国泰海通证券股份有限公司 关于南京肯特复合材料股份有限公司 新增关联方及增加 2025 年度日常关联交易预计金额的 核查意见 国泰海通证券股份有限公司（以下简称"国泰海通"或"保荐机构"）作为 南京肯特复合材料股份有限公司（以下简称"肯特股份"或"公司"）首次公开 发行股票并在创业板上市的保荐机构，根据《证券发行上市保荐业务管理办法》 《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》等相关规定，对肯特股份新增关联方及 增加 2025 年度日常关联交易预计金额的事项进行了核查，具体核查情况如下： （二）本次增加日常关联交易预计金额和类别 本次增加日常关联交易预计金额和类别如下： | | | | | 关联交 | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 关联交易 | | 关联 | 关联交易 | | | 预计关联交 | | 加关联交易 | | 关联交易 | | | | | | 易定价 | | | | | | | | 类别 | 人 | ...

上海畅途租赁成立于2014年8月，注册资本15亿美元，是一家以乘用车融资交易业务为主的融资租赁公 司，致力于为客户提供便捷、多元的汽车融资租赁解决方案，目前主要产品和服务涵盖新车融资租赁、 二手车融资租赁等。近年来，企业融资租赁业务和贷款促成业务均持续发展，业务规模呈增长态势，在 汽车融资租赁细分行业具备较强的行业竞争力。 本期项目基础资产为8,634笔汽车融资租赁债权，其中二手车租赁标的物占比59.30%，契合国务院《推 动大规模设备更新和消费品以旧换新行动方案》中"支持二手商品流通交易"的政策导向，精准对接"两 新"政策。作为市场首批试点逐笔信息披露的产品，本期ABN实现了对基础资产逐笔重要字段的信息披 露，显著提升产品透明度，有助于保护投资人权益，促进资产证券化市场稳健发展。 近日，由国泰海通担任牵头主承销商的上海畅途融资租赁有限公司（简称"上海畅途租赁"）2025年度第 三期两新定向资产支持票据在银行间债券市场成功发行。本项目发行规模8.15亿元，底层资产为企业在 汽车融资租赁业务中积累的优质租赁应收款，是全国首单融资租赁贴标"两新"ABN，也是首批使用交易 商协会ABN基础资产逐笔信息披露系统的产品 ...

■ 自2025年8月6日起，投资者可在以上销售机构的营业网点办理上述基金的业务，具体业务的办理请参照 本公司及以上销售机构的相关业务规则和流程。投资者欲了解基金产品的详细情况，请仔细阅读基金产 品的基金合同、招募说明书、基金产品资料概要等法律文件。 新增销售机构如下： 根据建信基金管理有限责任公司与国泰海通证券股份有限公司签署的销售协议，自2025年8月6日起，以 上证券公司将作为建信沪深300红利交易型开放式指数证券投资基金的申购赎回代理券商，现将相关情 况公告如下： 地址：中国(上海)自由贸易试验区商城路618号 客服电话：95521 网址：https://www.gtht.com/ 网址：http://www.ccbfund.cn 1.国泰海通证券股份有限公司 二、建信基金管理有限责任公司联系方式 客户服务热线：400-81-95533(免长途通话费)、010-66228000 风险提示：本公司承诺以诚实信用、勤勉尽责的原则管理和运用基金资产,但不保证基金一定盈利，也 不保证最低收益。投资者投资基金之前应认真阅读各基金的《基金合同》、《招募说明书》、《基金产 品资料概要》等文件。敬请投资者注意投资风险。 ...

证券代码：300890 证券简称：翔丰华 转债代码：123225 债券简称：翔丰转债 国泰海通证券股份有限公司 关于上海市翔丰华科技股份有限公司 债券受托管理人 （中国（上海）自由贸易试验区商城路 618 号） 二〇二五年八月 重要声明 本报告依据《公司债券发行与交易管理办法》《公司债券受托管理人执业行 为准则》《深圳市翔丰华科技股份有限公司向不特定对象发行可转换公司债券之 债券受托管理协议》（以下简称"《受托管理协议》"）《深圳市翔丰华科技股 份有限公司向不特定对象发行可转换公司债券募集说明书》（以下简称"《募集 说明书》"）《关于完成工商变更登记的公告》《上海市翔丰华科技股份有限公 司章程》等相关规定、公开信息披露文件以及上海市翔丰华科技股份有限公司（以 下简称"发行人"、"公司"、"翔丰华"）提供的相关资料等，由本次债券受 托管理人国泰海通证券股份有限公司（以下简称"国泰海通"）编制。 本报告不构成对投资者进行或不进行某项行为的推荐意见，投资者应对相关 事宜做出独立判断，而不应将本报告中的任何内容据以作为国泰海通所作的承诺 或声明。在任何情况下，投资者依据本报告所进行的任何作为或不作为，国泰海 通不承担 ...

