2-2 法律意见书 序号 文件名称 页码 1 北京市嘉源律师事务所关于上海硅产业集团股份有限公司 发行股份及支付现金购买资产并募集配套资金暨关联交易 的法律意见书 1 2 北京市嘉源律师事务所关于上海硅产业集团股份有限公司 发行股份及支付现金购买资产并募集配套资金暨关联交易 的补充法律意见书（一） 71 北京市嘉源律师事务所 关于上海硅产业集团股份有限公司 发行股份及支付现金购买资产并募集配套资金 暨关联交易的法律意见书 西城区复兴门内大街 158 号远洋大厦 4 楼 中国·北京 2-2-1 | | | 沪硅产业·法律意见书 嘉源律师事务所 释 义 除非本法律意见书中另有说明，下列词语在本法律意见书中的含义如下： | 沪硅产业、上 | 指 | 上海硅产业集团股份有限公司 | | --- | --- | --- | | 市公司、公司 | | | | 新昇晶投 | 指 | 上海新昇晶投半导体科技有限公司，曾用名上海晶昇新 | | | | 诚半导体科技有限公司 | | 新昇晶科 | 指 | 上海新昇晶科半导体科技有限公司 | | 新昇晶睿 | 指 | 上海新昇晶睿半导体科技有限公司 | | 标的公司、标 | 指 | ...

证券代码：688126 证券简称：沪硅产业 公告编号：2025-041 上海硅产业集团股份有限公司 关于发行股份及支付现金购买资产并募集配套资金 暨关联交易报告书（草案）（申报稿）修订说明的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海硅产业集团股份有限公司（以下简称"公司"或"上市公司"）拟通过 发行股份及支付现金方式购买上海新昇晶投半导体科技有限公司、上海新昇晶科 半导体科技有限公司、上海新昇晶睿半导体科技有限公司的少数股权，并募集配 套资金（以下简称"本次交易"）。 2025 年 5 月 19 日、2025 年 6 月 5 日，公司分别召开第二届董事会第二十九 次会议、2025 年第二次临时股东大会，审议通过了《关于<上海硅产业集团股份 有限公司发行股份及支付现金购买资产并募集配套资金暨关联交易报告书（草 案）>及其摘要的议案》等相关议案，具体内容详见公司披露在上海证券交易所 网站（http://www.sse.com.cn）的相关文件。 公司于 2025 年 6 月 26 日收到上海证券交易所出具的《关 ...

关于发行股份及支付现金购买资产并募集配套资金 暨关联交易申请文件获得上海证券交易所受理的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海硅产业集团股份有限公司（以下简称"公司"）拟通过发行股份及支付 现金方式购买上海新昇晶投半导体科技有限公司、上海新昇晶科半导体科技有限 公司、上海新昇晶睿半导体科技有限公司的少数股权，并募集配套资金（以下简 称"本次交易"）。 2025 年 6 月 26 日，公司收到上海证券交易所（以下简称"上交所"）出具 的《关于受理上海硅产业集团股份有限公司发行股份购买资产并募集配套资金申 请的通知》（上证科审（并购重组）〔2025〕19 号）。上交所依据相关规定对公司 报送的本次交易的申请文件进行了核对，认为该项申请文件齐备，符合法定形式， 决定予以受理并依法进行审核。 证券代码：688126 证券简称：沪硅产业 公告编号：2025-040 上海硅产业集团股份有限公司 本次交易尚需经上交所审核通过、中国证券监督管理委员会同意注册后方可 实施。本次交易能否取得上述批准和注册，以及最终取得批准 ...

证券代码：688126.SH 证券简称：沪硅产业 上市地：上海证券交易所 上海硅产业集团股份有限公司 发行股份及支付现金购买资产 并募集配套资金暨关联交易报告书 （草案）（申报稿） | 交易对方类型 | 交易对方名称 | | --- | --- | | | 海富半导体创业投资（嘉兴）合伙企业（有限合伙）、 共青城晶融投资合伙企业（有限合伙）、国家集成电路 | | | 产业投资基金二期股份有限公司、上海闪芯企业管理合 | | 发行股份及支付现金购买资产 | 伙企业（有限合伙）、中建材（安徽）新材料产业投资 | | | 基金合伙企业（有限合伙）、上海上国投资产管理有限 | | | 公司、中国国有企业混合所有制改革基金有限公司 | | 募集配套资金 | 不超过35名（含35名）符合条件的特定投资者 | 独立财务顾问 二〇二五年六月 上海硅产业集团股份有限公司发行股份及支付现金购买资产并募集配套资金暨关联交易报告书（草案） 上市公司声明 本公司及本公司全体董事、监事及高级管理人员保证本报告书及其摘要内容的真 实、准确、完整，对本报告书及其摘要的虚假记载、误导性陈述或重大遗漏负相应的 法律责任。 本公司持股 5%以上股 ...

