宁波容百新能源科技股份有限公司 证券代码：688005 证券简称：容百科技 公告编号：2023-096 回购注销原因： 1. 因《2020年限制性股票激励计划（草案）》预留授予的部分激励对象2022年 度个人考核未达到当期解除限售的条件及预留授予的部分激励对象离职， 公司需回购注销已经授予但尚未解除限售的限制性股票共15,197股。 2. 因《2021年限制性股票激励计划（草案）》首批授予的部分激励对象离职， 公司需回购注销已经授予但尚未解除限售的限制性股票共29,502股。 本次注销股份的有关情况 重要内容提示： | 回购股份数量 | 注销股份数量 | | 注销日期 | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | | 44,699 股 | 44,699 | 股 | 2023 年 | 12 | 月 | 26 | 日 | 关于 2020 年和 2021 年股票激励计划部分第一类 限制性股票回购注销实施公告 格为40.97元/股。公司独立董事对上述事项发表了同意的独立意见，监事会发表 了核查意见。具体内容详见公司于2023年10月26日在上海 ...

重要内容提示： 关于公司专利侵权诉讼二审终审判决胜诉的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 证券代码：688005 证券简称：容百科技 公告编号：2023-095 宁波容百新能源科技股份有限公司 诉讼事项背景：2020年9月4日，尤米科尔公司（UMICORE）（以下简称"尤米 科尔"）向宁波市中级人民法院提起诉讼，称宁波容百新能源科技股份有限公 司（以下简称"公司"、"容百科技"）"镍钴锰酸锂S6503"产品（以下简称"S6503 型产品"）侵害其专利申请号为201280008003.9的发明专利权。一审容百科技 胜诉后，尤米科尔向最高人民法院提起上诉。 上市公司所处的当事人地位：一审被告、二审被上诉人。 案件所处诉讼阶段：二审终审。 判决结果：驳回上诉，维持原判。二审案件受理费352,677.32元，由尤米科尔 负担。 涉案金额：一审原告、二审上诉人尤米科尔请求法院判令容百科技赔偿经济 损失及维权合理费用合计62,175,463.60元。一审、二审均已驳回尤米科尔的 全部诉讼请求，一审案件受理费、鉴定费及 ...

证券代码：688005 证券简称：容百科技 公告编号：2023-094 宁波容百新能源科技股份有限公司 关于以集中竞价交易方式回购股份的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 2023 年 10 月 25 日，公司召开第二届董事会第二十九次会议审议通过了《关 于以集中竞价交易方式回购股份方案的议案》，同意公司以自有资金通过上海证 券交易所系统以集中竞价交易方式回购公司已发行的部分人民币普通股（A 股） 股票，回购股份将在未来适宜时机全部用于员工持股计划或股权激励，回购价格 不超过 65.92 元/股（含），回购资金总额不低于人民币 7,500 万元（含），不超过 人民币 12,500 万元（含）；回购期限自公司董事会审议通过本次回购方案起 3 个 月内。具体内容详见公司于 2023 年 10 月 26 日在上海证券交易所网站 （www.sse.com.cn）披露的《关于以集中竞价交易方式回购股份的回购报告书》 （公告编号：2023-083）。 二、实施回购股份的进展情况 根据《上市公司股份 ...

证券代码：688005 证券简称：容百科技 公告编号：2023-093 宁波容百新能源科技股份有限公司 关于以集中竞价交易方式首次回购公司股份的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 2023 年 11 月 10 日，宁波容百新能源科技股份有限公司（以下简称"公司"） 通过上海证券交易所系统以集中竞价交易方式首次回购公司股份 717,660 股， 占公司总股本 484,268,287 股的比例为 0.15%，回购成交的最高价为 44.44 元 /股，最低价为 43.56 元/股，已支付的资金总额为人民币 31,614,982.64 元（不 含印花税、交易佣金等交易费用）。 一、回购股份的基本信息 2023 年 10 月 25 日，公司召开第二届董事会第二十九次会议审议通过了《关 于以集中竞价交易方式回购股份方案的议案》，同意公司以自有资金通过上海证 券交易所系统以集中竞价交易方式回购公司已发行的部分人民币普通股（A 股） 股票，回购股份将在未来适宜时机全部用于员工持股计划或股权激励，回购价格 ...

