东软集团股份有限公司 独立董事工作制度 （2024 年 4 月修订） 第一章 总则 第一条 为进一步完善东软集团股份有限公司（以下简称"公司"）的治理 结构，充分发挥独立董事在公司治理中的作用，促进公司规范运作，保护全体股 东特别是中小股东的合法权益，根据《中华人民共和国公司法》《中华人民共和 国证券法》《上市公司独立董事管理办法》《上市公司治理准则》《上海证券交易 所股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》 等有关法律、行政法规、部门规章、其他规范性文件及公司章程等有关规定，制 定本制度。 第二条 独立董事是指不在公司担任除董事及董事会专门委员会委员以外 的其他职务，并与公司及公司主要股东、实际控制人不存在直接或间接利害关系， 或者其他可能影响其进行独立客观判断关系的董事。 第三条 独立董事应当独立履行职责，不受公司主要股东、实际控制人或者 其他与公司存在利害关系的单位或个人的影响。独立董事对公司及全体股东负有 忠诚与勤勉义务，应当按照法律、行政法规、部门规章、其他规范性文件、公司 章程及本制度的要求，认真履行职责，在董事会中发挥参与决策、监督制衡、专 业咨询作用，维护公司 ...

东软集团股份有限公司 董事会议事规则 （2024 年 4 月修订） 第一章 总则 第一条 为健全和规范东软集团股份有限公司（以下简称"公司"）董事会议 事和决策程序，提高董事会工作效率和科学决策水平，根据《中华人民共和国公 司法》《中华人民共和国证券法》等有关法律、行政法规、部门规章、其他规范 性文件以及公司章程等有关规定，制定本规则。 第二条 董事会是公司经营管理的决策机构，负责经营和管理公司的法人财 产，对股东大会负责，维护公司和全体股东的利益，负责公司发展目标和重大经 营活动的决策。 第三条 董事会应认真履行有关法律、法规和公司章程规定的职责，确保公 司遵守法律法规，公平对待全体股东，并关注利益相关者的利益。 第二章 董事会构成及职责 第四条 董事会由 9 名董事组成，董事会设董事长 1 人，可以设副董事长。 董事会设独立董事 3 名，其中至少包括 1 名会计专业人士（指具有高级职称或注 册会计师资格人士）。 董事会应具备合理的专业结构，董事会成员应该具备履行职务所必须的知 识、技能和素质。 （七）拟订公司重大收购、收购本公司股票或者合并、分立、解散及变更公 司形式的方案； （八）在股东大会授权范围内， ...

证券代码：600718 证券简称：东软集团 公告编号：临 2024-035 东软集团股份有限公司 关于召开 2023 年年度股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 股东大会召开日期：2024年5月24日 (七)涉及公开征集股东投票权：无 二、会议审议事项 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 一、召开会议的基本情况 (四)现场会议召开的日期、时间和地点 召开的日期时间：2024 年 5 月 24 日 下午 13:00 召开地点：沈阳市浑南新区新秀街 2 号 东软软件园 (五)网络投票的系统、起止日期和投票时间 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过 互联网投票平台的投票时间为股东大会召开当日的 9:15-15:00。 (六)融资融券、转融通、约定购回业务账户和沪股通投资者的投票程序 涉及融资融券、转融通业务、约定购回业务相关账 ...

东软集团股份有限公司 首席执行官（CEO）及高级管理人员工作细则 （2024 年 4 月修订） 第一章 总 则 第一条 为进一步完善公司治理结构，充分发挥东软集团股份有限公司（以 下简称"公司"）首席执行官（CEO）以及其他高级管理人员的生产经营管理职能， 保证公司经营管理层依法行使职权，科学决策，提高公司运作效率，保障股东合 法权益，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共 和国证券法》（以下简称"《证券法》"）、《上市公司治理准则》等法律法规及规范 性文件的规定，特制定本细则。 第二条 公司设首席执行官（CEO）一名，实行轮值制度。轮值人选范围为 公司高级管理人员。参与轮值的高级管理人员在当值期间为公司 CEO。 CEO 主持公司日常生产经营和管理工作，组织实施董事会决议，行使法律、 行政法规、部门规章、公司章程和董事会赋予的职权，对董事会负责。 CEO 职权范围内的事项，由其承担最后责任。CEO 应根据董事会或监事会的 要求，向董事会或监事会进行报告，并保证报告的真实性。 公司设轮值 CEO 职务，属于董事会聘任的公司高级管理人员。 公司 CEO、轮值 CEO 均由董事长或董 ...

