关于上海沪工焊接集团股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 目 录 委托单位：上海沪工焊接集团股份有限公司 审计单位：立信会计师事务所（特殊普通合伙） 1、 专项审计报告 2、 附表 上海沪工焊接集团股份有限公司 非经营性资金占用及其他 关联资金往来情况的专项报告 二〇二三年度 您可使用手机"扫一扫"或进入"注册则于证明该审计资合是否由具有效业许可的会计师事务条出售员。 您可使用手机"扫一扫"或进入"注册会计算行业线一直营平台（http://scc.ml.f.gov.cn）"进行查发 " 关于上海沪工焊接集团股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 信会师报字[2024]第 ZA11616号 上海沪工焊接集团股份有限公司全体股东: 我们审计了上海沪工焊接集团股份有限公司(以下简称"上海沪 工")2023年度的财务报表,包括2023年12月31日的合并及母公司 资产负债表、2023年度合并及母公司利润表、合并及母公司现金流 量表、合并及母公司所有者权益变动表和相关财务报表附注,并于 2024 年 4 月 25 日出具了报告号为信会师报字[2024]第 ...

Financial Performance - In 2023, the company's operating income reached ¥1,052,969,983.77, an increase of 6.20% compared to ¥991,515,159.38 in 2022[21] - The net profit attributable to shareholders was a loss of ¥54,245,565.43, an improvement of 57.14% from a loss of ¥126,565,529.43 in the previous year[21] - The net cash flow from operating activities was ¥109,116,133.41, reflecting a 6.88% increase from ¥102,094,078.90 in 2022[21] - The total assets decreased by 6.52% to ¥2,169,236,907.72 from ¥2,320,479,238.81 at the end of 2022[21] - The net assets attributable to shareholders decreased by 4.35% to ¥1,210,341,907.56 from ¥1,265,390,149.58 at the end of 2022[21] - The company reported a net profit excluding non-recurring gains and losses of -¥74,319,675.79, a 49.35% improvement from -¥146,744,021.01 in 2022[21] - Basic earnings per share improved to CNY -0.17 from CNY -0.40, reflecting a 57.50% increase[23] - The weighted average return on equity increased by 5.13 percentage points to -4.38% from -9.51%[23] - The company reported a significant cash flow from operating activities of CNY 130,641,400.48 in Q4 2023[25] - The company recognized a government subsidy of CNY 10,436,250.69 in 2023, compared to CNY 7,111,946.05 in 2022[28] Business Operations - The company is actively expanding its market presence while stabilizing existing markets, with a focus on brand building to consolidate market share[36] - The company has completed the construction and acceptance of the first phase of its factory in Taicang, with the second phase's planning and design progressing smoothly to enhance production capacity[36] - The company has received international certification for its technology laboratory, continuing to upgrade its R&D facilities to meet international standards[36] - The smart manufacturing segment achieved a non-tax sales revenue of 157.855 million yuan, an increase of 15.10% compared to the previous year[37] - The high-end equipment supporting segment generated revenue of 173.225 million yuan, a year-on-year increase of 20.65%, but net profit decreased by 249.80% to -13.5245 million yuan[37] - The company’s products are widely used across various industries, including marine engineering, rail transportation, and automotive manufacturing, highlighting its extensive market reach[42] - The company leverages advanced technologies such as IoT and big data to provide comprehensive intelligent manufacturing solutions, enhancing customer satisfaction[44] Research and Development - The company’s R&D expenses were CNY 59.78 million, reflecting a slight increase of 1.02% year-on-year[55] - The number of R&D personnel is 199, accounting for 15.74% of the total workforce[72] - The company plans to enhance R&D investment in laser welding and cutting, intelligent manufacturing, and system control[93] - The company is committed to technological innovation, focusing on digital control technologies and smart welding machines[96] - The company will strengthen collaborations with universities and research institutions to enhance R&D capabilities[96] Corporate Governance - The company is committed to enhancing corporate governance and has established a series of internal regulations to protect shareholder interests[104] - The company guarantees the independence of its assets, ensuring no financial or asset occupation by controlling shareholders or related parties[156] - The company has established an independent financial department and accounting system, ensuring compliance with financial regulations and independent tax obligations[156] - The company ensures independent operation with a complete organizational structure and governance, adhering to legal regulations and company bylaws[157] - The company maintains independent assets, personnel, qualifications, and capabilities to ensure sustainable operations in the market[158] Market Strategy - The company plans to enhance brand building and protection to increase its global influence[46] - The company aims to increase its market share by 5% in the next year through targeted marketing strategies[113] - The company is exploring potential mergers and acquisitions to enhance its competitive position, with a target valuation of $I million for prospective targets[159] - The company is focusing on market expansion, targeting an increase in market share by 10% in the Asia-Pacific region over the next year[163] Social Responsibility - The company has committed to fulfilling its social responsibility and has published a 2023 Social Responsibility Report on the Shanghai Stock Exchange website[149] - The company made a total donation of 73,000 CNY, including 50,000 CNY to the Qingpu District Education Foundation for the "Qingyun Cup" scholarship project[149] - The company also donated 6,830 CNY in cash and 470 CNY in materials for various charitable activities, including support for local community events[149] Financial Management - The company has engaged in various financial management activities, with a total of RMB 18,000 million in bank wealth management products sourced from raised funds and RMB 28,100 million from self-owned funds[186] - The company reported a maximum single-day balance of RMB 12,040 million in other wealth management products, with an outstanding balance of RMB 8,520 million at the end of the reporting period[186] - The company has a total of RMB 5,000 million in bank wealth management with an annualized yield of 3.15%[189] Future Outlook - The company provided guidance for the next fiscal year, projecting revenue growth of 10% to $1.65 billion[168] - New product launches are expected to contribute an additional $200 million in revenue next year[168] - The company is investing $50 million in R&D for new technologies aimed at enhancing user experience[168] - The company is considering strategic acquisitions to bolster its market position, with a budget of $100 million allocated for potential deals[168]

