证券代码：600884 证券简称：杉杉股份 公告编号：2023-096 宁波杉杉股份有限公司 关于召开 2023 年第三次临时股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 召开会议的基本情况 (一) 股东大会类型和届次 2023 年第三次临时股东大会 召开的日期时间：2023 年 12 月 29 日 13 点 30 分 召开地点：浙江省宁波市鄞州区日丽中路 777 号杉杉大厦 28 层会议室 (五) 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2023 年 12 月 29 日 至 2023 年 12 月 29 日 1 (七) 涉及公开征集股东投票权 本次股东大会不涉及公开征集股东投票权事宜。 二、 会议审议事项 本次股东大会审议议案及投票股东类型 | 序号 | 议案名称 | 投票股东类型 | | --- | --- | --- | | | | 股股东 A | | 非累积投票议案 | | | | 1 | 关于下属子公司拟投资 ...

宁波杉杉股份有限公司 独立董事专门会议 2023 年度第一次会议决议 宁波杉杉股份有限公司（下称"公司"）独立董事专门会议 2023 年度第一 次会议于 2023 年 12 月 12 日以通讯方式发出会议通知，于 2023 年 12 月 13 日 以通讯表决方式召开。会议应参与表决独立董事 4 名，实际参与表决独立董事 4 名，其中独立董事徐衍修先生因工作原因未能出席，委托独立董事张纯义先生 代为表决。会议的召集与召开符合《上海证券交易所股票上市规则》《上市公司 独立董事管理办法》等有关法律法规、规章制度的规定。全体独立董事共同推 举独立董事张纯义先生召集和主持本次会议。本次独立董事专门会议审议并通 过如下议案： 关于为宁波尤利卡太阳能股份有限公司提供关联担保的议案。 （4 票同意，0 票反对，0 票弃权） 2023 年 5 月 10 日，公司 2022 年年度股东大会审议通过了《关于公司 2023 年度提供担保全年额度的议案》，同意公司为下属子公司宁波尤利卡太阳能股份 有限公司（下称"尤利卡"）提供不超过 6.3 亿元的担保额度，并授权董事长或 其授权代理人在额度范围内签署具体的担保文件。期限为 2022 ...

董事会下设董事会办公室（即证券事务部），处理董事会日常事务。 董事会秘书兼任董事会办公室负责人，保管董事会和董事会办公室印章。 第三条 定期会议 为了进一步规范本公司董事会的议事方式和决策程序，促使董事和董事会 有效地履行其职责，提高董事会规范运作和科学决策水平，根据《中华人民共 和国公司法》《中华人民共和国证券法》《上市公司治理准则》《上海证券交 易所股票上市规则》《到境外上市公司章程必备条款》等相关法律、行政法 规、部门规章、规范性文件以及《宁波杉杉股份有限公司章程》（以下简称 "《公司章程》"）的规定，制订本规则。 第二条 董事会办公室 第一条 宗旨 宁波杉杉股份有限公司 董事会议事规则 （2023年修订） 董事会会议分为定期会议和临时会议。 董事会每年应当至少在上下两个半年度各召开一次定期会议。 第四条 定期会议的提案 在发出召开董事会定期会议的通知前，董事会办公室应当充分征求各董事 的意见，初步形成会议提案后交董事长拟定。 董事长在拟定提案前，应当视需要征求经理和其他高级管理人员的意见。 第五条 临时会议 有下列情形之一的，董事会应当召开临时会议： 1 （一）代表十分之一以上表决权的股东提议时； （ ...

（2023年修订） 第一章 总则 宁波杉杉股份有限公司 独立董事制度 第一条 为进一步完善宁波杉杉股份有限公司（以下简称"公司"）的法人 治理结构，强化对董事会及管理层的约束和监督机制，更好地维护中小股东利益， 促进公司的规范运作及独立董事尽责履职，根据《中华人民共和国公司法》《中 华人民共和国证券法》《上市公司独立董事管理办法》和《上市公司治理准则》 等相关规定，制定本制度。 第二条 独立董事是指不在公司担任除董事外的其他职务，并与公司及公司 主要股东、实际控制人不存在直接或者间接利害关系，或者其他可能影响其进行 独立客观判断关系的董事。 独立董事应当独立履行职责，不受公司及其主要股东、实际控制人等单位或 者个人的影响。 第三条 公司独立董事占董事会成员的比例不得低于三分之一，且至少包括 一名会计专业人士。独立董事由股东大会选举或更换，对公司全体股东负责。 公司应当在董事会中设置审计委员会。审计委员会成员应当为不在公司担任 高级管理人员的董事，其中独立董事应当过半数，并由独立董事中会计专业人士 担任召集人。 公司董事会下设薪酬与考核、提名、战略等专门委员会的，独立董事应当在 提名委员会、薪酬与考核委员会成员 ...

