香农芯创科技股份有限公司 独立董事 2023 年度述职报告 香农芯创科技股份有限公司全体股东： | 2023-05-09 | 第四届董事会 第三十二次 | 1、关于接受关联方提供增信措施暨关联交易事项的 | 同意 | | --- | --- | --- | --- | | | （临时）会议 | 独立意见 | | | 2023-05-26 | 第四届董事会 第三十三次(临 | 开展外汇衍生品交易业务的独立意见 1、 | 同意 | | | | 2、 与关联方共同投资设立控股子公司的独立意见 | | | | 时)会议 | | | | 2023-08-24 | 第四届董事会 第三十四次会 | 1、关于公司 2023 年上半年控股股东及其他关联方非 经营性占用资金情况、对外担保情况的独立意见 2、《关于 2023 年半年度募集资金存放与实际使用情 | 同意 | | | 议 | 况的专项报告的议案》的独立意见 | | | | | 3、关于预计 2023 年度日常性关联交易事项的独立意 | | | | | 见 | | | 2023-11-27 | 第四届董事会 第三十六次 | 1、独立董事候选人资格审核 | 同意 | | ...

证券代码：300475 证券简称：香农芯创 公告编号：2024-040 香农芯创科技股份有限公司 关于聘任会计师事务所的公告 一、拟聘任会计师事务所的情况说明 中审众环是一家具有资质的会计师事务所，具备足够的独立性、专业胜任能 力、投资者保护能力。该所在为公司提供审计服务期间，恪尽职守，遵循独立、 客观、公正的执业准则，较好地完成了公司委托的相关工作，严格履行了双方约 定的责任和义务。由于双方合作良好，为保持公司审计工作的连续性和稳定性， 公司拟继续聘任中审众环为公司 2024 年度审计机构，聘期为一年,并授权经营管 理层根据 2024 年度审计的具体工作量及市场价格水平确定其年度审计费用。 2023 年度，中审众环的审计费用为 100 万元。 二、拟聘任会计师事务所的基本情况 （一）机构信息 1、基本信息 （1）机构名称：中审众环会计师事务所（特殊普通合伙） （2）成立日期：中审众环始创于 1987 年，是全国首批取得国家批准具有从 事证券、期货相关业务资格及金融业务审计资格的大型会计师事务所之一。根据 财政部、证监会发布的从事证券服务业务会计师事务所备案名单，中审众环具备 1 股份有限公司发行股份、债券审 ...

华安证券股份有限公司关于 香农芯创科技股份有限公司开展外汇衍生品交易业务 的核查意见 华安证券股份有限公司（以下简称"华安证券"或"保荐机构"）作为香农 芯创科技股份有限公司（以下简称"香农芯创"或"公司"）持续督导的保荐机 构，根据《 证券发行上市保荐业务管理办法》、 深圳证券交易所创业板股票上市 规则》、 深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范 运作》、 深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》等法律 法规的相关规定，对香农芯创开展外汇衍生品交易业务事项进行了审慎核查，核 查情况及核查意见如下： 一、交易情况概述 （一）交易目的 公司主营业务为半导体分销，由全资子公司联合创泰科技有限公司《（以下简 称《"联合创泰"）、全资子公司联合创泰《（深圳）电子有限公司《（以下简称《"创泰 电子"）、全资子公司深圳市新联芯存储科技有限公司（以下简称"新联芯"）具 体实施。其中，联合创泰是公司半导体分销业务收入的主要来源，且 80%以上的 收入来源于境外业务。根据公司的计划，公司在大力推进人民币业务的发展，其 中创泰电子和新联芯为公司开展境内业务的平台，未来创泰电子和新联 ...

香农芯创科技股份有限公司 2023 年度财务决算报告 经审计，中审众环会计师事务所（特殊普通合伙）对香农芯创科技股份有限公司 （以下简称"公司"）2023 年财务报告出具了标准无保留意见的审计报告。根据一年来 公司经营情况和财务状况，公司财务部门以合并报表数据为基础编制了 2023 年度财务 决算报告。现将公司 2023 年度财务决算情况报告如下： 一、总体经营情况 （单位：万元） | 项 目 | 2023 年度 | 2022 年度 | 变化幅度 | | --- | --- | --- | --- | | 营业收入 | 1,126,769.07 | 1,377,230.39 | -18.19% | | 营业成本 | 1,061,360.67 | 1,316,312.39 | -19.37% | | 期间费用 | 26,826.87 | 23,650.12 | 13.43% | | 营业利润（亏损以"-"号填列） | 46,963.07 | 38,919.90 | 20.67% | | 利润总额（亏损总额以"-"号填列） | 46,972.81 | 38,966.08 | 20.55% | | 归属于上市公司股 ...