Financial Performance - The company's operating revenue for Q1 2024 was CNY 221,223,249.97, representing an increase of 8.87% compared to the same period last year[5]. - Net profit attributable to shareholders for Q1 2024 reached CNY 18,695,240.92, a significant increase of 168.28% year-over-year[5]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 16,729,324.67, reflecting a substantial increase of 309.99% compared to the previous year[5]. - Basic and diluted earnings per share for Q1 2024 were both CNY 0.06, marking a 200.00% increase year-over-year[5]. - Total operating revenue for Q1 2024 was CNY 221,223,249.97, an increase of 8.4% compared to CNY 203,193,593.94 in Q1 2023[17]. - Net profit for Q1 2024 reached CNY 18,101,180.42, compared to CNY 6,826,768.02 in Q1 2023, representing a significant increase of 165.5%[18]. - Earnings per share for Q1 2024 were CNY 0.06, up from CNY 0.02 in Q1 2023[19]. - The company reported a profit before tax of CNY 18,773,889.63 for Q1 2024, up from CNY 6,955,468.12 in Q1 2023[18]. Assets and Liabilities - Total assets at the end of Q1 2024 were CNY 2,121,674,469.08, a decrease of 2.19% from the end of the previous year[6]. - The total assets decreased to RMB 2,121,674,469.08 from RMB 2,169,236,907.72, a decline of approximately 2.2%[14]. - The total liabilities decreased to CNY 890,588,413.98 in Q1 2024 from CNY 956,757,120.32 in Q1 2023[16]. - The total liabilities decreased, with accounts payable dropping to RMB 180,769,822.84 from RMB 203,088,725.83, a decrease of about 10.9%[14]. - Shareholders' equity attributable to the parent company was CNY 1,229,542,235.76, an increase of 1.59% from the end of the previous year[6]. Cash Flow - The net cash flow from operating activities for Q1 2024 was negative CNY 46,551,727.01, representing a decrease of 7.66% year-over-year[5]. - In Q1 2024, the net cash flow from operating activities was -$46.55 million, an improvement from -$50.41 million in Q1 2023[20]. - Cash inflow from operating activities totaled $265.55 million in Q1 2024, compared to $233.32 million in Q1 2023, representing an increase of approximately 13.8%[20]. - Cash outflow from operating activities increased to $312.11 million in Q1 2024 from $283.73 million in Q1 2023, reflecting a rise of about 10.0%[21]. - The net cash flow from investing activities was $83.86 million in Q1 2024, significantly higher than $11.64 million in Q1 2023[21]. - Cash inflow from investing activities decreased to $90.60 million in Q1 2024 from $293.95 million in Q1 2023, a decline of approximately 69.1%[21]. - Cash outflow from investing activities was $6.74 million in Q1 2024, compared to $282.31 million in Q1 2023, indicating a decrease of about 97.6%[21]. - The net cash flow from financing activities was -$1.50 million in Q1 2024, an improvement from -$2.51 million in Q1 2023[21]. - The cash and cash equivalents at the end of Q1 2024 stood at $696.91 million, up from $391.95 million at the end of Q1 2023, marking an increase of approximately 77.8%[21]. Shareholder Information - The company had a total of 39,023 common shareholders at the end of the reporting period[10]. - The company has not reported any significant changes in the shareholding structure or participation in margin trading activities during the reporting period[12]. Inventory and Receivables - The company's inventory increased to RMB 356,297,287.11 from RMB 335,957,652.61, indicating a rise of approximately 6.5%[14]. - Accounts receivable rose slightly to RMB 399,863,305.66 from RMB 394,399,136.95, showing an increase of about 1.2%[13].