东软集团股份有限公司 2023 年度内部控制评价报告 东软集团股份有限公司全体股东： 公司代码：600718 公司简称：东软集团 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简 称企业内部控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内 部控制日常监督和专项监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准 日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并 如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行 监督。经理层负责组织领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、 高级管理人员保证本报告内容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容 的真实性、准确性和完整性承担个别及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真 实完整，提高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅 能为实现上述目标提供合理保证。此外，由于情况的变化可能导致内 ...

Accounts Receivable and Bad Debt Provisions - The company's accounts receivable increased to 1,830,195,747 RMB, up from 1,626,439,378 RMB in the previous period, with 1-year receivables accounting for 1,396,384,028 RMB[13] - The provision for bad debts on accounts receivable increased to 285,873,048 RMB, up from 246,642,789 RMB, with a significant portion attributed to individual bad debt provisions[16] - The company's accounts receivable and contract assets combined totaled 551,964,466 RMB, with bad debt provisions of 7,808,770 RMB[18] - The company's accounts receivable with a bad debt provision of 232,994,555 RMB, with the highest provision rate of 100% for receivables over 5 years[126] Revenue and Gross Margin by Sector - The healthcare and social security sector generated 2,571,399,055 RMB in revenue, a 29.74% increase year-over-year, with a gross margin of 35.55%[25] - The intelligent automotive connectivity sector reported revenue of 3,915,956,583 RMB, a 9.36% increase, with a gross margin of 15.34%[25] - The smart city sector saw a slight decline in revenue to 1,623,153,789 RMB, down 2.41%, but the gross margin improved to 24.55%[25] - The enterprise connectivity and other sectors generated 2,433,162,349 RMB in revenue, an 8.64% increase, with a gross margin of 26.24%[25] Contract Assets and Provisions - The company's contract assets increased to 206,241,934 RMB, with a provision for bad debts of 20,752,700 RMB, representing a 10.06% provision rate[20] - The company's accounts receivable and contract assets combined totaled 551,964,466 RMB, with bad debt provisions of 7,808,770 RMB[18] Revenue by Region - Revenue from the East China region was 2,527,465,440 RMB, a year-on-year increase of 24.19%, with a gross margin of 15.43%, up 4.88 percentage points[27] - Revenue from the Western region was 1,130,551,577 RMB, a year-on-year increase of 34.41%, with a gross margin of 27.34%, up 13.00 percentage points[27] - International revenue was 2,248,689,023 RMB, a year-on-year increase of 14.32%, with a gross margin of 21.29%, down 0.18 percentage points[27] Costs by Sector - The cost of healthcare and social security services was 1,657,273,149 RMB, accounting for 20.74% of total costs, a year-on-year increase of 22.08%[27] - The cost of smart vehicle connectivity was 3,315,407,422 RMB, accounting for 41.48% of total costs, a year-on-year increase of 9.01%[27] - The cost of smart city services was 1,224,647,459 RMB, accounting for 15.32% of total costs, a year-on-year decrease of 8.72%[27] - The cost of enterprise connectivity and other services was 1,794,743,997 RMB, accounting for 22.46% of total costs, a year-on-year increase of 2.09%[27] Intangible Assets and Goodwill - The proportion of intangible assets formed through internal R&D at the end of the period is 37.65%[41] - The total value of goodwill at the end of the period is RMB 164,242,277[42] - The company's intangible assets increased by RMB 163,816,353 during the period, with RMB 56,713,012 from acquisitions and RMB 35,724,857 from internal R&D[39] - The company's cumulative amortization of intangible assets increased by RMB 150,851,705 during the period[39] - The company's goodwill for NMSG business and assets increased by RMB 4,218,501 due to exchange rate fluctuations[41] - The company's goodwill for VND business and assets increased by RMB 2,524,925 due to exchange rate fluctuations[41] - The company's goodwill for Taproot business and assets increased by RMB 347,423 due to exchange rate fluctuations[41] - The company's total intangible assets at the end of the period amounted to RMB 1,934,128,591[39] - The company's cumulative amortization of intangible assets at the end of the period amounted to RMB 733,889,330[39] - The company's total goodwill at the end of the period for Neusoft (Japan) Co., Ltd. is RMB 3,928,116[41] R&D and Innovation - The company has registered 447 new software copyrights and applied for 187 new patents, including 147 invention patents, with 175 patents authorized, a 46% year-on-year increase[53] - The number of AI and big data-related patents is approximately three times that of the same period last year[53] - The company has a total of 2,594 patent applications and 1,389 authorized patents, with 3,728 registered software copyrights, ranking among the top in the industry[53] - The company has developed the LLM-SE large model system engineering, enhancing capabilities in knowledge engineering, prompt