Financial Performance - The company's operating revenue for the first half of 2023 reached CNY 1,045,764,808.74, representing a 32.77% increase compared to CNY 787,674,140.44 in the same period last year[42]. - The total profit for the period was CNY 188,069,726.30, a significant recovery from a loss of CNY 169,320,560.65 in the previous year[42]. - Net profit attributable to shareholders of the parent company was CNY 167,282,207.98, compared to a loss of CNY 125,442,881.07 in the same period last year[42]. - The total comprehensive income for the period was CNY 13,884,498.91, down 54.30% from CNY 30,381,476.29 in the previous year[42]. - The company's registered capital remained stable at CNY 4,642,884,700.00[30]. - Basic earnings per share increased to CNY 0.04 from a loss of CNY 0.03 in the same period last year[44]. - The self-operated trading business achieved operating income of RMB 348.1163 million in the first half of 2023, a year-on-year increase of 134.04%[95]. - The company's self-operated business revenue was RMB 348,000,000, an increase of RMB 199,000,000, mainly due to higher investment income[120]. Assets and Liabilities - The total assets increased by 12.12% to CNY 56,263,649,159.12 from CNY 50,182,639,547.46 at the end of the previous year[42]. - Total liabilities rose by 17.13% to CNY 42,136,713,617.17 from CNY 35,975,265,974.01 at the end of the previous year[42]. - The company's equity attributable to shareholders of the parent company was CNY 13,871,373,655.60, a slight increase of 0.83% from CNY 13,757,829,045.04 at the end of the previous year[42]. - The debt-to-asset ratio increased to 67.52% from 62.94%, up by 4.58 percentage points[44]. - The total assets of on-balance and off-balance sheet reached CNY 45,834,686,275.31, up from CNY 39,335,402,702.63[49]. Cash Flow - The net cash flow from operating activities was negative at CNY -564,121,298.87, a decline of 121.48% compared to CNY 2,626,128,925.24 in the same period last year[42]. - The net cash flow from investing activities surged to RMB 1,581,370,855.91, a significant increase of 1,159.90% from RMB 125,516,051.87[117]. - The net cash flow from financing activities was RMB 492,744,842.84, a turnaround from a negative cash flow of RMB -1,584,208,278.56 in the previous year[117]. Risk Management - The company has established a comprehensive risk management system to ensure operations are conducted within manageable risk levels[16]. - The company is subject to various risks including market, compliance, and operational risks that could adversely affect its business[15]. - The company maintains a robust risk management framework with a four-tier structure, ensuring comprehensive coverage of risk management across all departments and subsidiaries[145]. - The risk management system includes a comprehensive technology platform that covers various types of risks and supports risk identification, measurement, assessment, monitoring, and reporting[147]. - The company has implemented measures to strengthen cash flow management and predict future cash flow gaps[160]. Corporate Governance - The company held four shareholder meetings during the reporting period, with key resolutions passed on various financial and operational matters[178]. - The board of directors has undergone significant changes, including the resignation of several key executives due to retirement and personal reasons[179]. - The company is focused on enhancing its governance structure with the election of new board members and amendments to its articles of association[179]. - The company has committed to invest no less than 3% of the previous year's operating income in compliance and risk control from 2022 to 2024[190]. - The company will also invest no less than 6% of the previous year's operating income in information technology during the same period[190]. Employee Management - The company has a total of 2,752 employees, with 2,377 in the main company and 375 in subsidiaries[174]. - The company has implemented an annual performance evaluation and incentive mechanism to enhance employee motivation[174]. - Employee benefits include basic pension insurance, medical insurance, unemployment insurance, work injury insurance, maternity insurance, and housing provident fund[174]. - The company has established an enterprise annuity plan to improve employee welfare[174]. - In the first half of 2023, the company organized multiple specialized training programs as part of its annual training plan[174]. Market and Competitive Position - The company aims to enhance its competitive edge by focusing on differentiated development strategies in response to increasing industry competition[56]. - The company is actively exploring new models and mechanisms to enhance its investment advisory service system[68]. - The company aims to strengthen its investment banking team and expand its market presence in Henan Province, focusing on differentiated and specialized development[77]. - The company aims to enhance its market competitiveness and service capabilities for the real economy in the second half of 2023, focusing on core business areas and improving professional capabilities[103]. Legal and Regulatory Matters - The company is involved in ongoing litigation with a total amount of approximately 43.17 million yuan related to Kedi Group and 20 million yuan related to Changcheng Film and Television Group[192]. - The company has completed the necessary rectifications following regulatory measures imposed by the Henan Securities Regulatory Bureau on May 22, 2023, regarding the quality of its securities research reports[195]. - The company has not reported any significant issues regarding the integrity of its controlling shareholders or actual controllers[196].

