证券时报e公司讯，国泰君安(601211)11月20日晚公告，近日，国家市场监督管理总局出具了《经营者 集中反垄断审查不实施进一步审查决定书》（反执二审查决定〔2024〕584 号），具体内容如下："根 据《中华人民共和国反垄断法》第三十条规定，经初步审查，现决定，对国泰君安证券股份有限公司与 海通证券股份有限公司合并案不实施进一步审查。 你公司从即日起可以实施集中。 该案涉及经营者集中反垄断审查之外的其他事项，依据相关法律办理。 " ...

证券代码：600837 证券简称：海通证券 公告编号：临 2024-075 海通证券股份有限公司 关于重大资产重组获得上海市国有资产监督管理 委员会批复的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 海通证券股份有限公司（以下简称"公司"或"海通证券"）与国泰君安证券 股份有限公司（以下简称"国泰君安"）正在筹划由国泰君安通过向公司全体 A 股换股股东发行 A 股股票、向公司全体 H 股换股股东发行 H 股股票的方式换股 吸收合并海通证券并发行 A 股股票募集配套资金（以下简称"本次交易"）。 2024 年 10 月 9 日，公司召开第八届董事会第十三次会议（临时会议），审议 通过了《关于<国泰君安证券股份有限公司换股吸收合并海通证券股份有限公司并 募集配套资金暨关联交易预案>及其摘要的议案》等与本次交易相关的议案，具体 内容详见公司刊登在上海证券交易所网站（www.sse.com.cn）的相关公告。 近日，上海市国有资产监督管理委员会出具了《市国资委关于国泰君安证券 股份有限公司换股吸收合并海通证券股份有限公司及配套 ...

证券时报e公司讯，据海通证券消息，11月15日，海通证券旗下子公司海通国际作为联席保荐人、整体 协调人、联席全球协调人、联席账簿管理人及联席牵头经办人，成功保荐江苏国富氢能技术装备股份有 限公司（简称"国富氢能"）在香港证券交易所挂牌上市，股票代号2582.HK。 ...

证券代码：600837 证券简称：海通证券 公告编号：临 2024-073 本次交易方案尚待双方董事会再次审议通过、双方股东大会批准及有权监管 机构的批准、核准、注册或同意后方可正式实施；本次交易能否取得相关批准、 核准、注册或同意，以及最终取得的时间均存在不确定性，公司于 2024 年 10 月 10 日披露的《国泰君安证券股份有限公司换股吸收合并海通证券股份有限公司并 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、本次交易的基本情况 海通证券股份有限公司（以下简称"公司"或"海通证券"）与国泰君安证券 股份有限公司（以下简称"国泰君安"）正在筹划由国泰君安通过向公司全体 A 股换股股东发行 A 股股票、向公司全体 H 股换股股东发行 H 股股票的方式换股 吸收合并海通证券并发行 A 股股票募集配套资金（以下简称"本次交易"）。本 次交易预计构成《上市公司重大资产重组管理办法》规定的重大资产重组，不构 成重组上市。 二、本次交易进展情况 公司于 2024 年 10 月 9 日召开第八届董事会第十三次会议（临时会议），审 ...

Group 1 - The core point of the news is the merger and restructuring between Guotai Junan and Haitong Securities, which has led to significant market interest and speculation about the future of the combined entity [1][5][6] - Lin Jiali, the former chief analyst of Haitong Securities, has joined Guohai Securities, indicating a trend of talent movement within the industry [1][2] - The latest quarterly reports reveal that Guotai Junan and Haitong Securities have a combined net asset of 300.82 billion yuan, ranking first in the industry [5] Group 2 - Guohai Securities has seen a 14% increase in the number of registered analysts, growing from 76 to 87 since June 30, indicating an expansion in its research capabilities [2] - Haitong Securities has also experienced a slight increase in its analyst count, from 140 to 145, despite some departures [2] - The merger aims to create a leading investment bank with enhanced synergies in trading, IT infrastructure, and operational management [5][6]

