之 法律意见书 北京德恒（兰州）律师事务所 关于甘肃能化股份有限公司 2024 年第三次临时股东大会 甘肃省兰州市城关区雁园路 601 号甘肃省商会大厦 A 座 15 层 电话：（0931）8260111 邮编：730030 关于甘肃能化股份有限公司 2024 年第三次临时股东大会之法律意见书 北京德恒（兰州）律师事务所 关于甘肃能化股份有限公司 2024 年第三次临时股东大会之 法律意见书 致：甘肃能化股份有限公司 北京德恒（兰州）律师事务所（以下简称"本所"）受甘肃能化股份有限公 司（以下简称"甘肃能化""贵公司""公司"）委托，指派张军、范文泽律师 （以下简称"本所律师"）出席贵公司 2024 年第三次临时股东大会（以下简称 "本次股东大会"），并对本次股东大会的合法性出具法律意见书。 本所律师列席了贵公司本次股东大会，并根据本法律意见书出具日前已发生 或存在的事实和《中华人民共和国公司法》（以下简称《公司法》）、《中华人 民共和国证券法》（以下简称《证券法》）、《上市公司股东大会规则》以及《甘 肃能化股份有限公司章程》（以下简称《公司章程》）等有关法律、法规和规范 性文件的有关规定出具本法律意见书。 ...

| 证券代码：000552 | 证券简称：甘肃能化 | 公告编号：2024-69 | | --- | --- | --- | | 债券代码：127027 | 债券简称：能化转债 | | 甘肃能化股份有限公司 2024 年第三次临时股东大会决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，对公告的 虚假记载、误导性陈述或重大遗漏负连带责任。 2．召集人：公司董事会，公司第十届董事会第四十次会议审议通过《关于召开 2024 年第三次临时股东大会的议案》。 3．会议召开的合法、合规性：公司董事会召集本次股东大会会议符合有关法律、行 政法规、部门规章、规范性文件和《公司章程》的相关规定。 4．召开时间： 现场会议时间：2024 年 11 月 15 日（星期五）下午 14:50 特别提示： 1.本次股东大会没有否决提案的情形。 2.本次股东大会没有变更以往股东大会已通过的决议的情形。 一、会议基本情况 （一）会议基本情况 1．会议届次：2024 年第三次临时股东大会 网络投票时间：2024 年 11 月 15 日，其中：通过深圳证券交易所交易系统进行网络 投票的具体时间为 2024 年 11 月 15 日 ...

Investment Rating - The investment rating for Gansu Energy Chemical (000552.SZ) is maintained as "Buy" [1] Core Views - The report indicates that the decline in coal prices may negatively impact Q3 performance, but emphasizes the growth potential in coal, electricity, and chemical sectors [2][3] - The company reported a revenue of 7.8 billion yuan for the first three quarters of 2024, a year-on-year decrease of 9.4%, and a net profit attributable to shareholders of 1.03 billion yuan, down 33.9% year-on-year [2] - The report forecasts a decrease in net profit for 2024 to 1.44 billion yuan, a decline of 17.3% year-on-year, with expected earnings per share (EPS) of 0.27 yuan [2][3] Summary by Sections Financial Performance - For Q3 2024, the company achieved a revenue of 2.18 billion yuan, a quarter-on-quarter decrease of 22.3%, and a net profit of 130 million yuan, down 62.7% quarter-on-quarter [2] - The average coal price for the first three quarters of 2024 was 715 yuan/ton, a decrease of 10.6% year-on-year, with Q3 averaging 680 yuan/ton, down 3.8% quarter-on-quarter [2] Business Segments - Coal Business: The company operates 8 coal mines with an annual capacity of 16.24 million tons, primarily selling thermal and coking coal [2] - Non-Coal Business: The company has an installed power capacity of 809 MW, with expectations of improved profitability in the electricity segment due to falling coal prices [2] Growth Prospects - The company has three coal mines under construction with a total capacity of 6.9 million tons, and two power plants under construction with a total capacity of 2020 MW, expected to be operational by 2025 and 2027 [2] - The company aims to increase coal production capacity to 23.14 million tons and chemical product capacity to 1.4 million tons by the end of the 14th Five-Year Plan [2][3]

