21世纪经济报道记者 黄子潇 深圳报道 11月13日，21世纪经济报道记者从深圳市司法局获悉到部分成员名单：市国资委、市工商联、市商务 局、市市场监管局，市委网信办，市贸促会，腾讯，中兴通讯等单位均为首批成员。未来将会吸纳更多 的成员单位。 另一方面，记者还注意到，在新机制建立以前，深圳市司法局名为"企业合规风险预警"的栏目已经持续 更新数年，至今已经累计发布了145期预警信息。 深圳市司法局法治促进服务中心相关负责人向21世纪经济报道记者表示，上述栏目由该局自2021年探索 建立，本次是在此前基础上集中性迭代升级，其升级主要体现充分发挥各行业主管部门的牵头作用。 截至目前，该栏目已经累计发布了145期，涵盖20个行业部门，18个专项领域，其中包括500余条境外方 面的预警资讯。 "我们的预期效果在于加强成员单位间的协调联动和信息共享，推动资讯精准送达企业，着力解决企 业'合什么规'、'怎样合规'难题。"该负责人向记者表示。 对于如何实现"资讯精准送达企业"的目标，该局设置了门户网站、公众号、小程序在内的多个推送渠 道，并将为每条资讯打上分类标签。 深圳打造企业合规示范区第五年 深圳市委依法治市办强调，合规预 ...

Core Viewpoint - The company, Dongguan Kaige Precision Machinery Co., Ltd., announced that its general manager, Deng Di, is under investigation for suspected dangerous driving, but he is currently on bail and can continue to perform his duties. The company's operations remain normal and orderly [1][2]. Group 1 - The company received notification on November 12, 2025, regarding the legal situation of its general manager, Deng Di, who may face penalties including control, detention, or additional punishment due to dangerous driving allegations [2]. - The Dongguan Public Security Bureau has decided to grant Deng Di bail, allowing him to continue his role within the company [1][2]. - The company expressed sincere apologies to investors for any negative impact this situation may cause and emphasized the importance of legal awareness among its management and staff [2]. Group 2 - The company confirmed that its production and operational status is normal, with all activities proceeding in an orderly manner despite the ongoing legal matter involving its general manager [1][2]. - The company will continue to monitor the situation and fulfill its information disclosure obligations to keep investors informed [2].

Core Viewpoint - Millicom International Cellular S.A. has resolved a U.S. Department of Justice investigation regarding historical improper payments made by its subsidiary, Comunicaciones Celulares S.A. (Comcel), to Guatemalan government officials, with a focus on the company's commitment to ethical standards and compliance [1][2]. Summary by Sections Investigation Background - The investigation was first disclosed in May 2022, with Millicom having voluntarily self-reported alleged improper payments in 2015 and fully cooperating with authorities [2][3]. - Millicom lacked operational control over Comcel until acquiring full ownership in November 2021, which limited visibility into Comcel's actions [5]. Compliance and Remediation Efforts - Following the self-disclosure, Millicom invested significantly in enhancing its global corporate compliance program, which was implemented in Guatemala after full ownership of Comcel [4][6]. - Major remediation steps included the exit of personnel involved in misconduct at Comcel [6]. Resolution Details - The investigation concluded with a deferred prosecution agreement (DPA) between Comcel and the DOJ, lasting two years instead of the standard three, due to Millicom's extensive cooperation and compliance efforts [7]. - Comcel will pay a $60 million fine and forfeit approximately $58.2 million in benefits from the improper payments, with the fine reflecting a 50% discount off the minimum penalty range under U.S. Sentencing Guidelines [8]. Company Commitment - Millicom has consistently acted as a responsible and transparent company, emphasizing its commitment to high ethical standards and operational transparency since gaining control of Comcel [9]. - The company aims to continue its focus on connecting people and driving digital inclusion in the markets it serves [9].

