国泰君安证券股份有限公司 关于锦州神工半导体股份有限公司 2024 年度持续督导定期现场检查报告 国泰君安证券股份有限公司（以下简称"保荐机构"）作为正在履行锦州神 工半导体股份有限公司（以下简称"神工股份"或"公司"）持续督导工作的保 荐机构，根据《上海证券交易所科创板股票上市规则》、《上海证券交易所上市公 司自律监管指引第 11 号——持续督导》等有关法律、法规的规定，对公司 2024 年 1 月 1 日至本次现场检查期间（以下简称"本持续督导期间"）的规范运作情 况进行了现场检查，现就现场检查的有关情况报告如下： 一、本次现场检查的基本情况 （一）保荐机构 国泰君安证券股份有限公司 （二）保荐代表人 姚巍巍、陈海 （三）现场检查时间 2024 年 12 月 9 日 （六）现场检查手段 1、查看公司主要生产经营场所； 2、与公司董事、监事、高级管理人员及相关人员进行访谈； 3、查阅公司本持续督导期间召开的历次三会文件； 4、查阅公司募集资金台账、募集资金使用凭证、募集资金专户银行对账单 等资料； （四）现场检查人员 姚巍巍 （五）现场检查内容 公司治理和内部控制、信息披露、独立性、与大股东及其他关联方的资 ...

编号：2024-004 证券代码：688233 证券简称：神工股份 锦州神工半导体股份有限公司投资者关系活动记录表 | --- | --- | --- | --- | |-----------------|------------------------------|--------------------------------------|--------------------------------------------------------------------------------| | | | | | | | √ | 特定对象调研 □分析师会议 | | | 投资者关系 | | □媒体采访 □业绩说明会 | | | | □ | 新闻发布会 □路演活动 | | | 活动类别 | √ | 现场参观 □一对一沟通 | | | | □其他 （电话会议） | | | | 参与单位 及人员 | UBS-Jimmy Yu | | GaoTeng Global Asset Management Limited -Junjie Zhang | | | UG Investment-Kevin Yang | | ...

证券代码：688233 证券简称：神工股份 编号：2024-003 锦州神工半导体股份有限公司投资者关系活动记录表 | --- | --- | --- | --- | |------------|----------------------|--------------------------------|--------------------------------------------------------------------| | | √ | 特定对象调研 □分析师会议 | | | 投资者关系 | | □媒体采访 □业绩说明会 | | | | □ | 新闻发布会 □路演活动 | | | 活动类别 | □ | 现场参观 √一对一沟通 | | | | √ 其他 （电话会议） | | | | | 诺安基金-周小琪 | | 富国基金-孙权 | | | | | | | | 千禾基金-孙柯 | | 富国基金-王帅 | | | | | | | | 民生加银-李君海 | | 兴业基金-刘体劲 | | | 泰康资产 - 段中喆 | | 中庾基金-陆伟成 | | | 银华基金-张晏铭 | | 永盈基金-任思儒 | ...

证券代码：688233 证券简称：神工股份 公告编号：2024-061 关于股份回购实施结果暨股份变动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： | 回购方案首次披露日 | 2023/8/18，由董事长潘连胜先生提议 | | --- | --- | | 回购方案实施期限 | 待第二届董事会第十五次会议审议通过后 12 个月 | | 预计回购金额 | 1,500.00 万元~3,000.00 万元 | | 回购价格上限 | 44.00 元/股 | | 回购用途 | □减少注册资本 √用于员工持股计划或股权激励 | | | □用于转换公司可转债 | | | □为维护公司价值及股东权益 | | 实际回购股数 | 95.0416 万股 | | 实际回购股数占总股本比例 | 0.5579% | | 实际回购金额 | 2,859.54 万元 | | 实际回购价格区间 | 14.70 元/股~35.12 元/股 | 一、 回购审批情况和回购方案内容 公司于 2023 年 10 月 27 日召开第二届董事会第十五次 ...

