以上内容为证券之星据公开信息整理，由AI算法生成（网信算备310104345710301240019号），不构成 投资建议。 天风证券(601162.SH)公告称，公司于2025年11月28日收到中国证监会下发的《立案告知书》，因涉嫌 信息披露违法违规、违法提供融资，中国证监会决定对公司立案。目前公司生产经营正常，将积极配合 调查并履行信息披露义务。 ...

Group 1 - Tianfeng Securities is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure and illegal financing [1] - The company stated that all its business operations are currently running normally and orderly [1] - During the investigation, Tianfeng Securities will actively cooperate with the CSRC and comply with relevant legal and regulatory requirements for information disclosure [1]

11月28晚间，天风证券公告称，公司于11月28日收到中国证监会下发的《立案告知书》。因涉嫌信息披露违法违规、违法提供融资，中 国证监会决定对公司立案。目前，公司各项生产经营活动正常有序开展。 编辑 ｜ 钉钉 ...

Group 1 - Tianfeng Securities (601162.SH) announced that it received a "Notice of Case Filing" from the China Securities Regulatory Commission (CSRC) on November 28, 2025, due to suspected violations of information disclosure and illegal financing [2] - The CSRC has decided to initiate a case against the company, indicating serious regulatory scrutiny [2] - The company stated that its production and operations are normal and it will actively cooperate with the investigation while fulfilling its information disclosure obligations [2]

Group 1 - The core point of the article is that Tianfeng Securities (601162.SH) has received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation for suspected violations of information disclosure and illegal financing, while the company's operations remain normal and it will cooperate with the investigation [1] Group 2 - As of the latest closing, Tianfeng Securities' stock price is 4.83 CNY per share, with a total market capitalization of 48.7 billion CNY [2] - The stock has shown a slight increase of 0.42% today, with a trading volume of 984,000 hands and a turnover of 474 million CNY [3]

Core Insights - The 2025 Analyst Conference and the 7th Sina Finance "Golden Unicorn" Best Analyst Award Ceremony took place on November 28, gathering over 300 authoritative scholars, public and private fund leaders, listed company chairpersons, top fund managers, and chief analysts in Shanghai to discuss future opportunities in the Chinese capital market [1] Group 1: Event Overview - The event highlighted the future opportunities in the Chinese capital market [1] - The results of the 7th Sina Finance Golden Unicorn Outstanding Research Institution evaluation were announced [1] Group 2: Award Results - The top ten best research institutions were recognized, with Changjiang Securities taking first place, followed by GF Securities and Guotai Junan Securities in second and third respectively [1] - The complete ranking of the top ten institutions is as follows: 1. Changjiang Securities 2. GF Securities 3. Guotai Junan Securities 4. Industrial Securities 5. Tianfeng Securities 6. Shenwan Hongyuan Securities 7. Zheshang Securities 8. CITIC Securities 9. Guosheng Securities 10. Guoxin Securities [1]

智通财经APP讯，天风证券(601162.SH)发布公告，公司于2025年11月28日收到中国证监会下发的《立案 告知书》(编号：证监立案字【0052025018】号)。因涉嫌信息披露违法违规、违法提供融资，中国证监 会决定对公司立案。 ...

Core Viewpoint - Tianfeng Securities has reported significant growth in revenue and market value, attributed to the strategic initiatives implemented by Hubei Hongtai Group, marking a successful transformation under the "New Tianfeng" strategy [1][2]. Financial Performance - From January to September, Tianfeng Securities achieved a total revenue of 2.112 billion yuan, representing a year-on-year increase of 57.53% [1]. - As of the end of October, the company's total market value reached 59.23 billion yuan, an increase of 27.57 billion yuan since March 2023 [1]. Strategic Initiatives - Hubei Hongtai Group has taken substantial steps to strengthen its control over Tianfeng Securities, including completing the share transfer in February 2023 and increasing its shareholding to 28.14% through a 4 billion yuan private placement [1][2]. - The "Second Entrepreneurship" initiative launched in April 2025 has been pivotal in driving performance improvements across various business lines [2]. Business Development - The investment banking segment has shown strong performance, ranking 8th in corporate bond underwriting and 12th in IPO underwriting during the first nine months of the year [2]. - Tianfeng Securities has also excelled in proprietary investments, significantly outperforming the Shanghai Composite Index during the same period [2]. Governance and Management - Under the leadership of Hubei Hongtai Group, Tianfeng Securities has enhanced its corporate governance, focusing on efficiency and streamlined management [2][3]. - The company's regulatory evaluation and credit ratings have improved, with the Shanghai Stock Exchange rating upgraded from C to B, and maintaining an AAA rating domestically [3]. Future Outlook - Tianfeng Securities aims to leverage new opportunities in the evolving market landscape, focusing on high-quality development and establishing itself as a new type of brokerage firm with strong governance and operational excellence [3].

目前，公司各项生产经营活动正常有序开展，在立案调查期间，公司将积极配合中国证监会的相关调查 工作，并严格按照有关法律法规及监管要求履行信息披露义务。 登录新浪财经APP 搜索【信披】查看更多考评等级 格隆汇11月28日丨天风证券(601162.SH)公布，公司于2025年11月28日收到中国证券监督管理委员会 （以下简称"中国证监会"）下发的《立案告知书》（编号：证监立案字【0052025018】号）。因涉嫌信 息披露违法违规、违法提供融资，根据《中华人民共和国证券法》《中华人民共和国行政处罚法》等法 律法规，中国证监会决定对公司立案。 ...

目前，公司各项生产经营活动正常有序开展，在立案调查期间，公司将积极配合中国证监会的相关调查 工作，并严格按照有关法律法规及监管要求履行信息披露义务。 格隆汇11月28日丨天风证券(601162.SH)公布，公司于2025年11月28日收到中国证券监督管理委员会 （以下简称"中国证监会"）下发的《立案告知书》（编号：证监立案字【0052025018】号）。因涉嫌信 息披露违法违规、违法提供融资，根据《中华人民共和国证券法》《中华人民共和国行政处罚法》等法 律法规，中国证监会决定对公司立案。 ...