一、本次现场检查的基本情况 （一）保荐机构 中泰证券股份有限公司 关于深圳新益昌科技股份有限公司 2023 年度持续督导工作现场检查报告 中泰证券股份有限公司 中泰证券股份有限公司（以下简称"中泰证券"、"保荐机构"）作为深圳新益 昌科技股份有限公司（以下简称"新益昌"或"公司"）首次公开发行股票并在科创 板上市并履行持续督导工作的保荐机构，根据《证券发行上市保荐业务管理办法》 《上海证券交易所科创板股票上市规则》等有关法律法规的规定，对公司 2023 年 1 月 1 日至本次现场检查期间（以下简称"本持续督导期"）的运行情况进行了 现场检查，现将本次现场检查的有关情况报告如下： （二）保荐代表人 林宏金、陈胜可 （三）现场检查时间 1、查看公司主要生产经营场所并对公司高级管理人员进行访谈； 2023 年 11 月 30 日至 2023 年 12 月 1 日 （四）现场检查人员 林宏金、姬晶凯 （五）现场检查内容 公司治理和内部控制情况；信息披露情况；公司的独立性以及与控股股东、 实际控制人及其他关联方资金往来情况；募集资金使用情况；关联交易、对外担 保、重大对外投资情况；经营情况等。 （六）现场检查手段 2 ...

证券代码：688383 证券简称：新益昌 公告编号：2023-054 深圳新益昌科技股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 会议召开时间：2023 年 11 月 17 日(星期五)上午 10:00-11:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 11 月 11 日(星期六)至 11 月 16 日(星期四)16:00 前登录 上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 IR@szhech.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 深圳新益昌科技股份有限公司（以下简称"公司"）已于 2023 年 10 月 28 日发布公司 2023 年第三季度报告，为便于广大投资者更全面深入地了解公司 2023 年第三季度经营成果、财务状况 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥285,487,889.49, a decrease of 20.81% compared to the same period last year[5] - The net profit attributable to shareholders was ¥12,071,091.75, down 86.01% year-on-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥9,466,334.23, a decline of 87.68% compared to the previous year[5] - Basic earnings per share for the period were ¥0.12, representing a decrease of 85.88% year-on-year[6] - Total revenue for the first three quarters of 2023 was CNY 824,524,050.52, a decrease from CNY 1,005,545,317.33 in the same period of 2022, representing a decline of approximately 18%[23] - Net profit for the third quarter of 2023 was CNY 52,765,346.58, significantly lower than CNY 207,406,926.83 in the same quarter of 2022, reflecting a decline of approximately 74.5%[24] - In Q3 2023, the total comprehensive income attributable to the parent company was CNY 56,169,658.86, a decrease from CNY 208,429,548.87 in the same period last year[25] - The basic and diluted earnings per share for Q3 2023 were both CNY 0.55, compared to CNY 2.04 in Q3 2022[25] Research and Development - Total R&D investment for the period was ¥13,173,978.93, down 37.97% compared to the same period last year[11] - R&D investment accounted for 4.61% of operating revenue, a decrease of 1.28 percentage points year-on-year[6] - Research and development expenses for the third quarter of 2023 amounted to CNY 64,844,841.41, compared to CNY 61,279,616.50 in the previous year, showing an increase of about 4.2%[24] - The company plans to continue investing in new product development and market expansion strategies to drive future growth[24] Cash Flow and Liquidity - The cash flow from operating activities for the year-to-date was -¥68,668,492.39, indicating a significant cash outflow[5] - For the first nine months of 2023, cash inflows from operating activities totaled CNY 414,468,165.22, down from CNY 527,733,072.57 in the same period of 2022, representing a decline of approximately 21.5%[27] - The net cash flow from operating activities for the first nine months of 2023 was -CNY 68,668,492.39, an improvement from -CNY 151,202,560.18 in the previous year[27] - Cash outflows from investing activities in the first nine months of 2023 amounted to CNY 289,004,411.10, compared to CNY 380,161,993.89 in the same period of 2022[28] - The net cash flow from financing activities for the first nine months of 2023 was CNY 94,567,012.20, a decrease from CNY 215,890,918.02 in the same period last year[28] - The company reported a cash inflow of CNY 102,930,175.78 from investment recoveries in the first nine months of 2023, significantly lower than CNY 427,870,000.00 in the previous year[27] - The company's cash flow from operating activities showed a significant decline, indicating potential challenges in revenue generation and operational efficiency[27] Assets and Liabilities - Total assets at the end of the period were ¥2,594,952,504.83, an increase of 6.14% from the end of the previous year[6] - The total assets as of the end of the third quarter of 2023 were CNY 2,594,952,504.83, up from CNY 2,444,750,222.09 at the end of the same quarter in 2022, representing an increase of approximately 6.1%[19] - Total liabilities increased to CNY 1,210,782,459.58 in the third quarter of 2023, compared to CNY 1,067,059,667.57 in the same period of 2022, marking an increase of about 13.4%[19] - The total equity attributable to shareholders increased to CNY 1,380,704,947.55 in the third quarter of 2023, compared to CNY 1,370,821,144.54 in the same quarter of 2022, reflecting a growth of approximately 0.6%[20] Shareholder Information - The total number of ordinary shares at the end of the reporting period was 4,743[13] - The largest shareholder, Hu Xinrong, holds 37,631,757 shares, representing 36.85% of total shares[13] - The second-largest shareholder, Song Changning, holds 30,789,619 shares, representing 30.15% of total shares[13] - The top ten shareholders include various investment funds, with the largest being Shenzhen Chunjing Investment Partnership holding 2,249,999 shares (2.20%)[13] - The company has not disclosed any related party transactions among the top shareholders[15] Operational Insights - The report does not indicate any significant changes in the company's operational strategies or market expansion plans[16] - There are no new product launches or technological developments mentioned in the report[16] - The company has not provided specific future performance guidance or outlook for the upcoming quarters[16] - The financial statements are unaudited as of the reporting date[16]