证券代码：688233 证券简称：神工股份 编号：2024-002 锦州神工半导体股份有限公司投资者关系活动记录表 | --- | --- | --- | --- | |----------|---------------------|--------------------------|-----------------------| | | √ | 特定对象调研 □分析师会议 | | | 投资者关 | □ | 媒体采访 □业绩说明会 | | | 系活动类 | □ | 新闻发布会 □路演活动 | | | 别 | | □现场参观 □一对一沟通 | | | | √ 其他 （电话会议） | | | | 参与单位 | 中邮证券-吴文吉 | | 银华基金-郭磊 | | 及人员 | 欣荣拓展-沈喆强 | | 中邮人寿保险 - 陈昭旭 | | | 中泰证券-王九鸿 | | 摩根士丹利-李子扬 | | | 中信资管-曹苍剑 | | 光大证券-尚青 | | | 第五公理-郭雷雨 | | 招商信诺-刘泽宇 | | | 兴亿投资-梁悦芹 | | 兴证全球基金-沈度 | | | 中泰证券-李雪峰 | | 国信证券-胡慧 | | | ...

Investment Rating - The report maintains a "Buy" rating for the company [2] Core Insights - The company has shown strong revenue growth driven by increased customer orders and market recovery, with Q3 2024 revenue reaching 88.89 million yuan, a year-on-year increase of 120.32% and a quarter-on-quarter increase of 32.87% [4] - The company's net profit for Q3 2024 was 22.72 million yuan, reflecting a year-on-year increase of 229.81% and a quarter-on-quarter increase of 588.50% [4] - The silicon component business has become a new growth point for the company, with significant sales growth and a projected market size of 1.8 billion yuan annually in China [4] Financial Performance Summary - For the first three quarters of 2024, the company achieved revenue of 214 million yuan, a year-on-year increase of 79.65%, and a net profit of 27.49 million yuan, a year-on-year increase of 166.71% [3][4] - The projected revenues for 2024, 2025, and 2026 are 331 million yuan, 620 million yuan, and 1.146 billion yuan, respectively, with corresponding net profits of 58 million yuan, 169 million yuan, and 362 million yuan [5][7] - The company's PE ratios for 2024, 2025, and 2026 are projected to be 72, 24, and 11 times, respectively [5][7]

Financial Performance - The company's operating revenue for Q3 2024 reached ¥88,889,623.82, representing a 120.32% increase compared to the same period last year[2] - The net profit attributable to shareholders for Q3 2024 was ¥22,723,860.58, with a year-to-date net profit of ¥27,485,960.68, reflecting a significant increase[2] - Total operating revenue for the first three quarters of 2024 reached ¥214,109,500.58, a significant increase from ¥119,180,000.99 in the same period of 2023, representing an increase of approximately 79.7%[18] - Net profit for the third quarter of 2024 was ¥30,100,019.17, a recovery from a net loss of ¥41,013,178.38 in the same quarter of 2023[19] - The total comprehensive income for the third quarter of 2024 was CNY 29,829,963.68, compared to a loss of CNY 43,109,344.57 in the same period of 2023[20] - The net profit attributable to the parent company was CNY 27,215,905.19, a significant improvement from a loss of CNY 43,301,059.13 year-over-year[20] - Basic and diluted earnings per share for the third quarter were CNY 0.16, recovering from a loss of CNY 0.26 in the previous year[20] Cash Flow - The net cash flow from operating activities for the year-to-date period was ¥115,155,284.39, showing a 229.70% increase compared to the previous year[2] - Cash inflows from operating activities totaled CNY 237,404,099.44, up from CNY 179,186,048.64 in the same period last year[21] - The net cash flow from operating activities was CNY 115,155,284.39, compared to CNY 34,926,864.72 in the previous year[21] - Cash inflows from investment activities amounted to CNY 448,017,818.20, significantly higher than CNY 212,982,525.63 in the same period of 2023[21] - The net cash flow from investment activities was -CNY 1,744,991.73, an improvement from -CNY 175,826,693.79 year-over-year[21] - The net cash flow from financing activities was -CNY 11,242,737.29, compared to a positive flow of CNY 290,208,108.38 in the same period last year[22] - The cash and cash equivalents at the end of the period stood at CNY 667,233,111.59, slightly down from CNY 695,660,654.09 at the end of the previous year[22] Assets and Liabilities - Total assets as of the end of the reporting period were ¥1,979,287,006.14, a 2.37% increase from the end of the previous year[4] - The company's total liabilities increased to ¥146,955,690.81 in Q3 2024 from ¥121,384,347.21 in Q3 2023, reflecting a growth of approximately 21.1%[16] - The total equity attributable to shareholders reached ¥1,778,973,746.93 in Q3 2024, up from ¥1,761,794,579.03 in Q3 2023, showing a slight increase of about 1%[17] - The total assets of the company amounted to ¥1,979,287,006.14 in Q3 2024, compared to ¥1,933,422,436.15 in Q3 2023, reflecting a growth of approximately 2.4%[17] - The total current assets as of September 30, 2024, amounted to CNY 1.12 billion, slightly up from CNY 1.11 billion at the end of 2023[15] Research and Development - Research and development expenses totaled ¥5,927,364.59 for Q3 2024, accounting for 6.67% of operating revenue, a decrease of 9.31 percentage points year-on-year[4] - Research and development expenses for the first three quarters of 2024 were ¥18,245,976.65, down from ¥20,057,053.66 in the same period of 2023, a decrease of approximately 9%[18] - The company is actively developing new products to contribute to the domestic semiconductor equipment sector[13] Market and Customer Insights - The company experienced a significant increase in customer orders due to market recovery, contributing to the rise in operating revenue[7] - The company is focused on expanding customer orders and maintaining revenue growth amidst increasing domestic market demand[13] - The sales scale of silicon components continues to rise, with key customers increasing the variety of products shipped[13] - The company plans to continue focusing on market expansion and new product development to sustain growth in the upcoming quarters[8] Shareholder Information - The top five shareholders hold a combined 69.66% of the company's shares, with the largest shareholder owning 21.73%[9]

