光大证券股份有限公司 证券代码：601788 股票简称：光大证券 公告编号：临 2023-048 H 股代码：6178 H 股简称：光大证券 关于下属公司相关事项进展的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 特此公告。 光大证券股份有限公司董事会 2023 年 9 月 29 日 2 光大证券股份有限公司（以下简称公司）前期披露了关于全资子 公司光大资本投资有限公司 MPS 事项相关诉讼、判决、执行、资产冻 结及案外人执行异议之诉情况（详见公司公告临 2019-008 号、临 2019-037 号、临 2020-080 号、临 2021-037 号、临 2021-045 号、临 2022-002 号、临 2022-007 号、临 2022-009 号、临 2022-032 号、临 2022-052 号、临 2022-054 号、临 2023-019 号、临 2023-034 号、临 2023-046 号、2018 年年度报告、2020 年年度报告、2021 年半年度报 告、2021 年年度报告、2022 年半年度 ...

证券代码：601788 股票简称：光大证券 公告编号：临 2023-047 H 股代码：6178 H 股简称：光大证券 光大证券国际控股有限公司的实缴资本由港币 50.65 亿元增至 港币 74 亿元。 特此公告。 光大证券股份有限公司董事会 2023 年 9 月 22 日 1 光大证券股份有限公司 关于光大证券国际控股有限公司完成增资的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 根据光大证券股份有限公司（以下简称公司）第六届董事会第二 十二次会议决议及中国证监会证券基金机构监管部《关于光大证券股 份有限公司拟向香港子公司增资有关事项的函》（机构部函〔2023〕 802 号），公司全资子公司光大证券国际控股有限公司已完成了不超 过 3 亿美元或等值货币的增资，实际增资币种和金额为港币 23.35 亿 元。 ...

证券代码：601788 股票简称：光大证券 公告编号：临 2023-045 H 股代码：6178 H 股简称：光大证券 1 光大证券股份有限公司董事会 2023 年 9 月 21 日 光大证券股份有限公司（以下简称公司）第六届董事会第二十九 次会议通知于 2023 年 9 月 18 日以电子邮件方式发出。会议于 2023 年 9 月 20 日下午 14:00 以现场、视频结合通讯方式召开。本次会议 应到董事 11 人，实际参与表决董事 11 人。其中，赵陵先生、刘秋明 先生以现场方式参会；尹岩武先生、陈明坚先生、王勇先生、浦伟光 先生、任永平先生、殷俊明先生、刘运宏先生以视频方式参会；宋炳 方先生、谢松先生以通讯方式表决。赵陵先生主持本次会议，部分监 事、高管列席会议。本次会议符合《中华人民共和国公司法》和《公 司章程》关于召开董事会的规定。 公司董事经认真审议，通过了《关于 MPS 项目优先级投资人执行 和解方案的议案》。 议案表决情况：同意 11 票，反对 0 票，弃权 0 票。 特此公告。 光大证券股份有限公司 第六届董事会第二十九次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 ...