2023 年第三季度报告 单位：元 币种：人民币 证券代码：600884 证券简称：杉杉股份 宁波杉杉股份有限公司 2023 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务 信息的真实、准确、完整。 第三季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 | --- | --- | --- | --- | --- | |------------------------------------------------|------------------|------------------------------------------|-------------------|----------------------------- ...

Financial Performance - Revenue for the first half of 2023 decreased by 12.11% to RMB 9,467,775,923.82 compared to the same period last year[18] - Net profit attributable to shareholders of the listed company dropped by 39.01% to RMB 1,013,091,536.67 year-on-year[18] - Net profit attributable to shareholders after deducting non-recurring gains and losses fell by 58.62% to RMB 587,813,365.37[18] - Operating cash flow turned negative, with a net outflow of RMB 1,464,124,850.13, a decrease of 193.83% compared to the same period last year[18] - Basic earnings per share decreased by 29.96% to RMB 0.542[19] - Diluted earnings per share also decreased by 29.96% to RMB 0.542[19] - Weighted average return on equity (ROE) decreased by 4.079 percentage points to 4.340%[19] - Return on equity after deducting non-recurring gains and losses decreased by 4.681 percentage points to 2.518%[19] - The company achieved a revenue of 9,467.7759 million yuan in the first half of 2023, a year-on-year decrease of 12.11%, and a net profit attributable to shareholders of 1,013.0915 million yuan, a year-on-year decrease of 39.01%[47] - Total operating income for the reporting period was 9,467.78 million yuan, a year-on-year decrease of 12.11%[57] - Net profit attributable to shareholders of the parent company was 1,013.09 million yuan, a year-on-year decrease of 39.01%[57] - Net profit attributable to parent company shareholders decreased to 1,013,091,536.67 RMB in H1 2023 from 1,661,149,050.47 RMB in H1 2022, a decline of 39%[137] - Basic earnings per share dropped to 0.542 RMB in H1 2023 from 0.774 RMB in H1 2022[137] - Comprehensive income totaled 1,151,052,827.78 RMB in H1 2023, down from 1,740,436,679.35 RMB in H1 2022[137] - Sales revenue from goods and services in 2023 H1 decreased to RMB 8,059,700,800.33, down 13.3% compared to RMB 9,295,922,303.60 in 2022 H1[140] - Net cash flow from operating activities in 2023 H1 was negative RMB 1,464,124,850.13, a significant decline from positive RMB 1,560,449,276.28 in 2022 H1[140] - Cash outflow for purchasing goods and services increased to RMB 8,137,001,872.27 in 2023 H1, up 19.8% from RMB 6,792,585,869.74 in 2022 H1[140] - Net cash flow from investing activities improved slightly to negative RMB 3,604,210,851.32 in 2023 H1, compared to negative RMB 3,858,715,569.46 in 2022 H1[141] - Cash inflow from financing activities increased to RMB 8,756,040,674.05 in 2023 H1, up 11.3% from RMB 7,866,362,795.11 in 2022 H1[141] - Net cash flow from financing activities turned positive at RMB 4,599,271,044.86 in 2023 H1, a significant improvement from negative RMB 1,708,344,209.76 in 2022 H1[141] - Cash and cash equivalents decreased by RMB 478,359,696.03 in 2023 H1, compared to a larger decrease of RMB 3,989,821,867.84 in 2022 H1[141] - Parent company's operating cash flow turned negative at RMB -85,415,304.73 in 2023 H1, down from positive RMB 30,823,207.29 in 2022 H1[142] - Parent company's investment cash outflow decreased to RMB 1,195,624,739.85 in 2023 H1, down 37.3% from RMB 1,907,571,505.50 in 2022 H1[142] - Parent company's financing cash inflow decreased to RMB 1,946,000,000.00 in 2023 H1, down 50.2% from RMB 3,908,089,216.00 in 2022 H1[142] Business Operations - The company is a global leader in high-tech industries, focusing on the development of anode materials and polarizer businesses, and aims to become a global leader in these two niche markets[21] - The company's anode materials business includes products such as artificial graphite, natural graphite, silicon-based anode, and hard carbon, primarily used in new energy vehicles, consumer electronics, and energy storage industries[22] - In 2023 H1, the company's artificial graphite production accounted for the largest share in the industry, maintaining its leading position[27] - The company's polarizer business includes