中泰证券股份有限公司 二、保荐机构和保荐代表人发现的问题及整改情况 关于深圳新益昌科技股份有限公司 2023 年上半年，保荐机构未发现新益昌存在重大问题。 2023 年半年度持续督导跟踪报告 三、重大风险事项 根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板股票上市 规则》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》《上 海证券交易所上市公司自律监管指引第 11 号——持续督导》等有关法律、法规 的规定，中泰证券股份有限公司（以下简称"中泰证券"或"保荐机构"）作为深圳 新益昌科技股份有限公司（以下简称"新益昌"、"上市公司"或"公司"）持续督导 工作的保荐机构，负责新益昌上市后的持续督导工作，并出具本持续督导跟踪报 告。 （一）核心竞争力风险 序 号 工作内容 持续督导情况 1 建立健全并有效执行持续督导工作制度，并针 对具体的持续督导工作制定相应的工作计划 保荐机构已建立健全并有效执行了 持续督导制度，并制定了相应的工作 计划 2 根据中国证券监督管理委员会（以下简称"中 国证监会"）相关规定，在持续督导工作开始 前，与上市公司或相关当事人签署持续督导协 议，明确双方在持续 ...

证券代码：688383 证券简称：新益昌 公告编号：2023-053 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 08 月 16 日(星期三)至 08 月 22 日(星期二)16:00 前登录 上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 IR@szhech.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 深圳新益昌科技股份有限公司（以下简称"公司"）已于 2023 年 8 月 11 日 发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年度经营成果、财务状况，公司计划于 2023 年 08 月 23 日(星期三)上午 10:00-11:00 举行 2023 年半年度业绩说明会，就投资者关心的问题进行交流。 深圳新益昌科技股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 会议召开时间：2023 年 08 月 23 日(星期三)上午 10:00-11:00 会 议 召 ...

