北京市盈科（无锡）律师事务所 北京市盈科（无锡）律师事务所 法律意见书 北京市盈科（无锡）律师事务所 关于南方中金环境股份有限公司 2023 年年度股东大会的 关于南方中金环境股份有限公司 2023 年年度股东大会的 法律意见书 北京市盈科（无锡）律师事务所 无锡市梁溪区钟书路99号国金中心30层 邮编214000 30F/IFS, 99#ZhongshuRoad, Liangxi, Wuxi, China 电 话/Tel:(0510)81833266 传 真/Fax:(0510)81833287 法律意见书 [2024]盈无锡顾问字第 WX4227-2 号 致：南方中金环境股份有限公司 北京市盈科（无锡）律师事务所（以下简称"本所"）接受南方中金环境股份有 限公司（以下简称"公司"）的委托，指派律师出席公司 2023 年年度股东大会（以 下简称"本次股东大会"），并根据《中华人民共和国公司法》（以下简称"《公司 法》"）《中华人民共和国证券法》（以下简称"《证券法》"）《上市公司股东大 会规则》（以下简称"《股东大会规则》"）等法律、法规、规章和其他规范性文件 以及《南方中金环境股份有限公司章程》（以下简称 ...

Summary of Conference Call Company or Industry Involved - The conference call is associated with Guohai Securities, a financial services company in the investment banking sector [1] Core Points and Arguments - The meeting is intended solely for clients who meet Guohai Securities' investor suitability management requirements and invited clients [1] - The views expressed by the conference guests are personal opinions and do not represent Guohai Securities' stance, nor do they constitute any investment advice [1] - Recording or forwarding the meeting is strictly prohibited, and violators will bear legal responsibilities [1] - Guohai Securities reserves all legal rights in this matter and disclaims any responsibility for direct or indirect losses arising from the use of the information or content from this meeting [1] - The market carries risks, and investments should be approached with caution [1] Other Important but Possibly Overlooked Content - The conference emphasizes the importance of compliance with legal and regulatory standards in the financial services industry [1] - The disclaimer highlights the potential risks associated with investment decisions, underscoring the need for due diligence by investors [1]

Investment Rating - The report maintains a "Buy" rating for the company with a target price of 4.03 CNY per share [1][8]. Core Insights - The company's main business, focusing on pump products, has shown stable growth with a projected revenue increase of approximately 12.60% year-on-year for 2023, achieving a three-year CAGR of 13.78% [5]. - The environmental protection business is gradually reducing losses, with measures taken to streamline operations and improve profitability [6][7]. - The first quarter of 2024 showed significant improvement in the profit statement, with a notable reduction in asset impairment losses and increased investment income [7]. Financial Performance Summary - In 2023, the company achieved a revenue of 54.33 billion CNY, a year-on-year increase of 3.22%, and a net profit of 2.01 billion CNY, up 73.63% [4]. - For Q1 2024, the company reported a revenue of 10.34 billion CNY, a 5.56% increase year-on-year, and a net profit of 0.89 billion CNY, reflecting a 123.57% growth [4]. - The projected revenues for 2024-2026 are 60.58 billion CNY, 68.57 billion CNY, and 77.05 billion CNY, with corresponding year-on-year growth rates of 11.49%, 13.19%, and 12.38% [8][9]. Valuation Metrics - The report estimates the company's earnings per share (EPS) for 2024-2026 to be 0.20 CNY, 0.31 CNY, and 0.36 CNY, with a three-year CAGR of 50.97% [8]. - The price-to-earnings (P/E) ratio is projected at 20 times for 2024, indicating a favorable valuation compared to peers [8].