2023 年半年度报告 公司代码：601375 公司简称：中原证券 中原证券股份有限公司 2023 年半年度报告 1 / 192 2023 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人鲁智礼先生、主管会计工作负责人兼总会计师李昭欣先生及会计机构负责人杨波 女士声明：保证半年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 不适用 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告所涉及的未来计划、发展战略等前瞻性描述不构成公司对投资者的实质承诺，敬请投 资者及相关人士理解计划、预测与承诺之间的差异，注意投资风险。 七、 是否存在被控股股东及其他关联方非经营性占用资金情况 八、 是否存在违反规定决策程序对外提供担保的情况？ 九、 是否存在半数以上董事无法保证公司所披露半年度报告的真实性、准确性和完整性 十、 重大风险提示 公司面临的风 ...

Financial Performance - Central China Securities reported no profit distribution or capital reserve transfer to shareholders for the first half of 2023[4]. - The company's operating revenue for the first half of 2023 reached CNY 1,045,764,808.74, representing a 32.77% increase compared to the same period last year[22]. - Total profit amounted to CNY 188,069,726.30, a significant recovery from a loss of CNY 169,320,560.65 in the previous year[23]. - Net profit attributable to shareholders was CNY 167,282,207.98, compared to a loss of CNY 125,442,881.07 in the same period last year[23]. - Basic earnings per share improved to CNY 0.04, compared to a loss of CNY -0.03 in the same period last year[27]. - The net profit after deducting non-recurring gains and losses for the first half of 2023 was approximately ¥156 million, a significant increase from a loss of approximately ¥130 million in the same period last year[143]. - The company reported a significant increase in net interest income by 130.52% to RMB 74,549,752.14, primarily due to reduced bond interest expenses[69]. - The company reported a net profit of ¥176.02 million for the first half of 2023, a substantial increase from ¥24.27 million in the same period of 2022[159]. Risk Management - The company has established a comprehensive risk management system to address various risks, including market, credit, and operational risks[5]. - The company maintains a robust risk management framework, emphasizing a balanced approach to capital, risk, and returns[86]. - The risk management structure consists of a four-tier system, ensuring comprehensive coverage of risk management across the organization[87]. - The company has established a four-level risk management system to enhance its risk control methods and tools[88]. - The company has continuously improved its credit risk management measures, including optimizing the credit limit indicator system[91]. - The company has implemented strict investment authorization systems to manage market risk effectively[93]. - The company has established a liquidity reserve fund management mechanism to ensure timely access to sufficient funds[95]. Corporate Governance - The board of directors guarantees the authenticity, accuracy, and completeness of the semi-annual report, which has not been audited[4]. - The company is focused on enhancing its governance structure, as evidenced by the revisions to its articles of association and meeting rules[105]. - The company has complied with the Corporate Governance Code and will continue to review and enhance its governance practices[124]. - The company experienced significant changes in its board of directors, with multiple resignations due to retirement and personal reasons in June 2023[107]. - The company has established a corporate annuity plan to improve employee welfare and benefits[103]. Business Operations - The company’s business and assets are primarily concentrated in the domestic market, making it highly dependent on the overall economic and market conditions in China[5]. - The company holds various qualifications including securities brokerage, investment consulting, and asset management, which are essential for its operations in the financial market[12]. - The company is involved in multiple business areas such as IPO underwriting, financial advisory for mergers and acquisitions, and online securities trading, indicating a diversified service portfolio[12]. - The company has established a strong foundation for future growth with its qualifications in private equity and short-term corporate bond issuance, positioning it well for market expansion[14]. - The company aims to enhance its integrated financial service capabilities by consolidating business resources across various sectors, including market making and alternative investments[33]. Client and Market Engagement - As of the end of the reporting period, the total number of clients in the company's securities brokerage business reached 2.9019 million, an increase of 10.32% compared to the end of the previous year[38]. - The total trading volume of stocks and funds amounted to RMB 790.7 billion, with a market share of 3.17‰[38]. - The company helped small and medium-sized enterprises secure RMB 1.797 billion in new financing through specialized financial products[32]. - The company plans to leverage new opportunities from the deepening of state-owned enterprise reforms in the second half of 2023, focusing on strategic and goal-oriented leadership[33]. Financial Position - Total assets increased by 12.12% to CNY 56,263,649,159.12 from CNY 50,182,639,547.46 at the end of the previous year[26]. - Total liabilities rose by 17.13% to CNY 42,136,713,617.17 from CNY 35,975,265,974.01 at the end of the previous year[26]. - The company's debt-to-asset ratio increased to 67.52%, up by 4.58 percentage points from 62.94%[27]. - Cash and cash equivalents accounted for 21.18% of total assets, increasing from 20.35% year-over-year, with a total amount of RMB 11.919 billion, up 16.72%[72]. - The company's liquidity coverage ratio and net stable funding ratio were 170.82% and 154.73%, respectively, meeting regulatory requirements[95]. Future Outlook - The company plans to enhance its digital and intelligent customer service capabilities in the second half of 2023, focusing on high-value services for high-net-worth clients[39]. - The company aims to deepen cooperation with well-known investment institutions and focus on key areas such as advanced manufacturing and digital economy in the second half of 2023[51]. - The company plans to strengthen its investment banking team and expand its market presence in Henan Province in the second half of 2023[45]. - The company plans to enhance its asset management business by developing customized products for high-net-worth and institutional clients in the second half of 2023[48]. Compliance and Legal Matters - The company has completed the necessary rectifications following regulatory measures imposed by the Henan Securities Regulatory Bureau[113]. - The company has ongoing litigation involving a contract dispute with Shihezi Ruichen Equity Investment Partnership, with an amount involved of approximately RMB 18.8 million[111]. - The company has reached a settlement agreement with Shihezi Ruichen, which is still being executed as of the reporting period[111]. - The company has no significant outstanding court judgments or large overdue debts as of the reporting period[114]. Employee Relations - The company has a total of 2,752 employees, with 2,377 in the main company and 375 in subsidiaries[103]. - The company has implemented an annual performance evaluation and incentive mechanism to enhance employee motivation[103]. - The company has a comprehensive employee compensation structure that includes basic salary, allowances, performance bonuses, and various insurances[103]. - The company organized multiple specialized training programs in the first half of 2023 as part of its annual training plan[103].

花金钟先生 2018 年 4 月加入公司，先后担任合规总监、副总经理和执行委 员会委员等职务，任职期间勤勉尽责、恪尽职守，在加强公司合规管理、防范化 解风险、推动投行业务发展等方面做出了重要贡献，尤其是在提高公司分类评级 和投行执业质量等方面工作成绩突出，有力促进了公司业务发展。 公司及公司董事会对花金钟先生任职期间为公司发展做出的突出贡献表示 衷心感谢！ 特此公告。 证券代码： 601375 证券简称： 中原证券 公告编号：2023-042 中原证券股份有限公司 关于公司高级管理人员辞任的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 中原证券股份有限公司（以下简称"公司"）董事会于 2023 年 8 月 28 日收 到公司副总经理、执行委员会委员花金钟先生提交的书面辞职报告。花金钟先生 因个人原因，申请辞去公司副总经理、执行委员会委员职务。辞职报告自送达董 事会之日起生效。花金钟先生辞职后将不再担任公司任何职务，其辞任不会对公 司经营管理产生影响。截至本公告披露日，花金钟先生未持有公司股份。 中原证券股份有限公司董事 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 463,516,307.36, representing a year-on-year increase of 19.31%[8] - The net profit attributable to shareholders for Q1 2023 was CNY 70,497,329.89, showing a significant increase of 282.45% compared to the same period last year[8] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 63,800,558.77, reflecting a remarkable growth of 364.58%[8] - The basic earnings per share for Q1 2023 was CNY 0.02, which is a 400.00% increase year-on-year[8] - The company reported a total profit of CNY 70,949,156.91 for Q1 2023, compared to CNY 13,848,578.24 in Q1 2022, indicating a substantial increase[35] - Net profit for