紫光国芯微电子股份有限公司 2023 年第三季度报告 重要内容提示： 1.董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、完整，不存在虚假记载、 误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2.公司负责人、主管会计工作负责人及会计机构负责人(会计主管人员)声明：保证季度报告中财务信息 的真实、准确、完整。 3.第三季度报告是否经过审计 □是 否 1 证券代码：002049 证券简称：紫光国微 公告编号：2023-062 债券代码：127038 债券简称：国微转债 紫光国芯微电子股份有限公司 2023 年第三季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或 重大遗漏。 紫光国芯微电子股份有限公司 2023 年第三季度报告 一、主要财务数据 （一） 主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 □是 否 | | 本报告期 | 本报告期比上年同 | 年初至报告期末 | 年初至报告期末比 | | --- | --- | --- | --- | --- | | | | 期增减 | | 上年同期增减 | | 营业收入（元） | 1 ...

| 证券代码：002049 | 证券简称：紫光国微 公告编号：2023-061 | | --- | --- | | 债券代码：127038 | 债券简称：国微转债 | 紫光国芯微电子股份有限公司 关于预计触发可转债转股价格向下修正条件的提示性公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： | | | 2、可转债代码：127038 可转债简称：国微转债 3、转股价格：人民币 98.18 元/股 4、转股期限：2021 年 12 月 17 日至 2027 年 6 月 9 日 5、自 2023 年 10 月 11 日至 2023 年 10 月 24 日，紫光国芯微电子股份有限 公司（以下简称"公司"）股票已有 10 个交易日的收盘价格低于"国微转债"当 期转股价格的 85%，若后续公司股票收盘价格继续低于其当期转股价格的 85%， 预计将有可能触发"国微转债"转股价格向下修正条件。若触发转股价格修正条 件，公司将在触发转股价格修正条件当日，召开董事会审议决定是否修正转股价 格，并及时履行信息披露义务。 一、可转换公司债券的基本情况 1、发行上市情况 ...

| 证券代码：002049 | 证券简称：紫光国微 | 公告编号：2023-060 | | --- | --- | --- | | 债券代码：127038 | 债券简称：国微转债 | | 紫光国芯微电子股份有限公司 关于 2023 年第三季度可转债转股情况的公告 | 股票代码：002049 | | | | | 股票简称：紫光国微 | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 可转债代码：127038 | | | | | 可转债简称：国微转债 | | | | | | | 转股价格：当期转股价格为人民币 | | | | | 98.18 元/股 | | | | | | | 转股期限：2021 日至 | 年 | 12 | 月 | 17 | 2027 | 年 | 6 | 月 | 9 | 日 | 根据《深圳证券交易所股票上市规则》、《深圳证券交易所上市公司自律监 管指引第 15 号--可转换公司债券》的有关规定，紫光国芯微电子股份有限公司 （以下简称"公司"）现将 2023 年第三季度可转换公司债券转股及 ...

| 证券代码：002049 | 证券简称：紫光国微 | 公告编号：2023-059 | | --- | --- | --- | | 债券代码：127038 | 债券简称：国微转债 | | 紫光国芯微电子股份有限公司 关于购买银行理财产品的进展公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 紫光国芯微电子股份有限公司（以下简称"公司"）于 2023 年 5 月 10 日召 开第七届董事会第三十二次会议，审议通过了《关于使用闲置募集资金进行现金 管理的议案》和《关于使用自有资金购买银行理财产品的议案》，同意公司使用 不超过人民币 5 亿元（含本数）暂时闲置募集资金进行现金管理，现金管理期限 自本次董事会审议通过之日起不超过 12 个月，在上述额度和期限内，资金可循 环滚动使用；同意公司及合并报表范围内子公司使用额度不超过人民币 13 亿元 （含本数）的自有资金购买短期保本型银行理财产品，资金使用期限自本次董事 会审议通过之日起不超过 12 个月，在上述额度和期限内，资金可以滚动使用。 具体内容详见公司于 2023 年 5 月 11 日在《中国证券报》及巨潮资 ...