南方中金环境股份有限公司 证券代码：300145 证券简称：中金环境 公告编号：2024-012 第五届监事会第十五次会议决议公告 本公司及监事会全体成员保证公告内容真实、准确和完整，不存在虚假 记载、误导性陈述或者重大遗漏。 南方中金环境股份有限公司（以下简称"公司"）第五届监事会第十五次会 议于 2024 年 4 月 24 日在江苏省无锡市经开区金融八街无锡商会大厦 15 楼会议 室以现场表决与通讯表决的方式召开。会议应出席监事3人，实际出席监事3人， 符合《公司法》和《公司章程》的有关规定。本次监事会会议通知已于 2024 年 4 月 13 日以专人、邮件、电话方式通知全体监事。监事会主席邹倩女士主持了 本次会议。 经与会监事认真讨论，审议了以下议案： 一、审议通过了《2023 年度监事会工作报告》 公司《2023 年度监事会工作报告》详见公司 2024 年 4 月 26 日在中国证监 会指定创业板信息披露网站巨潮资讯网（www.cninfo.com.cn）发布的相关公告。 表决结果：同意 3 票，反对 0 票，弃权 0 票。 本项议案尚需提交公司 2023 年年度股东大会审议。 二、审议通过了《202 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥1,033,588,176.38, representing a 5.56% increase compared to ¥979,117,163.90 in the same period last year[5]. - Net profit attributable to shareholders for Q1 2024 was ¥89,282,180.28, a significant increase of 123.57% from ¥39,933,917.31 in the previous year[5]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥56,917,951.72, up 51.64% from ¥37,535,772.14 year-on-year[5]. - The basic earnings per share for Q1 2024 was ¥0.05, reflecting a 150.00% increase from ¥0.02 in the same period last year[5]. - Total operating revenue for Q1 2024 reached ¥1,033,588,176.38, an increase of 5.2% compared to ¥979,117,163.90 in the same period last year[24]. - Net profit for Q1 2024 was ¥94,045,926.78, a significant increase of 109.5% compared to ¥44,769,869.63 in Q1 2023[25]. - The total comprehensive income for the first quarter of 2024 was CNY 94,514,996.16, compared to CNY 43,925,030.73 in the same period last year, representing an increase of approximately 115%[26]. - Basic and diluted earnings per share increased to CNY 0.05 from CNY 0.02, marking a 150% growth year-over-year[26]. Assets and Liabilities - The company's total assets at the end of Q1 2024 were ¥8,152,557,832.80, a 0.91% increase from ¥8,078,777,399.65 at the end of the previous year[5]. - Current assets totaled ¥5,345,122,220.31, an increase of 1.7% from ¥5,257,008,141.90 at the start of the quarter[21]. - The company's total liabilities decreased slightly to ¥5,499,226,425.14 from ¥5,525,781,621.35, a reduction of 0.5%[22]. - The company's equity attributable to shareholders rose to ¥2,471,257,163.46 from ¥2,376,387,832.40, an increase of 4.0%[22]. - Long-term borrowings increased to ¥1,187,602,466.00 from ¥988,002,466.00, representing a growth of 20.2%[22]. Cash Flow - The net cash flow from operating activities for Q1 2024 was -¥76,348,248.92, a decline of 145.66% compared to -¥31,078,861.12 in the same period last year[5][9]. - Cash inflows from operating activities amounted to CNY 1,051,784,307.79, up from CNY 985,721,795.81 in the previous year, reflecting a growth of about 6.7%[27]. - The company reported cash outflows from investing activities of CNY 133,945,241.09, compared to CNY 88,875,976.99 in the previous year, indicating an increase of approximately 50.7%[29]. - Financing activities generated a net cash flow of CNY 185,331,894.73, a significant improvement from CNY -70,696,246.70 in the same period last year[29]. - The company received CNY 200,000,000.00 from borrowings during the financing activities, which was not reported in the previous year[29]. - The company’s cash flow from operating activities was impacted by increased payments to employees, which rose to CNY 419,816,057.86 from CNY 329,399,311.78, an increase of approximately 27.4%[29]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 35,915[11]. - The largest shareholder, Wuxi Municipal Public Utility Industry Group, holds 21.57% of shares, totaling 414,639,391 shares[11]. - Shareholder Shen Jinhao holds 7.88% of shares, totaling 151,368,931 shares, with 53,022,233 shares pledged[11]. - The top ten shareholders collectively hold 10.01% of the company's shares through a concerted action arrangement[11]. - The company has not reported any changes in the number of preferred shareholders or limited shares during the reporting period[12]. Awards and Recognition - The company received the "Hua Xia Construction Science and Technology Award" first prize for a project completed by its subsidiary, Hunan Southern Anmei Fire Equipment Co., Ltd.[12]. - The company has received various awards, including provincial and municipal recognitions for innovation and quality engineering projects[13][14][15]. Future Plans - The company plans to issue A-shares to raise up to 400 million RMB for the construction of an intelligent manufacturing base for pump products, but has decided to terminate this plan[16][17]. - The company sold 100% equity and debt of its subsidiary Jiangsu Southern Zhongjin Sludge Treatment Co., Ltd. for an assessed price of 71.67 million RMB[18]. - The company maintains normal production and operational conditions despite the termination of the stock issuance plan[17]. Research and Development - Research and development expenses for Q1 2024 were ¥48,026,582.36, a decrease of 4.9% compared to ¥50,265,693.04 in the previous year[25]. Audit Status - The company has not undergone an audit for the first quarter report[31].

（一）变更原因 财政部于 2022 年 11 月 30 日发布了《关于印发<企业会计准则解释第 16 号> 的通知》（财会【2022】31 号）,规定了"关于单项交易产生的资产和负债相关的 递延所得税不适用初始确认豁免的会计处理"的相关内容。 财政部于 2023 年 10 月 25 日发布了《关于印发<企业会计准则解释第 17 号> 的通知》（财会【2023】21 号），规定了"关于流动负债与非流动负债的划分" "关于供应商融资安排的披露""关于售后租回交易的会计处理"的相关内容。 证券代码：300145 证券简称:中金环境 公告编号：2024-027 南方中金环境股份有限公司 关于会计政策变更的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在虚假 记载、误导性陈述或者重大遗漏。 南方中金环境股份有限公司（以下简称"公司"）根据中华人民共和国财政 部（以下简称"财政部"）颁布的企业会计准则变更相应的会计政策。本次会计 政策变更是公司根据法律法规和国家统一的会计制度的要求进行的变更，不会对 公司财务状况、经营成果和现金流量产生重大影响。 根据《深圳证券交易所上市公司自律监管指引第 2 号——创业 ...

