Group 1 - The financial company, established in 2008, has a registered capital of 5 billion RMB and is involved in various financial services including loan management, internal transfers, and investment activities [2][5] - As of December 31, 2023, the financial company reported total assets of 46.365 billion RMB, equity of 7.734 billion RMB, total revenue of 1.105 billion RMB, and net profit of 404 million RMB [5][6] - The financial company has a well-structured governance system with a board of directors, supervisory board, and clear responsibilities for risk management [3][4] Group 2 - The financial company has established a comprehensive risk management system, with regular reporting and a dedicated risk compliance department [3][4] - Internal controls are effectively implemented, ensuring separation of duties across various functions such as accounting, credit approval, and asset management [4][5] - The financial company has maintained compliance with regulatory financial indicators as per the relevant financial regulations [6][7]

Core Viewpoint - The report evaluates the risk management and operational status of Guotou Financial Company, highlighting its compliance with regulatory requirements and the effectiveness of its internal control systems [1][6][8]. Group 1: Basic Information of Guotou Financial Company - Guotou Financial Company was established in late 2008 and registered in February 2009, with a registered capital of 5 billion RMB [1]. - The company operates as a non-bank financial institution, providing financial services to corporate groups [1]. Group 2: Internal Control and Risk Management - The company has a well-structured governance framework, including a board of directors and a risk management committee, ensuring clear responsibilities in risk management [3][4]. - A comprehensive risk management system is in place, with regular reporting and monitoring of risk indicators [4][6]. - The internal control system is robust, with clear separation of duties across various operational areas, enhancing risk management effectiveness [5][6]. Group 3: Financial Performance - As of December 31, 2024, Guotou Financial Company reported total assets of 41.628 billion RMB and equity of 7.943 billion RMB, with an operating income of 0.965 billion RMB and a net profit of 0.516 billion RMB for the year [6][8]. - The company has maintained stable operations, with all risk indicators meeting regulatory requirements [6][8]. Group 4: Regulatory Compliance - The company has adhered to relevant financial regulations and has not violated any provisions of the Enterprise Group Financial Company Management Measures [8]. - All regulatory financial indicators are in compliance with the stipulated requirements [8]. Group 5: Risk Assessment Conclusion - The company concludes that Guotou Financial Company possesses valid financial licenses and has established a comprehensive internal control system, effectively managing risks associated with its financial services [9].

Company Overview - China National Heavy Duty Truck Group Jinan Truck Co., Ltd. operates a financial subsidiary, China National Heavy Duty Truck Finance Co., Ltd., established in October 1987, making it one of the earliest corporate finance companies approved by the People's Bank of China [2] - The registered capital of the finance company is 305 million RMB, with thirteen shareholders, and the largest shareholder is China National Heavy Duty Truck (Hong Kong) Co., Ltd. [3] Risk Management Structure - The finance company has established a comprehensive risk management framework, including a board of directors, supervisory board, and risk management committee, ensuring clear responsibilities and effective governance [5][6] - The risk management committee assists the board in formulating risk strategies and policies, while the risk management department oversees daily risk management activities [6][7] Risk Identification and Control - The finance company has implemented a tiered authorization management system, allowing for clear division of responsibilities and effective risk control mechanisms [7] - A credit rating model and risk warning system have been developed to enhance risk identification and monitoring efficiency [7][10] Financial Performance - As of December 31, 2024, the finance company reported total assets of 32.45 billion RMB and total deposits of 32.44 billion RMB [13] - The company maintains a capital adequacy ratio of 21.08%, indicating strong capital strength and risk resistance capabilities [13] Operational Management - The finance company adheres to prudent management principles and complies with relevant financial regulations, ensuring stable operations and effective internal management [13] - The company has not encountered significant risks related to its financial statements, credit, or information management as of the latest evaluation [13]

