上海华峰铝业股份有限公司 期货套期保值业务管理制度 第一章 总则 第一条 为加强对上海华峰铝业股份有限公司（以下简称"公司"） 及下属子公司期货套期保值业务的管理，有效防范和控制交易风险， 规范套期保值业务相关工作，根据《中华人民共和国公司法》、《中 华人民共和国证券法》、《上海证券交易所股票上市规则》等法律、 法规、规范性文件以及《上海华峰铝业股份有限公司章程》（以下简 称《公司章程》）等有关规定，结合公司的实际情况，制定本制度。 第二条 本制度所称期货交易是指以期货合约为交易标的的交易 活动，公司从事套期保值业务，是指为管理价格风险、利率风险、信 用风险等特定风险而达成与上述风险基本吻合的期货交易的活动。公 司从事套期保值业务的期货品种仅限于与公司生产经营相关的产品、 原材料，且原则上应当控制期货在种类、规模及期限上与需管理的风 险敞口相匹配。用于套期保值的期货与需管理的相关风险敞口应当存 在相互风险对冲的经济关系，使得期货与相关风险敞口的价值因面临 相同的风险因素而发生方向相反的变动。 第三条 本制度所述套期保值业务主要包括以下类型的交易活动： (一)对已持有的现货库存进行卖出套期保值； (二)对已签订 ...

上海华峰铝业股份有限公司 选聘会计师事务所管理办法 第一章 总则 第一条 为进一步完善上海华峰铝业股份有限公司（以下简称"公 司"）的选聘（含续聘、改聘，下同）会计师事务所的行为，切实维 护股东利益，提高审计工作和财务信息的质量，依据《中华人民共和 国公司法》、《国有企业、上市公司选聘会计师事务所管理办法》、 《上海证券交易所股票上市规则》、《上海证券交易所上市公司自律 监管指引第 1 号——规范运作》等法律法规、规范性文件和《上海华 峰铝业股份有限公司章程》（以下简称"《公司章程》"）等有关规 定，结合公司实际情况，制定本制度。 第二条 公司聘任会计师事务所对财务会计报告发表审计意见、出具 审计报告的行为，应当遵照本制度履行选聘程序。聘任会计师事务所 从事除财务会计报告审计之外的其他法定审计业务，视重要性程度可 比照本制度执行。 第三条 公司选聘会计师事务所应当经董事会审计委员会（以下简称 "审计委员会"）审议同意后，提交董事会审议，并由股东大会决定。 第四条 公司控股股东、实际控制人不得在公司董事会、股东大会审 议前，向公司指定会计师事务所，不得干预审计委员会、董事会及股 东大会独立履行审核职责。 第二章 ...

证券代码:601702 立信会计师事务所(特殊普通合伙) (以下简称"立 信"）由我国会计泰斗潘序伦博士于 1927年在上海创建,1986 年复办,2010 年成为全国首家完成改制的特殊普通合伙制会计 师事务所,注册地址为上海市,首席合伙人为朱建弟先生。立 信是国际会计网络 BD0 的成员所,长期从事证券服务业务,新 证券法实施前具有证券、期货业务许可证,具有H 股审计资 格，并已向美国公众公司会计监督委员会（PCAOB）注册登记。 截至 2023 年末,立信拥有合伙人 278 名、注册会计师 2,533 名、从业人员总数 10.730 名，签署过证券服务业务审计报告的 注册会计师 693 名。 二、2023 年度会计师事务所履职情况 1、年审期间出具报告总体情况。 立信按照中国注册会计师审计准则和其他相关执业规范的 要求,对公司 2023年度财务报表及 2023年 12月 31 日的财务 报告内部控制的有效性进行了审计,出具了标准无保留意见审 计报告,同时对公司 2023年度非经营性资金占用及其他关联资 金往来情况执行了相关工作，并出具了专项报告。 证券简称:华峰铝业 董事会审计委员会 2023年对会计师事 ...

