Haitong Securities(600837)
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步科股份不超4.65亿元定增获上交所通过 海通证券建功
Zhong Guo Jing Ji Wang· 2025-04-08 03:16
步科股表示,公司本次向特定对象发行A股股票事项尚需获得中国证券监督管理委员会作出同意注册的 决定后方可实施。公司将根据该事项的进展情况及时履行信息披露义务,敬请广大投资者注意投资风 险。 中国经济网北京4月8日讯 步科股份(688160.SH)昨日晚间发布公告称,公司于2025年4月7日收到上海证 券交易所出具的《关于上海步科自动化股份有限公司向特定对象发行股票的交易所审核意见》,具体意 见为,"上海步科自动化股份有限公司向特定对象发行股票申请符合发行条件、上市条件和信息披露要 求。本所将在收到你公司申请文件后提交中国证监会注册。" 根据步科股份于2024年12月28日披露的2023年度向特定对象发行A股股票募集说明书(修订稿),本次 向特定对象发行募集资金总金额不超过46,500.00万元(含本数),本次募集资金总额在扣除发行费用后 的净额将用于智能制造生产基地建设项目。 步科股份本次发行的股票数量按照募集资金总额除以发行价格确定,同时本次发行股票数量不超过 25,200,000股(含本数),且不超过本次发行前公司总股本的30%,最终发行数量上限以中国证监会同 意注册的发行数量上限为准。 步科股份本次向特定 ...
国泰君安:4月11日起A股证券简称变更为国泰海通;基金年内分红近680亿元 | 券商基金早参
Mei Ri Jing Ji Xin Wen· 2025-04-08 00:46
Group 1 - Guotai Junan will change its A-share stock name to Guotai Haitong starting April 11, 2025, following the approval of a merger with Haitong Securities [1] - The name change signifies a deep integration between the two brokerages, potentially enhancing overall competitiveness [1] - Market will focus on the synergistic effects and business integration post-merger, which may influence stock prices and the brokerage sector [1] Group 2 - Significant inflow of funds into ETFs, with a net inflow of over 49 billion yuan in a single day, indicating strong market support [2] - Major contributors include Huatai-PineBridge CSI 300 ETF and E Fund CSI 300 ETF, which received net inflows of 17.564 billion yuan and 9.2 billion yuan respectively [2] - This influx of capital is expected to stabilize the stock market and enhance investor confidence [2] Group 3 - Public funds have distributed nearly 68 billion yuan in dividends this year, reflecting robust performance and a strong willingness to return profits to investors [3] - Leading fund companies in terms of total dividends include Huaxia Fund, Bank of China Fund, and E Fund, with distributions of 4.727 billion yuan, 4.478 billion yuan, and 4.175 billion yuan respectively [3] - The trend of large-scale dividends may influence the asset size of related fund products and the overall service quality in the public fund industry [3] Group 4 - Zhongtai Securities has received approval to issue company bonds totaling up to 20 billion yuan, enhancing its capital strength [4] - This move is expected to expand business scale and improve market competitiveness [4] - The approval reflects regulatory support for market financing functions, which may boost market confidence and stability [4]
国泰海通证券股份有限公司关于公司A股证券简称变更实施的公告
Shang Hai Zheng Quan Bao· 2025-04-07 19:22
登录新浪财经APP 搜索【信披】查看更多考评等级 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏,并对其内容 的真实性、准确性和完整性承担法律责任。 重要内容提示: ● 变更后A股股票证券简称:国泰海通,A股股票证券代码"601211"保持不变 ● A股证券简称变更日期:2025年4月11日 一、公司董事会审议变更A股证券简称的情况 国泰海通证券股份有限公司(曾用名:国泰君安证券股份有限公司,以下简称"公司")于2025年3月14 日召开第六届董事会第三十二次临时会议,审议通过《关于提请审议变更公司名称及证券简称的议 案》,同意公司A股证券简称由"国泰君安"变更为"国泰海通",A股证券代码"601211"保持不变。具体 情况详见公司于2025年3月17日披露的《国泰君安证券股份有限公司关于拟变更公司名称、证券简称及 注册资本的公告》(公告编号:2025-034)。 二、公司A股证券简称变更的原因 公司换股吸收合并海通证券股份有限公司并募集配套资金暨关联交易事项(以下简称"本次交易")已获 得中国证券监督管理委员会(以下简称"中国证监会")《关于同意国泰君安证券股份有限公司吸收合 ...
