罗普特科技集团股份有限公司 内部控制审计报告 大华内字[2025]0011000100 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified PublicAccountants（Special General Partnership） 罗普特科技集团股份有限公司 内部控制审计报告 （截止 2024 年 12 月 31 日） 目 录 页 次 一、 内部控制审计报告 1-2 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 内 部 控 制 审 计 报 告 大华内字[2025]0011000100 号 罗普特科技集团股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相 关要求，我们审计了罗普特科技集团股份有限公司（以下简称罗普特 公司）2024 年 12 月 31 日的财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应 ...

上海国仕律师事务所 二〇二五年四月 上海市黄浦区淮海中路 918 号久事复兴大厦 20 楼 关于 罗普特科技集团股份有限公司 2024 年限制性股票激励计划 作废部分已授予但尚未归属的限制性股票事项的 法律意见书 Web: guoshi-law.com Tel: 021-5401 9199 第 1 页 国仕 F202504-002 号 致:罗普特科技集团股份有限公司 上海国仕律师事务所(以下简称"本所")接受罗普特科技集团股份有限公 司(以下简称"罗普特"、"公司")委托,担任罗普特实施 2024年限制性股 票激励计划(以下简称"本次激励计划")相关事宜的法律顾问。 本所律师根据《中华人民共和国公司法》《中华人民共和国证券法》《上海 证券交易所科创板股票上市规则》《上市公司股权激励管理办法》《科创板上市 公司自律监管指南第 4 号 -- 股权激励信息披露》等有关法律、法规和规范性文 件以及《公司章程》的有关规定,按照律师行业公认的业务标准、道德规范和勤 勉尽责精神,就罗普特拟 2024年限制性股票激励计划(2024年限制性股票激励 计划以下简称"本次股权激励计划""本激励计划"或"本计划"),作废部分 已授予 ...

罗普特科技集团股份有限公司 独立董事 2024 年度述职报告 报告期内，作为罗普特科技集团股份有限公司（以下简称"公司"）的独 立董事，本人严格按照《中华人民共和国公司法》《上市公司独立董事管理办 法》《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公 司自律监管指引第 1 号--规范运作》等法律、法规、规章和规范性文件以及 《公司章程》和《独立董事工作制度》等的规定和要求，秉持客观、独立、公 正的立场，诚实、勤勉、独立地履行职责，积极出席相关会议，独立自主决 策，充分发挥了独立董事及各专门委员会的作用，切实维护公司和全体股东， 特别是中小股东的合法权益，促进公司规范运作。现将 2024 年度履职情况汇报 如下： 一、独立董事的基本情况 (一) 独立董事人员情况 公司董事会由 9 名董事组成，其中独立董事 3 人，占董事会人数三分之 一，符合相关法律法规及公司制度的规定。 (二) 个人工作履历、专业背景以及兼职情况 林晓月，女，1964 年出生，中国国籍，无境外永久居留权，本科学历，高 级会计师。2003 年 2 月至 2017 年 4 月，担任厦门航空酒店管理有限公司财务 经理；2017 年 ...

罗 普 特 科 技 集 团 股 份 有 限 公 司 第一条 为进一步规范罗普特科技集团股份有限公司（以下简称"公司"） 内部审计工作，提高内部审计工作质量，保护投资者合法权益，依据《中华人民 共和国审计法》《审计署关于内部审计工作的规定》《上海证券交易所科创板上市 公司自律监管指引第 1 号——规范运作》等有关法律、法规、规章和《罗普特科 技集团股份有限公司章程》（以下简称"《公司章程》"）的规定，制定本制度。 第二条 本制度所称内部审计，是指由公司内部机构或人员，对公司内部控 制和风险管理的有效性、财务信息的真实性和完整性以及经营活动的效率和效果 等开展的一种独立监督的评价活动。 第三条 本制度所称内部控制，是指公司董事会、总经理及其他高级管理人 员、其他有关人员为实现下列目标而提供合理保证的过程： （一）遵守国家法律、法规、规章及其他相关规定； （四）确保公司信息披露的真实、准确、完整和公平。 第四条 公司应当依照国家有关法律、法规、规章制度，结合公司所处行业 和生产经营实际情况，建立健全内部审计制度，防范和控制公司风险，增强公司 信息披露的可靠性。 第五条 公司董事会对内部控制制度的建立健全和有效实施负 ...