Financial Management and Performance - The company raised a merger loan of RMB 960 million from Industrial Bank Co., Ltd. for acquiring 100% equity of United Chuangtai, with a loan term of 5 years[1]. - As of December 31, 2023, the restricted cash used as collateral for bank acceptance bills and international letters of credit amounted to RMB 2,196,790.52[3]. - The company has utilized RMB 373.732 million of the raised funds for working capital, with a remaining balance of RMB 0[11]. - The company has achieved an investment progress of over 100% for working capital projects, primarily due to interest income from fund deposits[23]. - The company reported a total revenue of 1.2 billion RMB for the fiscal year 2023, representing a year-over-year increase of 15%[100]. - The company’s revenue for 2023 was ¥11,267,690,707.79, a decrease of 18.19% compared to ¥13,772,303,928.65 in 2022[166]. - Net profit attributable to shareholders for 2023 was ¥377,663,889.55, an increase of 20.29% from ¥313,969,158.68 in 2022[166]. - The net cash flow from operating activities improved significantly to ¥711,647,912.88, compared to a negative cash flow of -¥680,573,485.45 in 2022, marking a 204.57% increase[166]. - Basic earnings per share for 2023 were ¥0.84, up 12.00% from ¥0.75 in 2022[166]. - The total pre-tax remuneration for the company's directors, supervisors, and senior management during the reporting period amounted to 835.27 million CNY[107]. - The total pre-tax remuneration for the chairman and general manager was 273.34 million CNY, while the co-chairman received 198.9 million CNY[107]. Corporate Governance and Compliance - The company plans to strengthen financial management, internal auditing, and risk prevention mechanisms to ensure stable development[30]. - The company will continue to enhance corporate governance and internal control systems in compliance with relevant laws and regulations[32]. - The company completed the election of 2 new independent directors, maintaining a total of 3 independent directors, ensuring compliance with regulatory requirements[33]. - The company has established an independent internal control system to enhance governance and ensure the achievement of operational goals[34]. - The company maintains complete independence from its controlling shareholders in terms of business, personnel, assets, and finances, ensuring autonomous operational capabilities[36]. - The company’s board of directors and supervisory board operate independently, adhering to their respective rules and regulations[50]. - The board of directors held a total of 5 meetings during the reporting period to discuss key audit matters and financial reports[112]. - The board's audit committee has conducted thorough reviews of significant matters, ensuring compliance with relevant laws and regulations[125]. - The company is committed to transparency and has ensured that all board members participated in the review of the annual report[154]. Market Strategy and Development - The company aims to transform into a product-oriented company, focusing on domestic customized eSSD/DRAM products to meet the growing demand in the semiconductor industry[15]. - The establishment of Haipu Storage Technology in the first half of 2023 aims to enhance the company's self-research capabilities in semiconductor products[16]. - The company is committed to building a high-end semiconductor innovation ecosystem, leveraging its strong relationships with upstream and downstream clients[26]. - The company plans to expand its market presence and enhance product development in the upcoming fiscal year[82]. - New product lines and technologies are being developed to meet evolving market demands[82]. - The company is exploring potential mergers and acquisitions to strengthen its market position[82]. - Future guidance indicates a focus on increasing revenue from both domestic and international markets[82]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[100]. - The company plans to implement new marketing strategies to increase brand awareness, with a budget allocation of 50 million RMB[100]. Sales and Revenue Performance - The top five customers accounted for a total sales amount of approximately ¥9.11 billion, representing 80.81% of the annual total sales[58]. - The company's revenue from electronic components distribution was CNY 10,955,372,731.35, a decrease of 