上海华峰铝业股份有限公司 2023 年年度股东大会 会议资料 2024 年 5 月 1 上海华峰铝业股份有限公司 2023 年年度股东大会 目 录 | 年年度股东大会会议须知 2 | 第一部分： 公司 | | | 2023 | | | | --- | --- | --- | --- | --- | --- | --- | | 年年度股东大会会议议程 4 | 第二部分： 公司 | | | 2023 | | | | 年年度股东大会会议议案 6 | 第三部分： 2023 | | | | | | | 年年度报告全文及其摘要 6 | 1 | 公司 | 2023 | | | 议案 | | 年度董事会工作报告 7 | 2 | 公司 | 2023 | | | 议案 | | 年度监事会工作报告 8 | 3 | 公司 | 2023 | | | 议案 | | 年度财务决算报告及 | 4 | 公司 | 2023 | 2024 年度预算报告 9 | | 议案 | | 2023 | 5 | 关于《公司 | | 年度利润分配预案》的议案 16 | | 议案 | | 年度公司董事、监事及高级管理人员薪酬考核 | | 关于 | 2023 | ...

┣海华峰铝业股份有限公司 独立董事 2024 年第一次会议决议 因此,同意将该事项提交董事会审议,关联董事应回避表决。 表决结果:2 票同意、0 票反对、0 票弃权。 上海华峰铝业股份有限公司(以下简称"公司")独立董事 2024年第一次专 门会议于 2024年 4 月 25 日以通讯表决方式召开,会议通知于 2024年 4 月 12 日以电子邮件等方式送达全体独立董事。本次会议应出席独立董事2人,实际出 席独立董事2人,全体独立董事会前一致推举独立董事彭涛为第四届董事会独立, 董事专门会议的召集人和主持人。会议的召集、召开及表决程序符合《上市公司 独立董事管理办法》、《公司章程》、《公司独立董事制度》的相关规定。 (以下无正文) （此页无正文,为《上海华峰铝业股份有限公司独立董事 2024 年第一次会 议决议》签字页) 独立董事签字: y 彭 I |网 涛 6024 年 y n you 基于独立判断的立场,独立董事对拟提交公司第四届董事会第八次会议审议 的《关于 2023年度目常关联交易执行情况和2024年度目常关联交易预计的议案》 进行了认真审议,一致同意通过该议案,并发表事前认可意见如下: 公司 202 ...

关于上海华峰铝业股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 目 录 1、 专项审计报告 上海华峰铝业股份有限公司 非经营性资金占用及其他关联资金 往来情况的专项报告 2023 年度 您可使用手机"扫一扫"或进入"注册会计师行业统一直管平台（http://ace.mof.gov.cn) "进 n a of.gov.cn - 3P24 2、 附表 委托单位：上海华峰铝业股份有限公司 审计单位：立信会计师事务所（特殊普通合伙） 联系电话：021-23280000 立信会计师事务所(特殊普通合伙) BDO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP 关于上海华峰铝业股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 信会师报字[2024]第 ZF10396 号 市 德 / 本报告仅供华峰铝业公司为披露 2023 年年度报告的目的使用, 不得用作任何其他目的。 中国注册会计师:陈小金 上海华峰铝业股份有限公司全体股东: 我们审计了上海华峰铝业股份有限公司(以下简称"华峰铝业公 司")2023年度的财务报表,包括2023年12月 ...