| 证券代码：603131 | 证券简称：上海沪工 公告编号：2024-025 | | --- | --- | | 债券代码：113593 | 债券简称：沪工转债 | 上海沪工焊接集团股份有限公司 关于召开 2023 年度业绩说明会的公告 会议召开时间：2024 年 5 月 22 日（星期三）下午 13:00-14:00 会议召开地点： 上海证券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 5 月 15 日（星期三）至 5 月 21 日（星期二） 16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公 司邮箱 hggf@hugong.com 进行提问。公司将在说明会上对投资者普遍 关注的问题进行回答。 （二）会议召开地点：上海证券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律 ...

第三条 本制度适用于公司下属各部门、分公司、控股子公司及公司能够对 其实施重大影响的参股公司（以下统称"相关部门或单位"）。 第二章 内幕信息的范围 第四条 本制度所称内幕信息是指涉及公司的经营、财务或者对公司证券的 市场价格有重大影响的尚未公开的信息。 第五条 内幕信息的范围包括但不限于： 上海沪工焊接集团股份有限公司 内幕信息知情人登记管理制度 第一章 总则 第一条 为加强上海沪工焊接集团股份有限公司（以下简称"公司"）内幕信 息管理，防范内幕交易行为，维护信息披露公开、公平、公正，保护广大投资者 的合法权益，根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公 司信息披露管理办法》《上市公司监管指引第 5 号——上市公司内幕信息知情人 登记管理制度》《上海证券交易所股票上市规则》《上海证券交易所上市公司自律 监管指引第 2 号——信息披露事务管理》等有关法律、行政法规、部门规章和规 范性文件（以下简称"有关法律法规"）及《上海沪工焊接集团股份有限公司章 程》（以下简称"公司章程"）的有关规定，结合公司实际情况，制定本制度。 第二条 公司董事会应当保证内幕信息知情人档案的真实、准确和完整，并 按照 ...

中信建投证券股份有限公司 关于上海沪工焊接集团股份有限公司公开发行可转换公司债券 募集资金2023年度存放与使用情况之专项核查报告 根据《证券发行上市保荐业务管理办法》、《上海证券交易所上市公司自律 监管指引第 11 号——持续督导》以及《上市公司监管指引第 2 号——上市公司 募集资金管理和使用的监管要求（2022 年修订）》等相关法律法规及规范性文件 的规定，作为上海沪工焊接集团股份有限公司（以下简称"上海沪工"、"上市 公司"或"公司"）公开发行 A 股可转换公司债券（以下简称"可转债"）的保 荐机构和主承销商，中信建投证券股份有限公司（以下简称"中信建投"）对上 海沪工 2023 年度公开发行可转债的募集资金存放与使用情况进行了核查，情况 如下： 一、募集资金基本情况 经中国证券监督管理委员会"证监许可[2020]983号"文《关于核准上海沪工 焊接集团股份有限公司公开发行可转换公司债券的批复》的核准，同意公司向社 会公开发行面值总额为400,000,000.00元可转换公司债券，期限6年。公司发行可 转换公司债券应募集资金人民币400,000,000.00元，实际募集资金人民币 400,000,00 ...

