上海克来机电自动化工程股份有限公司 章 程 二○二四年四月修订 | | | | | | | 第一章 总 则 | - 2 - | | --- | --- | | 第二章 经营宗旨和范围 | - 3 - | | 第三章 股 份 | - 3 - | | 第一节 股份发行 - | 3 - | | 第二节 股份增减和回购 - | 5 - | | 第三节 股份转让 - | 6 - | | 第四章 股东和股东大会 | - 7 - | | 第一节 股 东 - | 7 - | | 第二节 股东大会的一般规定 - | 9 - | | 第三节 股东大会的召集 - | 11 - | | 第四节 股东大会的提案与通知 - | 13 - | | 第五节 股东大会的召开 - | 14 - | | 第六节 股东大会表决和决议 - | 17 - | | 第五章 党组织 | - 21 - | | 第六章 董事会 | - 22 - | | 第一节 董事 - 22 - | | | 第二节 董事会 - | 25 - | | 第六章 总经理及其他高级管理人员 | - 29 - | | 第七章 监事会 | - 31 - | | 第一节 监事 - 31 - ...

（二）不存在影响独立性的情况说明 本人及本人的直系亲属、主要社会关系不在公司或其附属企业任职、没有直 接或间接持有该公司已发行股份的 1%或 1%以上、不是该公司前十名股东、不在 直接或间接持有该公司已发行股份 5%或 5%以上的股东单位任职、不在该公司 前五名股东单位任职。本人没有为该公司或其附属企业提供财务、法律、管理咨 询、技术咨询等服务、没有从该上市公司及其主要股东或有利害关系的机构和人 员取得额外的、未予披露的其他利益。因此不存在影响独立性的情况。 上海克来机电自动化工程股份有限公司 2023 年度独立董事述职报告 作为上海克来机电自动化工程股份有限公司（以下简称"公司"）的独立董事， 2023 年本人严格按照《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》（以下简称"《证券法》"）《上市公司治理准则》、《上市公 司独立董事管理办法》等法律、法规以及《公司章程》、《独立董事议事规则》等 制度的规定，认真履行独立董事的职责，积极出席相关会议，认真审议董事会各 项议案，对相关事项发表事前认可意见或独立意见，充分发挥独立董事的作用， 努力维护公司利益和全体股东特别是中小股东的 ...

证券代码：603960 证券简称：克来机电 公告编号：2024-026 上海克来机电自动化工程股份有限公司 关于回购注销部分限制性股票通知债权人的公告 公司债权人可持证明债权债务关系存在的合同、协议及其他凭证的原件及复 1 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、通知债权人的原由 上海克来机电自动化工程股份有限公司（以下简称"公司"）于 2024 年 4 月 26 日召开了第四届董事会第十二次会议、第四届监事会第十一次会议，会议 审议通过了《关于回购注销部分限制性股票的议案》。由于公司 2022 年限制性 股票激励计划首次授予的激励对象中 3 名激励对象因个人原因离职，不再具备激 励对象资格。公司根据《上市公司股权激励管理办法》及公司《2022 年限制性股 票激励计划（草案）》的有关规定，以 10.86 元/股的回购价格，对上述 3 名激励 对象已获授但尚未解除限售的全部限制性股票合计 35,000 股进行回购注销并办 理相关手续。 本次回购注销完成后，公司总股本将由263,058,500股减少至263,023,5 ...

关于上海克来机电自动化工程股份有限公司 2023 年度募集资金存放和使用情况专项核查报告 华泰联合证券有限责任公司（以下简称"华泰联合证券"或"保荐机构"） 作为上海克来机电自动化工程股份有限公司（以下简称"克来机电"、"公司" 或"发行人"）公开发行可转换公司债券的保荐机构，根据《证券发行上市保荐 业务管理办法》《上市公司监管指引第 2 号——上市公司募集资金管理和使用的 监管要求》《上海证券交易所股票上市规则》《上海证券交易所上市公司自律监 管指引第 1 号——规范运作》等法律法规的规定，对克来机电在 2023 年度募集 资金存放与使用情况进行了核查，核查情况如下： 一、募集资金基本情况 （一）募集资金金额及到位时间 经中国证券监督管理委员会《关于核准上海克来机电自动化工程股份有限公 司公开发行可转换公司债券的批复》（证监许可[2019]2316 号）核准，并经上海 证券交易所同意，克来机电向社会公开发行可转换公司债券 1,800,000 张，每张 面值为人民币 100.00 元，按面值发行，发行总额为人民币 180,000,000.00 元，期 限 6 年。扣除承销保荐费人民币 3,710,000.00 ...

