（於中華人民共和國註冊成立的股份有限公司） （股份代號：6178） 海外監管公告 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 光大證券股份有限公司 Everbright Securities Company Limited 关于非公开发行公司债券获得上海证券交易所 挂牌转让无异议函的公告 本公告乃根據香港聯合交易所有限公司證券上市規則第13.10B條刊發。 根據中華人民共和國的有關法例規定，光大證券股份有限公司（「本公司」）在上海 證券交易所網站(www.sse.com.cn )刊發了《光大證券股份有限公司關於非公開發行 公司債券獲得上海證券交易所掛牌轉讓無異議函的公告》。茲載列如下，僅供參 閱。 承董事會命 光大證券股份有限公司 董事長 趙陵 中國上海 2025年1月25日 於本公告日期，本公司董事會成員包括趙陵先生（董事長、執行董事）、劉秋明先 生（執行董事、總裁）、馬韌韜女士（非執行董事）、連涯鄰先生（非執行董事）、王 雲女士（非執行董事） ...

Core Insights - The report from Everbright Securities indicates that exploration and development investment growth, along with the expansion of technology application scenarios, will significantly benefit oil service companies [1] Industry Overview - By 2030, global primary energy consumption is expected to reach 16.6 billion tons of oil equivalent, with fossil energy consumption accounting for 76%, and oil and gas making up over half (51.8%) of this figure [1] - Marine oil and gas production is projected to account for approximately one-third of global output [1] - There is a noticeable trend of resource degradation in global oil and gas, leading to increased technical challenges in exploration and development [1] Challenges and Opportunities - The exploration and development are moving towards more complex fields such as deep-water, low-permeability, and complex lithology, which present significant technical difficulties [1] - Existing oil fields face high extraction rates and high water content, making further potential extraction and stable production increasingly challenging [1] - These challenges create valuable opportunities for oil service companies to expand their business [1] Company Focus - Companies like CNOOC Services and Offshore Engineering are focusing on technological development and breakthroughs, establishing a system for technological innovation [1] - These companies are expected to benefit from the improved industry outlook and the expansion of the technical service market [1] - Suggested companies to watch include China National Offshore Oil Corporation, CNOOC Services, and Offshore Engineering [1]

Core Viewpoint - Naxin Micro (688052.SH) announced a share reduction plan by shareholders holding less than 5% of the shares due to personal funding needs [1][2] Group 1: Share Reduction Plan - Shareholder Suzhou Guorun Ruqi Venture Capital intends to reduce up to 1,425,284 shares, accounting for no more than 1% of Naxin Micro's total share capital, with a maximum of 712,642 shares through block trading and 712,642 shares through competitive trading, each representing no more than 0.50% of the total share capital [1] - Shareholder Shenzhen Huiyue Growth Investment Fund plans to reduce up to 1,425,284 shares through block or competitive trading, also representing no more than 1% of the total share capital [1] - Shareholders Suzhou Huaye Zhiyuan No.1 Venture Capital and Changsha Huaye Gaochuang Private Equity Fund plan to reduce up to 1,425,284 shares through block or competitive trading, similarly representing no more than 1% of the total share capital [1] Group 2: Trading Timeline and Adjustments - Reductions through competitive trading will occur within three months after 15 trading days from the announcement, while block trading reductions will take place within three months after three trading days from the announcement [2] - The reduction plan will be adjusted if the company undergoes any actions such as cash dividends, stock distributions, or capital increases during the implementation period [2] Group 3: Initial Public Offering (IPO) Details - Naxin Micro's IPO raised a total of 5.811 billion yuan, with a net amount of 5.581 billion yuan after expenses [4] - The actual net fundraising amount exceeded the original plan by 4.831 billion yuan, with the initial target set at 750 million yuan for various projects [5] - The total issuance cost for the IPO was 230 million yuan, with underwriting fees amounting to 203 million yuan [6]

Core Viewpoint - The market during the dual festival period is expected to be characterized by structural trends, with a more promising performance anticipated after the Spring Festival [1] Group 1: Market Outlook - The A-share market is likely to exhibit structural trends before the Spring Festival, with expectations for better performance post-festival [1] - In January, there are relatively few important meetings and economic data, leading to a lack of significant catalysts for the market [1] - Analysts have not significantly adjusted their earnings growth expectations for A-share companies in 2025, indicating a lack of consensus on future profitability [1] Group 2: Historical Trends - Since 2015, there has been a pattern where the Shanghai Composite Index's performance in January tends to inversely correlate with December's performance [1] - Historically, the A-share market tends to perform relatively poorly in the period leading up to the Spring Festival, but shows better performance in the 20 trading days following the festival [1] Group 3: Investment Focus - In January, the market style is expected to oscillate between defensive and thematic growth sectors [1] - Defensive sectors to focus on include gas, electricity, and large state-owned banks [1] - Thematic growth sectors of interest include solid-state batteries, automation equipment (humanoid robots), and semiconductors (Byte AI chain) [1]