Q1 2023 reached CNY 66,192,766.10, up from CNY 13,161,273.60 in Q1 2022, marking a growth of 402.5%[35] Assets and Liabilities - The total assets at the end of Q1 2023 amounted to CNY 53,811,410,944.62, an increase of 7.23% from the end of the previous year[10] - The total assets as of March 31, 2023, amounted to 53,811,410,944.62 CNY, up from 50,182,639,547.46 CNY year-over-year[31] - The total liabilities increased to 39,553,104,868.76 CNY from 35,975,265,974.01 CNY, indicating a rise in financial obligations[31] - The company’s total liabilities and equity reached CNY 53,811,410,944.62, an increase of 7.3% from the previous year[32] Cash Flow - The net cash flow from operating activities for Q1 2023 was negative at CNY -1,887,075,641.20, indicating a significant cash outflow[8] - In Q1 2023, the net cash flow from operating activities was -1,887,075,641.20 CNY, compared to -1,071,347,955.01 CNY in Q1 2022, indicating a decline in operational efficiency[22] - Total cash inflow from investment activities was 1,093,490,907.89 CNY, significantly up from 85,123,514.26 CNY in the same period last year[22] - The net cash flow from financing activities was 1,224,697,087.48 CNY, an increase from 871,220,914.80 CNY in Q1 2022, reflecting improved financing conditions[22] - The cash flow from other operating activities was 62,412,800.99 CNY, down from 107,858,711.97 CNY in Q1 2022, indicating reduced operational cash generation[22] Shareholder Equity - The equity attributable to shareholders at the end of Q1 2023 was CNY 13,813,066,111.24, a slight increase of 0.40% compared to the end of the previous year[10] - The total equity remained stable at 4,642,884,700.00 CNY, unchanged from the previous year[31] Income Sources - Interest and commission income received in Q1 2023 was 462,578,524.04 CNY, down from 633,142,821.07 CNY in Q1 2022, showing a decrease in revenue from these sources[22] - The company experienced a decrease in net commission income from CNY 303,072,410.64 in Q1 2022 to CNY 175,921,184.98 in Q1 2023, a decline of 42.0%[32] - Net interest income rose to CNY 39,689,917.61, compared to CNY 9,769,477.43 in the same period last year, reflecting a significant increase[32] Government Support - The company received government subsidies amounting to CNY 9,462,931.04 during the reporting period, primarily related to government support[10] Other Comprehensive Income - Other comprehensive income attributable to shareholders of the parent company showed a loss of CNY 15,260,263.69 in Q1 2023, compared to a loss of CNY 4,823,195.74 in Q1 2022[35]

Financial Performance - The company's operating revenue for Q1 2023 was RMB 463,516,307.36, representing a year-on-year increase of 19.31%[5] - Net profit attributable to shareholders for the same period was RMB 70,497,329.89, showing a significant increase of 282.45% compared to the previous year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 63,800,558.77, reflecting a year-on-year growth of 364.58%[5] - Basic and diluted earnings per share for Q1 2023 were both RMB 0.02, marking a 400% increase from the same period last year[5] - Total operating revenue for Q1 2023 was RMB 463.52 million, an increase of 19.3% compared to RMB 388.48 million in Q1 2022[19] - Net interest income rose significantly to RMB 39.69 million from RMB 9.77 million year-over-year[19] - Net profit for Q1 2023 reached RMB 66.19 million, compared to RMB 13.16 million in Q1 2022, marking a substantial increase[20] - The company achieved a total profit of RMB 70.95 million in Q1 2023, significantly up from RMB 13.85 million in Q1 2022[19] Assets and Liabilities - The total assets at the end of the reporting period amounted to RMB 50,182,639,547.46, an increase of 7.23% from the end of the previous year[5] - As of March 31, 2023, the total assets of the company amounted to ¥53.81 billion, an increase from ¥50.18 billion as of December 31, 2022, representing a growth of approximately 5.2%[14][17] - The total liabilities increased to ¥39.55 billion from ¥35.98 billion, reflecting an increase of approximately 9.5%[16] - The company's equity attributable to shareholders rose to ¥13.81 billion from ¥13.76 billion, showing a slight increase of about 0.4%[17] Cash Flow - The net cash flow from operating activities was negative at RMB -1,887,075,641.20, primarily