罗普特科技集团股份有限公司 独立董事 2024 年度述职报告 报告期内，作为罗普特科技集团股份有限公司（以下简称"公司"）的独立 董事，本人严格按照《中华人民共和国公司法》《上市公司独立董事管理办法》 《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律 监管指引第 1 号--规范运作》等法律、法规、规章和规范性文件以及《公司章程》 和《独立董事工作制度》等的规定和要求，秉持客观、独立、公正的立场，诚实、 勤勉、独立地履行职责，积极出席相关会议，独立自主决策，充分发挥了独立董 事及各专门委员会的作用，切实维护公司和全体股东，特别是中小股东的合法权 益，促进公司规范运作。现将 2024 年度履职情况汇报如下： 一、独立董事的基本情况 (一) 独立董事人员情况 公司董事会由9名董事组成，其中独立董事3人，占董事会人数三分之一，符 合相关法律法规及公司制度的规定。 (二) 个人工作履历、专业背景以及兼职情况 邵宜航，男，1964年10月出生，中国国籍，无境外永久居留权，博士研究生 学历。1999年4月至2002年7月，为日本庆应大学经济学部访问研究员。2002年8 月至2019年6月，任职于厦门大 ...

罗普特科技集团股份有限公司 独立董事 2024 年度述职报告 报告期内，作为罗普特科技集团股份有限公司（以下简称"公司"）的独立 董事，本人严格按照《中华人民共和国公司法》《上市公司独立董事管理办法》 《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律 监管指引第 1 号--规范运作》等法律、法规、规章和规范性文件以及《公司章程》 和《独立董事工作制度》等的规定和要求，秉持客观、独立、公正的立场，诚实、 勤勉、独立地履行职责，积极出席相关会议，独立自主决策，充分发挥了独立董 事及各专门委员会的作用，切实维护公司和全体股东，特别是中小股东的合法权 益，促进公司规范运作。现将 2024 年度履职情况汇报如下： 一、独立董事的基本情况 (一) 独立董事人员情况 陈旻，女，1976年10月出生，中国国籍，无境外永久居留权，博士研究生学 历。2002年2月至今，任职于集美大学，担任教授。2019年1月至2025年1月，担 任罗普特科技集团股份有限公司独立董事。 公司董事会由9名董事组成，其中独立董事3人，占董事会人数三分之一，符 合相关法律法规及公司制度的规定。 (二) 个人工作履历、专业背景以及兼 ...

Financial Performance - The company's operating revenue for Q1 2025 was ¥20,492,316.64, a decrease of 14.00% compared to ¥23,827,661.54 in the same period last year[3] - The net profit attributable to shareholders was -¥24,620,869.59, compared to -¥21,092,128.49 in the previous year, indicating a continued loss[3] - The company reported a net loss of RMB 246,696,708.05 for the period, compared to a loss of RMB 222,075,838.46 in the previous period[11][14] - Net profit for Q1 2025 was a loss of ¥24,824,275.56, compared to a loss of ¥20,895,701.66 in Q1 2024, representing a 19% increase in losses[17] Cash Flow and Management - The net cash flow from operating activities improved significantly to ¥12,318,263.08, compared to -¥44,198,987.58 in the previous year[3] - Operating cash flow for Q1 2025 was ¥12,318,263.08, a significant improvement from a negative cash flow of ¥44,198,987.58 in Q1 2024[19] - The company reported a significant increase in sales cash receipts, totaling ¥71,297,415.67 in Q1 2025, up 28.7% from ¥55,381,760.08 in Q1 2024[19] - The company reported a significant improvement in cash flow management, enhancing the collection of receivables[7] Assets and Liabilities - Total assets at the end of the reporting period were ¥1,498,233,652.21, a decrease of 1.53% from ¥1,521,441,418.67 at the end of the previous year[4] - As of March 31, 2025, the company's total assets amounted to RMB 1,498,233,652.21, a decrease from RMB 1,521,441,418.67 as of December 31, 2024, reflecting a decline of approximately 1.5%[11][15] - The company's total liabilities amounted to RMB 604,951,176.57, down from RMB 610,095,117.03, reflecting a decrease of approximately 0.2%[11][14] - Total current liabilities decreased to RMB 520,913,182.87 from RMB 534,765,616.30, a decline of about 2.6%[11][14] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 7,506[9] - The largest shareholder, Chen Yanxing, holds 38.18% of the shares, totaling 70,801,353 shares[9] - The company has not reported any significant changes in major shareholders or their participation in financing activities during the reporting period[11] Research and Development - Research and development expenses totaled ¥6,558,676.45, accounting for 32.01% of operating revenue, an increase of 3.33 percentage points year-on-year[4] - Research and development expenses for Q1 2025 were ¥6,558,676.45, slightly down from ¥6,834,183.57 in Q1 2024[16] Investment and Financial Expenses - The company incurred financial expenses of ¥1,186,581.73 in Q1 2025, a decrease of 63.9% from ¥3,283,152.16 in Q1 2024[16] - The company recorded an investment loss of ¥1,316,269.93 in Q1 2025, compared to a gain of ¥1,042,626.97 in Q1 2024[16] Equity and Returns - The weighted average return on net assets was -2.80%, a decrease of 0.86 percentage points from -1.94% in the previous year[3] - The equity attributable to shareholders decreased to RMB 867,653,892.39 from RMB 892,129,312.42, a decline of about 2.7%[11][15] - Basic and diluted earnings per share for Q1 2025 were both -¥0.14, compared to -¥0.12 in Q1 2024[17]

