深圳市华宝新能源股份有限公司 第一章 总则 第一条 为提高深圳市华宝新能源股份有限公司（以下简称"公司"）治理结 构，规范公司总经理工作行为，根据《中华人民共和国公司法》《中华人民共和 国证券法》《上市公司治理准则》等相关规定及《深圳市华宝新能源股份有限公 司章程》（以下简称"《公司章程》"），特制定本细则。 第二条 本细则适用于本公司，对公司及公司高级管理人员具有约束力。 第三条 公司总经理、副总经理及其他高级管理人员除应按《公司章程》的 规定行使职权外，还应按照本细则的规定行使管理职权并承担管理责任。 本细则与《公司章程》内容有冲突的，以《公司章程》为准。《董事会秘书 工作细则》等具体规则对相应高级管理人员的工作细则作出明细规定的，以其具 体规定内容为准。 第二章 经营管理机构 （三）担任破产清算的公司、企业的董事或者厂长、经理，对该公司、企业 的破产负有个人责任的，自该公司、企业破产清算完结之日起未逾3年； 第四条 公司设总经理 1 名，副总经理若干名，财务负责人 1 名及董事会秘 书 1 名。公司可以根据生产经营发展的需要，增设其他高级管理人员，具体以 《公司章程》规定的为准。 第五条 总经理任职应当 ...

Core Viewpoint - The document outlines the rules and regulations governing the independent director special meeting of Shenzhen Huabao New Energy Co., Ltd, emphasizing the importance of independent directors in corporate governance and decision-making processes [1][2]. Group 1: Governance Structure - The independent director special meeting is established as a dedicated working body of the board of directors, responsible for discussing significant company matters to enhance decision-making, supervision, and professional consultation [1]. - The meeting consists of all three independent directors, with one designated as the convener, elected by a majority of the independent directors [2]. Group 2: Responsibilities - The independent director special meeting is tasked with reviewing and discussing the company's operational status and major issues, including related party transactions, changes in commitments, acquisition decisions, and proposals for shareholder meetings [1][2]. - The meeting can also address other matters as needed [2]. Group 3: Meeting Procedures - Meetings are convened as needed, with a notice sent to all independent directors at least two days in advance, except in urgent situations where immediate notification is allowed [2][3]. - A quorum requires the presence of more than half of the independent directors, and decisions are made by majority vote [2][3]. Group 4: Meeting Documentation - Independent directors must attend meetings in person or provide written opinions if unable to attend, and the meeting records must accurately reflect the discussions and decisions made [3][4]. - Resolutions passed by the meeting must be reported in writing to the board of directors [4].

深圳市华宝新能源股份有限公司 第一章 总则 第一条 为了进一步完善深圳市华宝新能源股份有限公司（以下简称"公 司"）法人治理文件，规范公司董事的选举，保证所有股东充分行使权利，维 护中小股东利益，根据中国证监会《上市公司治理准则》《上市公司股东会规 则》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律 监管指引第2号——创业板上市公司规范运作》《深圳市华宝新能源股份有限公 司章程》（以下简称"《公司章程》"）及其他有关规定，特制定本细则。 第二条 公司股东会选举两名及以上董事、独立董事时，应采取累积投票 制。 第三条 本实施细则所称累积投票制，是指公司股东会在选举董事时采用 的一种投票方式。即公司选举董事时，有表决权的每一普通股股份拥有与应选 董事人数相同的表决权，股东拥有的表决权可以集中使用。 第四条 本实施细则所称的"董事"包括独立董事和非独立董事，股东会 以累积投票方式选举董事的，独立董事和非独立董事的表决应当分别进行；由 职工代表担任的董事由公司职工民主选举产生或更换，不适用于本实施细则的 相关规定。 第五条 股东会选举产生的董事人数及结构应符合《公司章程》的规定。 第六条 公司通过累 ...