due to an increase in the scale of trading financial instruments[5][7] - Cash flow from operating activities showed a net outflow of RMB 1.89 billion in Q1 2023, compared to RMB 1.07 billion in Q1 2022[22] - Cash inflow from investment activities was RMB 1.07 billion in Q1 2023, a significant recovery from a net outflow of RMB 30.63 million in Q1 2022[22] - Cash outflow for debt repayment in Q1 2023 was approximately $1.90 billion, down from $4.02 billion in Q1 2022, indicating a reduction of about 52.8%[23] - The net increase in cash and cash equivalents for Q1 2023 was approximately $406.30 million, compared to a decrease of $228.58 million in Q1 2022[23] Shareholder Information - The company reported a total of 130,782 common shareholders at the end of the reporting period[8] - The top shareholder, Hong Kong Central Clearing Limited, held 25.74% of the shares, while Henan Investment Group held 17.73%[9] - 河南投资集团有限公司 holds a total of 1,023,556,847 shares, accounting for 22.05% of the company's total share capital[12] - The number of shares held by the top ten unrestricted shareholders includes 1,195,143,850 shares held by Hong Kong Central Clearing Limited, representing a significant portion of the total shares[10] Government Subsidies and Investments - The company received government subsidies amounting to RMB 9,462,931.04, which are closely related to its normal business operations[6] - The company's financial investments in trading financial assets increased to ¥25.00 billion from ¥21.61 billion, a growth of approximately 15.5%[15] - The company reported a total of ¥9.53 billion in customer deposits, an increase from ¥8.65 billion, reflecting a growth of about 10.1%[14] Other Financial Metrics - The total amount of borrowings decreased significantly from ¥66.08 million to ¥8.29 million, indicating a reduction of approximately 87.5%[16] - The company’s retained earnings increased to ¥281.21 million from ¥211.26 million, representing a growth of approximately 33%[17] - Total expenses for Q1 2023 were RMB 392.61 million, slightly higher than RMB 375.55 million in Q1 2022[19] - The company reported a fair value change gain of RMB 51.34 million in Q1 2023, contrasting with a loss of RMB 310.10 million in Q1 2022[19] Cash Management Strategy - The cash flow management strategy appears to be focused on reducing debt repayment and increasing net cash flow from financing activities[23] - Cash flow from financing activities in Q1 2023 was significantly impacted by a reduction in cash inflow from bond issuance[23] - The company has not adopted new accounting standards or interpretations affecting the financial statements for the year[23]

Dividend and Shareholder Returns - The company plans to distribute a cash dividend of RMB 0.07 per 10 shares, totaling approximately RMB 32.5 million based on a total share capital of 4,642,884,700 shares as of December 31, 2022[3]. - The company does not plan to increase capital reserves or issue bonus shares in the current dividend proposal[3]. - The company has complied with tax regulations regarding dividend distribution to shareholders, with specific tax rates applied based on the holding period of shares[197]. Financial Performance - In 2022, the company's operating revenue was CNY 1,881,047,259.12, a decrease of 57.45% compared to CNY 4,420,848,497.96 in 2021[51]. - The net profit attributable to shareholders of the parent company for 2022 was CNY 106,577,985.92, down 79.23% from CNY 513,210,337.25 in 2021[51]. - The net profit attributable to shareholders of the parent company after deducting non-recurring gains and losses was CNY 90,234,423.35, a decline of 81.60% from CNY 490,355,011.21 in 2021[51]. - The net cash flow from operating activities for 2022 was CNY 2,002,498,853.10, compared to a negative cash flow of CNY -956,413,909.29 in 2021[51]. - The company reported a total operating income of 1.88 billion RMB in 2022, down from 4.42 billion RMB in 2021[56]. - The net profit attributable to shareholders decreased significantly by 79.24% from 513.21 million RMB in 2021 to 106.58 million RMB in 2022[56]. - Basic earnings per share dropped by 81.82% from 0.11 RMB in 2021 to 0.02 RMB in 2022[53]. - The weighted average return on equity decreased from 3.78% in 2021 to 0.78% in 2022, a decline of 3 percentage