江苏卓胜微电子股份有限公司 第一章 总 则 第一条 为加强江苏卓胜微电子股份有限公司（以下简称"公司"）内幕信息管理，做好 内幕信息保密工作，维护信息披露的公平原则，保护广大投资者的合法权益，根据《中华人 民共和国公司法》《中华人民共和国证券法》（以下简称"《证券法》"）《上市公司信息 披露管理办法》《深圳证券交易所股票创业板上市规则》等有关法律、法规、规范性文件及 《江苏卓胜微电子股份有限公司章程》（以下简称"《公司章程》"）等规定，结合公司实 际情况，制定本制度。 第二条 公司董事会应当按照证券交易所相关规则要求及时登记和报送内幕信息知情人 档案，并保证内幕信息知情人档案真实、准确和完整，董事长为主要责任人。董事会秘书负 责办理公司内幕信息知情人的登记入档和报送事宜。董事长与董事会秘书应当对内幕信息知 情人档案的真实、准确和完整签署书面确认意见。 第三条 未经董事会批准同意，公司任何部门和个人不得向外界泄露、报道、传送涉及 公司的内幕信息和信息披露内容。对外报道、传送的文件或载体等涉及内幕信息和信息披露 内容的资料，须经董事会秘书审核同意（并视重要程度呈报董事会审核），方可对外报道、 传送。 第四条 公司 ...

第二条 公司董事会是公司内幕信息的管理机构，应当保证公司所登记的内幕信息 知情人档案信息的真实、准确、完整。董事长为主要责任人，董事会秘书负责组织实施， 办理公司内幕信息知情人的登记入档和报送事宜。董事长与董事会秘书应当对内幕信息 知情人档案的真实、准确和完整签署书面确认意见。 第三条 董事会办公室为公司内幕信息登记备案工作的日常工作部门，是公司唯一 的信息披露机构，统一负责证券监管机构、证券交易所、机构及个人投资者、新闻媒体 的接待、咨询（质询）、服务工作。 第四条 公司其他部门、个人以及本制度规定的内幕信息知情人（单位/个人）未经 董事会授权不得向外界泄露、报道、传送有关涉及公司重大信息及信息披露的内容。公 司各部门、子（分）公司等负责人为其管理范围内的保密工作责任人，负责其涉及的内 幕信息的报告、传递。 华东医药股份有限公司 第一章 总则 第一条 为加强华东医药股份有限公司（以下简称"公司"或"本公司"）内幕信息管理， 做好公司内幕信息保密工作，防控内幕交易风险，维护公司信息披露的公平原则，保护 公司股东的合法权益，根据《中华人民共和国公司法》《中华人民共和国证券法》（以 下简称"《证券法》"）《上市公 ...

Core Points - The document outlines the insider information management system of Jiangxi Fuxiang Pharmaceutical Co., Ltd, aiming to ensure confidentiality and compliance with relevant laws and regulations [1][2][12] - The board of directors is responsible for managing insider information, with the chairman as the main person in charge and the board secretary handling the registration of insider information [1][2] Group 1: Insider Information Definition - Insider information refers to non-public information that significantly impacts the company's operations, finances, or market price of its securities [5][6] - Examples of insider information include major changes in equity structure, significant investments, important contracts, major debts, and changes in management [6][7][8] Group 2: Responsibilities of Insider Information Holders - Company directors, senior management, and other relevant personnel must maintain confidentiality and cooperate with the board secretary in registering insider information [2][3] - Insider information holders are prohibited from leaking information or trading based on insider knowledge before it is publicly disclosed [2][3][10] Group 3: Registration and Record-Keeping - The company must accurately record all individuals who have access to insider information before it is disclosed, including their names, positions, and the nature of the information [5][6] - A detailed record of the process leading to significant corporate actions must be maintained, including timelines and involved personnel [11][12] Group 4: Confidentiality Management and Accountability - Insider information holders are required to sign confidentiality agreements and are subject to penalties for violations, including potential legal action [10][11] - The company must conduct self-inspections regarding insider trading activities and report any violations to regulatory authorities [9][10]

