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泽达易盛财务造假案未了 东兴证券天健等发起追偿诉讼
Zhong Guo Jing Ji Wang· 2025-08-15 05:52
Core Viewpoint - The company, 格尔软件, is involved in multiple lawsuits related to claims for compensation from various parties, including accounting and legal firms, following the fraudulent activities of a related company, 泽达易盛, which faced severe penalties from regulatory authorities [1][3]. Group 1: Lawsuit Details - The company received notifications regarding three lawsuits filed by 天健会计, 东兴证券, and 康达律所, which are seeking compensation related to the fraudulent activities of 泽达易盛 [1][2]. - The total amount claimed in the lawsuits includes approximately 123.46 million yuan for案件一, 215.33 million yuan for案件二, and 33.49 million yuan for案件三, summing up to a total of approximately 372.28 million yuan [3]. - The company is one of 39 defendants in these lawsuits, which have not yet gone to trial, and the impact on the company's profits remains uncertain [3]. Group 2: Background on 泽达易盛 - 泽达易盛 was penalized by the China Securities Regulatory Commission (CSRC) for fraudulent issuance and violations of information disclosure, leading to investor lawsuits against the company and its intermediaries [1][3]. - The CSRC has categorized 泽达易盛's case as a significant example of investor protection, highlighting the serious nature of the fraud and the subsequent administrative penalties imposed [3]. - 泽达易盛 was delisted from the Shanghai Stock Exchange on July 7, 2023, following these violations [4].
卷入3.7亿元索赔官司,格尔软件否认故意配合泽达易盛造假
Hua Xia Shi Bao· 2025-08-13 09:57
Core Viewpoint - The aftermath of the notorious Zeda Yisheng financial fraud case continues, with three intermediary institutions seeking to recover approximately 370 million yuan from 39 defendants after compensating investors [2][3]. Group 1: Zeda Yisheng Fraud Case Overview - Zeda Yisheng, a significant case in the STAR Market, was found to have fabricated major false content and concealed important facts in its prospectus and multiple annual reports, resulting in inflated revenue of 565 million yuan and inflated profits of 296 million yuan from 2016 to 2021 [3]. - The China Securities Regulatory Commission (CSRC) imposed a warning and fines totaling 86 million yuan on Zeda Yisheng and its responsible individuals, leading to the company's delisting from the Shanghai Stock Exchange on July 7, 2023 [3][4]. - A special representative lawsuit was initiated in July 2023, resulting in a settlement where 7,195 eligible investors received 285 million yuan in compensation, marking the first collective lawsuit involving a STAR Market company [4]. Group 2: Involvement of Intermediary Institutions - Dongxing Securities, Tianjian Accounting Firm, and Kangda Law Firm, all involved in Zeda Yisheng's IPO, previously compensated investors approximately 493 million yuan and are now pursuing recovery from other responsible parties [5]. - The total claims against the defendants, including Ger Software, amount to approximately 370 million yuan, with Dongxing Securities seeking about 215 million yuan, Tianjian Accounting Firm about 120 million yuan, and Kangda Law Firm about 33.45 million yuan [6]. Group 3: Ger Software's Position - Ger Software, listed on the Shanghai Stock Exchange, was implicated due to its involvement in non-commercial transactions with Zeda Yisheng, leading to inaccuracies in its financial reports from 2018 to 2021 [6][7]. - The company has stated that it did not intentionally cooperate with Zeda Yisheng's fraudulent activities and is taking the lawsuit seriously, engaging a legal team to respond effectively [7].
罕见!3家中介机构“联手”,索赔3.7亿元!
中国基金报· 2025-08-12 09:02
Core Viewpoint - The article discusses the legal actions taken by Tianjian Accounting Firm, Dongxing Securities, and Kangda Law Firm against 39 defendants, including Geer Software, for a total claim amount of approximately 372 million yuan, stemming from the fraudulent issuance case of Zeda Yisheng [2][4]. Group 1: Legal Actions and Claims - Geer Software is one of the defendants in three lawsuits filed by the aforementioned firms, which are seeking to recover losses after compensating investors a total of 493 million yuan [2][4]. - The lawsuits involve three separate cases with claimed amounts of 1,234.55 million yuan (principal 1,175.576 million yuan, interest 58.974 million yuan), 2,153.32 million yuan, and 334.855 million yuan respectively [4]. - The lawsuits are a continuation of the Zeda Yisheng fraudulent issuance case, where the three firms acted as intermediaries during Zeda Yisheng's IPO [4][5]. Group 2: Background of Zeda Yisheng Case - Zeda Yisheng was listed on the Sci-Tech Innovation Board on June 23, 2020, and was found to have committed financial fraud both before and after its listing [5]. - The company inflated its operating income by 342 million yuan and profits by 187 million yuan from 2016 to 2019, and continued to falsify financial statements in its 2020 and 2021 annual reports [5][7]. - In April 2023, Zeda Yisheng faced administrative penalties from the China Securities Regulatory Commission, leading to investor lawsuits against the company and its intermediaries [7]. Group 3: Implications of the Legal Actions - The lawsuits represent a significant development in the accountability mechanisms within the capital market, as intermediaries shift from passive compensation to actively pursuing those responsible for the fraud [7]. - The case is seen as a breakthrough in establishing a "responsibility closed loop," where all parties involved in the fraudulent activities may face legal consequences [7]. - The actions signal a dynamic balance in the responsibilities of intermediaries, where diligent parties can mitigate losses through recovery efforts, while negligent parties expose their risk management failures [7].