points[53]. Risk Management - The company has established a comprehensive risk management system to identify, assess, and respond to various risks, ensuring operations remain within controllable limits[4]. - The company acknowledges potential risks from changes in national macroeconomic policies and regulatory measures affecting the securities industry[4]. - The company faces various risks including credit risk, market risk, liquidity risk, and operational risk[68]. - The company has established a robust credit risk management framework, focusing on clear standards for financing parties and collateral, as well as dynamic monitoring of risk conditions[164]. - The company has implemented a strict investment authorization system to manage market risk, optimizing risk limits for self-operated fixed income business by business category[167]. Corporate Governance - The company has a governance structure that includes a shareholders' meeting, board of directors, and supervisory board, ensuring effective oversight and decision-making[30]. - The company has not violated decision-making procedures for external guarantees during the reporting period[4]. - The company has not added any significant credit risks across its business segments during the reporting period[166]. - The group has not forfeited any contributions under the pension insurance plan and the mandatory provident fund plan during the year ended December 31, 2022[194]. Market Presence and Strategy - The company emphasizes that its business and assets are primarily concentrated in the domestic market, making it highly dependent on the overall economic and market conditions in China[4]. - The company aims to leverage its extensive network in Henan to capture more market share in the securities industry[40]. - Future strategies may include further expansion into other provinces to diversify its operational footprint[41]. - The company aims to enhance its wealth management model by focusing on asset-driven strategies and integrating internal and external resources[79]. - The company plans to launch the upgraded version 5.0 of the "Faisengbao" APP to enhance digital transformation in wealth management[79]. Compliance and Regulatory Matters - The company is committed to maintaining compliance with regulatory standards across its operations[45]. - The company has established a reputation risk management system to identify, assess, and respond to reputation risks effectively[172]. - The company has implemented operational risk management measures, including the establishment of key risk indicators and loss event collection and analysis[173]. - The company has not experienced any significant liquidity risk events during the reporting period[169]. Investment and Capital Management - The company has secured a comprehensive credit line of RMB 39 billion from various financial institutions to support business development[149]. - The company is actively exploring opportunities for mergers and acquisitions to strengthen its market position[43]. - The company aims to enhance its core competitiveness and operational quality by focusing on investment banking, wealth management, proprietary investment, and asset management[161]. - The company plans to issue up to 1,392,865,410 A-shares, raising no more than RMB 7 billion, which has been approved by the shareholders' meeting and accepted by the Shanghai Stock Exchange[122]. Environmental and Social Responsibility - The company actively engages in green finance, ensuring that investment projects meet national environmental standards[74]. - The company has implemented energy-saving measures, resulting in effective reductions in electricity consumption[74]. - The total charitable and other donations made by the group during the reporting period amounted to RMB 110,110.00[193].

22 / 248 2022 年年度报告 2022 年年度报告 2022 年年度报告 中原证券股份有限公司 2022 年年度报告 重要提示 二、 公司全体董事出席董事会会议。 四、 公司负责人菅明军先生，主管会计工作负责人、总会计师李昭欣先生及会计机构负责人杨波 女士声明：保证年度报告中财务报告的真实、准确、完整。 本公司经第七届董事会第十四次会议审议2022年度利润分配预案为：每10股派发现金红利人 民币0.07元（含税）。截至2022年12月31日，公司总股本4,642,884,700股，以此计算合计拟派 发现金红利人民币32,500,192.90元（含税）。公司不进行资本公积金转增股本，不送红股。此 预案尚需本公司股东大会批准。 √适用 □不适用 本报告所涉及的未来计划、发展战略等前瞻性描述不构成公司对投资者的实质承诺，敬请投 资者及相关人士理解计划、预测与承诺之间的差异，注意投资风险。 否 否 否 公司业务、资产主要集中于国内，高度依赖国内整体经济及市场状况，国内经济形势变化及 资本市场波动，都将对公司经营业绩产生重大影响。 2 / 248 业行为违反法律法规和准则，使公司被依法追究法律责任、采取监管措 ...

