中国国际金融股份有限公司关于担任上海硅产业集团股份 有限公司发行股份及支付现金购买资产并募集配套资金暨 关联交易独立财务顾问的承诺函 上海硅产业集团股份有限公司（以下简称"上市公司"）拟以发行股份及支付 现金方式购买上海新昇晶投半导体科技有限公司 46.7354%股权、上海新昇晶科 半导体科技有限公司49.1228%股权及上海新昇晶睿半导体科技有限公司48.7805% 股权，并向不超过 35 名特定投资者发行股份募集配套资金（以下简称"本次交 易"）。中国国际金融股份有限公司（以下简称"本独立财务顾问"）作为本次 交易的独立财务顾问，根据《上市公司重大资产重组管理办法》《公开发行证券 的公司信息披露内容与格式准则第 26 号——上市公司重大资产重组》《上海证 券交易所上市公司自律监管指引第 6 号——重大资产重组》《上市公司并购重组 财务顾问业务管理办法》等相关法律法规要求，就本次交易相关事宜进行了尽职 调查，对本次交易出具了《中国国际金融股份有限公司关于上海硅产业集团股份 有限公司发行股份及支付现金购买资产并募集配套资金暨关联交易之独立财务 顾问报告》，现就相关事宜承诺如下： 1、本独立财务顾问已按照相关法 ...

证券代码：688126 证券简称：沪硅产业 公告编号：2025-033 上海硅产业集团股份有限公司 关于召开2025年第二次临时股东大会的通知 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： （二） 股东大会召集人：董事会 （三） 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结 合的方式 （四） 现场会议召开的日期、时间和地点 召开日期时间：2025 年 6 月 5 日 14 点 00 分 召开地点：上海市嘉定区新徕路 200 号一楼会议室 （五） 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自2025 年 6 月 5 日 一、 召开会议的基本情况 （一） 股东大会类型和届次 2025年第二次临时股东大会 至2025 年 6 月 5 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过互联 股东大会召开日期：20 ...

上海硅产业集团股份有限公司 2025 年第二次临时股东大会资料 证券代码：688126 证券简称：沪硅产业 上海硅产业集团股份有限公司 2025 年第二次临时股东大会资料 二〇二五年六月 上海硅产业集团股份有限公司 2025 年第二次临时股东大会资料 目 录 | 上海硅产业集团股份有限公司 2025 年第二次临时股东大会须知 | 4 | | --- | --- | | 上海硅产业集团股份有限公司 年第二次临时股东大会议程 2025 | 6 | | 议案一：关于公司发行股份及支付现金购买资产并募集配套资金暨关联交易符合相关法律法 | | | 规条件的议案 | 9 | | 议案二：关于公司发行股份及支付现金购买资产并募集配套资金暨关联交易方案的议案. | 10 | | 议案三：关于《公司发行股份及支付现金购买资产并募集配套资金暨关联交易报告书（草案）》 | | | 及其摘要的议案 | 20 | | 议案四：关于本次交易构成关联交易的议案 21 | | | 议案五：关于本次交易构成重大资产重组但不构成重组上市的议案 | 22 | | 议案六：关于本次交易符合《上市公司监管指引第 9 号》第四条规定的议案 | 24 ...

证券代码：688126 证券简称：沪硅产业 公告编号：2025-031 上海硅产业集团股份有限公司 第二届监事会第十七次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 上海硅产业集团股份有限公司（以下简称"公司"）第二届监事会第十七次会 议于 2025 年 5 月 19 日以通讯方式召开。本次会议的通知于 2025 年 5 月 7 日以 邮件方式送达全体监事。本次会议应出席监事 3 人，实际出席监事 3 人，会议由 监事会主席杨路先生主持。本次会议的召集和召开程序符合《中华人民共和国公 司法》（以下简称"《公司法》"）等法律法规及《上海硅产业集团股份有限公司》 （以下简称"《公司章程》"）的规定，会议决议合法、有效。 二、监事会会议审议情况 本次会议由监事会主席杨路先生主持，经全体监事表决，形成决议如下： （一）审议通过《关于公司发行股份及支付现金购买资产并募集配套资金 暨关联交易符合相关法律法规条件的议案》 公司拟通过发行股份及支付现金方式购买上海新昇晶投半导体科技有限公 司（以下简 ...

