北京市金杜律师事务所上海分所 关于华辰精密装备（昆山）股份有限公司 2023 年年度股东大会 之法律意见书 致：华辰精密装备（昆山）股份有限公司 北京市金杜律师事务所上海分所（以下简称本所）接受华辰精密装备（昆山） 股份有限公司（以下简称公司）委托，根据《中华人民共和国证券法》（以下简称 《证券法》）、《中华人民共和国公司法》（以下简称《公司法》）、中国证券监督管 理委员会《上市公司股东大会规则（2022 年修订）》（以下简称《股东大会规则》） 等中华人民共和国境内（以下简称中国境内，为本法律意见书之目的，不包括中 国香港特别行政区、中国澳门特别行政区和中国台湾地区）现行有效的法律、行 政法规、规章和规范性文件和现行有效的《华辰精密装备（昆山）股份有限公司 章程》（以下简称《公司章程》）有关规定，指派律师现场出席了公司于 2024 年 5 月 7 日召开的 2023 年年度股东大会（以下简称本次股东大会），并就本次股东大 会相关事项出具本法律意见书。 为出具本法律意见书，本所律师审查了公司提供的以下文件，包括但不限于： 1. 经公司 2024 年第一次临时股东大会审议通过的《公司章程》； 2. 公司 2024 ...

证券代码：300809 证券简称：华辰装备 公告编号：2024-053 华辰精密装备（昆山）股份有限公司 2023 年年度股东大会决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东大会无增加、变更、否决议案的情形； 2、本次股东大会不涉及变更前次股东大会决议； 3、本次股东大会以现场投票和网络投票相结合的方式召开； 4、为尊重中小投资者利益，提高中小投资者对公司股东大会决议事项的参 与度，本次股东大会对中小投资者进行单独计票，中小投资者是指除上市公司 董事、监事、高级管理人员以及单独或者合计持有公司 5%以上股份的股东以外 的其他股东。 一、召开会议的基本情况 （一）会议召开情况 1、会议召开的日期、时间： （1）现场会议召开时间：2024年5月7日（星期二）下午14：30； （2）通过深圳证券交易所交易系统进行网络投票的具体时间为2024年5月7 日上午9:15-9:25、9:30-11:30，下午13:00-15:00；通过深圳证券交易所互联网投 票系统进行网络投票的具体时间为2024年5月7日上午9:15至下午15:00期 ...

证券代码：300809 证券简称：华辰装备 公告编号：2024-052 具体内容详见公司于 2024 年 03 月 25 日在巨潮资讯网披露的《华辰精密装 备（昆山）股份有限公司关于闲置募集资金购买理财产品到期收回并再次进行现 金管理的进展公告》（公告编号：2024-032）。 2、本次购买理财产品情况 结合公司经营发展情况，保证日常经营需求和资金安全的前提下，为了有效 利用暂时闲置募集资金，最大限度地提高公司资金的使用效率，为公司和股东谋 取较好的财务性收益，公司使用闲置募集资金 600 万元购买理财产品。具体如下： 单位：万元 | 受托人名称 | 产品名称 | 产品类 | 金额 起息日 | | 到期日 | 预期年化收益 | 资金来源 | 关 联 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | 型 | （万元） | | | 率 | | 关 | | | | | | | | | | 系 | | 浦发银行昆山 支行 | 利多多公司稳 利 24JG3246 期(3个月早鸟 款)人民币对 | 保本浮 动收益 | 2024 年 600.00 ...

证券代码：300809 证券简称：华辰装备 公告编号：2024-051 华辰精密装备（昆山）股份有限公司 关于闲置募集资金购买理财产品到期收回并再次进行现金 管理的进展公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 华辰精密装备（昆山）股份有限公司于 2024 年 1 月 5 日召开第二届董事会 第十八次会议、第二届监事会第十六次会议及 2024 年 1 月 22 日召开的 2024 年 第一次临时股东大会审议通过了《关于公司<使用闲置募集资金和闲置自有资金 进行现金管理>的议案》，决定使用闲置募集资金不超过人民币 30,000 万元（含 本数）和闲置自有资金不超过人民币 100,000 万元（含本数）进行现金管理。闲 置募集资金用于购买安全性高、流动性好、有保本约定的投资产品；闲置自有资 金拟进行的投资品种包括：安全性高、流动性好、稳健型的商业银行、证券公司、 资产管理公司等金融机构发布的中、低风险理财产品，但不包括《深圳证券交易 所上市公司自律监管指引第 2 号——创业板上市公司规范运作》中关于风险投资 涉及的投资品种。使用期限自股东大会审议通过之日 ...