证券研究报告 | 季报点评 gszqdatemark 2024 10 31 年 月 日 甘肃能化（000552.SZ） 产销下滑拖累业绩，景泰项目投产，成长可期 公司发布 2024 年三季度业绩公告。公司 24Q1-3 归母净利润 10.3 亿元，同比减少 33.9%；营业收入 78.0 亿元，同比减少 9.4%。24Q3 归母净利润 1.34 亿元，同比减少 51.9%；营业收 入 21.8 亿元，同比减少 23.7%。 主要经营数据情况。 ➢ 24Q1-3 煤炭产量 1458 万吨，销量 1259 万吨。 ➢ 24Q3 煤炭产量 425 万吨，环比-15.9%，销量 402 万吨，环 比-8.7%。 ➢ 24Q1-3 发电量 28.1 亿度，售电量 26.6 亿度，24Q3 发电量 10.1 亿度。 ➢ 24Q3 复合肥产/销量为 2.3/2.1 万吨，环比+10.1%/-22.1%； 浓硝酸产/销量为 1.2/0.8 万吨，环比-29.8%/-52.3%。 景泰白岩子煤矿已顺利投产，煤质优异有望提高公司煤炭价格弹 性。公司下属景泰煤业白岩子煤矿联合试运转方案已完成备案， 联合试运转时间为 2024 年 ...

如否,请详细说明: 独立董事候选人声明与承诺 声明人王杂危作为甘肃能化股份有限公司第 十_届董 事会独立董事候选人,已充分了解并同意由提名人甘肃能 化股份有限公司董事会提名为甘肃能化股份有限公司(以 下简称该公司)第一一届董事会独立董事候选人。现公开 声明和保证,本人与该公司之间不存在任何影响本人独立 性的关系,且符合相关法律、行政法规、部门规章、规范 性文件和深圳证券交易所业务规则对独立董事候选人任职 资格及独立性的要求,具体声明并承诺如下事项: 一、本人已经通过甘肃能化股份有限公司第 十 届董 事会提名委员会或者独立董事专门会议资格审查,提名人 与本人不存在利害关系或者其他可能影响独立履职情形的 密切关系。 ☑是 □ 否 如否,请详细说明: 二、本人不存在《中华人民共和国公司法》第一百四 十六条等规定不得担任公司董事的情形。 ☑是 □ 否 三、本人符合中国证监会《上市公司独立董事管理办 法》和深圳证券交易所业务规则规定的独立董事任职资格 和条件。 ☑是 □ 否 如否,请详细说明: 四、本人符合该公司章程规定的独立董事任职条件。 ☑是 □ 否 如否,请详细说明: 五、本人已经参加培训并取得证券交易所认可的相 ...

甘肃能化股份有限公司独立董事提名人声明与承诺 提名人甘肃能化股份有限公司董事会现就提名王东亮、 武建军为 甘肃能化股份有限公司第 十 届董事会独立董 事候选人发表公开声明。被提名人已书面同意作为甘肃能 化股份有限公司第十届董事会独立董事候选人(参见该独 立董事候选人声明)。本次提名是在充分了解被提名人职业、 学历、职称、详细的工作经历、全部兼职、有无重大失信 等不良记录等情况后作出的,本提名人认为被提名人符合 相关法律、行政法规、部门规章、规范性文件和深圳证券 交易所业务规则对独立董事候选人任职资格及独立性的要 求,具体声明并承诺如下事项: 一、被提名人已经通过甘肃能化股份有限公司第十届 董事会提名委员会或者独立董事专门会议资格审查,提名 人与被提名人不存在利害关系或者其他可能影响独立履职 情形的密切关系。( 文 团 是 中 国 否 本 事 就 中 如否,请详细说明: 二、被提名人不存在《中华人民共和国公司法》第一 百四十六条等规定不得担任公司董事的情形。 ☑ 是 共国 否 查看 如否,请详细说明: ☑是 □ 否 如否,请详细说明: 四、被提名人符合公司章程规定的独立董事任职条件。 ☑是一口否 如否,请详细说 ...