重要内容提示： 2024 年中期分红预案：公司拟在当期盈利且累计未分配利润为正值的条 件下进行中期分红，中期分红比例不超过相应期间归属于母公司股东净利润的 30%， 金额不超过 2000 万元。 本次中期分红预案尚需提交公司 2023 年年度股东大会审议批准。 一、中期分红预案内容 公司拟在当期盈利且累计未分配利润为正值的条件下，以当时总股本为基数进 行中期分红，中期分红比例不超过相应期间归属于母公司股东净利润的 30%，金 额不超过 2000 万元。 为简化分红程序，董事会拟提请股东大会批准授权，董事会根据股东大会决议 在符合利润分配的条件下制定中期分红的具体方案。 证券代码：603960 证券简称：克来机电 公告编号：2024-018 上海克来机电自动化工程股份有限公司 关于 2024 年中期分红预案的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 （一）现金分红对上市公司每股收益、现金流状况、生产经营的影响分析 本次利润分配方案对公司股东享有的净资产权益及其持股比例不产生实质性影 响。本次利润分配方案结合了公司发展 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥97,362,459.71, representing a decrease of 16.83% compared to the same period last year[5] - The net profit attributable to shareholders for Q1 2024 was ¥11,219,746.30, down 13.43% year-on-year[5] - The net profit after deducting non-recurring gains and losses was ¥10,997,011.01, reflecting a decline of 5.37% compared to the previous year[5] - The basic earnings per share for Q1 2024 was ¥0.04, down 20.00% from the same period last year[5] - The weighted average return on equity was 1.03%, a decrease of 0.26 percentage points year-on-year[5] - The company reported a net profit of CNY 7,766,534.44 for Q1 2024, a decrease of 36.5% compared to CNY 12,226,383.69 in Q1 2023[15] - In Q1 2024, the net profit decreased to CNY 11,099,139.16 from CNY 12,960,762.85 in Q1 2023, representing a decline of approximately 14.4%[17] - Operating profit for Q1 2024 was CNY 13,596,294.34, slightly up from CNY 13,516,945.04 in Q1 2023, indicating a growth of about 0.6%[17] - The total profit for Q1 2024 was CNY 13,803,351.64, down from CNY 14,684,666.94 in Q1 2023, a decrease of approximately 6%[17] Cash Flow - The net cash flow from operating activities was ¥64,177,283.53, which is a decrease of 11.41% year-on-year[5] - Cash flow from operating activities in Q1 2024 was CNY 64,177,283.53, down from CNY 72,446,269.27 in Q1 2023, a decrease of approximately 11.7%[18] - The net cash flow from investing activities in Q1 2024 was negative at CNY -15,384,851.01, compared to CNY -4,230,552.94 in Q1 2023, indicating a worsening investment cash flow situation[19] - The company reported a cash inflow from financing activities of CNY 3,908,000.00 in Q1 2024, compared to an outflow of CNY -127,500.00 in Q1 2023, indicating a significant improvement in financing cash flow[19] Assets and Liabilities - The total assets at the end of Q1 2024 were ¥1,253,317,485.38, a slight decrease of 0.33% from the end of the previous year[6] - Total assets as of March 31, 2024, were CNY 1,253,317,485.38, a slight decrease from CNY 1,257,409,651.49 on December 31, 2023[14] - Total liabilities as of March 31, 2024, were CNY 155,511,278.84, down 9.4% from CNY 171,582,223.97 on December 31, 2023[13] - Shareholders' equity increased to CNY 1,097,806,206.54 as of March 31, 2024, compared to CNY 1,085,827,427.52 on December 31, 2023[14] Shareholder Information - The top two shareholders, Tan Shili and Chen Jiukang, hold 21.71% and 15.90% of shares respectively, indicating significant ownership concentration[10] Operating Costs and Expenses - Total operating costs for Q1 2024 were CNY 90,595,925.27, down 17.5% from CNY 109,761,122.60 in Q1 2023[15] - Research and development expenses increased to CNY 9,001,237.12 in Q1 2024, up 13.7% from CNY 7,915,790.19 in Q1 2023[15] - The company incurred credit impairment losses of CNY 5,961,169.36 in Q1 2024, compared to CNY 5,007,900.96 in Q1 2023, an increase of about 19%[17] Inventory and Receivables - Accounts receivable decreased to CNY 141,269,334.46 as of March 31, 2024, down 44.1% from CNY 252,360,537.56 on December 31, 2023[12] - Inventory increased to CNY 183,588,227.13 as of March 31, 2024, up 20.0% from CNY 152,974,000.11 on December 31, 2023[12]