[Table_StockInfo] 2024 年 04 月 20 日 证券研究报告•2023 年年报点评 持有 （首次） 当前价：22.08 元 华辰装备（300809）机械设备 目标价：——元（6 个月） 轧辊磨床龙头，高端磨床新星 [Table_Summary] 事件：公司发布 2023 年年报，2023 年实现营收 4.8 亿元，同比增长 42.5%； 实现归母净利润 1.2 亿元，同比增长 149.4%。Q4 单季度来看，实现营业收入 1.3 亿元，同比增长 36.6%，环比增长 27.9%；实现归母净利润 2166.9万元， 同比下降 14.1%，环比下降 49.1%。 深耕高端磨床领域，营收快速增长，毛利率同比上升。2023年国内外形势逐渐 稳定，国内机床行业各细分领域领军企业逐步崛起，高端数控机床依赖进口的 局面得以改善，公司稳步推进相关设备的交付等工作，2023年营收高速增长。 2023 年公司综合毛利率为 34.3%，同比增加 1.1个百分点；Q4单季度为 33.7%， 同比增加 10.5 个百分点，环比增加 3.3 个百分点。 全年期间费用率保持稳定，净利率同比明显提升。2023 年公司期 ...

Investment Rating - The report maintains an "Accumulate" rating for Huachen Equipment (300809) [10][12]. Core Views - The company is a leading domestic manufacturer of roller grinding machines, with significant growth in revenue and net profit in 2023, driven by the recovery of equipment delivery and stable income recognition [10][12]. - The company has signed an agreement with Best to provide precision CNC linear guide grinding machines, indicating strong capabilities in the grinding machine sector and potential benefits from the domestic machine tool market and humanoid robot demand [10][12]. - Future profit forecasts for 2024-2026 are projected at 150 million, 180 million, and 217 million yuan respectively, with corresponding dynamic P/E ratios of 36, 30, and 25 times [10][12]. Financial Performance Summary - In 2023, the company achieved total revenue of 479.16 million yuan, a year-on-year increase of 42.48%, and a net profit attributable to shareholders of 117.75 million yuan, up 149.41% year-on-year [10][12]. - The gross profit margin for 2023 was 34.3%, an increase of 1 percentage point year-on-year, while the net profit margin reached 25.6%, up 9.3 percentage points year-on-year [22]. - The company’s operating cash flow for 2023 was 24 million yuan, with a significant increase in accounts receivable recovery contributing to profit growth [22][24].

Investment Rating - The report maintains an "Accumulate" rating for the company with a current price of 23.25 yuan [2] Core Insights - The company reported a significant revenue increase of 42.48% year-on-year for 2023, achieving 479 million yuan, and a 21.29% increase in Q1 2024, reaching 125 million yuan. The net profit attributable to shareholders rose by 149.41% to 118 million yuan in 2023 and by 81.14% to 27 million yuan in Q1 2024 [2] - The improvement in accounts receivable collection and stabilization of client deliveries contributed to the strong performance in 2023. The company has successfully expanded its high-end CNC roller grinding machine market, providing equipment and solutions for various industries [2][9] - The company has launched new products, including ultra-fine composite grinding series and precision thread grinding machines, which are expected to drive future growth [2][9] Financial Performance Summary - In 2023, the company achieved a revenue of 479 million yuan, with a gross margin of 34.30% and a net margin of 25.62%, both showing year-on-year improvements [2] - The company’s operating profit for 2023 was 139 million yuan, with a net profit of 118 million yuan, reflecting a strong recovery from the previous year [4] - The earnings per share (EPS) for 2023 was 0.47 yuan, with projections for 2024 and 2025 at 0.60 yuan and 0.77 yuan respectively [10] Future Outlook - The company is expected to continue its growth trajectory with projected net profits of 151 million yuan in 2024 and 195 million yuan in 2025, corresponding to an EPS of 0.60 and 0.77 yuan [10] - The introduction of new products and improvements in operational efficiency are anticipated to enhance the company's market position and profitability [2][9]