Core Insights - The consumption structure in China is continuously optimizing and upgrading, showing a multi-faceted growth characteristic. The "trade-in" policy has significantly stimulated consumption, particularly in the automotive and home appliance sectors, which are key drivers of recent consumption recovery in China [1][2]. Group 1: Consumption Trends - Service consumption, including travel and leisure, is becoming more active, reflecting a shift from goods consumption to service consumption. In the first three quarters of 2024, per capita service consumption expenditure increased by 7.6%, outpacing the overall per capita consumption expenditure growth by 2.0 percentage points [2]. - The "trade-in" policy has led to a surge in sales of home appliances, automobiles, and home decoration products, with related sales exceeding 1 trillion yuan in 2024 [2]. - The county-level consumption market is thriving, with a noticeable trend of consumption moving downwards. As half of the population resides in counties, the rapid penetration of new consumption formats and models is expected to sustain growth in this segment [2]. Group 2: Demographic Changes - Changes in the population age structure are beginning to release the consumption potential of Generation Z and the elderly. Corresponding trends towards personalized and experiential consumption, as well as the silver economy, are anticipated to become new growth points in consumption in the near future [2].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 光大證券股份有限公司 Everbright Securities Company Limited 訴訟案件的權利人範圍為滿足下列條件之一，且與訴訟案件具有相同種類訴訟請 求的投資者：(1)自2018年4月26日（含）至2023年6月27日（含）期間以公開競價方 式買入、並於2023年6月27日（含）閉市後當日仍持有金通靈公司股票；(2)自2018 年4月26日（含）至2023年4月27日（含）期間以公開競價方式買入、並於2023年4 月28日（含）至2023年6月27日（含）期間賣出金通靈公司股票。 依據《最高人民法院關於證券糾紛代表人訴訟若干問題的規定》第三十四條的規 定，符合前述權利人範圍的投資者未按期向中級法院書面聲明退出特別代表人訴 訟的，即視為同意參加特別代表人訴訟。參加特別代表人訴訟的投資者視為對投 服中心進行特別授權，即同意投服中心代表其參加開庭審理，變更、放棄訴訟請 求或者承認對方當事人 ...

（於中華人民共和國註冊成立的股份有限公司） （股份代號：6178） 重大訴訟進展公告 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 光大證券股份有限公司 Everbright Securities Company Limited 茲提述光大證券股份有限公司（「本公司」）日期為2024年12月17日及2024年12月 20日之公告，內容有關針對金通靈科技集團股份有限公司（「金通靈公司」）及相關 人士和專業機構的訴訟（「訴訟案件」）。本公司作為金通靈公司2018年發行股份購 買資產並募集配套資金項目的獨立財務顧問，為訴訟案件的24名被告之一。 2024年12月16日，江蘇省南京市中級人民法院（「中級法院」）作出民事裁定，決 定適用普通代表人訴訟程序審理訴訟案件，並確定權利人範圍。裁定書送達後， 部分被告（包括本公司）在法定期間內申請復議。2024年12月29日，江蘇省高級人 民法院作出民事裁定，駁回上述申請人的復議申請，維持原裁定。據此，中級法 院於2 ...

本案拟任代表人为叶小明、俞梦现。代表人的诉讼权限包括代表 原告参加开庭审理，变更、放弃诉讼请求或者承认对方当事人的诉讼 请求，与被告达成调解协议，提起或者放弃上诉，申请执行，委托诉 讼代理人等，参加登记视为对代表人进行特别授权。申请加入本案诉 讼并自愿担任本案代表人的，可同时于 2025 年 2 月 5 日之前通过代 表人诉讼平台进行申请。权利登记不预交案件受理费，案件受理费结 案后由败诉方按照诉讼标的额交纳。 同日，投资者服务中心发布《关于公开征集金通灵案投资者授权 委托的公告》，公开征集投资者授权委托，申请参加金通灵案普通代 表人诉讼并转换特别代表人诉讼。征集期限为自公告发布时起至 2025 年 1 月 3 日 24:00。如授权适格投资者达到 50 人以上，投资者 服务中心将及时向法院申请参加特别代表人诉讼。投资者可关注中国 投资者网（ www.investor.org.cn ）、 投 资 者 服 务 中 心 官 网 （www.isc.com.cn）或拨打 400-187-6699（工作日 9：30-11：30， 13：30-17：00），了解相关进展。 2 证券代码：601788 股票简称：光大证券 ...

Core Viewpoint - The Xiamen Securities Regulatory Bureau has issued a warning letter to the Xiamen Zhanhong Road Securities Business Department of Everbright Securities due to compliance management issues and violations of regulations [1][11][18]. Summary by Relevant Sections Compliance Management - The compliance management of securities and fund operating institutions must cover all business areas, including decision-making, execution, supervision, and feedback [12]. - Institutions are required to conduct business in compliance, diligently, and prioritize customer interests, ensuring appropriate products and services are offered to suitable clients [2]. Violations and Consequences - Multiple employees at the Xiamen Zhanhong Road Securities Business Department were found to have engaged in violations, indicating inadequate compliance management [11][8]. - The regulatory measures include issuing a warning letter and recording the situation in the integrity file according to the relevant regulations [1][18]. Regulatory Framework - The regulations stipulate that if a securities fund operating institution violates compliance rules leading to governance issues or inadequate internal controls, administrative regulatory measures can be taken against responsible personnel [6][16].

证券代码：601788 证券简称：光大证券 公告编号：2024-052 光大证券股份有限公司 2024 年第二次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 1,865 | | --- | --- | | 其中：A 股股东人数 | 1,864 | | 境外上市外资股股东人数（H 股） | 1 | | 2、出席会议的股东所持有表决权的股份总数（股） | 459,938,567 | | 其中：A 股股东持有股份总数 | 47,282,249 | | 境外上市外资股股东持有股份总数（H 股） | 412,656,318 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 9.975271 | (一) 股东大会召开的时间：2024 年 12 月 24 日 (二) 股东大会召开的地点：上海市静安区新闸路 1508 号静安国际广场 (三) 出席会议的普通股股东和 ...