Financial Performance - In the first half of 2023, the net profit attributable to shareholders was 44.10 million yuan, a decrease of 63.90% year-on-year; the net profit after deducting non-recurring gains and losses was 38.96 million yuan, down 65.79% year-on-year, primarily due to macroeconomic conditions and changes in product structure [5]. - The company's operating revenue for the first half of 2023 was ¥539,036,161.03, a decrease of 16.43% compared to the same period last year [47]. - The net cash flow from operating activities was -¥53,716,079.92, which represents an increase of 71.76% compared to the previous year [48]. - The company's basic earnings per share for the first half of 2023 is 0.43 yuan, a decrease of 64.17% compared to the same period last year [88]. - The diluted earnings per share is also 0.43 yuan, reflecting a 64.17% decline year-on-year [89]. - The weighted average return on net assets decreased to 3.18%, down 6.15 percentage points from the same period last year [88]. Market Position and Growth Potential - The Mini/Micro LED market is projected to grow to 21.01 billion USD by 2027, with a compound annual growth rate (CAGR) of 8% from 2022 to 2027, indicating a strong future outlook for LED technology [12]. - The global supercapacitor market is expected to grow from 19.7 billion yuan in 2020 to 58.3 billion yuan by 2026, with a CAGR of 16.5%, highlighting significant growth potential in this sector [13]. - The global semiconductor sales are projected to reach $515.1 billion in 2023, a decrease of 10.3%, but expected to rebound to $576 billion in 2024, representing an 11.8% growth [70]. - The global lithium battery equipment market size grew by 63.1% year-on-year to 129.2 billion yuan in 2022, with expectations to reach 232.8 billion yuan by 2025 [74]. Research and Development - The company focuses on independent research and development to enhance manufacturing efficiency and product quality [22]. - The company's R&D investment accounted for 9.59% of operating revenue, an increase of 3.38 percentage points from the previous year [88]. - The company has developed core components for its intelligent manufacturing equipment in-house, showcasing its capability in self-research and production [18]. - The company is actively investing in R&D in the lithium battery equipment sector to achieve breakthroughs in differentiated routes [76]. Product and Service Offerings - The company has established itself as a leading provider of intelligent manufacturing equipment for LED and capacitor testing, with a strong customer base including major firms like Samsung and other industry leaders [16]. - The company is a leading provider of comprehensive solutions for LED and semiconductor solid crystal machines, with a strong advantage in capacitor aging testing equipment [68]. - The company focuses on the research, production, and sales of intelligent manufacturing equipment in industries such as semiconductors, LED, capacitors, and lithium batteries [68]. - The company aims to provide stable and advanced equipment and solutions for customers to achieve intelligent manufacturing [68]. Strategic Initiatives - The company is committed to innovation in new products and technologies to enhance its competitive edge in the market [68]. - The company is actively exploring market expansion opportunities to strengthen its presence in the semiconductor and LED sectors [68]. - The company is focused on strategic initiatives, including potential mergers and acquisitions, to enhance its growth prospects [68]. - The company has established long-term partnerships with well-known domestic and international clients, enhancing its market position in the semiconductor packaging and lithium battery sectors [100]. Operational Efficiency - The company employs a direct sales model, allowing for direct contracts and deliveries to customers [26]. - The company has implemented a dynamic supplier management system, assessing suppliers annually and taking corrective actions as needed [25]. - The company maintains a low inventory level by adopting a "sales-driven production" model, which allows for flexibility in responding to customer orders [29]. - The company’s automatic aging testing machines for supercapacitors and capacitors are designed to enhance production efficiency and reduce labor costs, indicating a focus on automation and efficiency [21]. Financial Management and Shareholder Policies - The company has refined its profit distribution policy to ensure reasonable returns for all shareholders, particularly small and medium-sized investors [147]. - The company will strictly adhere to the profit distribution policy established in its articles of association post-listing [151]. - The company plans to repurchase shares, requiring approval from the board and two-thirds of shareholders present at the meeting [124]. - The total amount for share repurchase will not exceed 30% of the previous year's cash dividends after tax for a single instance, and 60% for the entire accounting year [128]. Project Updates and Investments - The adjusted total investment amount for the "New Yichang High-end Intelligent Equipment Manufacturing Base Project" is 111.96 million yuan, including net cash management income of 3.02 million yuan after deducting fees [171]. - The adjusted total investment amount for the "New Yichang R&D Center Construction Project" is 121.04 million yuan, with a cumulative investment of 125.38 million yuan by the end of the reporting period, showing a discrepancy of 4.35 million yuan due to net cash management income deductions [171]. - The company temporarily used 150 million yuan of idle raised funds to supplement working capital, which was returned to the special account for raised funds by March 30, 2023 [174]. - The company has acquired 37,687.11 square meters of land in Zhongshan City for the new high-end equipment manufacturing base project to meet production needs [191].