万亿券商“航母”,官宣领导班子!
21世纪经济报道· 2025-04-03 15:03
Core Viewpoint - The merger of Guotai Junan and Haitong Securities marks the first major consolidation in the brokerage industry since the implementation of the new "National Nine Articles" policy, with significant attention on the new leadership and organizational structure of Guotai Haitong [2][3]. Leadership and Organizational Structure - Guotai Haitong has announced its leadership team, which includes former executives from both Guotai Junan and Haitong Securities. Zhu Jian, the former chairman of Guotai Junan, has been appointed as the chairman of Guotai Haitong, while Zhou Jie, the former chairman of Haitong Securities, serves as the vice chairman [3][6]. - The board of directors consists of 17 members, including 3 internal directors and 6 independent directors, with a mix of leadership from both legacy firms [6]. - The new leadership structure emphasizes the inclusion of younger executives who have risen through the ranks, reflecting a pragmatic and market-oriented approach to talent management [4][7]. Organizational Optimization - Guotai Haitong has restructured its organization to include 7 business or management committees and 41 headquarters departments, aiming to enhance customer service capabilities and overall strength [8]. - The new organizational framework focuses on creating a strong front office, a professional middle office, and an efficient back office, with an emphasis on customer-centric solutions and resource optimization [8]. Name Change and Regulatory Compliance - The company has officially changed its name from "Guotai Junan Securities Co., Ltd." to "Guotai Haitong Securities Co., Ltd." and has completed the necessary registration and licensing updates [10]. - The company has obtained a new business license and is in the process of applying for changes to its A-share and H-share listings, ensuring a smooth transition in business operations [10].
国泰君安: 国泰海通证券股份有限公司章程
Zheng Quan Zhi Xing· 2025-04-03 12:19
Core Points - Guotai Haitong Securities Co., Ltd. was established on August 18, 1999, through the merger of Guotai Securities Co., Ltd. and Junan Securities Co., Ltd. [2][3] - The company was approved by the China Securities Regulatory Commission (CSRC) and is registered in Shanghai with a registered capital of RMB 17,629,708,696 [6][12]. - The company issued 1,525,000,000 A shares on June 26, 2015, and 1,040,000,000 H shares on April 11, 2017 [3][12]. - As of March 14, 2025, the total number of shares is 17,629,708,696, with A shares accounting for 80.11% and H shares for 19.89% [12]. Company Structure and Governance - The company operates under a dual leadership system where the Party Committee plays a significant role in decision-making alongside the Board of Directors [7][11]. - The company emphasizes compliance, integrity, and innovation as part of its operational philosophy [13]. - The company has established a comprehensive internal control mechanism to manage and mitigate risks related to integrity and compliance [14]. Share Issuance and Management - The company issues shares in accordance with principles of openness, fairness, and justice, ensuring equal rights for all shareholders [10]. - The shares have a nominal value of RMB 1 each, and the company can issue different types of shares as authorized by the State Council [10][12]. - The company has provisions for increasing capital through public offerings, private placements, and other methods as approved by shareholders [28][29]. Shareholder Rights and Responsibilities - Shareholders have rights to dividends, voting, and participation in company decisions based on their shareholdings [22][53]. - The company has mechanisms in place for shareholders to propose agenda items for meetings and to participate in decision-making processes [28][30]. - Shareholders are required to comply with laws and regulations, and any violations may result in restrictions on their rights [25][62].