Financial Performance - The company reported a net profit of RMB 1.2 billion for the first half of 2023, representing a year-on-year increase of 15%[12]. - Total revenue for the first half of 2023 reached RMB 5.5 billion, up 10% compared to the same period last year[12]. - Future guidance indicates a target revenue growth of 12% for the second half of 2023, driven by increased trading volumes and client acquisition[12]. - Total revenue for the first half of 2023 reached RMB 8,505,009,000, representing a 13.22% increase compared to RMB 7,511,660,000 in the same period of 2022[21]. - Net profit attributable to shareholders for the first half of 2023 was RMB 2,391,952,000, up 13.50% from RMB 2,107,524,000 in the first half of 2022[21]. - Basic and diluted earnings per share increased to RMB 0.48, a rise of 14.29% from RMB 0.42 in the previous year[21]. - The company achieved total revenue and other income of RMB 8.51 billion, a year-on-year increase of 13%[110]. Asset Management and Growth - The company's asset management scale increased to RMB 300 billion, reflecting a growth of 20% year-on-year[12]. - As of June 30, 2023, the total scale of assets under management by the company's subsidiary Guangzheng Asset Management was 305.528 billion yuan, a decrease of 16.4% from the beginning of the year[95]. - The company’s public fund asset management scale reached 27.22 trillion yuan as of June 30, 2023, an increase of 1.47 trillion yuan, or 5.7%, from the end of 2022[94]. - The company plans to expand its market presence by opening 50 new branches across major cities in China by the end of 2023[12]. Client and Market Engagement - User data showed an increase in active clients by 25%, reaching a total of 1.5 million clients as of June 30, 2023[12]. - As of June 30, 2023, the total number of customers reached 5.66 million, a 5% increase compared to the end of the previous year, with total customer assets of RMB 1.3 trillion, up 2%[46]. - The company aims to enhance its wealth management capabilities and customer service in the second half of 2023, focusing on high-quality development[54]. - The company plans to continue expanding its overseas wealth management and brokerage services, enriching its product offerings to meet diverse investor needs[54]. Revenue Breakdown by Business Segment - In the first half of 2023, the company's wealth management business generated revenue of RMB 4,197,811 thousand, accounting for 49% of total revenue, compared to RMB 4,094,570 thousand and 55% in the same period of 2022[41]. - The enterprise financing business reported revenue of RMB 711,848 thousand, representing 8% of total revenue, a decrease from 13% in the first half of 2022 when it generated RMB 999,805 thousand[41]. - The institutional client business achieved revenue of RMB 860,297 thousand, which is 10% of total revenue, up from 8% in the same period last year[41]. - Investment trading business revenue increased significantly to RMB 751,451 thousand, accounting for 9% of total revenue, compared to only RMB 49,889 thousand and 1% in the first half of 2022[41]. - The asset management business generated revenue of RMB 654,916 thousand, representing 8% of total revenue, slightly down from 9% in the same period of 2022[41]. - The equity investment business reported revenue of RMB 646,243 thousand, which is 8% of total revenue, compared to RMB 397,613 thousand and 5% in the first half of 2022[41]. Risk Management - Risk factors identified include regulatory changes and market volatility, which may impact future performance[12]. - The company maintains a robust risk management culture, focusing on comprehensive risk management systems aligned with strategic development goals[144]. - The company has established a four-level risk management structure, including the board of directors, supervisory board, management, and various risk management departments[145]. - The management is responsible for formulating and adjusting risk management systems, ensuring effective implementation of risk tolerance and limits[146]. - The company employs a multi-level risk limit system for market risk, including Value at Risk (VaR) and net exposure metrics, with stress testing as a key component[151]. - Credit risk management includes measures such as establishing investment concentration limits and conducting due diligence on counterparties to control exposure[154]. Compliance and Governance - The company has maintained a stable compliance management situation, with no major compliance risk events or regulatory penalties reported in the first half of the year[167]. - The company has revised six compliance management regulations in the first half of the year to strengthen compliance risk management[167]. - The company is committed to enhancing its governance and operations to protect shareholder interests in accordance with Hong Kong Listing Rules[179]. - The company adopted the Hong Kong Listing Rules as a code of conduct for securities trading by its directors and supervisors, ensuring compliance during the reporting period[178]. Employee and Operational Management - As of the report date, the company has a total of 8,280 employees, including 1,378 brokers, with 6,298 in the parent company and 1,982 in subsidiaries[180]. - Employee costs increased by 15% year-on-year to RMB 2.08 billion, mainly due to performance-linked salary increases[118]. - The company has implemented a compensation policy that emphasizes compliance, integrity, professionalism, and stability, linking performance bonuses to operational conditions and individual performance[183]. Environmental and Social Responsibility - The company has implemented measures to reduce carbon emissions, including replacing traditional lighting with LED fixtures and encouraging employees to use new energy vehicles[195]. - The company purchased a total of RMB 204,300 worth of agricultural products from poverty-stricken areas in the first half of 2023 to support rural revitalization efforts[198]. - The company completed the issuance of Zhejiang Province's first "carbon neutral bond / rural revitalization" green medium-term notes in the first half of 2023[194]. - The company is committed to green operations, promoting paperless initiatives and waste reduction practices in its office environment[194].