宁波容百新能源科技股份有限公司（以下简称"公司"）截至 2023 年 10 月 31 日尚未实施股份回购。 一、回购股份的基本信息 证券代码：688005 证券简称：容百科技 公告编号：2023-092 宁波容百新能源科技股份有限公司 关于以集中竞价交易方式回购股份进展的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 三、其他事项 公司将严格按照《上市公司股份回购规则》《上海证券交易所上市公司自律 监管指引第 7 号——回购股份》等相关规定及公司回购股份方案，在回购期限内 根据市场情况择机实施股份回购并及时履行信息披露义务，敬请广大投资者注意 投资风险。 特此公告。 宁波容百新能源科技股份有限公司董事会 2023 年 11 月 4 日 2023 年 10 月 25 日，公司召开第二届董事会第二十九次会议审议通过了《关 于以集中竞价交易方式回购股份方案的议案》，同意公司以自有资金通过上海证 券交易所系统以集中竞价交易方式回购公司已发行的部分人民币普通股（A 股） 股票，回购股份将在未来适宜时机全部用于员 ...

证券代码：688005 证券简称：容百科技 编号：2023-009 宁波容百新能源科技股份有限公司 投资者关系活动记录表 □特定对象调研 □分析师会议 □媒体采访 ■业绩说明会 投资者关系 □新闻发布会 □路演活动 活动类别 □现场参观 □一对一沟通 □券商策略会 □其他 参与单位及 共53家机构和32名个人投资者，详见附件 人员 时间 2023年10月27日，16:00-17:00 地点 进门财经https://s.comein.cn/AffY7 接待人员 财务负责人 田千里；董事会秘书 俞济芸 一、请问贵公司对全固态电池的发展怎么规划？是否有针对譬如新势力汽车 800伏高压快充的材料技术储备？ 答：公司非常重视该体系各关键材料的开发工作，目前针对硫化物全固态电 池用高镍三元正极材料、硫化物固态电解质、卤化物固态电解质及氧化物固态电 解质等关键材料进行了持续开发，相应正极材料及电解质材料在国内外多家整车 ...