18.77% year-on-year, with a gross margin of 5.25%[74]. - The cost of sales for electronic components distribution was CNY 10,380,083,451.95, reflecting a year-on-year decrease of 19.92%[74]. - The company sold 410.69 million units in the electrical machinery and equipment manufacturing sector, representing a year-on-year increase of 9.02%[75]. - The inventory level for electronic components distribution decreased by 14.34% year-on-year, totaling 1,155.45 million units[75]. - The gross margin for integrated circuits (including memory) was 5.25%, with a year-on-year increase of 1.37%[74]. - The company reported a total sales volume of 38,312.31 million units in the electronic components distribution business, a 44.06% increase compared to the previous year[75]. - The company’s revenue from domestic regions was CNY 1,389,724,005.29, showing a year-on-year increase of 15.39%[74]. - The company’s revenue from overseas regions was CNY 9,565,648,726.06, reflecting a year-on-year decrease of 22.12%[74]. - Integrated circuits (including storage) generated ¥10,955,029,051.54, representing 97.23% of total revenue, a decrease of 18.77% year-over-year[88]. - Domestic sales amounted to ¥1,701,405,469.20, which is 15.10% of total sales, reflecting a 14.15% increase compared to the previous year[88]. - Overseas sales were ¥9,566,285,238.59, making up 84.90% of total sales, down 22.11% year-over-year[88]. Human Resources and Development - The company employed a total of 595 staff at the end of the reporting period, including 395 production personnel, 57 sales personnel, and 34 technical personnel[115]. - The company has a total of 598 employees who received salaries during the reporting period[115]. - The company aims to establish a competitive compensation mechanism, with different salary models based on job roles, including piece-rate pay for production staff and performance-based commissions for sales personnel[120]. - The company emphasizes the importance of human resource development and plans to enhance talent recruitment and training to support future growth[122]. - The company has implemented a comprehensive training mechanism to improve employees' overall quality and technical skills[122]. - The company has zero retired employees that require financial support, indicating a potentially lower future liability[128]. - The company has a total of 100 employees with a bachelor's degree or higher, contributing to its skilled workforce[120]. Industry Trends and Challenges - The global semiconductor sales in 2023 were approximately $526.8 billion, a decline of 8.2% year-over-year, indicating a challenging market environment[189]. - The global smartphone market shipment in 2023 was around 1.17 billion units, a decrease of 3.2% compared to the previous year, marking the lowest annual shipment since 2013[190]. - The semiconductor market is expected to grow by 16.8% in 2024, driven by advancements in AI and cloud computing, with the storage market projected to grow by 66.3%[190]. - The electronic components distribution industry is experiencing a significant supply-demand imbalance, with upstream manufacturers facing slow supply growth due to long R&D cycles and high investment costs[195]. - The average profit margin in the electronic components distribution industry is under pressure from intensified competition and transparent pricing, but new demands and technologies present opportunities for profit growth[195]. - The industry is expected to see continuous growth in consumption of electronic components driven by advancements in wireless communication technology and applications in smartphones, automotive electronics, and IoT[195]. - The electronic components distribution model involves authorized distributors who receive formal authorization from manufacturers, ensuring stable cooperation and technical support[194]. - The company has established long-term partnerships with renowned manufacturers, including SK Hynix and MTK, enhancing its product offerings in data storage and control chips[200]. - The electronic components industry is cyclical and closely tied to macroeconomic trends, with emerging sectors like AI and IoT poised for expansion[197]. - China is becoming the main growth driver in the global electronic components market, with major manufacturing concentrated in regions like the Yangtze River Delta and Pearl River Delta[197].