Financial Performance - The company reported a total revenue of 252,176,000 RMB for the year 2023, with a cash dividend of 1 RMB per 10 shares to all shareholders[4]. - The company's operating revenue for 2023 was ¥479,163,009.73, representing a 42.48% increase compared to ¥336,313,437.06 in 2022[21]. - Net profit attributable to shareholders for 2023 reached ¥117,749,004.86, a significant increase of 149.41% from ¥47,211,364.09 in 2022[21]. - The net profit after deducting non-recurring gains and losses was ¥96,164,995.32, marking a 351.44% increase from ¥21,301,955.23 in 2022[21]. - The company's total assets at the end of 2023 were ¥2,082,002,692.99, a slight increase of 0.45% from ¥2,072,738,488.94 at the end of 2022[21]. - The net assets attributable to shareholders increased by 6.53% to ¥1,563,920,012.80 at the end of 2023, up from ¥1,468,016,147.38 in 2022[21]. - The basic earnings per share for 2023 was ¥0.47, reflecting a 56.67% increase from ¥0.30 in 2022[21]. - The weighted average return on equity for 2023 was 7.77%, up from 3.24% in 2022[21]. - The net cash flow from operating activities for 2023 was ¥24,106,039.01, a decrease of 60.63% compared to ¥61,233,215.22 in 2022[21]. - The company reported a total of ¥21,584,009.54 in non-recurring gains and losses for 2023, compared to ¥25,909,408.86 in 2022[27]. Market Strategy and Expansion - The company plans to expand its market presence and enhance its product offerings through new technology development and strategic initiatives[4]. - The company aims to expand its product offerings in high-end composite grinding series and precision thread grinding machines to enhance market coverage[43]. - The company has successfully entered emerging international markets such as India, Malaysia, Thailand, and Vietnam[44]. - The company is focusing on expanding its market presence, particularly in the Asia-Pacific region, aiming for a 15% market share by 2025[145]. - The company plans to strengthen its research and development efforts, targeting the development of new high-end products and expanding into new market spaces, particularly in precision machining applications[117]. Research and Development - The company has developed 93 patents and 11 software copyrights, including 42 invention patents, enhancing its proprietary technology[72]. - The company has established a joint research center with Tsinghua University to address key technical challenges in precision grinding equipment[65]. - The company achieved R&D investment of ¥33,615,235.71 in 2023, representing 7.02% of its operating revenue, a decrease from 9.77% in 2022[91]. - The number of R&D personnel increased to 95 in 2023, up by 3.26% from 92 in 2022, with R&D personnel now accounting for 17.59% of the total workforce[91]. - The company is focusing on developing a three-dimensional structured process template to enhance process management standardization and data accuracy[88]. Risk Management - The company emphasizes the importance of risk awareness in its future strategic planning and operational decisions[4]. - The company has outlined potential risks and corresponding countermeasures in its management discussion section[4]. - The company acknowledges the risk of intensified market competition and plans to increase R&D investment to maintain technological leadership and product competitiveness[121]. - The company is addressing the risk of accounts receivable collection by implementing credit management and proactive collection strategies to mitigate potential cash flow issues[123]. - The company recognizes the risk of talent loss due to rising costs and competitive pressures and plans to enhance employee benefits and implement incentive programs to retain talent[124]. Corporate Governance and Compliance - The company emphasizes compliance and