Financial Performance - The company's total revenue for 2024 was CNY 142.96 million, a decrease of 68.08% compared to CNY 447.86 million in 2023[24]. - The net profit attributable to shareholders for 2024 was a loss of CNY 193.23 million, worsening from a loss of CNY 47.89 million in 2023[24]. - The net assets attributable to shareholders decreased by 20.00% to CNY 892.13 million at the end of 2024, down from CNY 1,115.22 million at the end of 2023[25]. - The company's total assets decreased by 20.15% to CNY 1,521.44 million at the end of 2024, compared to CNY 1,905.27 million at the end of 2023[25]. - The basic earnings per share for 2024 was -CNY 1.08, compared to -CNY 0.26 in 2023[26]. - The net cash flow from operating activities for 2024 was -CNY 61.15 million, compared to -CNY 41.34 million in 2023[25]. - The company reported an increase in credit impairment losses due to longer aging of receivables, impacting overall financial performance[27]. - The company recognized asset impairment losses during the reporting period, contributing to the increase in overall losses[27]. - The company received government subsidies amounting to CNY 9.14 million in 2024, compared to CNY 8.97 million in 2023[30]. - The company's operating revenue for 2024 was 143 million RMB, a decrease of 68.08% year-on-year[168]. - The net profit attributable to the parent company was -193 million RMB, an increase in loss of 145 million RMB compared to the previous year[167]. Research and Development - Research and development expenses accounted for 19.64% of total revenue in 2024, an increase of 11.81 percentage points from 7.83% in 2023[26]. - The total R&D expenditure for the year was ¥28,078,956.89, a decrease of 19.92% compared to ¥35,062,965.56 in the previous year[124]. - The company has invested significantly in R&D, with 27 new invention patents and 32 software copyrights added during the year, bringing the total intellectual property to 528 items[39]. - The company has a total of 24 valid invention patents related to AI and vehicle management systems[121][122]. - The company filed 39 new patent applications during the reporting period, including 39 invention patents, and received 27 invention patents, 1 utility model patent, and 1 design patent[121]. - The company is actively engaged in developing new technologies, including a blockchain-based anti-fraud collaboration system and an AI platform for vehicle management[121]. - The company’s R&D investment strategy reflects a shift towards a higher percentage of revenue allocated to R&D, indicating a commitment to future growth[124]. - The company has established a national-level AI technology center focused on computer vision, enhancing its R&D capabilities[142]. Corporate Governance - The company has received a standard unqualified audit report from Dahua Certified Public Accountants[6]. - The board of directors has approved the profit distribution plan, which will be submitted to the annual shareholders' meeting for review[7]. - The company emphasizes the importance of maintaining long-term stability and shareholder interests amid significant funding needs for product R&D and market expansion[7]. - The company has not reported any non-operational fund occupation by controlling shareholders or related parties[11]. - The company has not experienced any violations of decision-making procedures regarding external guarantees[11]. - The company has confirmed that all board members attended the board meeting, ensuring accountability[5]. - The company has stated that there are no special arrangements for corporate governance that apply[9]. - The company aims to enhance investor confidence through improved governance and information disclosure practices[40]. Market Strategy and Expansion - The company is focusing on AI technology, with a strategy to integrate AI into various industries, including cultural tourism and industrial automation[39]. - The company is actively exploring overseas markets and preparing to offer technology and product services to international clients[46]. - The company has implemented a dual-driven growth strategy, focusing on both internal growth and external development through partnerships[38]. - The company is enhancing customer trust and engagement through localized technical service teams and collaborative innovation[85]. - The company is creating regional AI application service bases by integrating local data resources and providing new "data + operation" service models[86]. - The company is leveraging joint ventures with local enterprises to accelerate the digital transformation of industries and enhance local market presence[84]. - The company is expanding its regional marketing network and industry-specific marketing strategies to ensure sustainable market development[83]. Technology and Innovation - The company is focused on artificial intelligence (AI) technology to empower digital economy construction, providing solutions across various sectors including public safety, social governance, and education[50]. - The company has developed strong technical capabilities in AI image recognition and video processing, leveraging nearly 20 years of experience to address customer pain points and create new demand[41]. - The company collaborates with leading AI hardware manufacturers like Huawei and NVIDIA to enhance private deployment capabilities, particularly in data-sensitive sectors such as public security and government[42]. - The company aims to strengthen data governance through technologies like privacy computing and federated learning, ensuring data sovereignty and privacy security for clients[48]. - The company is committed to developing customized AI models tailored to specific industry needs, utilizing historical case data and expert knowledge to enhance model accuracy[48]. - The company has established partnerships with academic institutions to foster innovation and expedite the transformation of laboratory results into industrial applications[44]. - The company is focused on enhancing operational management and upgrading business models to better respond to customer needs and market dynamics[45]. - The company is developing a smart city management platform that integrates multi-algorithm fusion technology, aiming to enhance public safety and traffic management efficiency[137]. Challenges and Risks - The company is facing challenges such as high computing costs and cyclical fluctuations in customer demand, leading to a cautious approach in business expansion[35]. - The company must navigate high costs associated with data integration and the need for extensive high-quality datasets for AI training[97]. - The company faces seasonal revenue fluctuations due to the nature of its government clients' budgeting and procurement processes, with a focus on diversifying its customer base[156]. - The expected credit loss rate for accounts receivable increased, leading to higher credit impairment losses in 2024 compared to 2023, despite stable collection conditions[150]. - The company is facing structural challenges in the AI industry, with significant competition from major players like NVIDIA and domestic manufacturers like Huawei and Cambrian[199]. Future Outlook - The artificial intelligence market in China is expected to reach 1 trillion RMB by 2030, indicating significant growth opportunities[162]. - The company aims to enhance its core technology R&D investment to improve product efficiency and expand application scenarios[165]. - The company aims to establish over 50 national and industry standards by 2026, covering areas such as algorithms, computing power, and security[94]. - The company plans to create 100 trusted data spaces by 2028, facilitating secure cross-industry data circulation[94]. - The company is committed to developing a robust emergency command system that integrates various departments for effective incident response[130].