香农芯创科技股份有限公司 关于募集资金年度存放与实际使用情况的专项报告 香农芯创科技股份有限公司 董事会关于募集资金年度存放与实际使用情况 的专项报告 根据中国证券监督管理委员会（以下简称"中国证监会"）发布的《上市公司监管指引 第 2 号——上市公司募集资金管理和使用的监管要求》和深圳证券交易所发布的《深圳证券 交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等有关规定，香农芯创 科技股份有限公司（以下简称"公司"或"本公司"）董事会编制了截至 2023 年 12 月 31 日止 的募集资金年度存放与实际使用情况的专项报告。 一、募集资金基本情况 （一）实际募集资金金额、资金到位时间 经中国证监会《关于同意香农芯创科技股份有限公司向原股东配售股份注册的批复》（证 监许可〔2022〕3148 号）同意，公司已完成向原股东配售股份 37,565,767 股，发行价格为 每股人民币 10.07 元，募集资金总额为人民币 378,287,273.69 元，扣除与发行相关的发行费 用（不含税）人民币 4,665,563.10 元后，募集资金净额为人民币 373,621,710.59 元。保荐人 （主承 ...

香农芯创科技股份有限公 2023 年度内部控制自我评价报告 香农芯创科技股份有限公司 2023年度内部控制自我评价报告 香农芯创科技股份有限公司全体股东: 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简 称"《企业内部控制规范体系》"），结合香农芯创科技股份有限公司（以下简称"公司"）内 部控制制度和评价办法，在内部控制日常监督和专项监督的基础上，我们对公司2023年度的 内部控制有效性进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并 如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行 监督。经理层负责组织领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、 高级管理人员保证本报告内容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容 的真实性、准确性和完整性承担个别及连带法律责任。 公司自内部控制评价报告基准日至内部控制评价报告发出日之间未发生影响内部控制 有效性评价结论的因素。 三、内部控制评价工作情况 （一）内部控制评价范围 香农芯创科技股份有限公 2023 年度内部控制自我评 ...

香农芯创科技股份有限公司（以下简称"公司"）第四届董事会第四十一次 会议通知于2024年4月13日以电子邮件和专人直接送达等方式送达全体董事、监 事、高级管理人员。董事会会议于2024年4月23日以现场结合通讯方式召开。公 司监事会成员、其他高级管理人员列席了会议。会议由董事长范永武先生主持， 会议应到董事9人，实到董事9人。公司监事会成员及其他高级管理人员列席了会 议。本次董事会的召开程序符合《公司法》及《公司章程》的规定。 证券代码：300475 证券简称：香农芯创 公告编号：2024-035 香农芯创科技股份有限公司 第四届董事会第四十一次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 二、董事会会议审议情况 出席本次会议的董事对会议议案事项进行了审议，并以投票表决方式形成 了如下决议： 1、审议通过《2023 年度董事会工作报告》； 审议结果：赞成票 9 票，反对票 0 票，弃权票 0 票，审议通过。 公司独立董事向董事会递交了 2023 年度述职报告，并将在公司 2023 年年度 股东大会上述职。公司董事会依据独 ...

关于联合创泰科技有限公司 2023 年度 业绩承诺实现情况的专项审核报告 中国注册会计师: 黄晓卡 中国注册会计师: 众环专字(2024) 0100208 号 香农芯创科技股份有限公司全体股东: 我们接受委托,对后附的香农芯创科技股份有限公司(以下简称"香农芯创")编制的《关 于联合创泰科技有限公司 2023 年度业绩承诺实现情况的专项说明》进行了专项审核。 按照《上市公司重大资产重组管理办法》的有关规定,编制《关于联合创泰科技有限公 司 2023年度业绩承诺实现情况的专项说明》,并保证其真实性、完整性和准确性,提供真 实、合法、完整的实物证据、原始书面材料、副本材料、口头证言以及我们认为必要的其他 证据,是香农芯创管理层的责任。我们的责任是在执行审核工作的基础上,对《关于联合创 泰科技有限公司 2023 年度业绩承诺实现情况的专项说明》发表审核意见。 我们按照《中国注册会计师其他鉴证业务准则第 3101 号 -- 历史财务信息审计或审阅 以外的鉴证业务》的规定执行了审核工作,该准则要求我们遵守中国注册会计师职业道德守 则,计划和执行审核工作以对《关于联合创泰科技有限公司 2023 年度业绩承诺实现情况的 专 ...

香农芯创科技股份有限公司 关于开展外汇衍生品交易业务的可行性分析报告 香农芯创科技股份有限公司（以下简称"公司"）为有效规避外汇市场的风 险，降低汇率波动对公司成本控制和经营业绩造成的不利影响，公司全资子公司 联合创泰（深圳）电子有限公司（以下简称"创泰电子"）、全资子公司深圳市新 联芯存储科技有限公司（以下简称"新联芯"）拟与具有相关业务经营资质金融 机构开展外汇套期保值业务。现将相关事项可行性分析如下： 一、开展外汇套期保值业务的目的及必要性 公司主营业务为半导体分销企业，由子公司联合创泰科技有限公司（以下简 称"联合创泰"）、创泰电子、新联芯具体实施。其中，联合创泰是公司半导体分 销业务收入的主要来源，且 80%以上的收入来源于境外业务。根据公司的计划， 公司在大力推进人民币业务的发展，其中创泰电子和新联芯为公司开展境内业务 的平台，未来创泰电子和新联芯以境内销售为主，采购部分需要进口，因此导致 存在一定外汇敞口。近年来，在各种国际经济和政治等因素影响下，外汇汇率和 利率起伏不定。为有效规避外汇市场风险，防范汇率大幅波动对经营造成不良影 响，降低财务成本，公司计划在在董事会授权下开展外汇套期保值业务。 ...