Group 1 - The core viewpoint of the article is that Guotai Junan Securities Co., Ltd. has conducted a review of the restricted shares of Beikong Technology Co., Ltd. that are set to be released for trading following a major asset restructuring transaction [1][9] - The type of restricted shares being listed for circulation is related to the issuance of shares and cash payment for asset acquisition, along with the fundraising for the associated transaction [1] - The company received approval from the China Securities Regulatory Commission on July 4, 2022, to issue shares for asset acquisition and to raise no more than 68 million yuan [1] Group 2 - A total of 12,117,610 new shares were registered with the China Securities Depository and Clearing Corporation on August 10, 2022 [2] - The lock-up period for the newly issued shares is set for 36 months from the date of issuance, during which the shares cannot be transferred [2][3] - The total share capital of the company has increased to 184,945,734 shares following the completion of the share issuance and registration [2] Group 3 - The controlling shareholder, Minmetals Technology Group Co., Ltd., and other related parties have made commitments regarding the lock-up period for the shares, agreeing to not transfer the shares for 36 months [3][4] - All parties involved have adhered to their commitments regarding the restricted shares, and there are no violations affecting the circulation of these shares [5] - The number of restricted shares being released for trading is 12,117,610 shares [5] Group 4 - The share structure before and after the release of restricted shares shows a decrease in restricted shares from 13,586,320 to 1,468,710, while unrestricted shares increased from 175,677,206 to 187,794,816 [7] - The independent financial advisor has confirmed that the release of restricted shares complies with relevant laws and regulations [8]

报告事项 说明 其保荐的公司采取监管措施的事项及整改情 无 况 五、其他说明 本报告不构成对上市公司的任何投资建议，保荐机构提醒投资者认真阅读上 市公司审计报告、年度报告等信息披露文件。 国泰海通证券股份有限公司 关于深圳市南极光电子科技股份有限公司 保荐人名称：国泰海通证券股份有限公司 被保荐公司简称：南极光 保荐代表人姓名：卢婷婷 联系电话：0755-25869830 保荐代表人姓名：谭璐璐 联系电话：0755-25869808 一、保荐工作概述 项目 工作内容 （1）是否及时审阅公司信息披露文件 是 （2）未及时审阅公司信息披露文件的次数 0次 情况 （1）是否督导公司建立健全规章制度（包括 但不限于防止关联方占用公司资源的制度、 是 募集资金管理制度、内控制度、内部审计制度、 关联交易制度） （2）公司是否有效执行相关规章制度 是 保荐代表人每月查询公司募集资金专户资金 （1）查询公司募集资金专户次数 变动情况和大额资金支取使用情况，共6次 （2）公司募集资金项目进展是否与信息披露 是 文件一致 项目 工作内容 （1）列席公司股东会次数 召开情况 （2）列席公司董事会次数 开情况 （3）列席公司监事会 ...

Core Viewpoint - The article discusses a series of research seminars held by Guotai Junan Securities across three cities, focusing on various sectors including construction materials, real estate, steel, coal, and chemicals, aiming to provide insights into investment opportunities and industry trends [3][6][7]. Group 1: Seminar Topics - The seminar in Beijing covered topics such as the consumption of construction materials, property reports and investment logic, and the cyclical patterns in the construction industry [6]. - The sessions included discussions on the steel industry, coal sector analysis over the past 30 years, and the evaluation of energy metals [6][7]. - In addition, the seminars addressed the current state and future trends of chemical new materials and the classification of electricity pricing [7]. Group 2: Industry Insights - The construction materials segment focused on the historical and current perspectives of glass and fiberglass [7]. - The transportation sector examined the impact of internal competition on airlines and express delivery services [7]. - The seminars also explored the potential resurgence of financial copper and the implications for the non-ferrous metals market [7].

