuan [4].

Core Viewpoint - Beijing Orientcom Technology Co., Ltd. (referred to as "Orientcom") has been found to have committed financial fraud from 2019 to 2022, leading to potential forced delisting due to significant violations of regulations [1][3]. Financial Misconduct - Orientcom acquired 100% of Beijing Taice Technology Co., Ltd. in December 2018, which became a wholly-owned subsidiary [3]. - From 2019 to 2022, Orientcom inflated its revenue and profits through fictitious business activities and premature revenue recognition, resulting in false disclosures in its annual reports [3]. - The inflated revenues for the years 2019 to 2022 were 61.45 million, 84.85 million, 125.51 million, and 160.53 million respectively, accounting for 12.29%, 13.25%, 14.54%, and 17.68% of the reported revenues for those years [3]. - The inflated profits for the same years were 52.23 million, 58.77 million, 79.48 million, and 123.69 million respectively, representing 34.11%, 22.72%, 30.35%, and 219.43% of the reported profit totals [3]. - Cumulatively, Orientcom inflated its revenue by 432 million and profits by 314 million from 2019 to 2022 [3]. Stock Issuance Fraud - In 2022, Orientcom's issuance of shares to specific investors was deemed fraudulent, as it relied on false financial data from its 2019 to 2021 annual reports [4]. Regulatory Actions - The China Securities Regulatory Commission (CSRC) issued a warning to Orientcom and its executives, imposing fines totaling over 200 million [5][6]. - Orientcom was fined 229 million, while its actual controller and former chairman, Huang Yongjun, was fined 26.5 million and banned from the securities market for 10 years due to his significant role in the violations [6]. - Following the announcement of the investigation, Orientcom's stock price plummeted from around 20 to a low of 4.13, closing at 6.58 with a total market capitalization of 3.671 billion as of September 12 [6].

Core Viewpoint - Beijing Orientcom Technology Co., Ltd. (Orientcom) has been found to have committed financial fraud from 2019 to 2022, leading to a significant penalty from the China Securities Regulatory Commission (CSRC) [1][5][9] Group 1: Financial Misconduct - Orientcom's financial reports from 2019 to 2022 contained false records, with inflated revenues and profits due to fictitious business activities and premature revenue recognition through its subsidiary, Beijing Taice Technology Co., Ltd. [5][6] - The inflated revenues for the years 2019 to 2022 were 61.45 million, 84.85 million, 125.51 million, and 160.53 million respectively, accounting for 12.29%, 13.25%, 14.54%, and 17.68% of the reported revenues for those years [5] - The inflated profits for the same period were 52.23 million, 58.77 million, 79.48 million, and 123.69 million respectively, representing 34.11%, 22.72%, 30.35%, and 219.43% of the reported profits [5][6] Group 2: Regulatory Actions and Penalties - The CSRC issued a warning and imposed a fine of 229 million on Orientcom, while its actual controller and former chairman, Huang Yongjun, received a fine totaling 26.5 million and a 10-year ban from the securities market [9] - In 2022, Orientcom's issuance of shares to specific investors was deemed fraudulent, raising 2.2 billion with fabricated financial data from previous years [7][9] - Following the announcement of the investigation, Orientcom's stock price plummeted from around 20 yuan to a low of 4.13 yuan, with a closing price of 6.58 yuan and a total market capitalization of 3.671 billion as of September 12 [9]

记者丨黎雨桐 对于可能涉及的犯罪线索，证监会将坚持应移尽移的工作原则，严格按照《刑法》《最高人民检察院公安部关于公安机关管辖的刑事案件立案 追诉标准的规定（二）》的规定移送公安机关。 编辑丨吴桂兴 截至9月12日收盘，*ST东通股价报收6.58元，年内跌超56%，总市值36.71亿元。 据证监会网站消息，近日，证监会对深交所创业板上市公司北京东方通科技股份有限公司（简称*ST东通）涉嫌定期报告等财务数据存在虚假 记载作出行政处罚事先告知。 （声明：文章内容仅供参考，不构成投资建议。投资者据此操作，风险自担。） 出品 | 2 1财经客户端 南财快讯工作室 编辑 | 黎雨桐 实习生林芷仪 六个核桃卖不动了，前衡水首富转身搞起半导体 西贝承认部分菜品是隔夜菜 深圳罗湖二手房签约量激增109% SFC 21君荐读 经查，ST东通连续四年虚增收入和利润，违反证券法律法规。证监会拟对上市公司罚款2.29亿元，对7名责任人合计罚款4400万元，对实际控 制人采取10年证券市场禁入。ST东通涉嫌触及重大违法强制退市情形，深交所将依法启动退市程序。 ...