证券代码：002049 证券简称：紫光国微 紫光国芯微电子股份有限公司投资者关系活动记录表 | --- | --- | --- | |--------------------|---------------------------|------------------------------------------------------------| | | □特定对象调研 □分析师会议 | | | 投资者关系活动类别 | □媒体采访 □新闻发布会 | 业绩说明会□路演活动 | | | □现场参观 | | | | □其他 | | | | First Fidelity Capital、 | Hel Ved Capital、百年保险资管、泓澄投资、 | | | | 碆泽资管、清和泉资管、源峰私募、源乐晟资管、贝莱德建信理 | | | | 财、博道基金、博时基金、财达证券、创金合信基金、淳厚基金、 | | | | 大成基金、大家资管、淡水泉投资、德邦基金、德华创投、第一 | | | | 创业证券、东方基金、东方证券、东兴证券、东证融汇证券、蜂 | | | | 巢基金、复星恒利证券、富安达基金、富国基金、工银安盛资 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥3,734,540,180.30, representing a 28.56% increase compared to ¥2,904,816,817.52 in the same period last year[19]. - The net profit attributable to shareholders of the listed company was ¥1,392,203,875.21, up 16.22% from ¥1,197,886,302.32 in the previous year[19]. - The net cash flow from operating activities reached ¥1,149,261,600.42, a significant increase of 214.73% compared to ¥365,152,289.97 in the same period last year[19]. - Basic earnings per share increased to ¥1.6405, reflecting a growth of 16.36% from ¥1.4099 in the previous year[19]. - Total assets at the end of the reporting period were ¥16,680,077,330.97, an increase of 8.82% from ¥15,328,754,125.82 at the end of the previous year[19]. - The net assets attributable to shareholders of the listed company rose to ¥10,540,209,876.75, marking an 8.63% increase from ¥9,703,075,490.59 at the end of the previous year[19]. - The weighted average return on net assets was 13.50%, down 1.76 percentage points from 15.26% in the previous year[19]. - The company reported a total of ¥69,662,361.81 in non-recurring gains and losses during the reporting period[24]. Revenue Breakdown - The company achieved operating revenue of 373,454 million yuan, a year-on-year increase of 28.56%[43]. - The net profit attributable to shareholders reached 139,220 million yuan, up 16.22% year-on-year[43]. - The operating income from the integrated circuit segment was ¥3,625,944,198.98, which is 97.09% of total revenue, reflecting a 31.55% increase compared to the previous year[54]. - The smart security chip business achieved significant growth, with revenue of ¥1,462,117,801.78, up 81.99% year-on-year, accounting for 39.15% of total revenue[54]. Research and Development - The company has increased its R&D investment, resulting in 107 new intellectual property authorizations in 2022[36]. - Research and development expenses increased by 62.36% to ¥755,839,520.82, driven by the growth in the number and compensation of R&D personnel[50]. - Research and development expenses surged to ¥673,334,890.92, up 75.8% from ¥383,402,200.64 in the previous year, indicating a strong focus on innovation[162]. Cash Flow and Investments - The net cash flow from operating activities surged by 214.73% to ¥1,149,261,600.42, attributed to the significant increase in sales collections[50]. - The company reported a net decrease in cash and cash equivalents of ¥1,122,953,865.58, primarily due to investments in bank wealth management products and share repurchases[50]. - The company reported a total investment of ¥97,361,765.91 during the reporting period, a significant increase of 131.57% compared to ¥42,043,384.07 in the same period last year[63]. - The company incurred a total investment cash outflow of CNY 2,110,952,581.22, compared to CNY 943,786,639.40 in the previous year, representing an increase of 123.4%[167]. Financial Position - The company's total liabilities are CNY 6,065,302,078.11, an increase from CNY 5,553,599,463.48 at the start of the year[159]. - The company's asset-liability ratio is 36.36%, slightly up from 36.23% at the end of 2022[153]. - The company maintains a stable financial condition with a loan repayment rate and interest payment rate both at 100%[153]. - The company has received a credit rating of "AA+" from China Chengxin International Credit Rating Co., Ltd., with a stable outlook[153]. Shareholder Information - The company approved a share repurchase plan