R&D, production, and sales of polarizers, which are core optical film materials for display panels, widely used in TVs, monitors, laptops, tablets, smartphones, and commercial displays[30] - The company's sales model involves collaboration between sales, R&D, quality, and technical support departments, forming a customer-focused approach to provide high-cost-performance products and services[26] - The company's production model follows a make-to-order principle, with monthly production planning based on sales forecasts and flexible production adjustments to meet market demand[25] - The company's procurement model combines centralized and decentralized approaches, ensuring efficient supply chain management and strategic partnerships with key suppliers[24] - Polarizer shipment area market share ranked first globally in the TFT-LCD polarizer market in the first half of 2023[33] - The company has completed a strategic layout of approximately 700,000 tons of graphite-based anode material capacity, including 100,000 tons (already in production), 200,000 tons, and 300,000 tons in Inner Mongolia, Sichuan, and Yunnan respectively[40] - The company is constructing a 4,000-ton silicon-based anode production base in Ningbo, with the first phase expected to start trial production in early 2024[41] - The company has 245 authorized patents for anode materials, including 4 international patents, 189 domestic invention patents, and 52 utility model patents as of June 30, 2023[38] - The company has achieved batch supply of 4C fast-charging products for power batteries and is supplying leading power battery companies with third-generation liquid-phase coating technology products[38] - The company's silicon-oxygen anode products have achieved large-scale applications in consumer electronics and power markets, with second-generation silicon-oxygen anode products already supplied to overseas leading customers[38] - The company is building a thousand-ton-level hard carbon production line, expected to start trial production in Q3 2023[38] - The company has established long-term stable cooperative relationships with global mainstream lithium battery manufacturers including CATL, LGES, ATL, BYD, and others[39] - The negative electrode material business generated a revenue of 3,160.7824 million yuan, a year-on-year decrease of 9.69%, with a net profit of 430.9116 million yuan, a year-on-year increase of 1.03%[48] - The company has applied for over 1,000 LCD polarizer-related patents globally, with 1,017 patents authorized, including 944 invention patents[44] - The company operates 5 ultra-wide front-end production lines, including a 2600mm ultra-wide production line, the largest in the world, capable of mass-producing polarizers for screens over 115 inches[45] - The company has installed over 20 RTP production lines globally, enhancing production efficiency and product yield[45] - The company's fast-charging products have achieved mass production of 5C products and sample verification of 6C products, with 4C products rapidly growing in shipments[49] - The company's silicon-based negative electrode products have achieved technological breakthroughs and are being supplied in bulk to overseas customers[49] - The company has established strategic partnerships with leading domestic raw material suppliers to ensure stable and secure supply of raw materials[42] - The company has developed and is promoting VR display polarizers and automotive polarizers, with VR polarizers undergoing customer certification and mass production[43] - The company has released three group standards for polarizers, contributing to the standardization and high-quality development of the polarizer industry[43] - The company's anode material business achieved significant sales growth with major head clients in the first half of 2023, further increasing client concentration[51] - Polarizer business revenue in the first half of 2023 was 5,306.06 million yuan, a year-on-year decrease of 7.36%, with net profit attributable to shareholders of 606.89 million yuan, down 24.12%[52] - The company achieved mass production of several high-end LCD polarizers for TV, IT, and mobile applications, maintaining a leading position in large-size TV polarizers[53] - The