金十数据6月26日讯，沪硅产业公告称，公司拟通过发行股份及支付现金方式购买上海新昇晶投半导体 科技有限公司、上海新昇晶科半导体科技有限公司、上海新昇晶睿半导体科技有限公司的少数股权，并 募集配套资金。2025年6月26日，公司收到上交所出具的《关于受理上海硅产业集团股份有限公司发行 股份购买资产并募集配套资金申请的通知》。本次交易尚需经上交所审核通过、中国证券监督管理委员 会同意注册后方可实施。 沪硅产业：发行股份及支付现金购买资产并募集配套资金申请文件获得上交所受理 ...

Core Points - The China Securities Index for State-Owned Enterprises in Strategic Emerging Industries (932266) increased by 1.29% to 1385.44 points, with a trading volume of 17.697 billion yuan [1] - Over the past month, the index has risen by 0.06%, but it has decreased by 6.50% over the last three months and by 2.14% year-to-date [1] Index Composition - The index is customized by China Chengtong Holdings Group and includes 50 state-owned enterprises with high growth potential from the strategic emerging industries [1] - The top ten weighted stocks in the index are: BOE Technology Group (10.05%), Northern Rare Earth (9.58%), Shengyi Technology (5.5%), Hu Silicon Industry (4.69%), China Power (4.0%), AVIC Chengfei (3.93%), Huahong Semiconductor (3.33%), Shenghe Resources (2.85%), Chipone Technology (2.71%), and Dingsheng Technology (2.63%) [1] - The index's market composition shows that the Shanghai Stock Exchange accounts for 57.33%, the Shenzhen Stock Exchange for 42.50%, and the Beijing Stock Exchange for 0.17% [1] Industry Breakdown - The industry composition of the index includes: Information Technology (40.79%), Industrials (32.22%), Materials (19.09%), Communication Services (3.41%), Healthcare (2.55%), Consumer Staples (1.58%), and Utilities (0.37%) [2] - The index samples are adjusted biannually, with adjustments occurring on the next trading day after the second Friday of June and December [2] - Weight factors are generally fixed until the next scheduled adjustment, with special circumstances allowing for temporary adjustments [2]

Core Viewpoint - The semiconductor materials ETF (562590) is showing positive performance, with a notable increase in key component stocks, indicating a potential growth cycle in the semiconductor industry driven by AI demand and domestic substitution trends [3][4]. Group 1: Market Performance - As of June 20, 2025, the semiconductor materials theme index rose by 0.77%, with significant gains in component stocks such as Sanjia Technology (+4.80%), Jingrui Electric Materials (+4.10%), and Huahai Chengke (+2.09%) [3]. - The semiconductor materials ETF (562590) increased by 0.67%, marking its third consecutive rise, with the latest price at 1.06 yuan [3]. - The tracking error for the semiconductor materials ETF over the past three months is 0.014%, indicating high tracking accuracy compared to comparable funds [3]. Group 2: Industry Events - The 2025 World Semiconductor Expo is scheduled to take place from June 20 to 22, 2025, at the Nanjing International Expo Center, focusing on cutting-edge technologies and products in IC design, wafer manufacturing, packaging testing, and semiconductor applications [3]. - Key topics at the expo will include EDA, advanced processes, computing power chips, semiconductor materials, and supply chain security [3]. Group 3: Industry Insights - Minsheng Securities highlights that the demand for computing power driven by artificial intelligence, combined with the acceleration of domestic substitution due to U.S. tariff policies, is propelling the rapid development of several leading semiconductor companies [3]. - The Chinese semiconductor industry is expected to enter a new growth cycle, with promising investment prospects [3]. Group 4: ETF Composition - The semiconductor materials ETF closely tracks the China Securities Semiconductor Materials and Equipment Theme Index, which includes 40 listed companies deeply involved in the semiconductor materials and equipment sectors [4]. - The index features leading companies that have made significant breakthroughs in domestic substitution, such as North Huachuang and Zhongwei Company in etching equipment, and Hushi Silicon Industry and Nanda Optoelectronics in key materials [4].