Financial Performance - Operating revenue for Q3 2022 was CNY 660,001,318.17, a decrease of 41.99% compared to the same period last year[2]. - Net profit attributable to shareholders for Q3 2022 was CNY 227,759,332.87, down 14.95% year-on-year[2]. - Net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 217,623,426.47, a decrease of 19.91% compared to the previous year[2]. - Basic earnings per share for the year-to-date period was CNY 0.05, a decline of 81.82% compared to the same period last year[4]. - Total operating revenue for the first three quarters of 2022 was RMB 1,447,675,458.61, a decrease of 58.3% compared to RMB 3,473,743,423.37 in the same period of 2021[14]. - Net profit for the first three quarters of 2022 was RMB 95,194,443.69, down from RMB 504,072,804.71 in 2021, a decline of 81.1%[14]. - The net profit attributable to shareholders of the parent company for Q3 2022 was ¥102,316,451.80, compared to ¥496,753,662.27 in Q3 2021, representing a significant decrease[15]. - The total comprehensive income attributable to the owners of the parent company for Q3 2022 was ¥167,095,107.17, compared to ¥497,965,538.70 in Q3 2021, indicating a decline[15]. - The basic and diluted earnings per share for Q3 2022 were both ¥0.02, down from ¥0.11 in Q3 2021[15]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 48,082,563,340.95, a decrease of 10.54% from the end of the previous year[4]. - Total assets as of September 30, 2022, were RMB 48,082,563,340.95, down from RMB 53,748,323,524.71 at the end of 2021, a decrease of 10.5%[13]. - Total liabilities decreased to RMB 33,895,518,846.21 from RMB 39,604,243,601.31, a reduction of 14.5%[12]. - The company's total equity increased slightly to RMB 14,187,044,494.74 from RMB 14,144,079,923.40, reflecting a growth of 0.3%[13]. - The company’s total liabilities to equity ratio improved to 2.39 from 2.80, indicating a stronger equity position relative to liabilities[12]. Cash Flow - The company reported a net cash flow from operating activities of CNY -801,950,688.28 for the year-to-date period[4]. - The net cash flow from operating activities for the first nine months of 2022 was -¥801,950,688.28, compared to -¥814,953,277.79 in the same period of 2021[16]. - The total cash inflow from financing activities for the first nine months of 2022 was ¥10,106,491,728.33, up from ¥9,056,046,525.00 in the same period of 2021[16]. - The net cash flow from investing activities for the first nine months of 2022 was ¥426,428,694.77, compared to ¥932,304,021.42 in the same period of 2021[16]. - The cash and cash equivalents at the end of Q3 2022 amounted to ¥13,299,200,711.19, down from ¥14,277,215,495.03 at the end of Q3 2021[16]. - The company reported a net decrease in cash and cash equivalents of -¥1,570,866,424.69 for the first nine months of 2022[16]. - The company experienced a net decrease in funds lent of ¥1,213,937,612.31 during Q3 2022[16]. - The company’s total cash inflow from operating activities for Q3 2022 was ¥7,631,376,332.03, compared to ¥6,363,033,575.01 in Q3 2021, showing an increase[16]. Income Sources - Non-operating income for Q3 2022 included government subsidies amounting to CNY 14,475,361.52, primarily related to government support[5]. - The decline in operating revenue year-to-date was primarily due to a decrease in bulk commodity sales, commission income, and fair value changes[6]. - Net interest income for the first three quarters of 2022 was RMB 81,102,914.56, down from RMB 105,018,623.57 in 2021, reflecting a decline of 22.7%[14]. - Net commission and fee income decreased to RMB 772,385,680.85 from RMB 1,176,110,582.36, representing a decline of 34.3%[14]. - Investment income increased significantly to RMB 1,096,734,474.37 from RMB 538,613,227.91, marking a growth of 103.5%[14]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 138,847, with the largest shareholder holding 25.74% of shares[9]. - The weighted average return on equity for the year-to-date period was 1.67%, down 0.29 percentage points year-on-year[4].