证券时报e公司讯，近日，海通证券顺利通过信通院《研发运营一体化（DevOps）能力成熟度模型》技 术运营标准2级认证、系统和工具技术要求标准2个模块优秀级认证，其中海通证券软件持续交付系统成 为行业内首个通过部署管理模块优秀级认证的案例。 此次认证通过，充分体现了公司的运维管理能力、持续交付系统工具能力达到行业领先水平，标志着公 司研发运维成熟度迈上新台阶。 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2024年10月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 海通證券股份有限公司 呈交日期: 2024年11月1日 I. 法定/註冊股本變動 第 1 頁 共 10 頁 v 1.1.0 FF301 II. 已發行股份及/或庫存股份變動 | 1. 股份分類 | 普通股 | 股份類別 | | H | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 06837 | 說明 | | | | | | | | | | 已發行股份（不包括庫存股份）數目 | | | 庫存股份數目 | | 已發行股份總數 | | | 上月底結存 | | | 3,409,568,820 | | | 0 | | 3,409,568,820 | | 增加 / 減少 (-) | | | | 0 | | 0 | | | | 本月底結存 | | | 3,409,568,820 | | | 0 | | 3,4 ...

Financial Performance - Operating revenue for Q3 2024 was CNY 4,034,308,958.63, a decrease of 28.03% compared to the same period last year[3] - Net profit attributable to shareholders for Q3 2024 was CNY -1,612,549,669.65, representing a decline of 403.05% year-on-year[3] - Net profit attributable to shareholders after deducting non-recurring gains and losses for Q3 2024 was CNY -1,513,452,569.03, down 406.69% from the previous year[3] - Basic earnings per share for Q3 2024 was CNY -0.12, a decrease of 400.00% compared to the same period last year[3] - The net profit attributable to shareholders for the year-to-date period was CNY -659,452,300.81, down 115.12% year-on-year[3] - Total operating income for the first three quarters of 2024 was CNY 12,899,066,794.31, a decrease from CNY 22,573,794,437.97 in the same period of 2023, representing a decline of approximately 42.9%[19] - Net profit for the first three quarters of 2024 was a loss of CNY 211,670,066.72, compared to a profit of CNY 4,514,382,251.78 in 2023, indicating a significant downturn[20] - The company reported a loss attributable to shareholders of CNY 659,452,300.81 for the first three quarters of 2024, compared to a profit of CNY 4,361,744,499.35 in the same period of 2023[20] Assets and Liabilities - Total assets at the end of Q3 2024 were CNY 693,237,322,492.14, reflecting an 8.13% decrease from the end of the previous year[4] - Total assets amounted to CNY 693.24 billion, a decrease of 8.12% from CNY 754.59 billion on December 31, 2023[16] - Total liabilities decreased to CNY 523.75 billion from CNY 579.79 billion, a reduction of 9.66%[18] - Total liabilities decreased to ¥306.74 billion from ¥344.24 billion at the end of 2023[24] - The total liabilities and equity amounted to ¥468,461,072,632.41, a decrease from ¥497,510,462,955.19 in the previous year[26] Cash Flow - The net cash flow from investment activities increased significantly by 221.70% to ¥19,183,680,544.56 compared to ¥5,963,183,793.20 in the previous year[8] - In the first three quarters of 2024, the net cash flow from operating activities was ¥46.69 billion, a significant improvement compared to a net outflow of ¥21.56 billion in the same period of 2023[21] - The cash flow from operating activities totaled ¥102.81 billion in the first three quarters of 2024, compared to ¥46.25 billion in the same period of 2023[21] - Net cash flow from operating activities was CNY 16.51 billion, compared to a negative CNY 30.82 billion in the first three quarters of 2023[30] - Cash inflow from investment activities totaled CNY 65.38 billion, up from CNY 26.13 billion year-over-year[31] - Net cash flow from financing activities showed a net outflow of ¥43.90 billion, worsening from a net outflow of ¥11.73 billion in the same period last year[22] - Net cash flow from financing activities was negative CNY 16.24 billion, contrasting with a positive CNY 4.74 billion in 2023[31] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 230,977, with 142 being H-share holders[9] - The largest shareholder, Hong Kong Central Clearing (Agent) Co., Ltd., holds 3,409,058,956 shares, representing 26.09% of the total shares[9] - Shanghai Guosheng (Group) Co., Ltd. is the second-largest shareholder with 862,489,059 shares, accounting for 6.60%[9] Other Financial Metrics - The liquidity coverage ratio improved to 474.47% from 223.69% year-on-year[4] - The company reported a total of CNY -99,097,100.62 in non-recurring gains and losses for the current period[5] - The weighted average return on net assets for Q3 2024 was -0.99%, a decrease of 0.58 percentage points compared to the previous year[4] - The company reported a significant drop in derivative financial assets, which fell to CNY 1.52 billion from CNY 2.28 billion, a decrease of 33.06%[16] - The company’s financial investments in trading assets decreased to CNY 182.65 billion from CNY 221.27 billion, a decline of 17.43%[16] - The company’s long-term receivables decreased to CNY 71.93 billion from CNY 79.52 billion, a reduction of 9.73%[16] - The company reported a decrease in other comprehensive income, improving from -¥1,304,576,076.39 to -¥637,885,794.45[8] - Other comprehensive income after tax for the first three quarters of 2024 was CNY 475,932,695.94, slightly up from CNY 459,939,292.63 in 2023[20] Business Operations - The company is planning a merger with Guotai Junan Securities, pending necessary internal approvals and regulatory clearance[14] - The cash flow from financing activities showed a significant outflow of -¥43,901,395,392.15, compared to -¥11,731,752,271.66 in the previous period[8]