证券代码：688126 证券简称：沪硅产业 公告编号：2025-030 上海硅产业集团股份有限公司 第二届董事会第二十九次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、董事会会议召开情况 上海硅产业集团股份有限公司（以下简称"公司"）第二届董事会第二十九次 会议于 2025 年 5 月 19 日以通讯方式召开。本次会议的通知于 2025 年 5 月 7 日 以邮件方式送达全体董事。本次会议应出席董事 9 人，实际出席董事 9 人，会议 由董事长俞跃辉先生主持。本次会议的召集和召开程序符合《中华人民共和国公 司法》（以下简称"《公司法》"）等法律法规及《上海硅产业集团股份有限公司》 （以下简称"《公司章程》"）的规定，会议决议合法、有效。 二、董事会会议审议情况 本次会议由董事长俞跃辉先生主持，经全体董事表决，形成决议如下： （一）审议通过《关于公司发行股份及支付现金购买资产并募集配套资金 暨关联交易符合相关法律法规条件的议案》 公司拟通过发行股份及支付现金方式购买上海新昇晶投半导体科技有限公 司（以下简 ...

Core Viewpoint - The company plans to acquire significant equity stakes in several semiconductor-related entities through a combination of share issuance and cash payment, while also raising up to 3.5 billion from specific investors [1] Group 1 - The company intends to purchase 46.7354% equity in Xinsheng Jingtou, 49.1228% in Xinsheng Jinke, and 48.7805% in Xinsheng Jingrui from Hai Fu Semiconductor Fund and Jingrong Investment [1] - The acquisition will be financed through the issuance of shares and cash payments [1] - The company aims to raise no more than 3.5 billion from a limited number of specific investors to support this transaction [1]

截至5月19日收盘，中证半导体材料设备主题指数上涨0.68%，成分股富创精密上涨8.08%，三佳科技上 涨4.85%，华海诚科上涨4.33%，金宏气体上涨3.63%，沪硅产业上涨2.86%。半导体材料ETF （562590）上涨0.47%，最新价报1.07元。 半导体材料ETF（562590）及其联接基金（A/C：020356；020357）紧密跟踪中证半导体材料设备指 数，指数中半导体设备（55.8%）、半导体材料（21.3%）占比靠前，合计权重超77%，充分聚焦指数主 题，锚定半导体产业发展，精准锚定芯片制造相关领域，覆盖光刻胶、大硅片、刻蚀机等关键赛道，直 击芯片产业国产化刚需，为投资者捕捉半导体产业升级红利。 （文章来源：每日经济新闻） 消息方面，今日小米集团创始人、董事长兼CEO雷军在个人社交平台发布消息，小米自主研发设计的 3nm制程手机处理器芯片玄戒O1即将亮相。 2024年，中国集成电路出口额首次突破万亿元大关，从设计、制造到封装测试，我国半导体产业链各个 环节都取得了显著进展，小米突破3nm先进制程设计是我国半导体产业又一个令人振奋的好消息。 流动性方面，半导体材料ETF盘中换手2.31%， ...

Investment Rating - The report maintains an "Outperform" rating for the chemical industry, indicating a positive outlook based on expected economic recovery and demand improvement [1]. Core Insights - The basic chemical industry is expected to see a recovery in profitability, with 2024 revenues projected to reach CNY 2,219.98 billion, a year-on-year increase of 2.66%, while net profit is expected to decline by 8.18% to CNY 108.87 billion [6][26]. - The oil and petrochemical sector is anticipated to maintain stable revenues and profits, with 2024 revenues estimated at CNY 7,941.40 billion, a decrease of 2.81%, and net profit expected to grow by 0.58% to CNY 372.14 billion [1][26]. - The report highlights that 23 out of 33 sub-industries in the basic chemical sector experienced revenue growth in 2024, with significant increases in chlor-alkali and textile chemicals [6][15]. Summary by Sections Industry Overview - The basic chemical industry is experiencing a decline in profitability, with gross and net profit margins at 16.27% and 5.13%, respectively, both down from 2023 [26]. - The report notes that the industry has been in a continuous decline in profitability from 2022 to 2024, but signs of stabilization are emerging [26]. Sub-Industry Performance - In 2024, chlor-alkali and textile chemicals showed the highest profit growth rates at 262.84% and 125.27%, respectively [15][26]. - Conversely, non-metallic materials and other plastic products faced significant profit declines of 79.24% and 67.49% [15][26]. Quarterly Analysis - For Q4 2024, the basic chemical industry reported revenues of CNY 565.72 billion, a year-on-year increase of 5.15%, but a quarter-on-quarter decline of 0.90% [6][7]. - Net profit for Q4 2024 was CNY 14.16 billion, down 10.73% year-on-year and 51.03% quarter-on-quarter [6][7]. Investment Recommendations - The report suggests focusing on companies in rapidly developing downstream sectors, particularly in new materials, energy security, and policy-driven demand recovery [1][26]. - Recommended companies include China National Petroleum, China National Offshore Oil, and various technology firms in the semiconductor and new energy materials sectors [1][26].