Core Viewpoint - Anhui Shuguang Chemical Group Co., Ltd. is facing scrutiny from regulators and the market due to abnormal fluctuations in net profit, high proportion of related party transactions, and allegations against its actual controller, Yu Yongfa, for illegally holding shares on behalf of seven state-owned enterprise leaders [2][17][24] Group 1: Financial Performance and Governance Issues - The company has shown significant volatility in its financial performance, with net profits fluctuating dramatically over the past few years, raising concerns about its governance and compliance [6][10] - Shuguang Group's financial statements reveal a stark contrast between reported net profit and actual earnings, indicating potential issues with its internal equity structure and arrangements [2][11] - The actual controller, Yu Yongfa, has been implicated in manipulating the company to lend large sums to related parties without repayment, highlighting serious internal control deficiencies [2][26] Group 2: IPO and Investment Plans - The company aims to raise approximately 1.5 billion yuan through its IPO, primarily to fund projects including a 100,000-ton BDO and 12,000-ton PBAT production facility, a 46,000-ton PTMEG project, and a research center [4][5] - Despite its significant production capacity in cyanide, Shuguang Group's revenue has been declining, with a reported revenue of 3.78 billion yuan in 2021, decreasing to 3.54 billion yuan in 2023 [6][9] Group 3: Related Party Transactions and Control Structure - Shuguang Group heavily relies on related party transactions, raising questions about its independence and profitability [3][15] - The largest shareholders of its most profitable subsidiary, Shuguang Dingshin, are state-owned enterprises, with Yu Yongfa only holding a minority stake, suggesting that the company may not be leveraging its full potential for profit [11][14] Group 4: Compliance and Regulatory Concerns - The company has a history of compliance issues, including the illegal transfer of state-owned shares and the involvement of state enterprise leaders in shareholding arrangements that may constitute a conflict of interest [17][22] - Safety management has also been a concern, with past incidents resulting in fatalities, raising doubts about the company's commitment to regulatory compliance [28]

Core Insights - SHEIN's Singapore headquarters reported a revenue exceeding $37.04 billion for 2024, marking a nearly 20% year-on-year increase, while net profit fell over 15% to $1.099 billion [1] - The total assets of SHEIN's Singapore headquarters reached $15.27 billion in 2024, a more than 70% increase from $8.85 billion in 2023 [1] - Concerns have been raised regarding SHEIN's potential tax avoidance by shifting significant revenue to Singapore, alongside speculation about its intentions to relocate its headquarters back to China to facilitate a Hong Kong IPO [1][2] Financial Performance - SHEIN's Singapore headquarters paid over $188 million in local taxes for 2024, equivalent to over 1.34 billion RMB [2] - From 2021 to 2023, SHEIN's net profits in Singapore were reported as 1.41 billion RMB, 4.55 billion RMB, and 9.32 billion RMB, totaling over 15 billion RMB, with cumulative local tax payments exceeding 3.3 billion RMB [2] Regulatory Challenges - SHEIN is facing increasing scrutiny and challenges in overseas markets, particularly in France, where it has encountered a €190 million (approximately 1.59 billion RMB) fine for compliance issues [2] - The company's expansion into physical retail in France has sparked backlash, leading to the withdrawal of several local brands from its partnered stores [2] - The combination of compliance issues and rising sales costs may further pressure SHEIN's profitability, as indicated by the 15% decline in net profit reported for 2024 [2]

Group 1 - The core theme of the tax promotion activities is "Tax Declaration Empowerment and Precise Guidance," aimed at creating a favorable tax declaration atmosphere and encouraging compliance and integrity among taxpayers [1] - The Zhangdian District Taxation Bureau has initiated a series of tax publicity activities to assist new taxpayers in understanding tax-related matters and policies [2][4] - The "Opening First Class" training program is designed to help new businesses navigate tax processes and understand tax benefits, with hands-on guidance from tax officials [4][5] Group 2 - The tax bureau collaborates with local associations to enhance tax compliance awareness among young entrepreneurs, focusing on building a standardized financial management system [5][7] - Specific tax benefits such as R&D expense deductions and VAT refund policies are explained in detail to help businesses understand and utilize these incentives [5][8] - Targeted outreach efforts are made to different industries, such as the dental sector, to ensure that businesses receive tailored tax policy information [8][10] Group 3 - The tax bureau emphasizes the importance of compliance and risk management in tax operations, encouraging businesses to stay informed about tax regulations [7] - Feedback from local entrepreneurs indicates that these initiatives have significantly boosted their confidence in navigating tax obligations [7][10] - Future plans include customized tax compliance training to ensure effective implementation of tax policies and improve service quality [10]