Core Viewpoint - The Shanghai Silicon Industry Group Co., Ltd. is preparing for its 2024 Annual General Meeting, focusing on maintaining shareholder rights and ensuring orderly proceedings while addressing various agenda items including financial reports and future plans [1][2]. Meeting Procedures - The meeting will require shareholders and their proxies to sign in 30 minutes prior to the start, presenting necessary identification and documentation [2]. - Only registered shareholders and invited personnel will be allowed to attend, ensuring the meeting's seriousness and order [1][2]. - Shareholders have the right to speak, inquire, and vote during the meeting, with specific procedures for raising questions and making statements [3][4]. Agenda Items - The meeting will cover several key proposals, including: - The 2024 Board of Directors' Work Report, which emphasizes the board's commitment to fulfilling its responsibilities and ensuring effective implementation of shareholder resolutions [6][8]. - The 2024 Supervisory Board Work Report, highlighting the board's role in safeguarding shareholder interests and maintaining company operations [8][20]. - The 2024 Annual Report and Summary, prepared in accordance with relevant regulations [8]. - The 2024 Financial Settlement Report, summarizing the company's financial performance [9][24]. - The 2024 Profit Distribution Plan, indicating a proposed non-distribution of cash dividends due to a net loss of approximately 970.54 million yuan [9][10]. - The 2025 Financial Budget, projecting an increase in main business revenue [11]. - A proposal for a comprehensive credit facility of up to 500 million yuan for operational needs [12]. - A proposal for purchasing liability insurance for directors and senior management to mitigate operational risks [13]. - A proposal to reduce holdings in other equity investments, specifically in Soitec S.A. [14]. - A proposal to reappoint the auditing firm for the 2025 fiscal year [15]. Financial Performance - For 2024, the company reported a revenue of 338.76 million yuan, a 6.18% increase from 319.03 million yuan in 2023, despite a significant net loss of 970.54 million yuan [25][26]. - The total assets at year-end were approximately 2.93 billion yuan, reflecting a slight increase of 0.82% year-on-year, while total liabilities rose by 18.09% to about 1.01 billion yuan [26]. - The company faced challenges due to declining average selling prices, particularly for 200mm silicon wafers, impacting overall profitability [27][28]. Strategic Outlook - The company is focusing on expanding its production capacity, with significant investments in new projects aimed at increasing the output of 300mm silicon wafers [27]. - Continuous high levels of R&D investment are expected to enhance market competitiveness and long-term profitability, despite short-term impacts on financial performance [28].

上海硅产业集团股份有限公司 2024 年年度股东大会会议资料 目 录 | 上海硅产业集团股份有限公司 | | 2024 年年度股东大会会议须知 | 3 | | --- | --- | --- | --- | | 上海硅产业集团股份有限公司 | | 2024 年年度股东大会会议议程 | 5 | | 议案一：关于 2024 | | 年度董事会工作报告的议案 | 7 | | 议案二：关于 2024 | | 年度监事会工作报告的议案 | 8 | | 议案三：关于 2024 | | 年年度报告及摘要的议案 | 9 | | 议案四：关于 2024 | | 年度财务决算报告的议案 | 10 | | 议案五：关于 2024 | | 年度利润分配方案的议案 | 11 | | 议案六：关于 2025 | | 年度财务预算的议案 | 12 | | 议案七：关于 2025 | | 年度向银行申请综合授信额度的议案 | 13 | | 议案八：关于为公司董事、监事和高级管理人员购买责任险的议案 | | | 14 | | 议案九：关于拟减持其他权益工具投资的议案 | | | 15 | | 议案十：关于续聘 2025 | | 年度审计机构的 ...

Group 1 - The Shanghai Stock Exchange Sci-Tech Innovation Board Chip Index (Sci-Tech Chip, 000685) opened lower but rose by 1.03% to 1634.56 points, with a trading volume of 20.025 billion yuan [1] - Over the past month, the Sci-Tech Chip Index has decreased by 3.23%, down 11.08% over the last three months, and has seen a slight decline of 0.12% year-to-date [1] - The index includes companies involved in semiconductor materials and equipment, chip design, manufacturing, packaging, and testing, reflecting the overall performance of representative chip industry listed companies on the Sci-Tech Innovation Board [1] Group 2 - The top ten weighted stocks in the Sci-Tech Chip Index are: Haiguang Information (10.39%), SMIC (10.17%), Cambricon (9.74%), Lattice Technology (8.31%), Zhongwei Company (6.81%), Hengxuan Technology (2.86%), Chipone (2.76%), Shanghai Silicon Industry (2.73%), Sitaiwei (2.35%), and Huahai Qingke (2.31%) [1] - The index is composed entirely of companies from the information technology sector, with a 100% representation [2] - The index samples are adjusted quarterly, with adjustments occurring in the second Friday of March, June, September, and December, and weights are fixed until the next scheduled adjustment [2]