Investment Rating - The investment rating for the company is downgraded to "Accumulate" [7] Core Views - The company's 2024 performance is under pressure due to a slower-than-expected recovery in the semiconductor market, with a projected revenue of 3.39 billion yuan, a year-on-year increase of 6.18%, and a net profit attributable to shareholders of -970 million yuan [1][2] - The company is expanding its silicon wafer production capacity, which is expected to support future growth despite current challenges [2][3] Financial Performance Summary - In 2024, the company achieved a revenue of 3.39 billion yuan, with a net profit of -970 million yuan and a non-recurring net profit of -1.24 billion yuan [1] - For Q1 2025, the company reported a revenue of 802 million yuan, a year-on-year increase of 10.60%, with a net profit of -209 million yuan [1][2] - The average selling price of products has declined, particularly for 200mm wafers, impacting profitability alongside high fixed costs and goodwill impairment from acquisitions [2] Capacity Expansion and Development - The company has completed the construction of a new 300mm silicon wafer production line, increasing its capacity to 600,000 wafers per month, with over 5 million wafers shipped in 2024 [3] - Ongoing projects in Shanghai and Taiyuan aim to further enhance 300mm silicon wafer production capacity, targeting an additional 600,000 wafers per month [3] - The company is also advancing its R&D in high-end silicon-based materials, with plans to increase production capacity to 160,000 wafers per year by 2025 [4] R&D Investment and Achievements - R&D expenses for 2024 reached 266.82 million yuan, a year-on-year increase of 20.12%, accounting for 7.88% of revenue [5] - The company applied for 130 invention patents in 2024, with 24 granted, and holds a total of 630 invention patents and 108 utility model patents as of the end of 2024 [5] Future Profitability Forecast - The company's profit forecast for 2025 and 2026 has been revised down, with expected net profits of 23 million yuan and 114 million yuan, respectively, and a new estimate for 2027 at 281 million yuan [5]

Investment Rating - The investment rating for the company is downgraded to "Accumulate" [7] Core Views - The company's 2024 performance is under short-term pressure, with a revenue of 3.388 billion yuan, a year-on-year increase of 6.18%, and a net profit attributable to shareholders of -970 million yuan [1] - The semiconductor market is recovering slower than expected, impacting the company's performance, particularly due to high inventory levels in the global semiconductor industry [2] - The company is expanding its 300mm silicon wafer production capacity, which is expected to support future growth despite current challenges [3][4] Financial Performance Summary - In 2024, the company reported a revenue of 3.388 billion yuan, with a net profit attributable to shareholders of -970 million yuan, and a net profit after deducting non-recurring items of -1.243 billion yuan [1] - For Q1 2025, the company achieved a revenue of 802 million yuan, a year-on-year increase of 10.60%, but still reported a net loss of -209 million yuan [1] - The average selling price of products has decreased, particularly for 200mm wafers, which has significantly impacted profitability [2] Capacity Expansion and Development - The company has completed the construction of a new 300mm silicon wafer production capacity of 300,000 pieces per month, with total capacity reaching 650,000 pieces per month [3] - The company is also advancing its 300mm ultra-low oxygen and high-resistance silicon wafer technologies, which are being applied in various fields such as renewable energy and RF [3] - The subsidiary Okmetic is expanding its 200mm silicon wafer production, with plans to start operations in Q2 2025 [4] Research and Development - The company increased its R&D expenditure to 266.82 million yuan in 2024, accounting for 7.88% of revenue, with a focus on various market applications including electric vehicles and RF [5] - The company applied for 130 invention patents in 2024, with 24 granted, and has a total of 630 invention patents and 108 utility model patents as of the end of 2024 [5] Investment Recommendations - Due to the slower-than-expected recovery in the global semiconductor industry and the overall decline in silicon wafer shipments, the company's profit forecasts for 2025 and 2026 have been revised downwards [5] - The expected net profit for 2025 is adjusted from 304 million yuan to 23 million yuan, and for 2026 from 416 million yuan to 114 million yuan [5]