据悉，《浙江民营企业国际化经营合规指引》通过创新的合规管理架构、全面的风险范围、数字化工具 的融入，以及贯穿经营全程的风险管理，为浙江省民营企业在国际市场上稳步发展，提供了一套可持 续、可操作的合规解决方案。该指引按照"大企业""中小企业"发展阶段进行分类解读，将确保浙江各规 模民企均可从中获得针对性合规指导，有效搭建符合当前企业发展的合规管理框架。 《浙江跨境电商行业合规指引》则创新采取问答形式，汇集了跨境电商企业在国际化经营中面临的119 个重难点问题，并针对性做出了解答及合规操作指导。不仅如此，指引还通过附件系统梳理了亚马逊、 阿里巴巴、TikTok、Shopee、SHEIN等主流跨境电商平台的规则，企业既能从平台、专项领域、国别等 不同维度筛选所需信息，也能随时随地对自身合规风险点开展"自查"。 据悉，下一步，浙江省贸促会将继续以企业需求为导向，创新服务模式、提升服务效能，为浙江企业国 际化经营保驾护航，为推动高水平对外开放、建设高能级开放强省注入力量。(完) （文章来源：中国新闻网） 中新网温州9月24日电(蓝伊旎)据浙江省贸促会24日消息，《浙江民营企业国际化经营合规指引》与 《浙江跨境电商行业合 ...

Core Viewpoint - The article emphasizes the critical importance of corporate compliance, highlighting 20 typical cases released by the Supreme People's Procuratorate, which include issues such as fraudulent VAT invoicing, data compliance, collusion in bidding, and financial fraud [1]. Summary by Relevant Sections Typical Cases - Case 1: Environmental pollution by Zhangjiagang L Company and Zhang [3] - Case 2: Fraudulent VAT invoicing by Shanghai A Company and B Company [3] - Case 4: Collusion in bidding among construction companies in Xintai [3] - Case 5: Trademark infringement by Shanghai J Company [3] - Case 6: Sale of counterfeit goods by Zhangjiagang S Company [3] - Case 7: Collusion in bidding by Y Company in Yinan County [3] - Case 8: Major safety incident involving Z Company in Suizhou [4] - Case 9: Smuggling by Shenzhen X Company [4] - Case 10: Concealment of criminal proceeds by S Company in Wenchang [4] - Case 11: Illegal acquisition of computer information by Shanghai Z Company [6] Compliance and Rectification Measures - The article discusses the involvement of the procuratorial organs in guiding enterprises to enhance compliance, particularly in the context of data compliance and the establishment of third-party supervision mechanisms [6][12]. - Shanghai Z Company, involved in illegal data acquisition, demonstrated a strong willingness to rectify compliance issues, leading to a decision of non-prosecution after compensation to the affected party [10][14]. - The establishment of a data compliance committee and the implementation of a data security management system were highlighted as key steps taken by Z Company to address compliance risks [15]. Data Compliance Framework - The article outlines a structured approach to data compliance, including data classification, risk monitoring, and the establishment of a data security management system [17][19]. - It emphasizes the importance of regular data audits and the creation of a comprehensive data inventory to ensure compliance with industry standards [20][27].