engineering, and quality engineering in IMS, AMS, and cloud business areas[52] - The company has made key breakthroughs in next-generation intelligent cockpit technologies, including human-machine co-driving navigation and AR-HUD product SDKization[53] - The company has launched the cloud-native data management platform CNDP, providing integrated data integration, development, service, and governance capabilities[53] - The company has invested in blockchain and privacy computing products, achieving breakthroughs in blockchain, data sandbox, and federated learning fields[53] Financial Performance - Revenue for 2023 reached RMB 10,543,671,776, an increase of 11.39% compared to 2022[88] - Net profit attributable to shareholders of the listed company was RMB 73,912,538, a significant improvement from a loss of RMB -342,884,715 in 2022[88] - Operating cash flow increased by 18.69% to RMB 798,265,849 in 2023[88] - Total assets grew by 0.63% to RMB 18,991,166,940 at the end of 2023[88] - Basic earnings per share improved to RMB 0.06 in 2023 from RMB -0.29 in 2022[88] - Weighted average return on equity (ROE) increased by 4.41 percentage points to 0.79% in 2023[88] - Revenue excluding non-core business and non-commercial income was RMB 10,540,154,457, up 11.51% year-over-year[88] - Net profit attributable to shareholders after deducting non-recurring gains and losses was RMB -147,270,632, showing a narrowing loss compared to 2022[88] - Total equity attributable to shareholders increased by 2.42% to RMB 9,461,616,744 at the end of 2023[88] - Diluted earnings per share improved to RMB 0.06 in 2023 from RMB -0.29 in 2022[88] Cash Flow and Investments - The net cash flow from operating activities increased by 125.69 million yuan, a year-on-year growth of 18.69%, reaching 798.27 million yuan[146] - The net cash flow from investing activities decreased by 754.76 million yuan, a year-on-year decline of 2,516.48%, mainly due to increased expenditures on bank wealth management products[146] - The net cash flow from financing activities increased by 223.51 million yuan, primarily due to reduced cash outflows for share repurchases and dividend distributions[146] - Trading financial assets increased by 376.02 million yuan, a growth of 49.14%, primarily due to increased purchases of bank wealth management products[150] - Notes receivable increased by 82.18 million yuan, a growth of 46.98%, mainly due to increased customer payments in the form of notes[150] - Accounts receivable financing increased by 115.17 million yuan, a growth of 61.82%, driven by an increase in digital accounts receivable financing[150] - Construction in progress increased by 246.26 million yuan, a growth of 634.40%, due to increased investment in ongoing projects[150] - Short-term borrowings increased by 295 million yuan, a growth of 5,900.00%, due to increased short-term borrowing to meet funding needs[150] - Non-current liabilities due within one year increased by 446.5 million yuan, a growth of 138.17%, due to the reclassification of long-term borrowings maturing within one year[150] Employee and Employer Recognition - The company has 17,945 employees globally and has been recognized as a top employer, including awards such as "CCTV Annual Employer" and "2023 Most Suitable Workplace"[56] Future Plans and Strategies - The company plans to achieve revenue of 11.76 billion yuan in 2024, with an expected growth of 12%, operating costs of 8.86 billion yuan, and period expenses of 2.48 billion yuan, both expected to grow by 11%[196] - The company emphasizes the importance of talent as a core driver for strategic execution and is focusing on optimizing talent structure and building a talent pipeline to support future business development[197] - The company is committed to innovation and globalization, aiming to enhance profitability and core competitiveness through high-growth, high-quality operations, and industry influence[191] - The company plans to leverage AI, data value, and service-oriented solutions to provide next-generation intelligent solutions, enhancing customer value through digital and AI-driven management and consulting services[191] - The company is restructuring its marketing organization to build a multi-level, three-dimensional marketing system and customer relationship model to ensure high-quality, large-scale development of core businesses[191] - The company is increasing R&D investment in key areas such as AI, data elements, and the Xinchuang ecosystem, focusing on creating commercial value and collaborative innovation[191] - The company is implementing comprehensive informatization and standardization in software production processes, using AI to replace repetitive development tasks and data-driven project management to improve software development and delivery efficiency[191] - The company is focusing on building a simple and agile organization through mechanisms like rotation, market-oriented recruitment, and strict assessments to accelerate strategic transformation and achieve business goals[195] Subsidiaries and Investments - Neusoft (Hong Kong) Co., Ltd. reported