东兴证券、康达律所、天健会所起诉39名被告,索赔3.7亿!
梧桐树下V· 2025-08-12 06:20
Core Viewpoint - The article discusses the legal actions taken against Gel Software and other parties involved in the fraudulent issuance and information disclosure violations related to Zeda Yisheng Technology Co., Ltd, highlighting the financial implications and the ongoing litigation process [2][4]. Group 1: Legal Proceedings - On August 12, Gel Software announced that it, along with 38 other defendants, is being sued for a total of approximately 37,227.26 million yuan across three cases related to fraudulent issuance and information disclosure violations [2]. - The three cases involve claims of 12,345.51 million yuan, 21,533.20 million yuan, and 3,348.55 million yuan respectively, with the total amount claimed being 37,227.26 million yuan [2]. - The plaintiffs include Dongxing Securities, Tianjian Accounting Firm, and Beijing Kangda Law Firm, all of which were intermediaries in Zeda Yisheng's initial public offering [4]. Group 2: Background and Financial Impact - In April 2023, Zeda Yisheng was penalized by the China Securities Regulatory Commission for fraudulent issuance and information disclosure violations, leading to investor lawsuits against Zeda Yisheng and its intermediaries [4]. - Following the penalties, Dongxing Securities, Tianjian Accounting, and Kangda Law Firm collectively paid approximately 493 million yuan to investors and the regulatory authority, prompting them to seek recovery of these costs through litigation against other involved parties [4]. - Gel Software's involvement stems from business transactions with Zeda Yisheng in 2018 and 2020, which were later found to lack commercial substance during a self-examination process [4].
格尔软件(603232) - 格尔软件股份有限公司关于公司涉及诉讼的公告
2025-08-11 11:30
证券代码:603232 证券简称:格尔软件 公告编号:2025-042 格尔软件股份有限公司 关于公司涉及诉讼的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示: 涉案的金额:案件一上述 39 名被告合计被诉金额约 12,345.51 万元(本 金 11,755.76 万元、利息 589.74 万元);案件二上述 39 名被告合计被诉金额约 21,533.20 万元;案件三上述 39 名被告合计被诉金额约 3,348.55 万元。 是否会对上市公司损益产生负面影响:截至目前案件尚未正式开庭审理, 最终影响需以后续法院判决或执行结果为准。 2025 年 8 月 8 日,公司收到上海金融法院出具的(2025)沪 74 民初 3158 号(以下简称"案件一")、(2025)沪 74 民初 3159(以下简称"案件二")、 (2025)沪 74 民初 3160 号(以下简称"案件三")应诉通知书、民事起诉状等 文书,通知其已分别受理天健会计师事务所(特殊普通合伙)(以下简称"天健 会计")、东兴证券股份有限公司(以下 ...
格尔软件(603232) - 格尔软件股份有限公司关于2025年度以简易程序向特定对象发行A股股票预案的提示性公告
2025-08-07 11:02
证券代码:603232 证券简称:格尔软件 公告编号:2025-038 格尔软件股份有限公司 关于2025年度以简易程序向特定对象发行A股股票 预案的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 格尔软件股份有限公司(以下简称"公司")于2025年8月6日召开第八届董事 会第二十八次会议、第八届监事会第十九次会议审议通过了《关于公司2025年度 以简易程序向特定对象发行A股股票预案的议案》等相关议案。 《格尔软件股份有限公司2025年度以简易程序向特定对象发行A股股票预案》 等相关文件于2025年8月8日在上海证券交易所网站(www.sse.com.cn)披露,敬请投 资者查阅。 以简易程序向特定对象发行A股股票预案的披露事项不代表审批、注册部门 对于本次发行股票相关事项的实质性判断、确认或批准,预案所述本次发行股票 相关事项的生效和完成尚待上海证券交易所审核通过,并经中国证监会同意注 册。敬请广大投资者注意投资风险。 特此公告。 格尔软件股份有限公司董事会 2025年8月8日 1 ...