Core Points - The company has established a system to manage the shares held by its directors and senior management, ensuring compliance with relevant laws and regulations [1][2][3] - Directors and senior management are prohibited from transferring their shares under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2][3] - The maximum amount of shares that directors and senior management can transfer annually is limited to 25% of their total holdings, with specific exceptions [3][4] - Any planned share reductions must be reported to the Shenzhen Stock Exchange 15 trading days in advance, detailing the number of shares, time frame, and reasons for the reduction [4][5] - Directors and senior management must disclose any changes in their shareholdings within two trading days of the change occurring [6][7] - There are specific blackout periods during which directors and senior management are prohibited from trading the company's stock, particularly around the release of financial reports [7][8] - The company’s board secretary is responsible for managing the data and information related to the shareholdings of directors and senior management [7][8] - The company will revise its internal regulations in accordance with any new rules issued by the China Securities Regulatory Commission or the Shenzhen Stock Exchange [8]

Core Points - The document outlines the regulations and responsibilities of the Board Secretary of Shenzhen Huabao New Energy Co., Ltd, emphasizing the importance of compliance with relevant laws and regulations [1][2][3] - The Board Secretary is a senior management position responsible for managing the Board Secretary's office and ensuring proper information disclosure [1][5] - The qualifications for the Board Secretary include necessary financial, management, and legal knowledge, along with a certification from the securities exchange [2][4] Section Summaries General Provisions - The document aims to promote standardized operations within the company and enhance the management and supervision of the Board Secretary's work [1] - The Board Secretary is accountable to the Board and must fulfill obligations as required by laws and the company's articles of association [1] Appointment and Dismissal of the Board Secretary - The Board Secretary must be appointed by the Board of Directors and can be a director, deputy general manager, or financial officer [2][3] - The company must provide valid reasons for dismissing the Board Secretary and must report the dismissal to the Shenzhen Stock Exchange [3][4] Responsibilities and Duties of the Board Secretary - The Board Secretary is responsible for coordinating information disclosure, managing investor relations, and preparing board meetings [5][6] - The Board Secretary must ensure compliance with securities laws and regulations and report any potential violations to the Shenzhen Stock Exchange [5][6] Work Procedures - The Board Secretary must organize meetings, ensure proper documentation, and maintain records for at least ten years [6][7] - The Board Secretary is responsible for managing the disclosure of significant information and must coordinate responses to inquiries from government departments [7][8]

深圳市华宝新能源股份有限公司 第一章 总则 第一条 为进一步建立健全深圳市华宝新能源股份有限公司（以下简称"公 司"）董事、高级管理人员的考核和薪酬管理制度，完善公司治理结构，根据 《中华人民共和国公司法》《上市公司治理准则》《深圳证券交易所创业板股 票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市 公司规范运作》《深圳市华宝新能源股份有限公司章程》（以下简称"《公司 章程》"）及其他有关规定，公司设立董事会薪酬与考核委员会，并制订本工 作细则。 第二条 薪酬与考核委员会是董事会设立的专门工作机构，主要负责制订公 司董事、高级管理人员的考核标准，进行考核并提出建议；负责制订、审查公 司董事、高级管理人员的薪酬方案，对董事会负责。 第三条 本细则所称高级管理人员是指董事会聘任的总经理、副总经理、董 事会秘书、财务负责人及《公司章程》认定的其他高级管理人员。 第二章 人员组成 第四条 薪酬与考核委员会由三名董事组成，其中独立董事两名。 第五条 薪酬与考核委员会委员由董事长、二分之一以上的独立董事或全体 董事的三分之一以上提名，并由董事会选举产生。新任委员在该次董事会会议 结束后立即就任。 ...

第二章 关联方和关联关系 深圳市华宝新能源股份有限公司 第一章 总则 第一条 为规范深圳市华宝新能源股份有限公司（下称"公司"）的关联交易， 保护公司、股东和债权人的合法权益，保证公司关联交易决策行为的公允性，根 据《中华人民共和国公司法》《深圳证券交易所创业板股票上市规则》《深圳证 券交易所上市公司自律监管指引第7号——交易与关联交易》及《深圳市华宝新 能源股份有限公司章程》（下称"《公司章程》"）的有关规定，特制定本制度。 第二条 在本制度中，关联交易是指公司及其控股子公司与关联人之间发生 的转移资源或义务的事项。 公司关联人包括关联法人和关联自然人。 公司的控股子公司是指公司为控股股东，或者按照股权比例、《公司章程》 或经营协议，公司能够对其生产经营实施实际控制的公司。 第三条 具有以下情形之一的法人或者其他组织，为公司的关联法人： (一) 直接或间接地控制公司的法人或者其他组织； (二) 由前项所述法人直接或间接控制的除公司及其控股子公司以外的法人 或者其他组织； (三) 由本制度第四条所列的关联自然人直接或间接控制的，或者由关联自 然人担任董事（独立董事除外）、高级管理人员的，除公司及公司及其控股子 ...