国 是 口 否 如否,请详细说明: 独立董事候选人声明与承诺 声明人 >> >> 作为甘肃能化股份有限公司第 十 届 董事会独立董事候选人,已充分了解并同意由提名人甘肃 能化股份有限公司董事会提名为甘肃能化股份有限公司 (以下简称该公司)第 十 届董事会独立董事候选人。现 公开声明和保证,本人与该公司之间不存在任何影响本人 独立性的关系,且符合相关法律、行政法规、部门规章、 规范性文件和深圳证券交易所业务规则对独立董事候选人 任职资格及独立性的要求,具体声明并承诺如下事项: 一、本人已经通过甘肃能化股份有限公司第 十 届董 事会提名委员会或者独立董事专门会议资格审查,提名人 与本人不存在利害关系或者其他可能影响独立履职情形的 密切关系。 二、本人不存在《中华人民共和国公司法》第一百四 十六条等规定不得担任公司董事的情形。 国 是 口 否 如否,请详细说明:_ 三、本人符合中国证监会《上市公司独立董事管理办 法》和深圳证券交易所业务规则规定的独立董事任职资格 和条件。 国是 □ 否 如否,请详细说明: 四、本人符合该公司章程规定的独立董事任职条件。 ☑是 □ 否 如否,请详细说明: 五、本人已经参加培训并取得证 ...

Financial Performance - The company's operating revenue for Q3 2024 was ¥2,176,387,820.81, a decrease of 23.67% compared to the same period last year[2]. - Net profit attributable to shareholders for Q3 2024 was ¥134,448,622.65, down 51.91% year-on-year[2]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥127,086,433.31, a decline of 53.70% compared to the previous year[2]. - Basic earnings per share for Q3 2024 was ¥0.0251, a decrease of 57.82% compared to the same period last year[2]. - Total operating revenue for Q3 2024 was CNY 7,801,374,503.95, a decrease of 9.34% from CNY 8,605,925,907.13 in the same period last year[15]. - Net profit for Q3 2024 was CNY 1,032,552,731.14, down 34.0% from CNY 1,565,454,314.75 in Q3 2023[16]. - Operating profit for Q3 2024 was CNY 1,255,108,021.30, down 34.3% from CNY 1,913,944,928.03 in the same quarter last year[16]. - The company reported a total comprehensive income of CNY 1,032,552,731.14 for Q3 2024, down from CNY 1,565,454,314.75 in the previous year[17]. Assets and Liabilities - The total assets at the end of Q3 2024 amounted to ¥31,976,523,279.47, representing a 3.71% increase from the end of the previous year[2]. - The company’s total equity attributable to shareholders was ¥17,013,808,473.62, reflecting a growth of 6.26% from the end of the previous year[2]. - Total liabilities as of the end of Q3 2024 were CNY 14,543,475,226.41, slightly up from CNY 14,389,454,644.40 at the end of Q3 2023[15]. - The company's total equity reached CNY 17,433,048,053.06, an increase from CNY 16,443,920,870.16 year-over-year[15]. Cash Flow - The company's cash flow from operating activities showed a net amount of ¥816,689,456.79, down 58.05% year-on-year[2]. - Cash paid for operating activities reached ¥495,357,648.53, reflecting a 58.00% increase year-on-year driven by higher material and R&D expenses[6]. - The cash inflow from operating activities for the current period is approximately ¥8.38 billion, a decrease of about 3.7% compared to ¥8.71 billion in the previous period[18]. - The net cash outflow from operating activities is ¥816.69 million, down significantly from ¥1.95 billion in the previous period, indicating a decline of approximately 58%[19]. - The cash inflow from investment activities totaled ¥569.41 million, a substantial increase from ¥118.22 million in the previous period[19]. - The net cash outflow from investment activities is ¥3.74 billion, worsening from a previous outflow of ¥2.76 billion, indicating a decline of approximately 35%[19]. - The cash inflow from financing activities is ¥1.75 billion, slightly down from ¥1.88 billion, reflecting a decrease of about 7%[19]. - The net cash flow from financing activities improved to ¥471.02 million, compared to a negative cash flow of ¥683.49 million in the previous period[19]. - The ending cash and cash equivalents balance is approximately ¥5.74 billion, down from ¥6.02 billion, indicating a decrease of about 4.4%[19]. Production and Operations - The company's coal production for the period was 14.5754 million tons, with sales of 12.5938 million tons[5]. - The company completed various construction projects, including the main ventilation fan installation and the boiler room structure, indicating progress in operational capacity[12]. - The company is in the joint trial operation phase for the Baiyanzi coal mine project, indicating advancement in project development[12]. - The company has completed the foundation work for several key facilities in the Lanzhou New Area cogeneration project, demonstrating ongoing infrastructure development[12]. - The company has organized expert reviews for the geotechnical engineering reports related to the Qinyang 2×660MW coal power project, indicating thorough project planning and compliance[12]. Investments and Financing - The company reported a significant increase in trading financial assets, rising by 4190.24% to ¥860,000,000.00 compared to the beginning of the year[5]. - The company’s long-term borrowings increased by 49.27% to ¥4,654,500,000.00 due to project financing[5]. - The company repaid debts with cash amounting to ¥602,000,000.00, a decrease of 66.49% compared to the previous year, indicating reduced bank loan repayments[6]. - Cash recovered from investments was ¥298,335,523.58, a significant increase of 198.34% compared to the previous year due to higher recovery of financial management principal[6]. - Cash received from investment income decreased by 49.08% to ¥9,254,721.19, attributed to reduced returns from financial products[6]. - Investment cash outflows surged by 311.06% to ¥1,373,025,190.25, primarily due to increased cash payments for purchasing financial products[6]. Inventory and Current Assets - The total current assets decreased from CNY 11,501,055,129.54 to CNY 10,436,458,643.09, a decline of approximately 9.3%[13]. - Inventory increased significantly from CNY 780,555,803.88 to CNY 1,493,601,141.94, representing an increase of about 91.1%[14]. - Non-current assets rose from CNY 19,332,320,385.02 to CNY 21,540,064,636.38, an increase of approximately 11.4%[14]. - The total assets increased from CNY 30,833,375,514.56 to CNY 31,976,523,279.47, reflecting a growth of about 3.7%[14]. - Short-term borrowings decreased significantly from CNY 406,548,130.93 to CNY 36,372,201.98, a reduction of approximately 91.1%[14]. - Accounts payable decreased from CNY 3,811,858,844.66 to CNY 3,040,041,967.44, a decline of about 20.2%[14]. Research and Development - Research and development expenses increased to CNY 261,800,606.62, up 26.6% from CNY 206,772,730.85 in the previous year[16]. Other Information - The company received tax refunds amounting to ¥37,226,892.06, an increase of 71.34% compared to the previous period due to higher resource tax refunds[6]. - The company has not undergone an audit for the third quarter report[20].