Summary of Key Points Core Viewpoint - The report outlines the verification opinion of CITIC Securities regarding the related party transactions between China National Offshore Oil Corporation (CNOOC) and CNOOC Finance Co., Ltd. for the year 2024, emphasizing the compliance and risk management aspects of these transactions [1][8]. Group 1: Transaction Background - CNOOC and CNOOC Finance entered into a financial service framework agreement on December 22, 2022, under which CNOOC Finance agreed to provide financial services as requested by CNOOC for a three-year period starting January 1, 2023 [1][2]. - CNOOC Finance was established on May 13, 2002, and has a registered capital of 4 billion RMB, with major shareholders including China National Offshore Oil Corporation and its subsidiaries [2]. Group 2: Framework Agreement Details - The pricing policy for deposit services allows for interest rates to be set based on commercial bank rates, with a potential increase of 0-40% [3]. - Loan services are priced according to the Loan Prime Rate (LPR), with the possibility of a downward adjustment [3]. - CNOOC Finance does not charge service fees for settlement services and offers discounted rates for commercial bill discounting [3]. Group 3: Financial Performance of CNOOC Finance - As of December 31, 2024, CNOOC Finance reported total assets of 271.14 billion RMB and net profits of 1.372 billion RMB for the year [2][4]. Group 4: Risk Assessment and Management - CNOOC conducted a risk assessment of CNOOC Finance, finding it to have a sound internal control system and adequate capital [5][6]. - The company has established a risk disposal plan to address potential financial risks, including immediate reporting and emergency procedures [6][7]. Group 5: Compliance and Approval Process - The financial service framework agreement was approved by CNOOC's board, with necessary disclosures made regarding the related party transactions [7][8]. - CITIC Securities confirmed that the agreement's terms are complete and comply with relevant regulations, ensuring no harm to CNOOC's interests [8].

注册资本：40 亿元人民币，其中：中国海洋石油集团有限公司占股比 62.90%； 中海石油（中国）有限公司占股比 31.80%；中海石油炼化有限责任公司占股比 经营范围涵盖国家金融监督管理总局允许财务公司开展的各项业务，包括： 员单位资金结算与收付；5)提供成员单位委托贷款、债券承销、非融资性保函、 财务顾问、信用鉴证及咨询代理业务；6)从事同业拆借；7)办理成员单位票据承 兑；8)办理成员单位产品买方信贷；9)从事固定收益类有价证券投资。 中国海洋石油有限公司关于 对中海石油财务有限责任公司的风险持续评估报告 根据《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》 的要求，中国海洋石油有限公司（以下简称"公司"）通过查验中海石油财务有限 责任公司（以下简称"海油财务"）《金融许可证》《营业执照》等证件资料，并 审阅了海油财务的 2024 年度财务报表，对海油财务的经营资质、内控、业务和 风险状况进行了评估，具体情况报告如下： 一、 海油财务的基本情况 海油财务于 2002 年 5 月 13 日由中国人民银行批准开业，于 2002 年 6 月 14 日完成工商登记。 机构地址：北京市东城区东直 ...

Summary of Key Points Core Viewpoint - The transaction between China Communications Design Consulting Group Co., Ltd. and China Communications Finance Co., Ltd. aims to optimize financial management, enhance fund utilization, and reduce financing costs and risks through a financial service agreement [1][5]. Group 1: Overview of Related Transactions - The financial service agreement will allow the finance company to provide deposit, loan, and settlement services to the company and its subsidiaries [1]. - The agreement is valid for one year and falls within the authority of the company's shareholders' meeting [1][2]. Group 2: Related Party Information - China Communications Finance Co., Ltd. was established on July 1, 2013, with a registered capital of 7 billion RMB [2]. - As of December 31, 2023, the finance company had total assets of 59.543 billion RMB and net assets of 10.811 billion RMB [2]. Group 3: Main Content of the Agreement - The finance company will provide payment and collection services, with fees not exceeding those of major domestic commercial banks [3]. - The interest rates for deposits will comply with the People's Bank of China regulations and will not be lower than those offered by major banks [3][4]. Group 4: Purpose and Impact of the Transaction - The transaction is designed to enhance financial management and does not harm the interests of the company or its shareholders, particularly minority shareholders [5]. - The company has conducted a risk assessment of the finance company, confirming its compliance with regulations and sound risk management practices [5][6]. Group 5: Approval Procedures - The transaction has been approved by the company's board of directors and supervisory board, with independent directors confirming that it does not harm shareholder interests [6][8]. - The proposal will be submitted for approval at the shareholders' meeting, with related shareholders required to abstain from voting [6][8].

复星医药: 复星医药关于上海复星高科技集团财务 有限公司的风险持续评估报告 上海复星医药（集团）股份有限公司 关于上海复星高科技集团财务有限公司的风险持续评估报告 根据上海证券交易所《上市公司自律监管指引第 5 号—交易与关联交易》的要 求，上海复星医药（集团）股份有限公司（以下简称"本公司"）通过查验上海复星 高科技集团财务有限公司（以下简称"复星财务公司"）的《金融许可证》 《营业执 照》等证件资料，并查阅复星财务公司截至 2024 年 12 月 31 日未经审计的管理层报 表对其经营资质、业务和风险状况进行了评估，具体情况报告如下： 位票据贴现； 一、复星财务公司的基本情况 复星财务公司于 2011 年 6 月经中国银行业监督管理委员会（现为"国家金融监 督管理总局"）批准成立，并于 2011 年 7 月在上海市普陀区完成工商注册，同年 12 月正式开业。截至 2024 年 12 月 31 日，复星财务公司的股权结构如下： 单位：人民币 万元 序号 股东全称 出资金额 出资比例 合计 150,000 100% 根据复星财务公司《金融许可证》，截至 2024 年 12 月 31 日，复星财务公司的 业务范 ...