using between RMB 300 million and RMB 600 million, with a maximum repurchase price of RMB 130.00 per share[122]. - A total of 6,396,000 shares were repurchased, accounting for 0.75% of the company's total share capital, with a total transaction amount of RMB 599,952,971[132]. - The largest shareholder, Tibet Ziguang Chunhua Technology Co., Ltd., holds 26.00% of the shares, totaling 220,901,326 shares[134]. - The company has 195,486 common shareholders at the end of the reporting period[134]. Corporate Governance and Compliance - The company has established a solid governance structure and internal control systems to enhance operational efficiency and compliance[93]. - There were no significant lawsuits or arbitration matters reported during the period, indicating a stable legal environment for the company[102]. - The company has not engaged in any significant external guarantees or violations during the reporting period[99]. Market and Product Development - The company launched over 600 varieties of special integrated circuits, including microprocessors and programmable devices[30]. - The company is expanding its product categories, including industrial-grade products and high-performance bus products[44]. - The company plans to further enrich its product portfolio and actively expand into the automotive-grade power device market for new energy vehicles[49]. Environmental and Social Responsibility - The company has maintained a focus on green and environmentally friendly practices in daily management, product development, and manufacturing, aiming for continuous improvement in environmental performance[93]. - The company has committed to social responsibility initiatives, including employee welfare and community engagement, contributing to education and poverty alleviation[94].

证券代码：002049 证券简称：紫光国微 紫光国芯微电子股份有限公司投资者关系活动记录表 | --- | --- | --- | |----------------------|--------------------------------|------------------------------| | | □特定对象调研 □分析师会议 | | | 投资者关系活动类别 | □媒体采访 □新闻发布会 | | | | □现场参观 | | | | □其他 | | | 参与单位名称 | 线上参与河北辖区上市公司投资者 | 年投资者网上集体接待日活动的 | | 时间 | 2023 年 5 月 30 | | | 地点 | 网络远程的方式召开业绩说明会 | https://ir.p5w.net）采用 | | | 副总裁、董事会秘书：杜林虎 | | | 上市公司接待人员姓名 | 财务总监：杨秋平 | | 证券事务代表：阮丽颖 投资者提出的问题及公司回复情况 1、 请问贵公司目前的重点研发方向是什么？ | --- | |-------------------------------------------------- ...

证券代码：002049 证券简称：紫光国微 公告编号：2023-041 债券代码：127038 债券简称：国微转债 紫光国芯微电子股份有限公司 关于参加河北辖区上市公司 2023 年投资者 网上集体接待日活动的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 为进一步加强与投资者的互动交流，紫光国芯微电子股份有限公司（以下简 称"公司"）将参加由河北证监局、河北省上市公司协会与深圳市全景网络有限 公司联合举办的"2023 年河北辖区上市公司投资者集体接待日活动"，现将相 关事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录"全景路演"网站 （http://rs.p5w.net），或关注微信公众号：全景财经，或下载全景路演 APP，参 与本次互动交流，活动时间为 2023 年 5 月 30 日（周二）15:00-17:00。届时，公 司高管将在线就公司 2022 年度业绩、公司治理、发展战略、经营状况和可持续 发展等投资者关心的问题，与投资者进行沟通与交流，欢迎广大投资者踊跃参与！ 特此公告。 紫光国芯微电子股份有限公司董事会 2023 年 5 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 1,540,705,013.10, representing a 14.87% increase compared to CNY 1,341,294,138.80 in the same period last year[2] - Net profit attributable to shareholders was CNY 583,817,553.64, up 10.03% from CNY 530,617,525.03 year-on-year[2] - The company's diluted earnings per share for the period were CNY 0.6872, reflecting a 10.02% increase from CNY 0.6246 in the same period last year[2] - The total equity attributable to shareholders of the parent company was CNY 10,284,408,638.53, up from CNY 9,703,075,490.59, indicating an increase of 6.0%[23] - The company's total cost of operations was CNY 984,000,986.97, which is an increase of 23.2% from CNY 798,690,034.63 in the previous year[24] Cash Flow - The net cash flow from operating activities reached CNY 181,202,860.35, a significant increase of 190.38% compared to a negative cash flow of CNY 200,492,239.23 in the previous year[2] - Cash generated from operating activities was CNY 1,662,434,862.24, compared to CNY 1,009,474,830.43 in the previous year, representing a substantial increase of 64.6%[26] - Total cash inflow from investment activities