Core Viewpoint - The establishment of the Strategic and Sustainable Development Committee aims to enhance the core competitiveness of Shenzhen Huabao New Energy Co., Ltd. and improve the quality of major investment decisions and corporate governance [1] Group 1: Committee Structure - The Strategic and Sustainable Development Committee consists of three directors, including at least one independent director [2] - The committee members are nominated by the chairman, a majority of independent directors, or one-third of the directors, and elected by the board [2] - The committee has a chairperson responsible for leading its activities, who is elected from among the committee members [2] Group 2: Responsibilities and Authority - The committee is responsible for researching and proposing suggestions on the company's long-term development strategy and major investment decisions [4] - It oversees the implementation of sustainable development strategies and evaluates related risks, providing recommendations accordingly [4][5] - The committee identifies and supervises significant ESG-related risks and opportunities, guiding management on appropriate responses [4] Group 3: Decision-Making Process - The Strategic Working Group and ESG Management Committee prepare proposals for the committee's decision-making [6][13] - The committee must hold at least one regular meeting annually, with a quorum of two-thirds of its members required for decisions [7][16] - Decisions are made through a majority vote, and meeting records must be maintained for at least ten years [8][24]

Core Viewpoint - The document outlines the management system for external guarantees provided by Shenzhen Huabao New Energy Co., Ltd, emphasizing the need for a structured decision-making process to mitigate financial and operational risks. Group 1: General Principles - The management system is established to regulate the corporate governance structure and ensure efficient decision-making regarding external guarantees [1] - External guarantees refer to the company providing assurance for debts owed by third parties, including guarantees for subsidiaries [1] Group 2: Approval Authority for External Guarantees - External guarantees must adhere to principles of legality, prudence, mutual benefit, and safety, requiring approval from the shareholders' meeting or board of directors [2] - Specific conditions necessitate shareholder approval, such as guarantees exceeding 10% of the latest audited net assets or total guarantees exceeding 50% of net assets [2][3] Group 3: Decision Management for External Guarantees - The company must conduct thorough assessments of the financial and operational status of the guaranteed parties before approving guarantees [5][6] - The board of directors is responsible for ensuring compliance with the established procedures and must disclose any guarantees provided to related parties [6][10] Group 4: Information Disclosure - Approved external guarantees must be disclosed on the Shenzhen Stock Exchange and other media, including details of the total amount of guarantees [12] - Timely disclosure is required if the guaranteed party fails to meet repayment obligations or faces bankruptcy [12] Group 5: Accountability and Compliance - The company must hold accountable any personnel who violate the established procedures for providing guarantees, with potential disciplinary actions [14][15] - Continuous monitoring of the financial status of guaranteed parties is mandated to minimize potential losses [10][11]

证券代码：301327 证券简称：华宝新能 公告编号：2025-035 深圳市华宝新能源股份有限公司（以下简称为"公司"或"华宝新能"）于2025 年6月10日召开第三届董事会第十二次会议，公司董事会决定于2025年6月26日以现场 表决与网络投票相结合的方式召开公司2025年第三次临时股东会（以下简称"本次会 议"或"本次股东会"），现将本次股东会相关事宜通知如下： 一、召开会议的基本情况 本次股东会的召开符合有关法律、行政法规、部门规章、规范性文件、深圳证券 交易所业务规则和《公司章程》的相关规定和要求。 （1）现场会议时间：2025年6月26日（星期四）下午15:00 （2）网络投票时间：通过深圳证券交易所交易系统进行网络投票的具体时间为： 联网投票系统投票的具体时间为：2025年6月26日上午9:15~下午15:00期间的任何时间。 深圳市华宝新能源股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 （3）公司聘请的见证律师； （4）根据相关法规应当出席股东会的其他人员。 城北站壹号公司会议室。 （1）现场表决：包括本人出席以及通过填写授权委 ...