基金销售

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果然!注销牌照
中国基金报· 2025-07-08 03:08
Core Viewpoint - Minshang Fund Sales has officially withdrawn from the public fund distribution market as its sales license has been revoked by the China Securities Regulatory Commission (CSRC) [2][4]. Group 1: Company Overview - Minshang Fund Sales (Shanghai) Co., Ltd. was established on January 29, 2016, and obtained its fund sales license in October 2017 [4]. - The company was initiated by professionals from the banking industry and had been involved in distributing public funds until its recent exit [4]. Group 2: Market Dynamics - The fund sales market is undergoing a rapid transformation, with at least nine institutions, including Minshang Fund and Dahua Bank, exiting the fund distribution business since last year [8]. - The number of funds distributed by Minshang Fund decreased significantly from 2,753 public products and 72 fund companies as of May 26 to 828 funds and 23 companies by July 7 [4]. - Over 60% of public fund distribution institutions have fewer than 1,000 funds, indicating a concentration of distribution among a few large players [8]. Group 3: Regulatory Environment - The CSRC has been actively regulating the fund sales market, leading to both voluntary exits and penalties for non-compliance among third-party fund sales institutions [8]. - The ongoing reforms in public fund fee structures and stringent regulatory trends are expected to continue reshaping the fund sales landscape [8]. Group 4: New Entrants - Despite the exits, new players are entering the market, with the establishment of new fund sales subsidiaries, such as E Fund Wealth Management Fund Sales (Guangzhou) Co., Ltd. [9]. - As of the end of May, there were 395 fund sales institutions in total, reflecting a slight increase from the previous month [9].
鹏扬基金管理有限公司关于旗下鹏扬合利债券型 证券投资基金在代销渠道开展费率优惠活动的公告
Sou Hu Cai Jing· 2025-07-07 23:52
Group 1 - The company, Pengyang Fund Management Co., Ltd., has announced a fee rate discount for investors who subscribe to the Pengyang Heli Bond Fund through specified sales institutions starting from July 8, 2025 [1][11] - The fee rate discount applies to subscription, conversion, and regular investment purchases, with specific processes and times determined by the respective sales institutions [1][4] - The conversion fee discount only applies to the subscription differential fee, while the redemption fee remains unchanged [2][4] Group 2 - Upon conversion, the holding period for the transferred fund shares will reset, starting from the date the transfer is confirmed by the registration agency [2][3] - Fund conversions are treated as a redemption of the outgoing fund and a subscription to the incoming fund, requiring investors to ensure both funds are in a redeemable and subscribable state, respectively [2][4] - The company emphasizes that the fee rate discount activity is only applicable to the specified business service fees at the mentioned sales institutions [5][6]
泓德基金管理有限公司关于泓德上证科创板综合指数增强型证券投资基金新增部分销售机构的公告
Shang Hai Zheng Quan Bao· 2025-07-06 18:54
Group 1 - The Hongde Science and Technology Innovation Board Comprehensive Index Enhanced Securities Investment Fund will be publicly offered from July 18, 2025, to July 31, 2025 [1] - The fund has two classes: Class A (code: 024509) and Class C (code: 024510) [1] - The fund is managed by Hongde Fund Management Co., Ltd. [1] Group 2 - The fund subscription can be processed through various sales institutions including Southwest Securities, CITIC Securities, and several others starting from July 18, 2025 [2][3][4][5][6] - A comprehensive list of sales institutions and their contact details is provided for investor inquiries [2][3][4][5][6]
第14届金交会勾勒大湾区产业升级路线图
Guang Zhou Ri Bao· 2025-06-26 01:47
Core Viewpoint - The 14th China (Guangzhou) International Financial Trading Expo focuses on financial innovation and aims to inject trillions of yuan into the modern industrial system through various financial platforms and activities [2][3]. Group 1: Financial Platforms - Five functional platforms were unveiled, including the Guangzhou Financial Strong City Construction Think Tank Alliance and the Bay Area International Restructuring Center, aimed at enhancing financial services for industrial new infrastructure [3][5]. - The Digital RMB "Guangxin Pre" reservation consumption guarantee service platform manages consumer funds and rights throughout their lifecycle, preventing prepayment business failures [4]. - The establishment of the Guangzhou Health Industry Investment Private Fund Management Company focuses on investments in the biopharmaceutical and health sectors, utilizing a "mother fund + sub-fund + direct investment" strategy [5]. Group 2: Industry and Financial Integration Activities - Five series of industry-finance integration activities were launched, including events focused on biomedicine, mergers and acquisitions, and green finance, to facilitate capital flow and project matching [6]. - The expo has achieved over 5.8 trillion yuan in intended signed agreements across its 13 previous editions, showcasing its effectiveness in connecting finance with industry [7]. Group 3: Additional Activities and Innovations - The expo will host over 20 activities, including academic exchanges and policy implementation discussions, aimed at enhancing financial literacy and consumer education [7]. - A white paper on the new model for special asset management in Guangzhou will be released, highlighting innovative practices and future plans in this sector [7].