国泰君安: 国泰海通证券股份有限公司第七届董事会第一次会议决议公告
Zheng Quan Zhi Xing· 2025-04-03 12:08
Group 1 - The company held its first meeting of the seventh board of directors on April 3, 2025, where all 17 directors were present, and the meeting complied with relevant regulations [1] - The board elected Zhu Jian as the chairman and Zhou Jie as the vice chairman, with unanimous support [1][2] - The board approved the establishment of four specialized committees: Strategy and ESG Committee, Compensation and Nomination Committee, Audit Committee, and Risk Control Committee [2][3] Group 2 - The company appointed Li Junjie as the president and several individuals as vice presidents, including Mao Yuxing, Xie Lebin, Luo Dongyuan, Nie Xiaogang, Pan Guangtao, Zhang Xinjun, Chen Zhongyi, and Han Zhida [2][3][4] - The term of the newly appointed senior management personnel aligns with the current board's term [3] - The company expressed gratitude to the retiring compliance director, Zhang Zhihong, for her contributions [3] Group 3 - The board approved the optimization of the company's organizational structure, establishing seven operational committees and 41 headquarters departments [4][5] - The company has set up 44 branch offices across various regions, including major cities and special economic zones [5] Group 4 - The board appointed Liang Jing as the securities affairs representative and approved revisions to several internal regulations [5][6] - The qualifications of the newly appointed senior management comply with relevant laws and regulations, and there are no conflicts of interest with major stakeholders [16]
斯瑞新材: 海通证券股份有限公司关于陕西斯瑞新材料股份有限公司向特定对象发行A股股票之发行保荐书
Zheng Quan Zhi Xing· 2025-04-03 11:46
Core Viewpoint - Shaanxi Sirui Advanced Materials Co., Ltd. is planning to issue A-shares to specific investors, with the total fundraising amount not exceeding 600 million yuan, aimed at supporting various projects including the industrialization of liquid rocket engine components and the construction of a technology industrial park [1][11]. Section 1: Basic Information of the Securities Issuance - The lead underwriter for the issuance is Haitong Securities Co., Ltd. [1] - The designated representatives for the project are Lin Wenting and Zhao Zhongtang, both experienced in investment banking [2][3]. - The project coordinator is Chen Qiuyue, who has participated in several IPO projects [3]. Section 2: Issuer Information - Shaanxi Sirui Advanced Materials Co., Ltd. was established on July 11, 1995, and became a joint-stock company on December 30, 2015, with a registered capital of 727,337,890 yuan [4]. - The company is listed on the Shanghai Stock Exchange under the stock code 688102 [4]. Section 3: Financial Data - As of September 30, 2024, the total assets of the company amounted to 200,822.78 million yuan, with total liabilities of 89,195.92 million yuan, resulting in total equity of 111,626.86 million yuan [5]. - For the first nine months of 2024, the company reported operating income of 96,430.81 million yuan and a net profit of 7,925.46 million yuan [5]. Section 4: Issuance Details - The type of shares to be issued is RMB ordinary shares (A-shares) with a par value of 1.00 yuan per share [7]. - The issuance will be directed towards no more than 35 specific investors, including various financial institutions and qualified individual investors [8]. - The pricing will be based on the average trading price of the company's shares over the 20 trading days prior to the issuance date, with a minimum price set at 80% of this average [8][9]. Section 5: Use of Proceeds - The proceeds from the issuance will be allocated to projects including the industrialization of liquid rocket engine components and the production of medical imaging equipment, with a total investment of 69,000 million yuan planned for these projects [11][19]. Section 6: Compliance and Approval - The issuance has undergone necessary internal reviews and has been approved by the board of directors and shareholders, complying with relevant laws and regulations [17][18]. - The company assures that the fundraising aligns with national industrial policies and will contribute to the development of the commercial aerospace sector [19][20].