证券代码：600837 证券简称：海通证券 公告编号：临2024-070 海通证券股份有限公司 第八届监事会第九次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 海通证券股份有限公司（以下简称公司）第八届监事会第九次会议通知于 2024 年 10 月 16 日以电子邮件和传真的方式发出，会议于 2024 年 10 月 30 日在 公司以现场会议和电话会议相结合的方式召开。会议应到监事 9 名，实到监事 9 名，会议由监事会主席童建平主持，财务总监、董事会秘书、合规总监列席了会 议。会议召集、召开及表决程序符合《中华人民共和国公司法》《海通证券股份 有限公司章程》（以下简称《公司章程》）和《海通证券股份有限公司监事会议 事规则》的有关规定。会议审议并通过了以下议案： 一、审议通过了《公司 2024 年第三季度报告》 表决结果：[9]票赞成，[0]票反对，[0]票弃权，审议通过本议案。 二、审议通过了《公司关于计提资产减值准备及核销资产的议案》 监事会认为：本次计提资产减值准备及核销资产符合《企业会计准则》和公 司会 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 为贯彻中央经济工作会议和中央金融工作会议精神，深入践行"以投资者为 本"的理念，进一步推动公司高质量发展和投资价值提升，维护全体股东合法权 益，基于对公司价值和未来发展的信心，海通证券股份有限公司（以下简称公司） 制定了《2024 年度"提质增效重回报"行动方案》，并于 2024 年 4 月 26 日经 公司第八届董事会第五次会议审议通过后对外发布。2024 年上半年，公司根据 行动方案贯彻落实各项工作，在发挥功能性作用、服务新质生产力、强化投资者 回报等多个方面取得积极成效，具体如下： 一、坚守金融本源，充分发挥功能性作用 2024 年上半年，公司积极响应落实新"国九条"，紧抓服务国家战略和实体 经济主线，充分发挥"投、融、保、研"与财富管理协同发力的综合金融服务优 势，以"海通所能"突出做好金融"五篇大文章"，持续强化证券公司的功能性 定位，切实提升金融服务实体经济质效。截至 2024 年 6 月末，公司及其子公司 （集团）总资产达 7,214 亿元，归属于母公司股东的净资产 ...