| 证券代码：000552 | 证券简称：甘肃能化 公告编号：2024-68 | | --- | --- | | 债券代码：127027 | 债券简称：能化转债 | 甘肃能化股份有限公司 关于公司及下属企业之间提供担保的进展公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，对公告的虚假 记载、误导性陈述或重大遗漏负连带责任。 一、担保情况概述 甘肃能化股份有限公司（以下简称"公司"）于 2023 年 3 月 21 日召开第 十届董事会第十八次会议、第十届监事会第十一次会议，2023 年 4 月 6 日 2023 年第二次临时股东大会，审议通过《关于为下属企业提供担保的议案》，同意 公司为刘化化工 59,000 万元融资提供连带责任担保，担保期限 2-3 年，同意窑 煤公司为天宝煤业向商业银行等金融机构申请 100,000 万元授信额度提供连带 责任担保，担保期限为 10-15 年。详见公司于 2023 年 3 月 22 日、4 月 7 日披 露于《证券时报》《上海证券报》以及巨潮资讯网上的《关于为下属企业提供 担保的公告》（2023-18）、《2023 年第二次临时股东大会决议公告》（2023-22 ...

| 证券代码：000552 | 证券简称：甘肃能化 公告编号：2024-63 | | --- | --- | | 债券代码：127027 | 债券简称：能化转债 | 甘肃能化股份有限公司 关于独立董事辞职的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 甘肃能化股份有限公司（以下简称"公司"）董事会于近日收到独立董事田 松峰、周一虹提交的书面辞职报告。因连续担任公司独立董事时间已满六年，田 松峰、周一虹向公司董事会申请辞去独立董事、董事会专门委员会相关职务，辞 职后将不再担任公司任何职务。 截至本公告披露日，田松峰、周一虹未持有公司股份。田松峰、周一虹辞职 将导致公司独立董事人数低于法定人数，根据《公司法》《上市公司独立董事管 理办法》《公司章程》等有关规定，田松峰、周一虹的辞职需在公司股东大会选 举新的独立董事后生效。公司已于 2024 年 10 月 29 日召开第十届董事会第四十 次会议，提名王东亮、武建军为公司第十届董事会独立董事候选人。 田松峰、周一虹在任职期间恪尽职守、勤勉尽责，公司及董事会对田松峰、 周一虹在任职期间为公司发展所做出的贡献表示 ...