为进一步优化营业网点布局，光大证券股份有限公司（以下简称公 司）决定撤销上海浦东新区福山路证券营业部。根据《中华人民共和国 证券法》（2019 年修订）和《关于取消或调整证券公司部分行政审批项 目等事项的公告》（证监会公告〔2020〕18 号）相关要求，公司将妥善 处理分支机构客户资产，结清分支机构证券业务并终止营业活动，办理 工商注销等相关手续，并向中国证监会上海监管局备案。 证券代码：601788 股票简称：光大证券 公告编号：临 2023-044 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 关于撤销上海浦东新区福山路证券营业部的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 特此公告。 光大证券股份有限公司董事会 2023 年 9 月 9 日 1 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 光大證券股份有限公司 呈交日期: 2023年9月4日 | 2. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 06178 | 說明 | H股 | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 704,088,800 | RMB | | 1 RMB | | 704,088,800 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 704,088,800 | RMB | | 1 RMB | | 704,088,800 | I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | A | | | 於香港聯 ...

Financial Performance - The company's operating revenue for the first half of 2023 was CNY 6,179,414,000.46, representing a 15.01% increase compared to CNY 5,372,958,918.18 in the same period last year[18]. - The net profit attributable to shareholders of the parent company was CNY 2,391,952,431.72, up 13.50% from CNY 2,107,523,979.10 year-on-year[18]. - The net profit attributable to shareholders of the parent company after deducting non-recurring gains and losses was CNY 2,336,800,789.29, reflecting a 16.24% increase from CNY 2,010,362,090.38 in the previous year[18]. - Basic earnings per share for the reporting period (1-6 months) increased to CNY 0.48, up 14.29% from CNY 0.42 in the same period last year[19]. - The weighted average return on equity rose to 3.94%, an increase of 0.33 percentage points compared to 3.61% in the previous year[19]. - The company's total revenue for the first half of 2023 reached ¥6,179,414,000.46, representing a 15.01% increase compared to the same period last year[28]. - Net profit for the first half of 2023 was ¥2,417,953,267.46, reflecting a 12.85% growth year-over-year[28]. - The company's investment income surged by 75.89% to ¥1,341,093,970.43 compared to the previous year[28]. - The company's operating revenue for the first half of 2023 was CNY 61.7941 billion, representing a year-on-year increase of 15%[73]. Assets and Liabilities - The total assets at the end of the reporting period amounted to CNY 262,019,329,480.01, which is a 1.42% increase from CNY 258,354,482,199.15 at the end of the previous year[18]. - The total liabilities were CNY 195,836,570,125.39, showing a 1.17% increase compared to CNY 193,570,043,664.89 at the end of last year[18]. - The equity attributable to shareholders of the parent company was CNY 65,377,153,421.75, up 2.14% from CNY 64,004,833,437.13 at the end of the previous year[18]. - Total assets reached CNY 198,063,530,445.05, up from CNY 190,295,218,095.36, reflecting a growth of 4.03%[22]. - The total liabilities to total assets ratio was 56.89%, down from 58.97% in the previous year[22]. - The company's total assets as of June 30, 2023, are reported at CNY 66,182,759,354.62, reflecting a healthy balance sheet[188]. Cash Flow - The net cash flow from operating activities was negative CNY 1,259,418,866.72, a significant decrease from CNY 14,061,841,035.29 in the same period last year, representing a decline of 108.96%[18]. - The company's operating cash flow showed a net outflow of CNY 12.5942 billion in the first half of 2023, a significant decline compared to the previous year[73]. - Cash and cash equivalents decreased by 9.36% to CNY 61,816,793,990.87 from CNY 68,203,738,226.76[27]. - The company's cash and cash equivalents decreased by 12.43% to ¥32,183,658,397.57 compared to the end of the previous year[29]. - The net cash flow from investment activities was -5,297,521,054.35 CNY, a decline from 764,729,463.12 CNY in the first half of 2022, highlighting challenges in investment performance[184]. Investment and Growth - The company reported a significant increase in other comprehensive income after tax, amounting to ¥338,182,957.09, up 657.56% year-over-year[28]. - The company aims to enhance its wealth management capabilities and expand its client base in the second half of 2023[45]. - The company plans to enhance its investment research capabilities and deepen cooperation with institutional clients in the second half of 2023[61]. - The company is committed to providing comprehensive financial services and enhancing its product and strategy innovation capabilities in the financial innovation business[61]. - The company plans to focus on expanding its investment trading and asset management services in the upcoming quarters[78]. Risk Management - The report includes a risk statement regarding forward-looking statements, indicating potential risks associated with future plans and strategies[5]. - The company has implemented a comprehensive risk management system to address various risks, including market, credit, and operational risks, ensuring sustainable business development[93]. - The company has established a liquidity risk management framework, ensuring overall liquidity risk is controllable within the consolidated scope[101]. - The company has focused on digitalization and technology reform, enhancing information system security and operational management[102]. Compliance and Governance - The company has not faced any significant litigation or arbitration matters during the reporting period[127]. - The company received a warning from the China Securities Regulatory Commission for failing to fulfill due diligence obligations as the sponsor of a listed company[128]. - The company has revised six compliance management regulations in the first half of 2023 to enhance compliance management mechanisms[105]. - The company has achieved full coverage of the reputation risk prevention and control system across subsidiaries[104]. Employee and Community Engagement - The company has implemented various training programs to enhance employee skills and promote self-growth[114]. - The company is committed to promoting rural revitalization by sending outstanding employees to assist in targeted poverty alleviation efforts in Xintian County, Hunan Province[121]. - The company purchased a total of 204,300 RMB worth of agricultural products from impoverished areas in the first half of the year[120]. Shareholder Information - The total number of ordinary shareholders as of the end of the reporting period is 196,911, including 196,751 A-share shareholders and 160 H-share registered shareholders[155]. - The largest shareholder, 中国光大集团股份公司, holds 25.15% of the total shares, amounting to 1,159,456,183 shares[152]. - The company has issued a total of 20 billion RMB in perpetual bonds with an interest rate of 4.4%[157].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 光 大 證 券 股 份 有 限 公 司 Everbright Securities Company Limited （於中華人民共和國註冊成立的股份有限公司） （股份代號：6178） 截至2023年6月30日止六個月之中期業績公告 光大證券股份有限公司（「本公司」）董事會（「董事會」）謹此宣佈本公司及其附屬 公司截至2023年6月30日止六個月之未經審計中期業績。本公告列載本公司2023 年中期報告全文，並符合《香港聯合交易所有限公司證券上市規則》中有關中期 業績初步公告附載的資料之要求。本公司2023年中期報告的印刷版本將於2023年 9月底之前寄發予本公司H股股東，並可於其時在香港交易及結算所有限公司網 站 www.hkexnews.hk 及本公司網站 www.ebscn.com 閱覽。 承董事會命 光大證券股份有限公司 董事長 趙陵 ...