格尔软件(603232) - 格尔软件股份有限公司2025年度以简易程序向特定对象发行A股股票方案论证分析报告
2025-08-07 11:02
股票简称:格尔软件 股票代码:603232 格尔软件股份有限公司 2025 年度以简易程序向特定对象 发行 A 股股票方案论证分析报告 二〇二五年八月 1 格尔软件股份有限公司(以下简称"公司"或"格尔软件")是在上海证券 交易所主板上市的公司。为满足业务发展的需要,扩大经营规模以及进一步增强 资本实力,根据《中华人民共和国公司法》(以下简称"《公司法》")、《中 华人民共和国证券法》(以下简称"《证券法》")、《上市公司证券发行注册 管理办法》(以下简称"《注册管理办法》")等相关法律、法规和规范性文件 的规定,公司拟通过以简易程序向特定对象发行 A 股股票的方式募集资金不 超过 2.83 亿元(含本数),用于抗量子密码技术产业化项目、可信数据空间平 台研发及产业化项目和补充流动资金。 一、本次以简易程序向特定对象发行 A 股股票的背景和目的 (一)本次以简易程序向特定对象发行 A 股股票的背景 1、在法律法规体系建设的推动下,信息安全行业市场持续稳定增长 我国始终高度重视信息安全产业的发展,近年来,以《网络安全法》《数据 安全法》《个人信息保护法》为核心的法律体系进一步细化落地以及《网络数据 安全管理条例 ...
格尔软件(603232) - 格尔软件股份有限公司2025年度以简易程序向特定对象发行A股股票预案
2025-08-07 11:02
股票简称:格尔软件 股票代码:603232 格尔软件股份有限公司 2025年度以简易程序向特定对象 发行A股股票预案 二〇二五年八月 公司声明 1、公司及董事会全体成员保证本预案内容真实、准确、完整,并确认不存 在虚假记载、误导性陈述或重大遗漏,按照诚信原则履行承诺,并承担相应的法 律责任。 2、本预案按照《中华人民共和国公司法》《中华人民共和国证券法》《上 市公司证券发行注册管理办法》等法律、法规及规范性文件的要求编制。 3、本次以简易程序向特定对象发行A股股票完成后,公司经营与收益的变 化由公司自行负责;因本次以简易程序向特定对象发行A股股票引致的投资风险, 由投资者自行负责。 4、本预案是公司董事会对本次以简易程序向特定对象发行A股股票的说明, 任何与之不一致的声明均属不实陈述。 5、投资者如有任何疑问,应咨询自己的股票经纪人、律师、专业会计师或 其他专业顾问。 6、本预案所述事项并不代表审批机构对于本次以简易程序向特定对象发行 A股股票相关事项的实质性判断、确认、批准。本预案所述本次以简易程序向特 定对象发行A股股票相关事项的生效和完成尚待取得上海证券交易所审核通过并 经中国证监会作出予以注册决定。 ...
格尔软件(603232) - 格尔软件股份有限公司关于2025年度以简易程序向特定对象发行A股股票摊薄即期回报的风险提示及采取填补措施和相关主体承诺的公告
2025-08-07 11:00
本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 重要提示: 1、本公告中关于格尔软件股份有限公司(以下简称"公司"或"格尔软件") 2025年度以简易程序向特定对象发行A股股票后主要财务指标的分析、描述均不构 成公司的盈利预测,投资者不应仅依据该等分析、描述进行投资决策,如投资者据 此进行投资决策而造成任何损失的,公司不承担任何责任。公司提示投资者,制 定填补回报措施不等于对公司2025年利润作出保证。 2、本公告中关于本次以简易程序向特定对象发行A股股票(以下简称"本次 发行")的股份数量和发行完成时间均为预估和假设。本次发行尚需上海证券交 易所审核、中国证券监督管理委员会(以下简称"中国证监会")注册,能否通过 审核、何时获准注册及发行时间等均存在不确定性,敬请投资者关注。 公司第八届董事会第二十八次会议审议通过了《关于2025年度以简易程序向 特定对象发行A股股票摊薄即期回报的风险提示及采取填补措施和相关主体承诺 的议案》。根据《国务院办公厅关于进一步加强资本市场中小投资者合法权益保 护工作的意见》(国办发[2013]1 ...
格尔软件(603232) - 格尔软件股份有限公司关于最近五年被证券监管部门和交易所处罚或采取监管措施及整改情况的公告
2025-08-07 11:00
证券代码:603232 证券简称:格尔软件 公告编号:2025-036 格尔软件股份有限公司 关于最近五年被证券监管部门和交易所 处罚或采取监管措施及整改情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 格尔软件股份有限公司(以下简称"公司"或"格尔软件")自上市以来严格按 照《中华人民共和国公司法》《中华人民共和国证券法》《上海证券交易所股票 上市规则》及《公司章程》等相关要求,不断完善公司治理结构,建立健全内部 管理及控制制度,规范公司运营,提高公司治理水平,促进公司持续、健康、稳 定发展。 鉴于公司拟以简易程序向特定对象发行股票,根据相关要求,现将截至本公 告披露日公司最近五年被证券监管部门和交易所处罚或采取监管措施及相应整 改情况披露如下: 一、最近五年被证券监管部门和交易所处罚的情况 二、最近五年被证券监管部门和交易所采取监管措施及相应整改情况 (一)2023 年 5 月 18 日,上海证监局出具《关于对格尔软件股份有限公司 采取出具警示函措施的决定》(沪证监决〔2023〕78 号)、《关于对叶枫采取 出具 ...