Financial Performance - Operating revenue for Q3 2022 was CNY 660,001,318.17, a decrease of 41.99% compared to the same period last year[6] - Net profit attributable to shareholders of the listed company was CNY 227,759,332.87, down 14.95% year-on-year[6] - Net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 217,623,426.47, a decrease of 19.91% compared to the previous year[6] - The basic earnings per share for the reporting period was CNY 0.05, down 16.67% year-on-year[6] - The diluted earnings per share for the reporting period was also CNY 0.05, reflecting a decrease of 16.67% compared to the same period last year[6] - Revenue for the year-to-date period decreased by 58.33% to CNY 1,447,675,458.61, primarily due to a decline in sales of bulk commodities and commission income[8] - Net profit for the first three quarters of 2022 was RMB 95,194,443.69, down 81.1% from RMB 504,072,804.71 in the first three quarters of 2021[22] - The company’s total operating expenses for the first three quarters of 2022 were RMB 1,342,484,785.36, a decrease from RMB 2,817,491,728.47 in the same period of 2021[21] Assets and Liabilities - Total assets at the end of the reporting period were CNY 48,082,563,340.95, a decrease of 10.54% from the end of the previous year[6] - The company's total assets as of September 30, 2022, amount to ¥48,082,563,340.95, a decrease from ¥53,748,323,524.71 as of December 31, 2021[17] - The total liabilities decreased to ¥33,895,518,846.21 from ¥39,604,243,601.31 over the same period[18] - The company’s total equity attributable to shareholders was RMB 13,745,688,476.66, an increase from RMB 13,681,883,165.28 year-over-year[20] Cash Flow - The company reported a net cash flow from operating activities of CNY -801,950,688.28 for the year-to-date period[6] - The company reported a net cash outflow from operating activities of RMB -801,950,688.28 for the first three quarters of 2022, compared to RMB -814,953,277.79 in the same period of 2021[24] - Cash inflow from investment activities for the first three quarters of 2022 was approximately $596.63 million, a decrease of 40.4% compared to $998.35 million in the same period of 2021[25] - Net cash flow from investment activities in the first three quarters of 2022 was $426.43 million, down from $932.30 million in 2021, reflecting a decline of 54.4%[25] - Total cash inflow from financing activities in the first three quarters of 2022 reached $10.11 billion, an increase of 11.6% compared to $9.06 billion in 2021[25] - Cash outflow from financing activities surged to $11.30 billion in 2022, compared to $8.21 billion in 2021, marking an increase of 37.8%[25] - Net cash flow from financing activities for the first three quarters of 2022 was negative at -$1.20 billion, contrasting with a positive flow of $846.59 million in 2021[25] - The net increase in cash and cash equivalents for the first three quarters of 2022 was -$1.57 billion, compared to an increase of $964.89 million in 2021[25] - The ending balance of cash and cash equivalents as of the end of the third quarter of 2022 was approximately $13.30 billion, down from $14.28 billion at the end of the same period in 2021[25] Shareholder Information - The top 10 shareholders hold a total of 1,195,122,850 shares, representing 25.74% of the total shareholding[11] - Henan Investment Group Co., Ltd. holds 822,983,847 shares, accounting for 21.71% of the total share capital[15] - The company has pledged shares amounting to 65,000,000 from the second-largest shareholder, Anyang Iron and Steel Group Co., Ltd.[11] Other Financial Metrics - The weighted average return on net assets was 1.67%, a decrease of 0.29 percentage points from the previous year[6] - Non-recurring gains and losses for the reporting period amounted to CNY 10,135,906.40, with government subsidies being a significant component[7] - The company’s investment income for the first three quarters of 2022 was RMB 1,096,734,474.37, significantly up from RMB 538,613,227.91 in the same period of 2021[21] - The net interest income for the first three quarters of 2022 was RMB 81,102,914.56, down from RMB 105,018,623.57 in the first three quarters of 2021[21] - The company’s other comprehensive income after tax for the first three quarters of 2022 was RMB 64,778,655.37, compared to RMB 1,211,876.43 in the same period of 2021[22]