Core Viewpoint - The independent financial advisor, Huatai United Securities, conducted a special review of the financial service agreement between China National Materials International Engineering Co., Ltd. and China National Building Material Group Financial Co., Ltd., confirming the completeness of the agreement and the effective execution of risk control measures [1][6]. Summary by Sections Financial Service Agreement Main Content and Terms - The agreement includes deposit services, settlement services, comprehensive credit services, and other financial services provided by the financial company to the company [2]. - The maximum daily deposit balance for the years 2023, 2024, and 2025 is set at RMB 4.5 billion, RMB 5.5 billion, and RMB 6.5 billion respectively [2]. - The comprehensive credit balance for the same years is capped at RMB 6.1 billion, RMB 6.8 billion, and RMB 7.5 billion respectively [2]. - Fees for other financial services are limited to RMB 300 million for each of the three years [2]. Execution Status of the Agreement - As of December 31, 2024, the company's deposit balance with the financial company was RMB 3.599 billion, and the comprehensive credit limit was RMB 6.445 billion [4]. - The short-term and long-term borrowings utilized were RMB 423 million and RMB 765 million respectively, with unused credit limits amounting to RMB 4.478 billion [4]. - The company's deposit and loan activities were conducted in accordance with the financial service agreement, supporting the company's operational needs without affecting normal production [4]. Risk Control Measures and Execution Status - The company established a risk disposal leadership group and a risk reporting system to manage financial risks associated with deposits and loans [5]. - A risk assessment report was prepared based on the financial company's audited financial statements, and a risk disposal plan was developed in case of significant risks [5]. - The company conducted evaluations of the financial company's qualifications and risk status, issuing a risk assessment report for the financial company for 2024 [6]. Independent Financial Advisor's Review Opinion - The independent financial advisor confirmed that the financial service agreement's terms are complete, the execution of the agreement is satisfactory, and the risk control measures are effectively implemented [6].

中国外运: 中国外运股份有限公司关于招商局集团 财务有限公司的风险持续评估报告 中国外运股份有限公司 关于招商局集团财务有限公司的风险持续评估报告 中国外运股份有限公司（以下简称"本公司"）查验了招商局集团财务有限 公司（以下简称"财务公司"） 《金融许可证》、 《营业执照》等证件资料，审阅了 财务公司资产负债表、利润表、现金流量表等定期财务报告，对财务公司的经营 资质、业务和风险状况进行了评估，现将有关风险评估情况报告如下： 一、财务公司基本情况 财务公司于 2011 年 5 月 17 日经原中国银行业监督管理委员会批准正式成立， 并取得《金融许可证》，是具有企业法人地位的非银行金融机构。 注册地：北京市朝阳区安定路 5 号院 10 号楼 B 栋 15 层 1501 组织架构图如下： （二）风险的识别与评估 财务公司制定了一系列的内部控制制度及各项业务的管理办法、操作规程、 内控手册，设立了风险管理部/法律合规部和审计稽核部，对财务公司的业务活 动进行全方位的监督和稽核。财务公司建立了较为完善的分级授权管理制度，各 部门间、各岗位间职责分工明确，各层级报告关系清晰，通过部门及岗位职责的 合理设定，形成了部门 ...

广东省交通集团财务有限公司 2024年年度风险评估报告 目 录 一、风险评估报告 二、风险评估说明 永拓会计师事务所（特殊普通合伙） 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn） 拓会计师事务所(特殊普通合伙) 风险评估报告 永证专字(2025)第 310015 号 广东省高速公路发展股份有限公司: 我们接受委托,审核了广东省交通集团财务有限公司(以下简称"交通集团 财务公司")管理层对截至 2024 年 12 月 31 日与财务报表编制有关的风险管理 制度设计的合理性与执行的有效性做出的评价与认定。建立健全风险管理制度并 保持其有效性是交通集团财务公司管理当局的责任。我们的责任是对交通集团财 务公司与财务报表编制有关的风险管理制度的执行情况发表意见。 我们在审核过程中,实施了包括了解、测试和评价交通集团财务公司与财务 报表编制有关的风险管理制度设计的合理性和执行的有效性情况,以及我们认为 必要的其他程序。我们相信,我们的审核为发表意见提供了合理的基础。 风险管理具有固有限制,存在由于错误或舞弊而导致错报发生和未被发现的 可能性。此外,由于情况的变化可 ...