Core Viewpoint - The document outlines the regulations and procedures for Jiangxi Fuxiang Pharmaceutical Co., Ltd. regarding the management of external information reporting and usage, ensuring fair disclosure and preventing insider trading. Group 1: General Provisions - The company establishes this system to enhance the standardization of periodic reports and major event disclosures, ensuring compliance with relevant laws and regulations [1] - This system applies to the company, its functional departments, subsidiaries, and all relevant personnel involved in external information reporting [1] Group 2: Management of External Information Reporting - The Board of Directors is responsible for managing external information reporting, with the Chairman as the primary responsible person and the Board Secretary overseeing the daily management [2] - Company directors and senior management must adhere to legal requirements for information disclosure and follow necessary processes for periodic and temporary reports [2] Group 3: Confidentiality Obligations - Directors and senior management have a confidentiality obligation during the preparation of periodic reports and major events, prohibiting any leaks of report content before public disclosure [3] - The company must not provide undisclosed major information or financial data to external units without legal basis prior to the disclosure of periodic reports [3] Group 4: Approval Process for External Reporting - Before external reporting, relevant personnel must fill out an external information reporting approval form, which requires approval from department heads, the financial director, and the Board Secretary [3] - The responsible personnel must ensure the authenticity, accuracy, and completeness of the reported information, while the Board Secretary is accountable for compliance with reporting procedures [3] Group 5: Responsibilities of External Units - External units or individuals are prohibited from leaking undisclosed major information and from using such information for trading the company's securities [4] - In case of a leak, the company must be notified immediately, and it will report to the Shenzhen Stock Exchange [5] Group 6: Legal Consequences - Violations of the reporting and confidentiality regulations may result in the company seeking compensation for economic losses and recovering profits from unauthorized trading activities [5] - Criminal cases related to the misuse of undisclosed information will be referred to judicial authorities [5] Group 7: Additional Provisions - Any matters not covered by this system will be executed according to relevant laws, regulations, and the company's internal management systems [6] - The Board of Directors is responsible for the formulation, modification, and interpretation of this system [6]

浙报数字文化集团股份有限公司 内幕信息知情人登记制度 第一章 总 则 第一条 为进一步规范浙报数字文化集团股份有限公司（以 下简称"公司"）内幕信息管理，加强公司及各部门、控股子公司 及公司能够对其实施重大影响的参股子公司（以下简称"各子公 司"）的内幕信息保密工作，防范内幕交易及内幕信息泄露，根 据《中华人民共和国证券法》《上市公司监管指引第5号——上 市公司内幕信息知情人登记管理制度》（以下简称"《内幕信息 知情人登记管理制度》"）、《浙报数字文化集团股份有限公司 信息披露制度》（以下简称"《信息披露制度》"）等法律、法规、 部门规章、规范性文件、上海证券交易所规则及《浙报数字文化 集团股份有限公司章程》（以下简称"《公司章程》"）的规定， 制定本制度。 第二条 公司内幕信息知情人登记制度适用于公司全体员工 （含公司董事）以及公司各部门、各子公司。 第三条 公司内幕信息知情人登记工作实行知悉即登记并存 档备查的管理原则。 （六）公司发生重大债务和未能清偿到期重大债务的违约情 况，或者发生大额赔偿责任； （七）公司发生重大亏损或者重大损失； 第四条 公司董事会对内幕信息知情人登记工作负责，保证 内幕信息知情 ...

宏和电子材料科技股份有限公司 内幕信息知情人登记管理制度 第一章 总则 第一条 为规范宏和电子材料科技股份有限公司（"公司"）内幕信息管理， 维护信息披露的公平原则，保护广大投资者的合法权益，根据《中华人民共和国公 司法》（"《公司法》"）、《中华人民共和国证券法》（"《证券法》"）、《上 市公司信息披露管理办法》《上市公司监管指引第 5 号——上市公司内幕信息知情 人登记管理制度》《上海证券交易所股票上市规则》等有关法律法规，以及《宏和 电子材料科技股份有限公司章程》《宏和电子材料科技股份有限公司信息披露管理 制度》的有关规定，结合公司实际情况，制定本制度。 第二条 董事会为公司内幕信息知情人登记管理工作的管理机构，应当保证内 幕信息知情人档案真实、准确和完整，董事长为主要责任人。董事会秘书及其领导 下的董事会办公室负责办理公司内幕信息知情人的登记入档事宜。公司审计委员会 应当对本制度实施情况进行监督。 第三条 本制度的适用范围：公司各部门、分公司、控股子公司及公司能够对 其实施重大影响的参股公司。 第四条 内幕信息是指涉及公司经营、财务或者对公司证券市场价格有重大影 响的，尚未公开的信息。《证券法》第八十 ...

Core Viewpoint - Shida Shenghua has been ordered to rectify its insider information management practices by the Shandong Securities Regulatory Bureau due to violations in the registration management of insider information [2][3] Group 1: Regulatory Actions - The Shandong Securities Regulatory Bureau found two major issues in Shida Shenghua's insider information management: failure to timely revise the insider information registration management system and not properly documenting insider information for significant events [2] - As a result, the bureau has mandated corrective actions for Shida Shenghua and issued warning letters to its chairman Guo Tianming and board secretary Lü Junqi, who are held primarily responsible for the violations [2][3] - The company is required to submit a rectification report within 30 days of receiving the decision [2] Group 2: Short-term Trading Incident - In 2023, it was reported that the spouse of former director Zhang Jinlou engaged in short-term trading of Shida Shenghua's shares, resulting in a profit of over 5,000 yuan [1][3] - The spouse, Liu Mei, conducted 46 transactions from August 6, 2020, to February 20, 2023, buying a total of 59,700 shares for 3.72 million yuan and selling 53,700 shares for 3.17 million yuan [3][4] - The Shanghai Stock Exchange criticized Zhang Jinlou for not being aware of his spouse's trading activities, stating that ignorance does not exempt him from responsibility [4] Group 3: Company Response and Future Actions - Shida Shenghua has expressed its commitment to addressing the issues highlighted in the regulatory decision and will enhance compliance awareness and risk management [2] - The company emphasized that the regulatory measures will not affect its normal production and operational activities and will continue to fulfill its information disclosure obligations [2]