a net loss of 4,460,000 yuan, while Neusoft (Japan) Co., Ltd. achieved a net profit of 2,540,000 yuan[187] - Neusoft Medical Systems Co., Ltd. generated a net profit of 30,733,000 yuan with total assets of 682,096,000 yuan and revenue of 318,094,000 yuan[187] - Neusoft Xikang Holdings Co., Ltd. reported a net loss of 15,465,000 yuan, with total assets of 139,801,000 yuan and revenue of 53,772,000 yuan[187] - Rongsheng Property Insurance Co., Ltd. recorded a net loss of 4,946,000 yuan, with total assets of 125,149,000 yuan and revenue of 30,705,000 yuan[187] - Neusoft Group (Dalian) Co., Ltd. achieved a net profit of 3,017,000 yuan, with total assets of 89,834,000 yuan and revenue of 101,902,000 yuan[187] - Neusoft Cloud Technology Co., Ltd. reported a net profit of 3,021,000 yuan, with total assets of 24,806,000 yuan and revenue of 50,136,000 yuan[187] - Neusoft Group (Beijing) Co., Ltd. recorded a net profit of 745,000 yuan, with total assets of 58,289,000 yuan and revenue of 22,935,000 yuan[187] Asset and Liability Management - The company's fixed assets at the end of the period amounted to RMB 1,467,037,949, compared to RMB 1,471,412,340 at the beginning of the period, showing a slight decrease[71] - The company's investment properties with a book value of RMB 13,000,844 for which property certificates have not been obtained due to pending procedures[71] - The company's fixed assets, including buildings and land use rights, decreased to 1,308,602,649 RMB from 1,437,769,113 RMB, with a reduction of 156,948,585 RMB due to disposals and reclassifications[119] - The company's accumulated depreciation and amortization increased to 325,586,929 RMB from 309,923,111 RMB, with an addition of 39,659,457 RMB during the period[119] - The company's restricted assets at the end of the period include monetary funds (127,211,746 RMB), fixed assets (894,938,193 RMB), intangible assets (82,256,154 RMB), and investment properties (651,077,655 RMB)[171] - The short-term borrowings at the beginning of the period were 300,000,000 RMB, with no significant overdue short-term borrowings reported[175] - The company's accounts payable at the end of the period were 1,287,409,571 RMB, a decrease from the beginning balance of 1,547,491,326 RMB[177] - The prepaid lease payments at the end of the period were 28,598,321 RMB, an increase from the beginning balance of 23,011,332 RMB[180] - The contract liabilities at the beginning of the period were 4,623,738,119 RMB[180] - The total amount of unexecuted contracts not yet accepted is 288,110,784 yuan, with individual amounts of 105,086,238 yuan, 103,257,943 yuan, and 79,766,603 yuan for different units[181] Tax and Deferred Tax Assets - The company's deferred tax assets amounted to 2,188.59 million yuan, with government subsidies contributing 334.54 million yuan and bad debt provisions contributing 396.10 million yuan[139] - The deferred tax assets and liabilities are presented net after offset, with the net deferred tax assets at the end of the period being 209,683,580 RMB and the net deferred tax liabilities being 298,242,132 RMB[166] - The unrecognized deferred tax assets for deductible losses amount to 1,345,871,779 RMB at the end of the period, with a decrease from the beginning balance of 1,526,683,380 RMB[169] - The deductible losses for unrecognized deferred tax assets are set to expire in the following years: 2024 (142,806,847 RMB), 2025 (102,781,587 RMB), 2026 (174,436,882 RMB), 2027 (171,754,728 RMB), and 2028 and beyond (754,091,735 RMB)[169] Other Financial Metrics - The company's parent company achieved a net profit of RMB 330,464,546 in 2023, with undistributed profits at the end of the period totaling RMB 5,324,384,703[75] - The company plans to distribute a cash dividend of RMB 1.30 per 10 shares, totaling RMB 154,112,074 (including tax), based on 1,185,477,492 shares after deducting shares held in the repurchase account and restricted shares to be repurchased[75] - The company holds 18,225,976 shares in its repurchase account and plans to repurchase and cancel 9,709,744 restricted shares, which will not participate in the profit distribution[75] - The company's fair value change losses amounted to 16.08 million yuan, mainly due to changes in the fair value of financial assets and liabilities[147] - The company's asset impairment losses totaled 155.15 million yuan, reflecting increased provisions for potential losses[147] - The company's recoverable amount for certain assets was determined to be 11.80 million yuan, with a growth rate projection of 3.32%-4.00% for the forecast period[136] - Asset impairment losses increased by 44.18 million yuan compared to the same period last year, mainly due to an increase in long-term equity investment impairment provisions[150] - The company provided mortgages for 750 million yuan in working capital loans, involving multiple properties and land use rights[155] - The recoverable amount is determined based on the present value of expected future cash flows, with the table showing the carrying amount and recoverable amount of asset groups including goodwill[162]