国泰君安证券股份有限公司 关于锦州神工半导体股份有限公司 使用闲置募集资金进行现金管理的核查意见 国泰君安证券股份有限公司（以下简称"国泰君安"或"保荐机构"）作为 锦州神工半导体股份有限公司（以下简称"神工股份"或"公司"）2023 年以简 易程序向特定对象发行股票的保荐机构，根据《证券发行上市保荐业务管理办 法》、《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司 自律监管指引第 1 号——规范运作》《上市公司监管指引第 2 号——上市公司募 集资金管理和使用的监管要求》等相关法律、法规和规范性文件的规定和要求， 对神工股份使用闲置募集资金进行现金管理事项进行了专项核查，核查情况及具 体核查意见如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意锦州神工半导体股份有限公司向特定 对象发行股票注册的批复》（证监许［2023］2051 号）核准，公司向特定对象 发行人民币普通股(A 股)股票 10,305,736 股，每股面值人民币 1.00 元，每股发行 价格为 29.11 元，募集资金总额为人民币 299,999,974.96 元，扣除不含税的发行 费用人民币 3,943,39 ...

证券代码：688233 证券简称：神工股份 公告编号：2024-059 锦州神工半导体股份有限公司 第三届监事会第三次会议决议公告 （二）审议通过《关于使用闲置募集资金进行现金管理的议案》 经审议，监事会认为：公司使用闲置募集资金进行现金管理，有利于提高募 集资金使用效率，不会影响募集资金使用，不存在变相改变募集资金用途的行为， 不存在损害公司和全体股东利益的情况。该议案审批程序符合相关法律、法规和 规范性文件及公司募集资金管理制度的规定和要求。监事会同意公司使用总额度 不超过人民币 15,000 万元（含本数）的闲置募集资金进行现金管理，期限为自 公司董事会审议通过之日起 12 个月内有效，在前述额度及期限范围内，资金可 以循环滚动使用。 综上，公司监事会同意《关于使用闲置募集资金进行现金管理的议案》。 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 锦州神工半导体股份有限公司（以下简称"公司"）第三届监事会第三次会 议于 2024 年 10 月 25 日在公司会议室通过现场表决的方式召开。本次会 ...

经过与会董事认真审议，形成如下决议： （一）审议通过《关于公司 2024 年第三季度报告的议案》 证券代码：688233 证券简称：神工股份 公告编号：2024-058 锦州神工半导体股份有限公司 第三届董事会第三次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、董事会会议召开情况 锦州神工半导体股份有限公司（以下简称"公司"）第三届董事会第三次会议 （以下简称"本次会议"或"会议"）于 2024 年 10 月 25 日在公司会议室以现场 与通讯表决相结合的方式召开。本次会议通知及相关资料已于 2024 年 10 月 18 日送达全体董事。本次会议由公司董事长潘连胜先生召集并主持，会议应出席董 事 9 名，实际出席董事 9 名。本次会议的召集、召开方式符合相关法律、行政法 规、部门规章、规范性文件和《公司章程》的规定，会议决议合法、有效。 二、董事会会议审议情况 特此公告。 锦州神工半导体股份有限公司董事会 2024 年 10 月 26 日 具体内容详见公司于同日刊登在上海证券交易所网站（www.sse. ...