Financial Performance - The company's net assets attributable to shareholders increased to ¥4,524,458,860.70 in 2023, a growth of 21.22% compared to ¥3,732,538,392.44 in 2022[30]. - Total assets rose to ¥7,183,130,857.47, reflecting a 14.29% increase from ¥6,285,002,387.04 in the previous year[30]. - Basic earnings per share reached ¥0.90, marking a 34.33% increase from ¥0.67 in 2022[30]. - The weighted average return on net assets improved to 21.50%, up by 2.12 percentage points from 19.38% in 2022[30]. - The company achieved total operating revenue of CNY 9,290,944,494.06, an increase of 8.73% compared to the previous year[36]. - Net profit attributable to shareholders reached CNY 899,201,548.76, reflecting a growth of 35.06% year-on-year[36]. - The net profit excluding non-recurring gains and losses was CNY 876,874,704.46, up 35.88% from the previous year[37]. - The company achieved record revenue and profit levels in 2023, marking the highest figures in its history[81]. - The company distributed a cash dividend of 0.10 yuan per share (including tax), totaling 99,853,060 yuan (including tax), based on a total share capital of 998,530,600 shares[91]. Research and Development - The company aims to enhance R&D efforts in new fields such as energy storage, wind power, and 5G base stations, aligning with market demand[5]. - In 2023, the company obtained 19 patents, including 3 invention patents and 16 utility model patents[38]. - The company has a total of 96 authorized patents, including 33 invention patents and 63 utility model patents, demonstrating significant R&D achievements[135]. - Research and development expenses totaled ¥231,473,778.85, accounting for 2.49% of operating revenue[149]. - Research and development personnel numbered 291, representing 15.22% of the total workforce, with a notable age distribution where 149 are aged 30-40[168]. Market and Product Development - The average aluminum content in European passenger cars is projected to increase from 205kg in 2022 to 237kg by 2026, representing a growth of 15.6%[2]. - The company completed hundreds of new project allocations and reserves, covering traditional automotive thermal transfer materials and new energy vehicle materials[38]. - The company has developed star products such as blade battery materials and water-cooled plate materials, increasing sales and market share[37]. - The company has expanded its product offerings in the new energy sector, leading to a significant increase in sales volume for related products[143]. - The company's aluminum processing main business grew significantly due to increased market share of downstream customers in the new energy sector, leading to higher demand for aluminum materials[163]. Operational Efficiency - The net cash flow from operating activities was CNY 373,596,887.30, an increase of 14.42% compared to the previous year[51]. - The company is focusing on lean management to enhance efficiency and improve overall processes and information systems[62][63]. - The company has established a complete production chain across both bases, enhancing flexibility in production and logistics to mitigate risks during emergencies[111]. - The company emphasizes rapid delivery capabilities, which are critical for large automotive parts manufacturers, enhancing its competitive advantage in the supply chain[109]. - The company is investing ¥198,001,000 in a project to produce 150,000 tons of high-end aluminum plates and foils for new energy vehicles, which is currently under construction[158]. Sustainability and Green Development - A focus on green and low-carbon development is emphasized, aiming to build a modern industrial system centered on high-strength, corrosion-resistant, and lightweight aluminum composite materials[6]. - The company has been recognized as a national-level green factory, with ongoing efforts in energy conservation, clean production, and recycling, contributing to a reduction in carbon emissions[90]. - The company is accelerating its green and low-carbon transformation and upgrading its industry[65]. Supply Chain and Procurement - The company has established long-term procurement agreements with several reputable aluminum ingot suppliers to ensure stable raw material supply[73]. - The top five suppliers accounted for 42.90% of total annual purchases, with no purchases from related parties[167]. International Expansion - The company has effectively expanded its overseas customer base by deepening its presence in the Asian market and developing the Eastern European market, particularly in supplying water-cooled plate materials to multiple automotive projects in Japan and South Korea, leading to a continuous increase in foreign trade for new energy vehicles[86]. - The company has overseas assets amounting to 1,067.71 million RMB, representing 0.15% of total assets[192]. Financial Management - The company reported a decrease in financial expenses by 23.67% to ¥25,949,501.04, down from ¥33,994,285.14 last year[140]. - The company’s long-term borrowings decreased by 87.50% to ¥40,000,000.00, primarily due to the reclassification of long-term debt to current liabilities[171]. - The company plans to engage in foreign exchange derivative trading with a limit of up to ¥1 billion until April 30, 2024[179]. - The company employs forward foreign exchange contracts and options to mitigate foreign exchange risks, with overall business risk being manageable and effectively executed in 2023[199].