General Provisions - The purpose of the guidelines is to regulate the management of insider information at China Aluminum Corporation, enhance confidentiality, maintain fair information disclosure, and protect investors' rights [1][2] - The guidelines apply to all departments, subsidiaries, and other enterprises managed by the company [1] Scope of Insider Information - Insider information refers to information that significantly impacts the company's operations, finances, or the trading market for its securities, which has not been publicly disclosed [2] - Examples of insider information include major changes in business strategy, significant operational losses, major investments, and changes in shareholder structure [2] Scope of Insider Information Insiders - Insiders are individuals or entities that can access insider information directly or indirectly before it is publicly disclosed [3][4] - This includes company directors, senior management, major shareholders, and employees who have access to such information due to their roles [4] Registration and Record-Keeping of Insiders - The company must maintain a record of insiders, including the time, place, and manner in which they accessed insider information [5][6] - The board of directors is responsible for ensuring the accuracy and completeness of these records [5] Confidentiality Management - Insiders are obligated to keep insider information confidential and must not disclose it before it is publicly released [11] - Measures must be taken to limit the number of individuals who have access to insider information [11][12] Penalties for Violations - Violations of the guidelines can result in disciplinary actions, including warnings, demotions, or legal consequences [13][14] - The company reserves the right to pursue civil liability for significant breaches that cause major losses [13]

Core Points - The company establishes a system for managing insider information to enhance confidentiality and ensure fair disclosure in accordance with relevant laws and regulations [1][2][29] - The board of directors is responsible for the registration and filing of insider information, ensuring the accuracy and completeness of the insider list [2][3] - Insider information includes significant undisclosed information related to the company's operations, finances, or events that could impact stock prices [3][4] Group 1: Insider Information Management - The company defines insider information as undisclosed information that could significantly affect the company's stock or derivatives [3][4] - The scope of insider information includes major changes in business strategy, significant asset transactions exceeding 30% of total assets, and major debt defaults [5][6] - The company must maintain a record of all individuals who have access to insider information, including their relationship to the company and the nature of the information received [6][7] Group 2: Responsibilities of Insider Information Holders - Insider information holders are required to keep the information confidential and are prohibited from trading based on this information [21][22] - The company must ensure that the number of individuals aware of insider information is minimized and that all relevant parties are informed of their obligations [22][23] - Any breach of confidentiality or insider trading will result in disciplinary actions, including potential legal consequences [26][27] Group 3: Reporting and Compliance - The company is required to report insider information to regulatory bodies within specified timeframes following public disclosure [9][10] - A detailed record of the process surrounding significant events must be maintained, including timelines and involved parties [11][12] - The company must comply with all relevant laws and regulations regarding insider information management and reporting [29][30]

Core Viewpoint - The company has established a comprehensive insider information management system to ensure confidentiality, prevent insider trading, and protect investors' rights in accordance with relevant laws and regulations [1][2][3]. Group 1: Insider Information Management - The company’s board of directors is responsible for timely registration and reporting of insider information personnel, ensuring the accuracy and completeness of the records [2][3]. - The board office serves as the sole information disclosure institution, and no department or individual may disclose insider information without board approval [3][4]. - Insider information is defined as any undisclosed information that could significantly impact the company's operations, finances, or stock price [4][5]. Group 2: Scope of Insider Information - Insider information includes major changes in business policies, significant investments, important contracts, major debts, and other events that could affect the company's financial status or stock price [5][6]. - Individuals classified as insider information personnel include company directors, senior management, major shareholders, and others who may have access to sensitive information [6][7]. Group 3: Registration and Reporting - The company must maintain a detailed record of all individuals who are privy to insider information, including their identification details and the nature of the information they received [5][6]. - Any significant corporate events must be reported to the Shenzhen Stock Exchange, including major asset restructurings and changes in shareholding [6][7]. Group 4: Confidentiality Obligations - Insider information personnel are required to maintain confidentiality and are prohibited from trading based on insider information or disclosing it to others [12][13]. - The company must ensure that the flow of insider information is strictly controlled and that any external disclosures are approved by the board secretary [16][17]. Group 5: Accountability and Compliance - The company reserves the right to hold accountable any insider information personnel who violate confidentiality agreements or engage in insider trading, with potential legal consequences [29][30]. - Regular audits of insider trading activities will be conducted to ensure compliance with regulations and to report any violations to regulatory authorities [31][32].