信会师报字[2024]第 ZA11597 号 东软集团股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相 关要求，我们审计了东软集团股份有限公司（以下简称东软集团）2023 年 12 月 31 日的财务报告内部控制的有效性。 一、企业对内部控制的责任 东软集团股份有限公司 内部控制审计报告 2023 年度 内部控制审计报告 四、财务报告内部控制审计意见 我们认为，东软集团于 2023 年 12 月 31 日按照《企业内部控制 基本规范》和相关规定在所有重大方面保持了有效的财务报告内部控 制。 立信会计师事务所 中国注册会计师： （特殊普通合伙） 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企 业内部控制评价指引》的规定，建立健全和有效实施内部控制，并评 价其有效性是东软集团董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的 有效性发表审计意见，并对注意到的非财务报告内部控制的重大缺陷 进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。 此外，由于情况的变化可能导致内部控制变得不恰 ...

证券代码：600718 证券简称：东软集团 公告编号：临 2024-033 东软集团股份有限公司 关于 2024 年度日常关联交易预计情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、日常关联交易基本情况 （一）日常关联交易履行的审议程序 独立董事专门会议 2024 年第 1 次会议对《关于 2024 年度日常关联交易预计 情况的议案》进行了事前审议，独立董事认为：公司本次预计的日常关联交易符 合公司的实际经营和未来发展的需要，交易价格按照公允的市场价格定价，符合 公司及全体股东的利益。全体独立董事一致同意上述议案，并同意将该议案提交 董事会审议。独立董事：薛澜、陈琦伟、耿玮。 2024 年 4 月 22 日，公司十届十次董事会审议通过了《关于 2024 年度日常 关联交易预计情况的议案》，会议对公司 2024 年度预计日常关联交易按照交易 类别分别进行了审议，表决情况如下： 1、关于向关联人购买原材料的日常关联交易 同意 7 票，反对 0 票，弃权 0 票。关联董事刘积仁、荣新节回避表决。 2、 ...

证券代码：600718 证券简称：东软集团 公告编号：临 2024-031 东软集团股份有限公司 关于修改公司章程的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 公司十届十次董事会审议通过了《关于修改公司章程的议案》。根据《上市 公司独立董事管理办法》《上市公司章程指引（2023 年修订）》《上市公司监管指 引第 3 号—上市公司现金分红（2023 修订）》等法律法规、规范性文件的最新规 定，结合公司注册资本变化等实际情况，对《公司章程》进行修改。 一、公司注册资本变更情况 公司十届十次董事会审议通过了《关于公司回购注销部分限制性股票的议 案》。鉴于公司限制性股票激励计划第三个解除限售期内存在解除限售条件未达 成的情形，根据《东软集团股份有限公司限制性股票激励计划》的相关规定，公 司将对部分限制性股票予以回购并注销。办理完成后，公司注册资本与股份总数 将由 1,213,413,212 元（/股）变更为 1,203,703,468 元（/股）。具体内容，详 见本公司与本公告同日刊登在《中国证券报》《上海证券报》上的相关公 ...

东软集团股份有限公司 董事会审计委员会 对会计师事务所 2023 年度履行监督职责情况的报告 东软集团股份有限公司（以下简称"公司"）聘请立信会计师事务所（特殊普 通合伙）（以下简称"立信"）作为公司 2023 年度财务审计和内部控制审计机构。 根据《国有企业、上市公司选聘会计师事务所管理办法》《上海证券交易所股票上 市规则》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》等法律法 规的要求，公司董事会审计委员会切实对立信 2023 年度的审计工作情况履行了监 督职责。具体情况如下： 一、聘请会计师事务所基本情况 （一）会计师事务所基本情况 立信会计师事务所（特殊普通合伙）由我国会计泰斗潘序伦博士于 1927 年在 上海创建，1986 年复办，2010 年成为全国首家完成改制的特殊普通合伙制会计师 事务所，注册地址为上海市，首席合伙人为朱建弟先生。立信是国际会计网络 BDO 的成员所，长期从事证券服务业务，新证券法实施前具有证券、期货业务许可证， 具有 H 股审计资格，并已向美国公众公司会计监督委员会（PCAOB）注册登记。 截至 2023 年末，立信拥有合伙人 278 名、注册会计师 2,533 ...