Core Viewpoint - The article highlights the strong performance of the stock market in July, with major indices showing significant gains and a record number of investment advisors participating in the New Fortune Best Investment Advisor evaluation, indicating a bullish market sentiment and opportunities for investors [1][9][27]. Market Performance - In July, the Shanghai Composite Index reached a new high of 3636.17 points, while the ChiNext Index saw an 8.14% increase [1]. - The overall market sentiment was positive, with a notable increase in the number of investment advisors participating in the evaluation, totaling 39,893 from 90 securities firms, marking a record high [1]. Investment Advisor Performance - The top three advisors in the stock trading group achieved an average return of 108.4%, showcasing exceptional performance [2]. - The top ten advisors in the stock trading group had an average return of 89.79%, with the top 300 advisors averaging 43.98%, both significantly outperforming the Shanghai Composite Index's 8.97% increase [7][16]. ETF Group Performance - The top three advisors in the ETF group achieved an average return of 85.03%, reflecting strong performance in passive investment products [8]. - The average returns for the top 10, 100, and 200 advisors in the ETF group were 63.87%, 41.24%, and 36.25%, respectively, all exceeding the performance of major indices [15][16]. Advisor Insights - Advisors discussed the current market phase, with varying opinions on whether it is in the early, mid, or late stages of a bull market. They emphasized the importance of focusing on individual stocks rather than indices [17][18][19]. - Key sectors to watch include innovative pharmaceuticals, robotics, and military industries, with a focus on earnings reports and policy catalysts [17][19][20]. Institutional Strength - The competition among securities firms is highlighted, with Guangfa Securities and CITIC Securities leading in advisor numbers, indicating strong institutional capabilities [27][38]. - The article emphasizes the growing importance of professional advisory services in the securities industry as market reforms deepen [38].

Core Viewpoint - In the first seven months of 2025, A-shares saw 59 companies listed, a year-on-year increase of 18.00%, with a total fundraising net amount of 544.21 billion yuan, up 63.83% from the previous year [2] Group 1: Listing and Fundraising - A total of 59 new companies were listed, comprising 14 on the Shanghai Main Board, 8 on the Sci-Tech Innovation Board, 8 on the Shenzhen Main Board, 22 on the Growth Enterprise Market, and 7 on the Beijing Stock Exchange [2] - The net fundraising amount of these companies reached 544.21 billion yuan, compared to 332.18 billion yuan in the same period last year [2] Group 2: Fees Charged by Intermediaries - The total fees charged by IPO intermediaries for these 59 companies amounted to 43.90 billion yuan, with underwriting and sponsorship fees at 30.22 billion yuan, legal fees at 4.48 billion yuan, and audit fees at 9.20 billion yuan [2] - The ranking of underwriting and sponsorship fees by board is as follows: Growth Enterprise Market, Shanghai Main Board, Sci-Tech Innovation Board, Shenzhen Main Board, and Beijing Stock Exchange [3] Group 3: Average Fees by Board - The average underwriting and sponsorship fee is highest in the Sci-Tech Innovation Board at 68.96 million yuan, while the lowest is in the Beijing Stock Exchange at 22.63 million yuan [6] - The average legal fee is highest in the Sci-Tech Innovation Board at 8.30 million yuan, and the lowest in the Beijing Stock Exchange at 3.63 million yuan [6] - The average audit fee is highest in the Shanghai Main Board at 21.17 million yuan, and the lowest in the Beijing Stock Exchange at 5.29 million yuan [6] Group 4: Top Intermediaries - CITIC Securities ranked first in total underwriting and sponsorship fees at 3.28 billion yuan, followed by Guotai Junan and CITIC Jianzhong at 3.28 billion yuan and 3.17 billion yuan respectively [8] - The top three law firms by total fees are Shanghai Jintiancheng, Beijing Zhonglun, and Zhejiang Tiance, with total fees of 66.14 million yuan, 46.18 million yuan, and 35.24 million yuan respectively [11] - The top three accounting firms by total fees are Rongcheng, Tianjian, and Ernst & Young Huaming, with total fees of 1.77 billion yuan, 1.53 billion yuan, and 1.33 billion yuan respectively [14]

国泰海通证券股份有限公司 关于 内蒙古蒙电华能热电股份有限公司 发行股份及支付现金购买资产 并募集配套资金暨关联交易 之 独立财务顾问报告 独立财务顾问 二〇二五年七月 独立财务顾问声明和承诺 二、独立财务顾问声明 国泰海通证券股份有限公司（以下简称"国泰海通"、"独立财务顾问"） 接受内蒙古蒙电华能热电股份有限公司（以下简称"内蒙华电"、"上市公司" 或"公司"）委托，担任本次发行股份及支付现金购买资产并募集配套资金暨关 联交易（以下简称"本次交易"）的独立财务顾问，就该事项向上市公司全体股 东提供独立意见，并制作本独立财务顾问报告。 对所提供文件及资料的真实性、准确性和完整性负责，并保证该等信息不存在虚 假记载、误导性陈述或者重大遗漏。本财务顾问不承担由此引起的任何风险责任； 次交易相关协议和声明或承诺的基础上出具； 本独立财务顾问核查意见是依据《中华人民共和国公司法》《中华人民共和 国证券法》《上市公司重大资产重组管理办法》《上市公司并购重组财务顾问业 务管理办法》《公开发行证券的公司信息披露内容与格式准则第 26 号——上市 公司重大资产重组》《上市公司监管指引第 9 号——上市公司筹划和实施重大资 ...