一、 召开会议的基本情况 (一) 股东大会类型和届次 证券代码：603960 证券简称：克来机电 公告编号：2024-028 上海克来机电自动化工程股份有限公司 关于召开 2023 年年度股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 2023 年年度股东大会 (二) 股东大会召集人：董事会 (三) 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结 合的方式 (四) 现场会议召开的日期、时间和地点 召开的日期时间：2024 年 5 月 22 日 10 点 00 分 召开地点：公司会议室（上海市宝山区罗东路 1555 号） (五) 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2024 年 5 月 22 日 至 2024 年 5 月 22 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过 互联网投 ...

Financial Performance - In 2023, the company's operating revenue reached ¥688,219,310.11, representing a 1.62% increase compared to ¥677,275,697.65 in 2022[24]. - The net profit attributable to shareholders of the listed company was ¥92,467,986.40, a significant increase of 43.53% from ¥64,422,436.84 in the previous year[24]. - The net profit attributable to shareholders after deducting non-recurring gains and losses increased by 69.35% to ¥84,604,388.69 from ¥49,957,905.33 in 2022[24]. - The net cash flow from operating activities surged by 993.90% to ¥176,764,636.73, compared to ¥16,159,186.89 in the previous year[25]. - Basic earnings per share rose by 40.00% to ¥0.35 from ¥0.25 in 2022[26]. - The weighted average return on equity increased to 8.90%, up from 6.40% in 2022, reflecting a rise of 2.5 percentage points[26]. - The total assets at the end of 2023 were ¥1,257,409,651.49, a decrease of 2.47% from ¥1,289,228,024.84 at the end of 2022[24]. - Total profit reached 102.69 million yuan, reflecting a significant growth of 42.96% year-over-year[78]. - The company achieved operating revenue of 688.22 million yuan in 2023, an increase of 1.62% compared to the previous year[79]. - The company’s comprehensive gross margin for 2022 and 2023 was 23.98% and 26.11%, respectively, indicating an improvement in profitability[151]. Dividend Distribution - The company plans to distribute a cash dividend of RMB 1.06 per 10 shares, totaling RMB 27.88 million, which represents 30.16% of the net profit attributable to shareholders for the year 2023[6]. - The board of directors has approved the profit distribution plan during the 12th meeting of the 4th board session held on April 26, 2024[6]. - The total cash dividend for the reporting period was CNY 27,884,201, which represents 30.16% of the net profit attributable to ordinary shareholders in the consolidated financial statements[197]. - The company’s profit distribution policy allows for a minimum cash dividend ratio of 80% for mature companies without major capital expenditures, and 40% if there are significant expenditures[191]. - The company will complete the distribution of dividends within two months after the shareholders' meeting decision[193]. Risk Management - The company reported no significant risks that could materially affect its operations during the reporting period[9]. - The company has confirmed that there are no non-operating fund occupations by controlling shareholders or related parties[8]. - The company has not faced any violations of decision-making procedures regarding external guarantees[8]. - The company has ensured that all board members can guarantee the authenticity, accuracy, and completeness of the annual report[8]. - The company faces risks from macroeconomic fluctuations that could impact demand in the automotive manufacturing sector, which is closely tied to national economic conditions[143]. - The company has a high customer concentration, with over 70.90% of its revenue coming from its top five clients, primarily in the automotive sector, which poses a risk if demand from these clients decreases[146]. Research and Development - The company has strengthened its R&D investment in new energy vehicle electronic intelligent production equipment, maintaining industry-leading technology levels[75]. - The company is focusing on the research and development of IGBT power module assembly and testing equipment, responding to the urgent demand from major automotive electronics manufacturers[38]. - The company has initiated research on the application of generative artificial intelligence technology in smart equipment, developing an intelligent video analysis system capable of processing 100 frames per second[53]. - The company has developed assembly and testing technology for silicon carbide power modules, aligning with international advanced technologies and enhancing its performance in the semiconductor equipment field[44]. - The company has made significant advancements in the development of wafer film coating machines, mastering the manufacturing technology for both semi-automatic and fully automatic models[54]. - The company has developed a new generation of R744 heat pump products, addressing technical challenges and achieving mass production[76]. - The company is committed to enhancing its core competitiveness through continuous technological innovation and research and development, particularly in robotics and AI machine vision[139]. Market Expansion and Strategy - The company is focusing on expanding its market presence in both domestic and overseas regions, particularly in East China and Northeast China, where demand for automotive manufacturing is high[86]. - The company plans to optimize its customer structure and actively expand into overseas markets, establishing subsidiaries to enhance its manufacturing capabilities[133]. - The company is actively pursuing technology development and market expansion for automotive intelligent equipment, enhancing its competitive edge in the industry[37]. - The company aims to enhance its core technology research and talent development to become a globally recognized enterprise in intelligent manufacturing equipment and automotive core components[132]. - The company is positioned to benefit from national policies supporting manufacturing upgrades, which are expected to drive high growth in the intelligent manufacturing sector[128]. Corporate Governance - The company has established a comprehensive corporate governance structure, including a board of directors with 7 members, 3 of whom are independent directors[157]. - The company held 1 annual and 1 extraordinary shareholders' meeting during the reporting period, ensuring transparency and fairness in decision-making[156]. - The company has established various internal management systems to ensure timely, accurate, and fair information disclosure to all shareholders[160]. - The company has implemented a Product Lifecycle Management (PLM) system and introduced a top-tier domestic data encryption system to mitigate risks of technology leakage[149]. - The company has established a cash dividend policy that prioritizes cash dividends when conditions are met, with a minimum cash distribution of 20% of distributable profits if there are no major investment plans or cash expenditures[191]. Personnel Changes - In 2023, the company appointed Yan Lizhong as the new Vice President following the resignation of Xiao Yi[168]. - The company also appointed Cao Weihong as the new Chief Financial Officer after Ding Meiling's resignation[168]. - The company has seen changes in its board and management personnel, with several resignations and new appointments in 2023[170]. - The company’s governance structure includes a remuneration and assessment committee to oversee compensation matters[171]. - The company’s employee structure includes 278 production personnel, 16 sales personnel, 207 technical personnel, 13 financial personnel, and 72 administrative personnel[185].