Group 1 - The "Corporate Compliance" column will provide major compliance-related legislative and enforcement alerts for state-owned enterprises in Shenzhen, enhancing their ability to mitigate compliance risks and support their international expansion [2] Group 2 - The China Securities Association revised and published the "Special Evaluation Measures for Securities Companies' Social Responsibility," which includes 18 articles and 13 evaluation indicators focusing on rural revitalization, investor education, social welfare, and industry ecological construction [3] - Securities companies are advised to align their annual social responsibility plans with the evaluation measures and actively disclose their social responsibility performance through various channels [3] Group 3 - The Ministry of Transport announced the revised "Management Measures for Survey and Design of Railway Construction Projects," which includes 10 chapters and 56 articles outlining compliance obligations throughout the railway construction process [4] - Railway construction companies are encouraged to strengthen compliance management and ensure quality control throughout the entire process [4] Group 4 - Six departments, including the National Intellectual Property Administration, jointly issued the "Guidelines for the Construction and Operation of Patent Pools," aimed at guiding high-quality patent pool development and promoting patent resource integration [5] - High-tech and patent-intensive companies are advised to establish clear standards for patent pool entry and optimize licensing mechanisms to ensure fair conditions [5] Group 5 - A company in Hainan was penalized for concealing over 200 million yuan in unbilled sales revenue, resulting in a total penalty of approximately 29 million yuan [7] - Companies are advised to maintain accurate accounting records and ensure all transactions are conducted through official accounts to avoid tax evasion [7] Group 6 - Two insurance companies had their business licenses revoked due to multiple violations, including discrepancies in governance reports and unauthorized transactions [8][9] - Insurance companies are recommended to establish mechanisms for verifying the accuracy of reports submitted to regulators and to ensure compliance with governance standards [9] Group 7 - The State Administration for Market Regulation published ten typical cases of illegal advertising across various sectors, highlighting issues in internet advertising [10] - Companies are urged to conduct thorough advertising reviews to prevent false claims and ensure compliance with advertising regulations [10] Group 8 - The U.S. Department of Justice released new guidelines for the Foreign Corrupt Practices Act (FCPA), focusing on reducing burdens on U.S. companies operating overseas while targeting corruption [12] - Companies are advised to stay informed about these guidelines to ensure compliance in international operations [12] Group 9 - The European Data Protection Board issued guidelines on data transfer to third countries under GDPR, emphasizing the need for legal bases and safety measures [12][13] - Companies should evaluate the legality of data transfers and ensure compliance with GDPR requirements when responding to data requests from third countries [13] Group 10 - The UK Parliament passed the Data Use and Access Bill, which aims to balance data innovation with privacy protection [15] - Companies should be aware of the new data protection principles and the requirements for data sharing under this legislation [15]

Core Viewpoint - The investigation of two key executives at Zhongfu Information indicates systemic risks related to government-enterprise cooperation, compliance failures, and governance weaknesses, posing significant challenges to the company's long-term survival [5]. Group 1: Executive Investigation - The chairman and general manager, Wei Dongxiao, has been placed under investigation, causing management upheaval [1]. - The vice general manager and board secretary, Sun Qiang, was also investigated three months prior, suggesting a potential link between the two cases [2]. Group 2: Financial Performance Challenges - Zhongfu Information has faced continuous losses, with a cumulative net loss exceeding 750 million yuan from 2022 to 2024 [3]. - In Q1 2025, revenue declined by 35.55% year-on-year, with a net loss of 86.14 million yuan, indicating a worsening business contraction [3]. - The company relies on network security services for over 99% of its revenue, primarily from government clients, making it vulnerable to trust issues following the executive investigations [3]. Group 3: Regulatory and Compliance Risks - The investigations may lead to stricter regulatory scrutiny of the company's planned 750 million yuan private placement, potentially hindering technological investments and business transformation [3]. - The incident highlights the unique risks faced by companies in the national security sector, with implications for internal governance and compliance [4]. Group 4: Industry Implications - The investigations signal a deepening anti-corruption effort targeting suppliers to government and critical infrastructure, increasing compliance pressures and costs for related enterprises [4]. - The outcome of the investigations could lead to severe consequences for the company's core qualifications and business sustainability if serious violations are confirmed [5].