company completed the development of VR display polarizers and is actively promoting customer certification and mass production[53] Market and Industry Trends - In 2023 H1, China's power lithium battery shipments reached 270GWh, a 33% YoY increase, while energy storage lithium battery shipments reached 87GWh, a 67% YoY increase, driving demand for lithium battery materials[27] - Global lithium battery anode material shipments in 2023 H1 were 748,000 tons, a 17.4% YoY increase, with China's global market share further rising to 97%[27] - Global and China mainland TFT-LCD panel production line utilization rates increased to 82% and 86% respectively in Q2 2023, up 3 percentage points year-on-year and 13 percentage points quarter-on-quarter[33] - TV panel average shipment size reached 47.8 inches in the first half of 2023, up 2.2 inches year-on-year and 1.6 inches quarter-on-quarter[35] Financial Position and Assets - Total assets increased by 5.03% to RMB 47,186,207,292.63 compared to the end of the previous year[18] - Total assets increased to 47.19 billion yuan as of June 30, 2023, compared to 44.93 billion yuan at the end of 2022[131][133] - Total liabilities rose to 22.96 billion yuan from 20.80 billion yuan over the same period[133] - Current assets decreased slightly to 19.21 billion yuan from 19.24 billion yuan[131] - Non-current assets grew to 27.98 billion yuan from 25.98 billion yuan[131] - Long-term loans increased significantly to 5.99 billion yuan from 4.18 billion yuan[133] - Inventory rose to 5.59 billion yuan from 5.03 billion yuan[131] - Accounts receivable decreased to 4.52 billion yuan from 4.69 billion yuan[131] - Construction in progress expanded to 7.32 billion yuan from 4.95 billion yuan[132] - Short-term borrowings increased to 4.79 billion yuan from 3.93 billion yuan[133] - Retained earnings grew to 12.37 billion yuan from 12.03 billion yuan[133] - Total assets as of June 30, 2023, were 21.28 billion, a slight decrease from 21.91 billion at the end of 2022[134] - Total liabilities as of June 30, 2023, were 8.86 billion, compared to 8.62 billion at the end of 2022[135] - Short-term borrowings as of June 30, 2023, were 1.65 billion, an increase from 1.10 billion at the end of 2022[134] - Long-term borrowings as of June 30, 2023, were 2.89 billion, a slight decrease from 2.96 billion at the end of 2022[135] - Other receivables as of June 30, 2023, were 6.98 billion, an increase from 6.53 billion at the end of 2022[134] - Accounts receivable financing increased by 68.17% to 861.47 million yuan, mainly due to the settlement method of the negative electrode business being primarily through bills[62] - Other receivables surged by 162.82% to 1.31 billion yuan, primarily due to loans formed before the divestment of Shanshan Photovoltaic and its subsidiaries[62] - Assets held for sale decreased by 86.58% to 176.68 million yuan, mainly due to the completion of the 51% equity sale of Quzhou Shanshan in February 2023[62] - Construction in progress rose by 47.88% to 7.32 billion yuan, driven by new investments in expansion projects for negative electrode and polarizer businesses[62] - Long-term loans increased by 43.53% to 5.99 billion yuan, mainly used for new capacity projects in polarizer and negative electrode businesses[62] - Overseas assets totaled 298.98 million yuan, accounting for 0.63% of total assets[63] - Total external equity investment in the reporting period was 2.13 billion yuan, a decrease of 46.74% year-on-year[65] - Major non-equity investments include the 8 billion yuan lithium-ion battery negative material integrated base project in Meishan, Sichuan, with 36.98% of the total investment completed[67] - The fair value of other equity instrument investments increased by 106.63 million yuan to 856.05 million yuan[69] - Total financial assets measured at fair value reached 1.92 billion yuan, with a net increase of 455.85 million yuan during the reporting period[69] - DEFI TECHNOLOGIES INC's initial investment cost was 9,155,041.01 RMB, with a current book value of 131,483.77 RMB, reflecting a significant decline in fair value[70] - ARDEA RESOURCES LTD's book value decreased from 4,043,079.93 RMB to 2,046,861.35 RMB, with a fair value loss of 1,996,218.58 RMB[70] - Morella