上海沪工焊接集团股份有限公司董事会 经核查独立董事俞铁成先生、潘敏女士、邹荣先生的任职经历以及个人签署 的相关自查文件，上述三位独立董事 2023 年度均未在公司担任除独立董事以外 的任何职务，亦未在公司的主要股东公司担任任何职务，与公司以及主要股东之 间不存在利害关系或其他可能妨碍其进行独立客观判断的关系，符合《上市公司 独立董事管理办法》、《上海证券交易所上市公司自律监管指引第 1 号——规范运 作》等规则中对于独立董事独立性的相关要求。 对独立董事 2023 年度独立性自查情况的专项报告 根据证监会《上市公司独立董事管理办法》、上海证券交易所《股票上市规 则》《上市公司自律监管指引第 1 号——规范运作》等相关要求，上海沪工焊接 集团股份有限公司（以下简称"公司"）董事会对公司在任独立董事俞铁成先生、 潘敏女士、邹荣先生 2023 年度独立性情况进行了评估，并出具如下专项意见： 上海沪工焊接集团股份有限公司董事会 2024 年 4 月 25 日 ...

上海沪工焊接集团股份有限公司 董事会提名委员会议事规则 第一章 总则 第一条 为建立和规范上海沪工焊接集团股份有限公司（以下简称"公司"） 提名制度和程序，根据《中华人民共和国公司法》《上市公司独立董事管理办法》 《上市公司治理准则》《上海证券交易所上市公司自律监管指引第 1 号——规范 运作》《上海沪工焊接集团股份有限公司章程》（以下简称"《公司章程》"）及其 他有关规定等，公司董事会（以下简称"董事会"）设立提名委员会（以下简称 "委员会"），并制定本规则。 第二条 委员会是公司董事会下设的专门工作机构，为董事会有关决策提供 咨询或建议，向董事会负责并报告工作。 第三条 本规则适用于委员会及本规则中涉及的有关人员和部门。 第二章 委员会组成 第四条 委员会由 3 名董事组成，其中独立董事不少于 2 名。委员会委员由 董事长、二分之一以上独立董事或者全体董事的三分之一提名，由董事会选举产 生。 第五条 委员会设召集人（主任委员）一名，由独立董事担任，负责主持委 员会工作，主任委员在委员内选举，并报请董事会批准产生。 第六条 委员会任期与同届董事会任期一致，委员任期届满，可连选连任。 委员会委员在任职期间不再 ...

上海沪工焊接集团股份有限公司 关联交易管理制度 第一章 总则 第一条 为规范上海沪工焊接集团股份有限公司（以下简称"公司"）的关 联交易，保证公司关联交易的公允性，维护公司及公司全体股东的合法权益， 根据《上海证券交易所股票上市规则》、《上海证券交易所上市公司自律监管 指引第5号——交易与关联交易》等有关法律法规以及《上海沪工焊接集团股份 有限公司章程》相关规定，结合公司实际情况，制订本制度。 第二条 本制度适用于公司和各级子公司（以下统称为"公司"）的关联交 易行为。各级子公司是指公司直接或间接持股比例50%以上的绝对控股子公司和 公司拥有实际控制权的相对控股子公司（以下简称"子公司"）。 第二章 关联交易和关联人 第三条 公司的关联人包括关联法人（或者其他组织）和关联自然人。 第四条 具有以下情形之一的法人（或者其他组织），为公司的关联法人 （或者其他组织）： （一）直接或者间接控制公司的法人（或者其他组织）； （二）由上述第（一）项所列法人（或者其他组织）直接或者间接控制的 除公司、控股子公司及控制的其他主体以外的法人（或者其他组织）； （三）由本制度第五条所列公司的关联自然人直接或者间接控制的，或者 ...