红土创新基金管理有限公司关于旗下部分基金新增加和基金为销售机构的公告
Shang Hai Zheng Quan Bao· 2025-06-23 20:23
Group 1 - The company announced that starting from June 24, 2025, part of its fund products will have Beijing Jiahe Fund Sales Co., Ltd. as a new sales agency [1][2] - Investors will be able to perform account opening, subscription, redemption, and regular investment through the new sales agency [1][7] - The company will implement fee rate discounts for investors who subscribe to its funds through Jiahe Fund, with specific details to be determined by Jiahe Fund's rules [3][8] Group 2 - The company also announced that starting from June 24, 2025, Yingda Securities Co., Ltd. will be added as a sales agency for part of its fund products [6][8] - Similar to the previous announcement, investors can perform various fund-related transactions through Yingda Securities [6][7] - Fee rate discounts will also apply for subscriptions made through Yingda Securities, with details governed by Yingda Securities' rules [3][8] Group 3 - The company reported that the original rights holder of the Hongtu Innovation Yantian Port REIT has adjusted the use of recovered funds, which amounted to 183 million yuan from the first expansion completed in June 2023 [10][11] - The original rights holder plans to change the investment direction of the recovered funds due to adjustments in project planning and market conditions [11] - The change in fund usage has been reported to regulatory authorities and does not have a direct impact on the rights of fund shareholders [11][12]
国联安基金管理有限公司关于旗下部分基金增加国信嘉利基金 为销售机构并参加相关费率优惠活动的公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-06-22 22:40
Core Viewpoint - The announcement details the partnership between Guolianan Fund Management Co., Ltd. and Shanghai Guoxin Jiali Fund Sales Co., Ltd. to expand the sales channels for certain funds starting from June 23, 2025, allowing investors to conduct various fund transactions through Guoxin Jiali's online platform [1][25]. Group 1: Business Scope - Investors can perform subscription, redemption, regular investment, and conversion of the following funds through Guoxin Jiali's online platform: Guolianan Stable Mixed Fund, Guolianan Small Cap Selected Mixed Fund, Guolianan Selected Mixed Fund, Guolianan Advantage Mixed Fund, Guolianan Dividend Mixed Fund, Guolianan Growth Bond Fund, Guolianan Theme Driven Mixed Fund, Guolianan Confidence Growth Bond Fund, Guolianan Medical 100 Index Fund, and several others [1][2][3]. Group 2: Regular Investment Business - Regular investment business allows investors to submit applications to designated sales institutions for automatic deductions and fund subscriptions on agreed dates, without affecting daily subscription and redemption activities [4][5]. Group 3: Application Process - Investors must open an open-end fund account with Guolianan Fund Management Co., Ltd. to apply for regular investment business, and existing account holders must follow specific procedures to apply for regular investment [8][10]. Group 4: Fund Conversion Business - Fund conversion allows holders to convert part or all of their holdings in one fund to another fund managed by the same fund manager, with specific rules regarding fees and calculations for conversion [16][17][20].
平安基金管理有限公司 关于新增平安富时中国国企开放共赢交易型开放式指数证券投资基金联接基金E类份额销售机构的公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-06-22 22:33
Core Viewpoint - The announcement details the addition of multiple sales institutions for the Ping An FTSE China National Enterprises Open-Ended Index Securities Investment Fund Link Class E, effective from June 23, 2025 [1][11]. Group 1: Fund Sales Institutions - Ping An Fund Management Company has signed sales agreements with various institutions including Ant (Hangzhou) Fund Sales Co., JD Kenterui Fund Sales Co., and others to sell the fund [1][11]. - The list of new sales institutions includes a total of 34 entities, which will facilitate various fund-related transactions for investors [1][11]. Group 2: Fund Operations - Starting from June 23, 2025, investors can perform account opening, subscription, redemption, regular investment, and conversion through the listed sales institutions [2][13]. - The fund allows for systematic investment plans (SIPs), where investors can set up automatic deductions for fund purchases [3][14]. Group 3: Fee Discounts - Investors will enjoy fee discounts when subscribing or regularly investing in the fund through the sales institutions, with the specifics of the discounts determined by the institutions [5][16]. - The company does not impose restrictions on the discount rates for subscription fees, regular investment fees, and conversion fees, which are managed by the sales institutions [5][16]. Group 4: Investor Consultation - Investors can consult various sales institutions for detailed information regarding the fund, including customer service numbers and websites for each institution [6][17].