证券代码：688383 证券简称：新益昌 公告编号：2023-048 深圳新益昌科技股份有限公司 2023 年半年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要 求》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》《上 海证券交易所科创板股票上市规则》等有关法律、法规及相关文件的规定，深圳 新益昌科技股份有限公司（以下简称"公司"或"本公司"）就 2023 年半年度 募集资金存放与实际使用情况专项报告说明如下： 一、募集资金基本情况 （一）实际募集资金金额和资金到账时间 根据中国证券监督管理委员会《关于同意深圳新益昌科技股份有限公司首次 公开发行股票注册的批复》（证监许可〔2021〕928号）同意，公司首次公开发 行股票的注册申请。并经上海证券交易所同意，公司首次向社会公开发行人民币 普通股（A股）股票2,553.36万股，本次发行价格为每股人民币19.58元，募集资 金总额为人民币499,94 ...

深圳新益昌科技股份有限公司（以下简称"公司"）于 2023 年 8 月 9 日分别 召开第二届董事会第十四次会议和第二届监事会第十一次会议，审议通过了《关 于调整募集资金投资项目内部结构的议案》，同意公司在募集资金投资项目（以 下简称"募投项目"）"新益昌研发中心建设项目"实施主体、募集资金投资用途 及募集资金投资总额不变的情况下，调整募投项目"新益昌研发中心建设项目" 的内部投资结构。本事项在董事会审批权限范围内，无需提交公司股东大会审议， 现将具体情况公告如下： 一、募集资金基本情况 中国证券监督管理委员会于 2021 年 3 月 23 日核发的《关于同意深圳新益昌 科技股份有限公司首次公开发行股票注册的批复》（证监许可[2021]928 号），同 意公司首次公开发行股票的注册申请。公司获准向社会公开发行人民币普通股 （A 股）股票 2,553.36 万股，每股面值为 1 元，每股发行价格为 19.58 元，募集 资金总额为人民币 49,994.79 万元，减除发行费用（不含增值税）人民币 5,768.66 万元后，募集资金净额为人民币 44,226.13 万元。天健会计师事务所（特殊普通 合伙）对公司本 ...

目 录 | | | | 二、前次募集资金使用情况报告………………………………… 第 | 3—11 | 页 | | --- | --- | --- | | 三、附件………………………………………………………… 第 | 12—15 | 页 | | （一）本所执业证书复印件 …………………………………… | 第 12 | 页 | | （二）本所营业执照复印件 …………………………………… | 第 13 | 页 | | （三）本所签字注册会计师证书复印件 ……………………第 | 14-15 | 页 | 前次募集资金使用情况鉴证报告 天健审〔2023〕3-372 号 深圳新益昌科技股份有限公司全体股东： 我们鉴证了后附的深圳新益昌科技股份有限公司（以下简称新益昌公司）管 理层编制的截至 2023 年 6 月 30 日的《前次募集资金使用情况报告》。 一、对报告使用者和使用目的的限定 本鉴证报告仅供新益昌公司向不特定对象发行可转换公司债券时使用，不得 用作任何其他目的。我们同意本鉴证报告作为新益昌公司向不特定对象发行可转 换公司债券的必备文件，随同其他申报材料一起上报。 二、管理层的责任 我们按照中国注册会计师执业准则的 ...

根据中国证券监督管理委员会《监管规则适用指引——发行类第 7 号》的规 定，深圳新益昌科技股份有限公司（以下简称"公司"或"本公司"）将截至 2023 年 6 月 30 日的前次募集资金使用情况报告如下。 证券代码：688383 证券简称：新益昌 公告编号：2023-050 深圳新益昌科技股份有限公司 前次募集资金使用情况报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、前次募集资金的募集及存放情况 (一) 前次募集资金的数额、资金到账时间 根据中国证券监督管理委员会《关于同意深圳新益昌科技股份有限公司首次 公开发行股票注册的批复》（证监许可〔2021〕928 号），本公司由主承销商中泰 证券股份有限公司采用余额包销的方式，向社会公众公开发行人民币普通股（A 股）股票 25,533,600 股，发行价为每股人民币 19.58 元，共计募集资金 499,947,888.00 元，坐扣不含税承销和保荐费用 30,496,612.72 元后的募集资金为 469,451,275.28 元，已由主承销商中泰证券股份有限公司于 ...