1月金融合规月报。当月，金融机构罚单数量同比大增，但罚没金额同比减少。金融机构共收到1438张罚单，同比大增54.13%，合计被罚没2.93亿元，同比 减少20.16%。 1、1月不同类型金融机构处罚情况 从不同监管机构处罚来看，1月金融监管总局开1253张罚单，同比增加83.19%，合计罚没金额2.19亿元，同比增幅15.87%，相比去年同期处罚力度有所上 升。 央行处罚力度则同比有所下降，1月开113张罚单，同比减少38.59%。证监会开64张罚单，同比增18.52%。 从不同类型金融机构处罚来看，银行收到830张罚单，同比增加41.88%，合计被罚没2.14亿元，同比减少25.95%。保险行业收到532张罚单，同比增加 84.08%，合计罚没金额则略减少。 券商1月收到12张罚单，期货公司收到9张罚单。私募罚单数量不少，收到44张罚单。 二、1月大额罚单 | 被罚对象 | 河及金额 | 处理机构 | 违规事项明 | | --- | --- | --- | --- | | | (万元) | | 细 | | 上海日赢股权投资基金有限公 | 1400.00 | 上海证监局 | 未按合同约 | | la | | ...

SFC 二是畅通诉求服务渠道，公司宣布已成立专门工作小组，正抓紧研究制定相关方案，支持投资者通过和 解、调解、仲裁等渠道或方式解决诉求； 三是表示将积极支持相关程序执行，同时强调公司"有能力保障投资者的合法权益"。 针对近期旗下白银(LOF)基金因估值调整引发的争议，国投瑞银基金今日发布公告，集中回应投资者诉 求。公告的核心内容有三点： 一是强调将"践行以投资者为本"，努力降低估值调整带来的影响； ...

南财智讯2月6日电，集泰股份公告，公司控股股东广州市安泰化学有限公司近日办理了部分股份解除质 押，本次解除质押股份数量为1230.00万股。 ...

南财智讯2月6日电，大连电瓷公告，公司董事兼副总经理陈灵敏女士拟在本减持计划公告之日起15个交 易日后三个月内，以集中竞价方式减持不超过74,000股（占公司总股本比例不超过0.0170%）；公司副 总经理兼财务总监兼董事会秘书李军先生拟在相同期间内，以集中竞价方式减持不超过70,000股（占公 司总股本比例不超过0.0161%）。 ...

Group 1 - The core point of the article is that Zhongrun Optical has announced the release of restricted shares amounting to 29.8507 million shares, which represents 33.63% of the company's total share capital [1] - The restricted period for these shares is set for 36 months from the date of the company's initial public offering [1] - The shares will become tradable on February 24, 2026 [1]

南财智讯2月6日电，三孚股份公告，公司拟向全资子公司唐山三孚电子材料有限公司增资10000.00万元 人民币，用于支持其"新建200吨/年（一期40吨/年）SOD及配套溶剂项目"建设；增资完成后，三孚电子 材料注册资本将由30000.00万元增至40000.00万元，公司仍持有其100%股权。本次增资事项已经公司第 五届董事会第十八次会议审议通过，无需提交股东大会审议，尚需行政审批部门批准。 ...

南财智讯2月6日电，纳思达公告，因公司实际控制人之一李东飞先生逝世，其生前直接持有的 21,284,025股公司股份（占总股本1.50%）由其配偶朱婉媚女士、儿子李亦翔先生共同继承。本次权益 变动通过非交易过户方式完成，相关股份已于2026年2月5日在中国证券登记结算有限责任公司办理完毕 过户登记，并取得《证券过户登记确认书》。其中，朱婉媚获受让10,642,013股（占总股本0.75%）， 李亦翔获受让10,642,012股（占总股本0.75%），二人构成一致行动人，合计持股比例已升至1.50%。 ...

南财智讯2月6日电，北汽蓝谷公告，公司于2026年2月6日召开十一届十六次董事会，审议通过《关于使 用部分闲置募集资金临时补充流动资金的议案》；同意子公司使用不超过32.00亿元部分闲置募集资金 临时补充流动资金；使用期限自董事会审议通过之日起不超过12个月；资金在额度范围内可滚动使用； 本次补流仅用于子公司业务拓展、日常经营等与主营业务相关的生产经营活动，不会影响募集资金投资 项目进度和公司正常生产经营。 ...

Core Viewpoint - The company has approved the use of idle raised funds for cash management, ensuring that it does not affect the normal investment plan and the safety of the raised funds [1] Group 1: Financial Management - The company will utilize up to 390 million yuan of idle raised funds for cash management [1] - The investment will be in financial products that are high in safety, good in liquidity, and meet the capital preservation requirements [1] - The investment period for these financial products will not exceed 12 months, and the funds can be rolled over within the approved limit [1] Group 2: Governance and Oversight - The decision was made during the 24th meeting of the third board of directors and the 13th meeting of the audit committee [1] - The effective period for the cash management plan is from the date of board approval and will last no more than 12 months [1] - The company assures that this cash management will not impact the progress of the investment projects funded by the raised capital or the normal operations of the company [1]

Group 1 - The A-share market experienced a slight decline on February 6, with the three major indices showing a downward trend [2] - The oil and gas sector saw significant gains, with Shouhua Gas rising over 10%, and companies like Zhun Oil and Intercontinental Oil reaching their daily limit [2] - The geopolitical situation in Iran and Russia, along with OPEC+ production expectations for the second quarter, are key factors influencing the oil market in February [2] Group 2 - The U.S. State Department issued a security warning regarding Iran, advising American citizens to leave the country and prepare for potential emergencies [2] - Citic Futures highlighted that the geopolitical premium remains in the oil market, with short-term focus on U.S.-Iran negotiations and India's oil purchases from Russia [2] - The outlook for oil prices suggests a volatile trend, with a current oversupply in the market but frequent disruptions in supply expectations due to geopolitical tensions [2]