证券代码：688619 证券简称：罗普特 公告编号：2025-010 罗普特科技集团股份有限公司 关于使用部分闲置募集资金进行现金管理的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 罗普特科技集团股份有限公司（以下简称"公司"或"罗普特"）于 2025 年 4 月 21 日召开第三届董事会第二次会议及第三届监事会第二次会议，会议审 议通过《关于使用部分闲置募集资金进行现金管理的议案》，同意公司在不影响 募集资金投资项目进度、不影响公司正常生产经营及确保募集资金安全的情况下， 使用额度不超过 1 亿元（含本数）的暂时闲置募集资金进行现金管理，用于投资 安全性高、流动性好、有保本约定的金融机构理财产品、结构性存款、定期存款、 协定存款等，使用期限自公司本次董事会、监事会审议通过之日起 12 个月。在 上述额度和期限内，资金可以滚动使用。具体情况公告如下： 一、募集资金基本情况 根据中国证券监督管理委员会 2021 年 1 月 19 日核发的《关于同意罗普特科 技集团股份有限公司首次公开发行股票注册的批复》（证监许可【202 ...

证券代码：688619 证券简称：罗普特 公告编号：2025-013 罗普特科技集团股份有限公司 关于新增募投项目实施主体、使用部分募集资金 向子公司实缴出资并增资的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 罗普特科技集团股份有限公司（以下简称"公司"）于 2025 年 4 月 21 日召 开第三届董事会第二次会议和第三届监事会第二次会议，审议通过了《关于新增 募投项目实施主体、使用部分募集资金向子公司实缴出资并增资的议案》，同意 公司新增募投项目实施主体并使用部分募集资金向全资子公司、控股子公司实缴 出资并增资以开展募投项目，授权公司管理层具体决定和办理与本次新增募投项 目实施主体、使用部分募集资金向全资子公司、控股子公司实缴出资并增资的有 关事项。公司监事会及保荐机构国金证券股份有限公司(以下简称"保荐机构") 对上述事项发表了明确的同意意见。现将有关事项公告如下： 一、募集资金基本情况 经中国证券监督管理委员会 2021 年 1 月 19 日出具的《关于同意罗普特科技 集团股份有限公司首次公开发行股票注册的批 ...