京东,放大招
Zhong Guo Ji Jin Bao· 2025-06-20 02:21
Group 1 - JD Finance has launched a new initiative allowing PLUS members to purchase funds without any subscription fees, marking a significant move in the fund distribution sector [1][2] - The initiative is part of a broader trend where major internet platforms are reducing fund subscription fees, with JD's action being one of the most substantial in recent years [1][8] - The China Securities Regulatory Commission's recent action plan aims to lower investor costs, which aligns with JD's strategy to reduce the cost of fund purchases for investors [1][6] Group 2 - PLUS members can enjoy unlimited fund purchases with zero subscription fees, although trial members do not qualify for this benefit [3][4] - The fee waiver applies to purchases made through the JD platform, with certain exceptions for new funds and specific transactions [3][4] - The fee reduction can save investors significant amounts; for example, a 1.5% subscription fee on a 100,000 yuan investment would save 1,500 yuan [5] Group 3 - The effectiveness of the "0 subscription fee" initiative in attracting new customers remains uncertain, as the financial channel on JD's main app is not prominently featured [6][7] - While the initiative may enhance the value of the PLUS membership and encourage renewals, attracting new users may require additional resources [6][7] - As of the end of last year, JD's fund sales company held 126.3 billion yuan in non-monetary market fund assets, ranking 20th in the industry [7] Group 4 - The trend of lowering fund subscription fees is becoming widespread, with various banks and platforms implementing similar measures to enhance competitiveness [8][9] - The market is expected to see a long-term decline in fund fees as competition intensifies among different distribution channels [9]
关于增加中国人寿保险股份有限公司等2家机构为 公司旗下部分基金销售机构的公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-06-19 00:43
东方基金管理股份有限公司(以下简称"本公司")与中国人寿保险股份有限公司(以下简称"中国人 寿")、珠海盈米基金销售有限公司(以下简称"盈米基金")协商一致,自2025年6月20日起,新增中国 人寿、盈米基金办理本公司旗下部分基金的销售业务(仅限前端模式)。现将有关事项公告如下: 一、新增销售基金及业务范围 ■ 备注: 1.东方臻萃3个月定期开放纯债债券型证券投资基金尚在封闭期内,待封闭期结束,本公司会及时发布 相关开放公告,敬请留意。具体业务办理流程、规则请遵循相关销售机构的规定。 2.自2023年12月19日起,本基金管理人暂停接受对东方稳健回报债券型证券投资基金的单笔金额100元 以上(含100元)申购(包括日常申购和定期定额申购)、转换转入申请,且单个基金账户单日累计申 购(包括日常申购和定期定额申购) 及转换转入金额不得超过100元以上(含100元)。对于超过限额 的申请,本基金管理人有权拒绝,不予确认。 3.自2024年11月28日起,本基金管理人暂停接受投资者对东方臻宝纯债债券型证券投资基金的单笔金额 3万元以上(不含3万元)申购(包括日常申购和定期定额申购)、转换转入申请,且单个基金账户单日 ...
东方财富: 东方财富信息股份有限公司关于签署最高额保证合同的公告
Zheng Quan Zhi Xing· 2025-06-18 11:30
证券代码:300059 证券简称:东方财富 公告编号:2025-043 东方财富信息股份有限公司 关于签署最高额保证合同的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整,没有虚假记载、误 导性陈述或重大遗漏。 东方财富信息股份有限公司(以下简称"公司")全资子公司上海天天基 金销售有限公司(以下简称"天天基金")因业务发展需要,与中国民生银行 股份有限公司上海分行(以下简称"民生银行上海分行")继续开展合作,合 作协议有效期一年,民生银行上海分行向天天基金提供综合授信,公司就上述 授信提供不可撤销连带责任保证。担保的最高债权额为最高债权本金额 40.00 亿元及主债权的利息及根据《最高额保证合同》规定的保证范围产生的其他应 付款项之和。同时,公司于 2024 年 6 月 26 日与民生银行上海分行签订的有关 最高额保证合同解除。本次担保事项在公司 2024 年年度股东会授权范围内,无 需再次提交公司董事会及股东会审议。 一、担保情况概述 上海分行向天天基金提供综合授信,公司就上述授信提供不可撤销连带责任保证, 担保的最高债权额为最高债权本金额30.00亿元及主债权的利息及根据原合同规 定的保证 ...