Revenue and Profit Growth - Revenue for Q1 2024 reached 2,361,992,656.67 RMB, an increase of 18.28% year-over-year[7] - Net profit attributable to shareholders was 253,595,897.52 RMB, up 49.54% compared to the same period last year[7] - Total operating revenue for Q1 2024 reached 2,361,992,656.67 RMB, an increase of 18.3% compared to 1,997,013,563.87 RMB in Q1 2023[35] - Net profit attributable to parent company shareholders in Q1 2024 was 253,595,897.52 RMB, up 49.6% from 169,580,601.82 RMB in Q1 2023[38] - Revenue for Q1 2024 increased to 2,082,305,706.86 RMB, up 28.1% compared to 1,626,419,082.03 RMB in Q1 2023[56] - Net profit for Q1 2024 rose to 130,098,316.87 RMB, a 41.2% increase from 92,112,904.25 RMB in Q1 2023[58] - Sales revenue from goods and services in Q1 2024 reached 2,015,859,952.12 RMB, up 31.1% from 1,538,199,219.01 RMB in Q1 2023[60] Earnings Per Share - Basic and diluted earnings per share were 0.25 RMB, a 47.06% increase year-over-year[7] - Basic earnings per share increased to 0.25 yuan per share from 0.17 yuan per share in the previous period[45] - Diluted earnings per share increased to 0.25 yuan per share from 0.17 yuan per share in the previous period[45] Cash Flow and Liquidity - Operating cash flow decreased by 32.23% to 254,789,312.12 RMB due to increased inventory preparation[11] - Cash and cash equivalents at the end of Q1 2024 were 554,134,609.49 RMB, a 66.7% increase from 330,515,568.06 RMB at the start of the period[42] - Cash flow from financing activities showed a net outflow of 52,276,198.15 RMB in Q1 2024, compared to 5,974,568.29 RMB in Q1 2023[42] - Cash received from sales of goods and services rose to 2,529,735,426.88 yuan from 2,091,045,441.12 yuan[45] - Net cash flow from operating activities decreased to 254,789,312.12 yuan from 375,951,693.14 yuan[45] - Cash and cash equivalents rose to 363,046,377.84 yuan from 239,392,171.22 yuan[49] - Operating cash flow for Q1 2024 improved significantly to 61,039,408.74 RMB, compared to a negative cash flow of -26,631,065.82 RMB in Q1 2023[63] - Cash and cash equivalents at the end of Q1 2024 stood at 353,049,184.16 RMB, compared to 397,268,149.92 RMB at the end of Q1 2023[63] - Cash outflow for purchasing goods and services in Q1 2024 was 1,832,195,929.53 RMB, a 25.2% increase from 1,463,439,014.00 RMB in Q1 2023[60] Assets and Liabilities - Total assets grew by 2.98% to 7,397,169,420.92 RMB compared to the end of the previous year[13] - Shareholders' equity increased by 5.59% to 4,777,513,862.36 RMB[13] - The company's monetary funds increased to 568,510,607.47 RMB as of March 31, 2024, up from 424,169,067.24 RMB at the end of 2023[25] - Accounts receivable decreased to 1,454,103,588.05 RMB from 1,563,852,145.91 RMB compared to the previous year-end[25] - The total assets of the company reached 7,397,169,420.92 RMB, showing growth from 7,183,130,857.47 RMB at the end of 2023[29] - Short-term borrowings decreased to 1,139,708,047.95 RMB from 1,179,649,611.13 RMB[29] - The company's total liabilities decreased to 2,619,635,045.23 RMB from 2,658,625,200.99 RMB[32] - The company's total equity increased to 4,777,534,375.69 RMB from 4,524,505,656.48 RMB[32] - The company's inventory decreased slightly to 2,071,439,659.68 RMB from 2,112,747,684.04 RMB[25] - Prepayments decreased significantly to 41,625,122.83 RMB from 101,692,847.53 RMB[25] - The company's fixed assets decreased to 1,488,281,368.03 RMB from 1,528,771,631.33 RMB[29] - The company's construction in progress increased to 92,760,463.24 RMB from 63,632,290.77 RMB[29] - Total liabilities and shareholders' equity stood at 7,397,169,420.92 RMB as of Q1 2024, up 3% from 7,183,130,857.47 RMB in the previous period[34] - Total assets increased to 1,064,697,219.48 RMB in Q1 2024, up slightly from 1,064,590,751.21 RMB in the previous period[44] - Total assets increased to 5,694,021,819.84 yuan from 5,604,873,777.39 yuan[52] - Total liabilities decreased to 2,110,525,661.91 yuan from 2,152,855,205.77 yuan[52] - Owner's equity increased to 3,583,496,157.93 yuan from 3,452,018,571.62 yuan[54] - Accounts receivable slightly increased to 1,610,328,432.36 yuan from 1,608,752,238.75 yuan[49] - Inventory increased to 961,322,148.01 yuan from 910,390,229.21 yuan[49] R&D and Other Expenses - R&D expenses increased to 58,425,754.38 RMB in Q1 2024, a 16.8% rise from 50,008,316.17 RMB in Q1 2023[35] - R&D expenses in Q1 2024 increased to 34,970,212.59 RMB, a 16.1% rise compared to 30,124,372.65 RMB in Q1 2023[56] - Interest expenses decreased to 12,976,699.02 RMB in Q1 2024, down 18.1% from 15,851,432.68 RMB in Q1 2023[56] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 16,850[15] - The largest shareholder, Huafeng Group Co., Ltd., holds 55.14% of the company's shares[18] Non-Recurring Items and Other Income - Non-recurring gains and losses amounted to 4,050,161.89 RMB, primarily from government subsidies[10] - Other income surged to 42,916,292.55 RMB in Q1 2024, a 733.5% increase from 5,149,950.96 RMB in Q1 2023[35] - Tax refunds received in Q1 2024 surged to 64,592,167.46 RMB, a 134.6% increase from 27,531,253.34 RMB in Q1 2023[60] Comprehensive Income - Total comprehensive income for Q1 2024 was 253,540,827.79 RMB, up 49.5% from 169,593,294.60 RMB in Q1 2023[38] - Total comprehensive income for Q1 2024 was 130,098,316.87 RMB, up 41.2% from 92,112,904.25 RMB in Q1 2023[58] Operating Profit - Operating profit for Q1 2024 was 295,285,742.63 RMB, a 49.4% increase from 197,696,114.32 RMB in Q1 2023[38] Return on Equity - The company's weighted average return on equity (ROE) increased by 1.01 percentage points to 5.45%[13]