governance, enhancing investor communication and protecting shareholder rights[73]. - The company has established a governance structure that ensures clear responsibilities and coordination, enhancing its internal control systems[130]. - The company has a transparent governance framework that allows minority shareholders to exercise their rights effectively[136]. - The company has established a comprehensive governance structure with a clear delineation of responsibilities among board members and management[152]. - The company has maintained compliance with regulatory requirements regarding the remuneration of its executives and board members[152]. Shareholder Returns and Dividends - The board of directors has approved a profit distribution plan, which includes a cash dividend and no bonus shares for the fiscal year[4]. - The company reported a cash dividend of RMB 25,217,600, which accounts for 100% of the total profit distribution amount[167]. - The total distributable profit for the year was RMB 403,362,531.91[167]. - The company has a structured plan for shareholder returns, including a three-year dividend return plan to ensure stable and reasonable returns for investors[132]. - The company has implemented a clear profit distribution policy that aligns with its articles of association and shareholder resolutions[166]. Operational Efficiency and Technology - The company is focused on improving its operational efficiency through the implementation of advanced management systems like ERP and MES[15]. - The company is implementing new technologies in its manufacturing processes, which are expected to reduce production costs by 5% in the upcoming year[145]. - The company has invested in advanced production equipment and smart factory construction, ensuring processing accuracy at an internationally advanced level[67]. - The company is committed to enhancing its product competitiveness through continuous technology promotion and innovation in CNC roll grinding machines[88]. - The company has developed a new lightweight adaptive roller precision measurement system, significantly improving measurement efficiency and accuracy in CNC roller grinding machines[89]. Industry Trends and Insights - The domestic machine tool industry is experiencing rapid growth, with significant potential for improvement in high-end CNC machine tools, driven by increasing demand for equipment upgrades[32]. - The domestic machine tool industry achieved a revenue of 1,097.4 billion CNY in 2023, a year-on-year decline of 10.3%[38]. - The CNC machine tool penetration rate in China reached 46.3% in 2022, with a target of 64% by 2025 according to the "Made in China 2025" strategy[34]. - The global humanoid robot market is projected to exceed 20 billion USD by 2026, with a penetration rate of 3.5% in service robots[37]. - The production volume of metal processing machine tools in 2023 was 764,000 units, showing a year-on-year growth of 1.6%[38]. Employee Engagement and Development - The total number of employees at the end of the reporting period is 540, with 504 in the parent company and 36 in major subsidiaries[161]. - The professional composition includes 358 production personnel, 32 sales personnel, 95 technical personnel, 9 financial personnel, and 46 administrative personnel[161]. - Internal training programs are organized across seven major modules to enhance employee skills and safety awareness[164]. - The company has a structured employee care system that includes various welfare programs and cultural activities to enhance employee engagement and satisfaction[182]. - The educational background of employees shows 84 with junior high school, 230 with high school/vocational, 115 with associate degrees, 94 with bachelor's degrees, 15 with master's degrees, and 2 with doctoral degrees[162].