was ¥100,494,821.92, while cash outflow was ¥359,704,950.98, resulting in a net cash flow from investment activities of -¥259,210,129.06[27] - Cash inflow from financing activities amounted to ¥183,948,556.47, with cash outflow totaling ¥172,070,764.22, leading to a net cash flow from financing activities of ¥11,877,792.25[27] - The company reported a total operating cash inflow of ¥1,816,634,969.50, compared to ¥1,111,515,190.59 in the same period last year[27] Assets and Liabilities - Total assets at the end of the reporting period were CNY 16,489,257,822.58, reflecting a 7.57% increase from CNY 15,328,754,125.82 at the end of the previous year[2] - The total liabilities amounted to CNY 6,136,433,961.62, an increase from CNY 5,553,599,463.48, indicating a growth of 10.5%[23] - Cash and cash equivalents decreased to RMB 3.99 billion from RMB 4.09 billion, a decline of about 2.43%[20] - Accounts receivable increased to RMB 3.75 billion, up from RMB 3.11 billion, representing a growth of approximately 20.66%[21] - Inventory rose to RMB 2.78 billion, compared to RMB 2.21 billion at the start of the year, marking an increase of around 25.5%[21] Research and Development - The company's R&D expenses for the period amounted to CNY 308,773,460.37, marking a 69.03% increase year-on-year, primarily due to higher personnel costs[9] - Research and development expenses increased significantly to CNY 308,773,460.37, compared to CNY 182,676,796.76 in the same period last year, marking a rise of 68.9%[24] Strategic Initiatives - The company plans to redirect previously raised funds from projects with uncertain market conditions to new projects, including high-speed RF ADC chips and new high-performance video processors[17] - A share repurchase plan was approved, with a budget of between RMB 300 million and RMB 600 million, aimed at enhancing investor confidence and supporting long-term development[19] - The company has undergone a strategic shift in its investment focus due to market volatility since the second half of 2022[17] Other Financial Metrics - The weighted average return on equity decreased to 5.84%, down 1.23 percentage points from 7.07% in the previous year[2] - The company reported a decrease in other comprehensive income after tax, amounting to CNY -3,329,214.60 compared to CNY -985,291.57 in the previous year[25] - The company’s long-term equity investments increased to RMB 494.09 million from RMB 447.34 million, a rise of approximately 10.43%[21] - The company’s stockholder structure includes significant holdings from major institutional investors, indicating strong institutional support[15] Audit Status - The report indicates that the first quarter report was not audited[28]

Financial Performance - The company's operating revenue for 2022 was ¥7,119,905,165.64, representing a 33.28% increase compared to ¥5,342,115,108.65 in 2021[21]. - The net profit attributable to shareholders for 2022 was ¥2,631,891,288.93, up 34.71% from ¥1,953,785,798.57 in the previous year[21]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥2,461,920,189.21, a 37.09% increase from ¥1,795,845,590.84 in 2021[21]. - The net cash flow from operating activities reached ¥1,726,500,665.66, which is a 44.78% increase compared to ¥1,192,512,797.99 in 2021[21]. - Basic earnings per share for 2022 were ¥3.0978, reflecting a 34.70% increase from ¥2.2998 in 2021[21]. - Diluted earnings per share for 2022 were ¥3.0904, an increase of 34.38% compared to ¥2.2998 in the previous year[21]. - The total assets at the end of 2022 amounted to approximately 15.33 billion yuan, a 32.23% increase from the end of 2021[28]. - The net assets attributable to shareholders were approximately 9.70 billion yuan, reflecting a growth of 33.96% year-on-year[28]. - The company maintained a weighted average return on equity of 31.06% for the year[28]. - The gross margin improved to 40% in 2022, up from 35% in 2021, indicating better cost management and pricing strategies[145]. Business Operations