证券代码：601788 证券简称：光大证券 公告编号：临 2023-042 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 会计政策变更公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 1 确认豁免的会计处理：对于不是企业合并、交易发生时既不影响会计 利润也不影响应纳税所得额（或可抵扣亏损）、且初始确认的资产和 负债导致产生等额应纳税暂时性差异和可抵扣暂时性差异的单项交 易（包括承租人在租赁期开始日初始确认租赁负债并计入使用权资产 的租赁交易，以及因固定资产等存在弃置义务而确认预计负债并计入 相关资产成本的交易等），不适用《企业会计准则第 18 号——所得 税》关于豁免初始确认递延所得税负债和递延所得税资产的规定。企 业对该交易因资产和负债的初始确认所产生的应纳税暂时性差异和 可抵扣暂时性差异，应当根据《企业会计准则第18号——所得税》等 有关规定，在交易发生时分别确认相应的递延所得税负债和递延所得 税资产。 2.本次会计政策变更对公司的影响 重要内容提示： 本次会计政策变更系光大证券股份有限公司（以下 ...

证券代码：601788 股票简称：光大证券 公告编号：临 2023-040 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 第六届董事会第二十八次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 议案表决情况：同意 11 票，反对 0 票，弃权 0 票。 会议还听取了公司 2023 年上半年经营情况的报告、关于 2023 年 度历次董事会决议执行情况的报告。 特此公告。 光大证券股份有限公司董事会 公司董事经认真审议，通过了以下决议： 一、审议通过了《公司 2023 年半年度报告及其摘要的议案》。 议案表决情况：同意 11 票，反对 0 票，弃权 0 票。 二、审议通过了《公司 2023 年上半年风险评估报告的议案》。 议案表决情况：同意 11 票，反对 0 票，弃权 0 票。 1 三、审议通过了《公司 2023 年半年度风险控制指标情况的议 案》。 光大证券股份有限公司（以下简称公司）第六届董事会第二十八 次会议通知于 2023 年 8 月 10 日以电子邮件方式发出。会议于 2023 年 8 ...