Financial Performance - The company's revenue for Q1 2024 reached ¥124,639,655.04, representing a 21.29% increase compared to ¥102,763,487.96 in the same period last year[5] - Net profit attributable to shareholders was ¥27,136,316.88, an increase of 81.14% from ¥14,980,967.64 year-on-year[5] - Basic earnings per share rose to ¥0.11, up 83.33% from ¥0.06 in the same quarter last year[5] - Net profit for Q1 2024 was ¥27,864,685.63, representing a 70.9% increase from ¥16,305,536.13 in Q1 2023[23] - Total operating revenue for Q1 2024 reached ¥124,639,655.04, an increase of 21.3% compared to ¥102,763,487.96 in Q1 2023[22] Cash Flow and Liquidity - The net cash flow from operating activities improved significantly to ¥11,676,949.16, compared to a negative cash flow of ¥11,693,937.17 in the previous year, marking a 199.85% change[5] - The company reported a significant increase in cash flow from operating activities, contributing to improved liquidity[25] - Cash inflow from operating activities totaled ¥108,207,544.13, up from ¥97,950,245.22 in the prior period, reflecting a growth of approximately 11.3%[26] - Cash outflow from operating activities decreased to ¥96,530,594.97 from ¥109,644,182.39, indicating a reduction of about 11.9%[26] - Total cash and cash equivalents at the end of the period were ¥350,080,756.79, compared to ¥334,771,557.18 at the end of the previous period[27] Assets and Liabilities - Total assets at the end of Q1 2024 were ¥2,072,285,314.35, a slight decrease of 0.47% from ¥2,082,002,692.99 at the end of the previous year[5] - Total liabilities decreased to ¥478,201,504.36 from ¥516,213,361.10 in the previous quarter[20] - The company's equity attributable to shareholders increased by 1.76% to ¥1,591,486,122.15 from ¥1,563,920,012.80 at the end of the previous year[5] - The total equity attributable to shareholders increased to ¥1,591,486,122.15 from ¥1,563,920,012.80, reflecting strong retained earnings growth[20] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 22,257[11] - The top three shareholders held a combined 58.46% of the company's shares, indicating a concentrated ownership structure[11] - The company reported a total of 14,245,725 shares held by major shareholder Zhao Zeming, making him one of the top shareholders[13] - The total number of shares held by the top 10 shareholders includes significant holdings from Hainan Xintang Trading Partnership and Liu Xiangxiong, each with 12,608,800 shares[13] Investment and Expenses - Research and development expenses for Q1 2024 were ¥7,637,344.94, slightly up from ¥7,324,009.63 in Q1 2023, indicating continued investment in innovation[22] - The company has a total of 133,910,550 restricted shares, with 112,441,708 remaining at the end of the period[16] - The company is subject to restrictions on share transfers for executives, limiting them to 25% of their holdings per year[15] Market Strategy and Future Plans - The company plans to expand its market presence and enhance product offerings in the upcoming quarters[23] - There are no significant new strategies or product developments mentioned in the report[17] Other Financial Metrics - The company reported a significant increase in fair value gains of 223.06%, amounting to ¥7,864,397.69 compared to a loss of ¥6,390,810.17 in the previous year[10] - The company experienced a 95.05% increase in trading financial assets, reaching ¥524,614,878.95, primarily due to the purchase of trading financial assets[10] - Trading financial assets increased significantly from CNY 268,970,481.26 to CNY 524,614,878.95, marking a growth of about 95.2%[18] - Inventory levels decreased from CNY 380,616,799.00 to CNY 362,583,365.25, reflecting a reduction of approximately 4.8%[18] - Accounts receivable slightly decreased from CNY 127,748,413.10 to CNY 123,659,723.71, a decline of about 3.4%[18] Cash Flow from Investment Activities - Cash flow from investment activities showed a net outflow of -¥260,360,094.12, worsening from -¥32,231,922.68 in the previous period[27] - The company received cash from investment recovery amounting to ¥92,220,000.00, down from ¥324,870,000.00 in the prior period, representing a decline of approximately 71.6%[27] - The cash outflow for purchasing fixed assets and intangible assets was ¥12,899,944.99, compared to ¥18,168,785.41 previously, showing a decrease of about 29.5%[27] Audit Status - The first quarter report was not audited, indicating that the financial data may be subject to adjustments[28]

华辰精密装备（昆山）股份有限公司 年度募集资金年度存放与使用情况 鉴证报告 2023 年度 关于华辰精密装备（昆山）股份有限公司 2023年度募集资金存放与使用情况 专项报告的鉴证报告 信会师报字[2024]第ZA10871号 华辰精密装备（昆山）股份有限公司全体股东： 我们接受委托，对后附的华辰精密装备（昆山）股份有限公司（以 下简称"华辰装备"）2023年度募集资金存放与使用情况专项报告（以 下简称"募集资金专项报告"）执行了合理保证的鉴证业务。 一、董事会的责任 华辰装备董事会的责任是按照中国证券监督管理委员会《上市公 司监管指引第2号——上市公司募集资金管理和使用的监管要求 （2022年修订）》（证监会公告〔2022〕15号）、《深圳证券交易所 上市公司自律监管指引第2号——创业板上市公司规范运作》以及《深 圳证券交易所创业板上市公司自律监管指南第2号——公告格式》的 相关规定编制募集资金专项报告。这种责任包括设计、执行和维护与 募集资金专项报告编制相关的内部控制，确保募集资金专项报告真 实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏。 二、注册会计师的责任 我们的责任是在执行鉴证工作的基础上对 ...