证券代码：601702 证券简称：华峰铝业 公告编号：2024-008 上海华峰铝业股份有限公司 关于2024年继续开展外汇衍生品交易业务的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： ● 交易目的：公司外销结算货币主要是美元和欧元，随着公司海外销售规模的 不断扩大，汇率波动对公司经营业绩的影响也日益增大。为了降低外汇市场的风险， 减少汇率波动对公司利润的影响，实现稳健经营，公司及控股子公司拟选择适合的 市场时机开展外汇衍生品交易业务。 ● 交易品种：包括但不限于远期结售汇业务、外汇掉期业务、外汇期权业务及 上述产品的组合。 ● 交易金额：公司及控股子公司拟开展的外汇衍生品交易业务，在任一交易日 所持有的最高合约价值不超过5亿元人民币（或等值外币）。在上述额度内，资金可 循环滚动使用。 ● 履行的审议程序：本事项已经公司第四届董事会第八次会议和第四届监事会 第八次会议审议通过，无需提交股东大会审议。 （一）交易目的 公司外销结算货币主要是美元和欧元，随着公司海外销售规模的不断扩大，汇 率波动对公司 ...

上海华峰铝业股份有限公司 关于开展外汇衍生品业务的可行性分析报告 一、业务开展背景及目的 公司外销结算货币主要是美元和欧元，随着公司海外销售规模的不断 扩大，汇率波动对公司经营业绩的影响也日益增大。为了降低外汇市场的 风险，减少汇率波动对公司利润的影响，实现稳健经营，公司及控股子公 司拟选择适合的市场时机开展外汇衍生品交易业务。公司开展的外汇衍生 品交易业务将遵循合法、审慎、安全、有效的原则，以规避和防范汇率风 险为目的，不以投机为目的，不做套利性操作。所有外汇衍生品交易将以 正常跨境业务为基础，资金使用安排合理，不影响公司主营业务的发展， 有利于满足公司日常经营需求。 二、开展外汇衍生品业务的基本情况 （一）交易金额 公司及控股子公司拟开展的外汇衍生品交易业务，在任一交易日所持 有的最高合约价值不超过5亿元人民币（或等值外币）。在上述额度内， 资金可循环滚动使用。 （二）资金来源 公司及控股子公司开展外汇衍生品交易业务主要是占用银行的授信额 度操作，若使用保证金操作，则投入的保证金资金来源为自有资金、债务 融资以及公司通过法律法规允许的其他方式筹集的资金，不涉及募集资金。 公司董事会授权经营层在此金额范围内 ...