Corporation Limited's initial investment cost was 225,883,583.93 RMB, with a current book value of 17,329,383.25 RMB, indicating a substantial fair value loss[70] - Luoyang Molybdenum's book value increased from 682,500,000.00 RMB to 799,500,000.00 RMB, with a fair value gain of 117,000,000.00 RMB[70] Shareholder and Equity Information - The total number of ordinary shareholders at the end of the reporting period is 191,366[120] - The largest shareholder, Shanshan Group Co., Ltd., holds 782,222,036 shares, accounting for 34.55% of the total shares[121] - The second-largest shareholder, Ningbo Pengze Trading Co., Ltd., holds 205,264,756 shares, accounting for 9.07% of the total shares[121] - The third-largest shareholder, Ningbo Yinzhou Jielun Investment Co., Ltd., holds 77,873,254 shares, accounting for 3.44% of the total shares[121] - The fourth-largest shareholder, Shanshan Holdings Co., Ltd., holds 72,212,189 shares, accounting for 3.19% of the total shares[121] - The fifth-largest shareholder, Tianan Property Insurance Co., Ltd., holds 54,450,098 shares, accounting for 2.41% of the total shares[121] - The total number of GDRs outstanding as of the reporting period is 1,223,312[123] - Shanshan Group holds 782,222,036 shares, with 553,043,870 shares pledged[122] - The top 10 shareholders with restricted shares include Shanshan Group with 205,264,756 shares, which will be tradable after 2024-12-31[124] - The company plans to repurchase and cancel 4,980,725 restricted shares due to unmet performance targets or departure of incentive recipients[125] - Citibank, National Association holds 6,116,560 shares as the GDR depository[122] - The top 10 shareholders include Hong Kong Securities Clearing Company with 54,389,584 shares[122] - The company's restricted shares are subject to a lock-up period of 36 months from the issuance date[124] - The company's GDR depository, Citibank, National Association, holds shares on behalf of GDR holders[123] - The company's restricted shares are part of the 2022 equity incentive plan, with lock-up periods of 12, 24, 36, and 48 months[124] - The company's restricted shares include those held by key executives and core technical personnel[125] Environmental and Social Responsibility - The company's chemical oxygen demand (COD) emission concentration is 299.2 mg/L, with a total emission of 162.75 t/a, against a permitted total of 705.674 t/a[91] - Ammonia nitrogen emission concentration is 0.56 mg/L, with a total emission of 0.347 t/a, against a permitted total of 3.347 t/a[91] - Total phosphorus emission concentration is 0.21 mg/L, with a total emission of 0.122 t/a, against a permitted total of 0.621 t/a[91] - Total nitrogen emission concentration is 7.9 mg/L, with a total emission of 4.734 t/a[91] - Suspended solids emission concentration is 51 mg/L, with a total emission of 31.859 t/a, against a permitted total of 564.297 t/a[91] - VOCs emission concentration is 6.27 mg/m³, with a total emission of 10.9 t/a, against a permitted total of 99.4785 t/a[91] - Particulate matter emission concentration is 2.4 mg/m³, with a total emission of 1.25 t/a, against a permitted total of 3.446 t/a[91] - BOD5 emission concentration is 175 mg/L, with a total emission of 95.69 t/a[92] - Total phosphorus emission concentration is 0.12 mg/L, with a total emission of

2023 年第一季度报告 单位：元 币种：人民币 证券代码：600884 证券简称：杉杉股份 宁波杉杉股份有限公司 2023 年第一季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务信息 的真实、准确、完整。 第一季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 | --- | --- | --- | |-----------------------------------------------|-------------------|-------------------------------------| | 项目 | 本报告期 | 本报告期比上年同期 增减变动幅度 (%) | | 营业收入 | 4,449,437,921.75 | - ...

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公司代码：600884 公司简称：杉杉股份 2022 年半年度报告 宁波杉杉股份有限公司 2022 年半年度报告 1 / 161 2022 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人郑永刚、主管会计工作负责人李克勤及会计机构负责人（会计主管人员）徐列声 明：保证半年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 无 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的公司未来计划、发展战略等前瞻性描述，不构成公司对投资者的实质承诺 ，敬请投资者注意投资风险。 七、 是否存在被控股股东及其关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况？ 否 九、 是否存在半数以上董事无法保证公司所披露半年度报告的真实性、准确性和完整性 否 十、 重大风险提示 公司已在本报告中详细描述可能存在的相关风险，敬 ...