公司代码：603960 公司简称：克来机电 上海克来机电自动化工程股份有限公司 2023 年度内部控制评价报告 上海克来机电自动化工程股份有限公司全体股东： √有效 □无效 根据公司财务报告内部控制重大缺陷的认定情况，于内部控制评价报告基准日，不存在财务报告内 部控制重大缺陷，董事会认为，公司已按照企业内部控制规范体系和相关规定的要求在所有重大方面保 持了有效的财务报告内部控制。 3. 是否发现非财务报告内部控制重大缺陷 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或 ...

关于上海克来机电自动化工程股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 目 录 1、 专项审计报告 2、 附表 委托单位：上海克来机电自动化工程股份有限公司 审计单位：立信会计师事务所（特殊普通合伙） 联系电话：021-33850028 上海克来机电自动化工程股份有限公司 专项审计说明 二〇二三年度 . i ・ . . . 目 录 _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ 此码用于证明该审计报告是否由具有执业许可的会计师事 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.eov.cn） 页 次 非经营性资金占用及其他关联资金往来情况 的专项报告 非经营性资金占用及其他关联资金往来情况汇总表 1-2 ] . - . iv . ... 关于上海克来机电自动化工程股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 信会师报字[2024]第 ZA11557 号 上海克来机电自动化工程股份有限公司全体股东: 我们审计了上海克来机电自动化工程股份有限公司(以下简称 "克来机电")2023年度的财务报表,包括 20 ...