Financial Performance - In Q3 2023, the company achieved revenue of CNY 5.68 billion, a decrease of 26.49% year-on-year, but a quarter-on-quarter increase of 25.5%[23] - The net profit attributable to shareholders was CNY 236.62 million, representing a year-on-year increase of 29.88% and a quarter-on-quarter increase of 246.13%[23] - The company reported a net profit of CNY 615.91 million for the year-to-date, a decrease of 32.92% compared to the same period last year[23] - Basic earnings per share (EPS) for the current period is CNY 0.52, a decrease of 33.66% compared to the previous year[25] - Diluted EPS for the current period is CNY 0.52, a decrease of 32.67% compared to the previous year[25] - Net profit attributable to shareholders for the current period is CNY 237 million, an increase of 29.88% year-on-year[28] - Net profit attributable to shareholders for the year-to-date period is CNY 616 million, a decrease of 32.92% year-on-year[28] - The net profit for the first nine months of 2023 was approximately ¥644.53 million, a decrease of 30% compared to ¥919.51 million in the same period of 2022[60] - Operating profit for the first nine months of 2023 was approximately ¥771.51 million, down from ¥1.05 billion in the same period of 2022, representing a decline of about 26%[60] - Total operating revenue for the first three quarters of 2023 was CNY 18,574,231,465.92, a decrease of 3.65% compared to CNY 19,279,942,794.57 in the same period of 2022[68] - Total comprehensive income for the first three quarters was CNY 603,244,736.77, a decrease from CNY 883,348,730.32 in the same period of 2022[71] Research and Development - Research and development expenses decreased by 44.78% year-to-date, attributed to lower material costs and improved efficiency in R&D management[10] - Research and development (R&D) expenses totaled CNY 101,138,737.17, a decrease of 44.78% year-on-year[25] - Research and development expenses were CNY 221,071,570.32, significantly reduced by 44.73% from CNY 400,381,573.72 in the previous year[68] - The company has developed a new polycation material for the energy storage market, achieving industry-leading capacity[36] - The second-generation product process has completed pilot testing, offering lower costs and better internal resistance compared to the first-generation solid-phase process[49] Market Expansion and Strategy - The company plans to establish an annual production capacity of 60,000 tons of ternary materials and 20,000 tons of phosphate by the end of 2024, with projects in Europe and North America expected to start production in 2025 and 2026 respectively[18] - The company is actively seeking business opportunities in Southeast Asia and Latin America as part of its market expansion strategy[18] - The company announced a global strategy to expand its production capacity and market reach, leveraging existing resources and experience[37] - The company has signed strategic cooperation agreements with upstream suppliers to optimize raw material procurement costs[39] - The company has officially launched a global strategy, ensuring production capacity reaches global markets[50] Operational Efficiency - The net cash flow from operating activities increased significantly by 74.41% year-to-date, due to improved management of bank acceptance bill discounts[10] - Supply chain and refined operations have strengthened, leading to a significant recovery in profit per ton[51] - Cash inflow from operating activities totaled approximately ¥2.99 billion, down from ¥7.93 billion in the previous year, a decline of about 62.32%[97] - The cash outflow for purchasing goods and services was approximately ¥2.84 billion, slightly down from ¥2.94 billion, a decrease of about 3.63%[97] Asset and Liability Management - Total assets at the end of the reporting period amounted to CNY 24,825,262,159.78, a decrease of 3.25% from the end of the previous year[25] - As of September 30, 2023, total assets amounted to approximately CNY 24.83 billion, a decrease from CNY 25.66 billion at the end of 2022[55] - Current liabilities totaled approximately CNY 9.05 billion, down from CNY 14.18 billion at the end of 2022[56] - Non-current liabilities increased to approximately CNY 5.38 billion from CNY 2.93 billion at the end of 2022[56] - The company's total equity rose to approximately ¥5.56 billion from ¥4.53 billion, an increase of about 22.73%[94] Investment and Financing Activities - The company successfully completed a refinancing of CNY 1.33 billion, achieving 1.6 times oversubscription, which reflects market confidence in its growth prospects[19] - The company’s investment activities generated a net cash outflow of approximately ¥1.28 billion for the first nine months of 2023, compared to a net outflow of approximately ¥2.91 billion in the same period of 2022[64] - The company’s financing activities generated a net cash inflow of approximately ¥1.76 billion for the first nine months of 2023, compared to a net inflow of approximately ¥3.56 billion in the same period of 2022[64] - The company completed capital market refinancing, providing financial support for its global strategy[52]

根据《上市公司股份回购规则》《上海证券交易所上市公司自律监管指引第 7 号——回购股份》等相关规定，现将公司第二届董事会第二十九次会议决议公 告的前一个交易日（即 2023 年 10 月 25 日）登记在册的前十名股东和前十名无 限售条件股东的名称、持股数量和持股比例情况公告如下： | 序号 | 持有人名称 | 持有数量（股） | 占总股本比例（%） | | --- | --- | --- | --- | | 1 | 上海容百新能源投资企业（有限合伙） | 129,000,000 | 26.64 | | 2 | 招商银行股份有限公司－华夏上证科创板 50 | 18,352,606 | 3.79 | | | 成份交易型开放式指数证券投资基金 | | | | 3 | 北京容百新能源投资发展有限公司 | 13,957,800 | 2.88 | 一、公司前十名股东持股情况 证券代码：688005 证券简称：容百科技 公告编号：2023-091 宁波容百新能源科技股份有限公司 关于回购股份事项前十名股东 和前十名无限售条件股东持股情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗 ...

Financial Performance - In Q3 2023, the company achieved revenue of CNY 5.68 billion, a quarter-on-quarter increase of 25.5%, but a year-on-year decrease of 26.49%[11]. - The net profit attributable to the parent company was CNY 237 million, reflecting a quarter-on-quarter growth of 246.13% and a year-on-year increase of 29.88%[11]. - Total comprehensive income for the period amounted to CNY 603,244,736.77, a decrease from CNY 883,348,730.32 in the previous year[20]. - Basic and diluted earnings per share were both CNY 1.36, down from CNY 2.05 and CNY 2.02 respectively in the same period last year[20]. - The net loss for Q3 2023 was ¥274,283,062.31, compared to a net loss of ¥55,323,417.03 in Q3 2022, indicating a significant decline in profitability[33]. - Net profit for the first three quarters of 2023 was CNY 644,534,619.58, compared to CNY 919,511,814.59 in 2022, indicating a decline of 30.00%[42]. - The company reported a total debt of CNY 14,423,463,282.55, compared to CNY 17,107,704,980.55 in the previous period, indicating a decrease of 15.66%[40]. Market Expansion and Strategy - The company plans to establish an annual production capacity of 60,000 tons of ternary materials and 20,000 tons of phosphates in Korea by the end of 2024, with further expansions in Europe and North America expected by 2025 and 2026 respectively[11]. - The company is actively seeking business opportunities in Southeast Asia and Latin America as part of its market expansion strategy[11]. - The company announced a global strategy to expand production capacity and market reach, leveraging its existing resources and experience in overseas markets[83]. - The company has launched a global strategy, with production capacity covering global markets[102]. Research and Development - The product structure has been optimized, with stable mass production of 9-series single crystal cathodes and recognition of low-cobalt long-cycle lithium manganese-based materials by customers[10]. - R&D investment totaled CNY 101,138,737.17, accounting for 1.78% of operating revenue, an increase of 0.57 percentage points compared to the same period last year[73]. - Research and development expenses for Q3 2023 were ¥112,678,065.59, down from ¥142,490,504.41, a decrease of 20.9%[33]. - Total R&D investment for the year-to-date decreased by 44.78%, driven by lower material costs and enhanced efficiency in R&D spending[95]. - The company has developed a new polycation material for the energy storage market, achieving industry-leading capacity and completing product pilot testing[82]. Cash Flow and Financial Position - Net cash flow from operating activities was CNY 890,275,118.65, an increase from CNY 510,452,793.93 in the previous year[22]. - The ending cash and cash equivalents balance was CNY 3,562,663,939.32, up from CNY 2,189,526,632.43 at the end of the previous year[24]. - The company reported a significant increase in cash received from customers, totaling CNY 16,415,568,722.62, slightly up from CNY 16,411,749,380.81 in the previous year[22]. - The company’s cash and cash equivalents at the end of the period were CNY 2,054,231,609.52, up from CNY 717,012,197.28 in the previous year[46]. - The company successfully completed a refinancing of 1.334 billion, achieving 1.6 times oversubscription, indicating strong market confidence in its growth prospects[104]. Operational Efficiency - The company has strengthened supply chain and refined operations, leading to a noticeable recovery in profit per ton[103]. - The company signed strategic cooperation agreements with upstream suppliers to optimize raw material procurement costs and ensure supply chain stability[85]. - The company has made significant progress in new materials, with stable shipments of manganese iron lithium and the introduction of M6P materials tailored to customer needs[101]. - The company plans to focus on market expansion and new product development in the upcoming quarters[40].

证券代码：688005 证券简称：容百科技 公告编号：2023-086 宁波容百新能源科技股份有限公司 关于回购注销及作废 2020 年限制性股票激励计划 部分限制性股票的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据宁波容百新能源科技股份有限公司（以下简称"公司"）2020 年第一次 临时股东大会的授权，公司于 2023 年 10 月 25 日召开了第二届董事会第二十九 次会议、第二届监事会第二十二次会议，分别审议通过了《关于回购注销及作废 2020 年限制性股票激励计划部分限制性股票的议案》，现将有关事项公告如下： 一、股权激励计划已履行的相关审批程序 1、2020 年 10 月 28 日，公司召开第一届董事会第二十五次会议，会议审议 通过了《关于<公司 2020 年限制性股票激励计划（草案）>及其摘要的议案》《关 于<公司 2020 年限制性股票激励计划实施考核管理办法>的议案》以及《关于提 请股东大会授权董事会办理限制性股票激励计划相关事宜的议案》等议案。公司 独立董事就本激励计划相关议案发表了独立意见 ...