中巨芯: 海通证券股份有限公司关于中巨芯科技股份有限公司2024年度持续督导现场检查报告

Zheng Quan Zhi Xing· 2025-04-03 09:17
Core Viewpoint - The report indicates that Zhongjuxin Technology Co., Ltd. has successfully established a compliant corporate governance structure and internal control system, ensuring effective operation and adherence to regulatory requirements since its IPO [1][2][6]. Group 1: Corporate Governance and Internal Control - The company has established a governance structure that meets the requirements for listed companies, with effective execution of its articles of association and meeting rules [2]. - The internal control system is well-defined, with clear responsibilities and compliance in place, including an internal audit system [2][4]. - Meetings of the board, supervisory board, and shareholders have been conducted legally and in compliance with regulations, with complete records maintained [2]. Group 2: Information Disclosure - The company has a comprehensive information disclosure system that complies with relevant regulations, ensuring no false statements or omissions in disclosures [3]. Group 3: Independence and Related Party Transactions - The company maintains good independence from its controlling shareholders and has no instances of fund misappropriation by related parties [3][4]. Group 4: Use of Raised Funds - The company has established a management system for raised funds, ensuring compliance with decision-making procedures and proper disclosure of fund usage [4]. Group 5: Operational Status - The company is reported to have a good operational status, with normal business operations and no significant changes in its business model or market environment [6].
灿芯股份: 海通证券股份有限公司关于灿芯半导体(上海)股份有限公司首次公开发行部分限售股及部分战略配售限售股上市流通的核查意见

Zheng Quan Zhi Xing· 2025-04-02 14:02
海通证券股份有限公司关于 根据《证券发行上市保荐业务管理办法》 《上海证券交易所科创板股票上市 规则》等有关法律、法规要求,海通证券作为持续督导保荐机构,对公司首次公 开发行部分限售股及部分战略配售限售股上市流通事项进行了专项核查,现将本 次核查的情况报告如下: 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于 2024 年 1 月 17 日出具的《关于同意灿芯 半导体(上海)股份有限公司首次公开发行股票注册的批复》 灿芯半导体(上海)股份有限公司首次公开发行部分限售股 及部分战略配售限售股上市流通的核查意见 上海证券交易所: 经中国证券监督管理委员会《关于同意灿芯半导体(上海)股份有限公司 首次公开发行股票注册的批复》(证监许可〔2024〕106 号)批复,灿芯半导体 (上海)股份有限公司(以下简称"灿芯股份"、"公司"或"发行人")首次 公开发行股票 3,000.00 万股,每股面值人民币 1 元,每股发行价格人民币 19.86 元,募集资金总额为人民币 59,580.00 万元,扣除发行费用后,实际募集资金净 额为人民币 52,129.49 万元。本次发行证券已于 2024 年 4 月 11 ...
华瓷股份: 海通证券股份有限公司关于湖南华联瓷业股份有限公司变更部分募集资金用途的核查意见
Zheng Quan Zhi Xing· 2025-04-02 10:50
海通证券股份有限公司 关于湖南华联瓷业股份有限公司 变更部分募集资金用途的核查意见 海通证券股份有限公司(以下简称"海通证券"或"保荐机构")作为湖南华联 瓷业股份有限公司(以下简称"华瓷股份"或"公司")首次公开发行股票并上市持 续督导保荐机构,根据《证券发行上市保荐业务管理办法》《上市公司监管指引 第2号——上市公司募集资金管理和使用的监管要求》《深圳证券交易所上市公 司自律监管指引第13号——保荐业务》《深圳证券交易所股票上市规则》《深圳 证券交易所上市公司自律监管指引第1号-主板上市公司规范运作》等有关规定, 对公司变更募集资金投资项目的事项进行了核查,具体情况如下: 一、变更募集资金投资项目的概述 (一)募集资金到位情况 经中国证券监督管理委员会《关于核准湖南华联瓷业股份有限公司首次公开 发行股票的批复》(证监许可20212802号)核准,公司向社会公开发行人民币 普通股(A股)62,966,700股,公司本次公开发行股票募集资金总额为人民币 税),实际募集资金净额为人民币532,679,111.08元。上述募集资金到位情况经天 健会计师事务所(特殊普通合伙)天健验字20212-40号验资报告予以验 ...