and Strategy - The company has expanded its main business into the integrated circuit field following significant asset restructuring in 2012[18]. - The company is a leading player in the domestic integrated circuit design sector, particularly in smart security chips and high-reliability integrated circuits[34]. - The company is actively developing new products in the semiconductor power device sector, focusing on MOSFETs and expanding into IGBT, SiC, and GaN technologies[40]. - The company launched the first domestic dual-mode network 5G eSIM product and entered the supply chain for the C919 large passenger aircraft[42]. - The company is focused on increasing R&D investments to support its rapid growth and future business expansion[176]. - The company plans to enhance its strategic initiatives through potential mergers and acquisitions in the coming year[162]. - The company plans to use retained earnings for daily operational funding and to enhance its risk resistance capabilities[176]. Research and Development - The company invested CNY 1.249 billion in R&D during the reporting period, a 44.32% increase year-on-year, accounting for 17.55% of total revenue[42]. - A total of 107 patents were authorized in the year, representing a 35.4% increase compared to the previous year[42]. - The company’s R&D personnel accounted for 50% of the workforce, with 45% holding a master's degree or higher[57]. - The company plans to invest 500 million RMB in R&D for new technologies over the next two years, focusing on AI and machine learning applications[146]. Market and Industry Trends - The global semiconductor industry sales reached $573.5 billion in 2022, with a growth rate decline from 26.2% in 2021 to 3.2%[33]. - The company is expanding its market presence in Southeast Asia, targeting a 25% market share by 2025[148]. - The company reported a significant increase in revenue, achieving a total of 10 billion RMB for the fiscal year 2022, representing a year-over-year growth of 15%[151]. Governance and Compliance - The company is committed to ensuring the accuracy and completeness of its financial reports, as stated by its management[3]. - The company emphasizes the importance of attracting and retaining core talent in the integrated circuit industry, focusing on a comprehensive incentive system to enhance employee satisfaction and stability[122]. - The company maintains independence from its controlling shareholder in terms of business operations, personnel, assets, and finances, ensuring autonomous management capabilities[134]. - The company has implemented a performance evaluation system for senior management, ensuring transparency and compliance with legal standards[131]. - The company adheres to strict information disclosure practices, ensuring timely and accurate communication with investors[133]. Employee and Workforce Management - The company reported a total of 2,236 employees at the end of the reporting period, with 1,123 in technical roles and 474 in production[171]. - The company has a total of 657 employees with master's degrees or higher, indicating a strong emphasis on educational qualifications within its workforce[172]. - The company has established a comprehensive training system to enhance employee skills and knowledge, aligning with its development needs[174]. Financial Management - The company reported a decrease in the proportion of accounts payable from 7.88% to 5.86%, a decline of 2.02 percentage points[89]. - The company has significant restricted assets totaling ¥992,146,793.18, primarily due to collateral for loans[92]. - The company reported a net increase in cash and cash equivalents of ¥808,197,726.97, a decline of 53.34% compared to the previous year[81]. Future Outlook - The company provided a positive outlook for 2023, projecting a revenue growth of 12% to 15% based on market expansion strategies and new product launches[150]. - The management has indicated a positive outlook for market expansion in the semiconductor sector[162].