南方中金环境股份有限公司 2023 年度监事会工作报告 南方中金环境股份有限公司 2023 年度监事会工作报告 2023 年度，南方中金环境股份有限公司（以下简称"公司"）监事会严格按 照《公司法》《证券法》《公司章程》和《监事会议事规则》等法律法规及规范性 文件的规定和要求, 本着对全体股东负责的态度，认真履行和独立行使各项监事 会的监督职权和义务，围绕公司股东大会、董事会的各项决议，针对公司的各项 管理制度的落实情况、生产经营情况、财务管理状况，以及董事、高级管理人员 履行职责情况等进行了有效监督，维护公司及全体股东的合法权益，为公司加强 经营管理、规范运作和健康发展保驾护航。 现将 2023 年度公司监事会工作报告如下： 南方中金环境股份有限公司 2023 年度监事会工作报告 | 序 | 召开 | | 会议 | 议案 | 审议通 | | --- | --- | --- | --- | --- | --- | | 号 | 时间 | | 届次 | | 过情况 | | | | | | （五）发行数量 | | | | | | | （六）限售期 | | | | | | | （七）上市地点 | | | | | | ...

中 兴 华 会 计 师 事 务 所 （ 特 殊 普 通 合 伙 ） Z H O N G X I N G H U A C E R T I F I E D P U B L I C A C C O U N T A N T S L L P 地址（ location ）： 北 京 市 丰 台 区 丽 泽 路 2 0 号 丽 泽 S O H O B 座 2 0 层 20/F,Tower B,Lize SOHO,20 Lize Road,Fengtai District,Beijing PR China 电话（ tel ）： 010 - 5 1 4 2 3 8 1 8 传真（ fax ）： 010 - 5 1 4 2 3 8 1 6 内部控制鉴证报告 中兴华审字（2024）第 021464 号 南方中金环境股份有限公司全体股东： 我们接受委托，审核了南方中金环境股份有限公司（以下简称"中金环境"） 管理层对 2023 年 12 月 31 日与财务报表相关的内部控制有效性的认定。按照《企 业内部控制基本规范》、《企业内部控制应用指引》、《企业内部控制评价指引》的规 定，建立健全和有效实施内部控制，并评价其有效性是中金环境管理 ...

证券代码：300145 证券简称:中金环境 公告编号：2024-026 南方中金环境股份有限公司 关于公司与特定对象签署《附条件生效的股份认购合同之 1 二、《终止合同》的签署情况 自公司 2023 年度向特定对象发行 A 股股票预案披露后，公司董事会、管理 层与中介机构等积极推进本次向特定对象发行 A 股股票的各项工作。基于内外部 环境变化及公司实际情况，公司决定终止 2023 年度向特定对象发行 A 股股票事 项，并与无锡市政签署《终止合同》。《终止合同》的主要内容如下： 甲方：南方中金环境股份有限公司 终止合同》暨关联交易的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在虚假 记载、误导性陈述或者重大遗漏。 一、关联交易概述 1、南方中金环境股份有限公司（以下简称"公司"）于 2023 年 4 月 13 日 召开第五届董事会第十一次会议、第五届监事会第九次会议，2023 年 5 月 16 日 召开 2022 年年度股东大会，均审议通过了《关于公司 2023 年度向特定对象发行 A 股股票预案的议案》、《关于公司与特定对象签署<附条件生效的股份认购协 议>的议案》等议案。公司控股股东无锡市 ...

南方中金环境股份有限公司（以下简称"公司"）第五届董事会第十八次会 议于 2024 年 4 月 24 日在江苏省无锡市经开区金融八街无锡商会大厦 15 楼会议 室以现场表决与通讯表决的方式召开。会议应出席董事9人，实际出席董事9人， 符合《公司法》和《公司章程》的有关规定。本次董事会会议通知已于 2024 年 4 月 13 日以专人及通讯方式通知全体董事。 董事长杭军先生召集和主持了本次会议，公司监事和高级管理人员列席了会 议。本次董事会的召开符合《公司法》和《公司章程》的有关规定。 经与会董事认真讨论，审议了以下议案： 一、审议通过了《2023 年度董事会工作报告》 《2023 年度董事会工作报告》详见公司 2024 年 4 月 26 日在中国证监会指 定创业板信息披露网站巨潮资讯网（www.cninfo.com.cn）发布的相关公告。 本次董事会表决结果：同意 9 票，反对 0 票，弃权 0 票。 证券代码：300145 证券简称：中金环境 公告编号：2024-011 南方中金环境股份有限公司 第五届董事会第十八次会议决议公告 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在虚假记 载、误导性陈 ...